Last 12 months
Inside the activity.
2 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 5 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 17, 2023 Filed Apr 19, 2023 21:52 UTC |
Woods Lori ADirector
|
Exercise / conversionStock Options (right to buy) · Derivative | 23,566 | $0.00 Strike: $0.61 | $0.00 |
DisclosureSEC source: 0001437749-23-010666 · rdgdoc.xml · derivative · entry 5 Woods Lori A · CIK 0001393007 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2030-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: 250,000 stock options were granted on 6/23/2020. 25% vested on 6/23/2020, 25% vested on 6/23/2021, 25% vested on 6/23/2022 and the remaining 25% vested on 2/3/2023. F1 · shares: 250,000 stock options were granted on 6/23/2020. 25% vested on 6/23/2020, 25% vested on 6/23/2021, 25% vested on 6/23/2022 and the remaining 25% vested on 2/3/2023. F1 · derivative.exercise_date: 250,000 stock options were granted on 6/23/2020. 25% vested on 6/23/2020, 25% vested on 6/23/2021, 25% vested on 6/23/2022 and the remaining 25% vested on 2/3/2023. F1 · derivative.underlying_shares: 250,000 stock options were granted on 6/23/2020. 25% vested on 6/23/2020, 25% vested on 6/23/2021, 25% vested on 6/23/2022 and the remaining 25% vested on 2/3/2023. Read SEC document |
| April 17, 2023 Filed Apr 19, 2023 21:52 UTC |
Woods Lori ADirector
|
Exercise / conversionCommon Stock | 23,566 | $0.61 | $14,375.26 |
DisclosureSEC source: 0001437749-23-010666 · rdgdoc.xml · nonDerivative · entry 2 Woods Lori A · CIK 0001393007 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Woods Family Living Trust Disclosed balance after: 1,334,538 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 13, 2023 Filed Apr 19, 2023 21:52 UTC |
Woods Lori ADirector
|
Exercise / conversionStock Options (right to buy) · Derivative | 163,934 | $0.00 Strike: $0.61 | $0.00 |
DisclosureSEC source: 0001437749-23-010666 · rdgdoc.xml · derivative · entry 4 Woods Lori A · CIK 0001393007 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,566 shares Expires 2030-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: 250,000 stock options were granted on 6/23/2020. 25% vested on 6/23/2020, 25% vested on 6/23/2021, 25% vested on 6/23/2022 and the remaining 25% vested on 2/3/2023. F1 · shares: 250,000 stock options were granted on 6/23/2020. 25% vested on 6/23/2020, 25% vested on 6/23/2021, 25% vested on 6/23/2022 and the remaining 25% vested on 2/3/2023. F1 · derivative.exercise_date: 250,000 stock options were granted on 6/23/2020. 25% vested on 6/23/2020, 25% vested on 6/23/2021, 25% vested on 6/23/2022 and the remaining 25% vested on 2/3/2023. F1 · derivative.underlying_shares: 250,000 stock options were granted on 6/23/2020. 25% vested on 6/23/2020, 25% vested on 6/23/2021, 25% vested on 6/23/2022 and the remaining 25% vested on 2/3/2023. Read SEC document |
| April 13, 2023 Filed Apr 19, 2023 21:52 UTC |
Woods Lori ADirector
|
Exercise / conversionCommon Stock | 163,934 | $0.61 | $99,999.74 |
DisclosureSEC source: 0001437749-23-010666 · rdgdoc.xml · nonDerivative · entry 1 Woods Lori A · CIK 0001393007 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Woods Family Living Trust Disclosed balance after: 1,310,972 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2023 Filed Feb 24, 2023 00:35 UTC |
Morich FrankDirector
|
GrantStock Options (right to buy) · Derivative | 230,000 | $0.00 Strike: $0.38 | $0.00 |
DisclosureSEC source: 0001437749-23-004436 · rdgdoc.xml · derivative · entry 2 Morich Frank · CIK 0001748615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,807,471 Underlying: Common Stock · 230,000 shares Expires 2033-02-21 F2 · derivative.exercise_date: 100% vests 2/21/2024. Read SEC document |
| February 21, 2023 Filed Feb 24, 2023 00:35 UTC |
Morich FrankDirector
|
GrantStock Options (right to buy) · Derivative | 470,000 | $0.00 Strike: $0.38 | $0.00 |
DisclosureSEC source: 0001437749-23-004436 · rdgdoc.xml · derivative · entry 1 Morich Frank · CIK 0001748615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,577,471 Underlying: Common Stock · 470,000 shares Expires 2033-02-21 F1 · derivative.exercise_date: Vest monthly over three years. Read SEC document |
| February 21, 2023 Filed Feb 24, 2023 00:33 UTC |
Woods Lori ADirector
|
GrantStock Options (right to buy) · Derivative | 230,000 | $0.00 Strike: $0.38 | $0.00 |
DisclosureSEC source: 0001437749-23-004434 · rdgdoc.xml · derivative · entry 2 Woods Lori A · CIK 0001393007 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,370,000 Underlying: Common Stock · 230,000 shares Expires 2033-02-21 F2 · derivative.exercise_date: 100% vests 2/21/2024. Read SEC document |
| February 21, 2023 Filed Feb 24, 2023 00:33 UTC |
Woods Lori ADirector
|
GrantStock Options (right to buy) · Derivative | 470,000 | $0.00 Strike: $0.38 | $0.00 |
DisclosureSEC source: 0001437749-23-004434 · rdgdoc.xml · derivative · entry 1 Woods Lori A · CIK 0001393007 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,140,000 Underlying: Common Stock · 470,000 shares Expires 2033-02-21 F1 · derivative.exercise_date: Vest monthly over three years. Read SEC document |
| February 21, 2023 Filed Feb 24, 2023 00:32 UTC |
McCormick Michael WDirector
|
GrantStock Options (right to buy) · Derivative | 230,000 | $0.00 Strike: $0.38 | $0.00 |
DisclosureSEC source: 0001437749-23-004432 · rdgdoc.xml · derivative · entry 2 McCormick Michael W · CIK 0001333527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,124,615 Underlying: Common Stock · 230,000 shares Expires 2033-02-21 F2 · derivative.exercise_date: 100% vests 2/21/2024. Read SEC document |
| February 21, 2023 Filed Feb 24, 2023 00:32 UTC |
McCormick Michael WDirector
|
GrantStock Options (right to buy) · Derivative | 470,000 | $0.00 Strike: $0.38 | $0.00 |
DisclosureSEC source: 0001437749-23-004432 · rdgdoc.xml · derivative · entry 1 McCormick Michael W · CIK 0001333527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 894,615 Underlying: Common Stock · 470,000 shares Expires 2033-02-21 F1 · derivative.exercise_date: Vest monthly over three years. Read SEC document |
| February 21, 2023 Filed Mar 17, 2023 21:10 UTC |
Williamson Robert F IIIDirector
|
GrantStock Options (right to buy) · Derivative | 230,000 | $0.00 Strike: $0.38 | $0.00 |
DisclosureSEC source: 0001437749-23-007085 · rdgdoc.xml · derivative · entry 2 Williamson Robert F III · CIK 0001397331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,000 Underlying: Common Stock · 230,000 shares Expires 2033-02-21 F2 · derivative.exercise_date: 100% vests 2/21/2024. Read SEC document |
| February 21, 2023 Filed Mar 17, 2023 21:10 UTC |
Williamson Robert F IIIDirector
|
GrantStock Options (right to buy) · Derivative | 470,000 | $0.00 Strike: $0.38 | $0.00 |
DisclosureSEC source: 0001437749-23-007085 · rdgdoc.xml · derivative · entry 1 Williamson Robert F III · CIK 0001397331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,000 Underlying: Common Stock · 470,000 shares Expires 2033-02-21 F1 · derivative.exercise_date: Vest monthly over three years. Read SEC document |
| December 05, 2022 Filed Dec 5, 2022 23:09 UTC |
Hunt Jonathan RobertChief Financial Officer
|
PurchaseCommon Stock | 32,200 | $0.38 | $12,236.00 |
DisclosureSEC source: 0001437749-22-028455 · rdgdoc.xml · nonDerivative · entry 2 Hunt Jonathan Robert · CIK 0001375410 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,710 Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 23:09 UTC |
Hunt Jonathan RobertChief Financial Officer
|
PurchaseCommon Stock | 53,204 | $0.38 | $20,265.40 |
DisclosureSEC source: 0001437749-22-028455 · rdgdoc.xml · nonDerivative · entry 1 Hunt Jonathan Robert · CIK 0001375410 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,510 Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 23:43 UTC |
Woods Lori ADirector · CEO
|
PurchaseCommon Stock | 100,000 | $0.34 | $33,540.00 |
DisclosureSEC source: 0001437749-22-027681 · rdgdoc.xml · nonDerivative · entry 1 Woods Lori A · CIK 0001393007 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Woods Family Living Trust Disclosed balance after: 1,147,038 Read SEC document |
| August 18, 2022 Filed Aug 19, 2022 22:26 UTC |
Streeter JenniferCOO & VP of HR
|
Exercise / conversionStock Options (right to buy) · Derivative | 50,000 | $0.00 Strike: $0.43 | $0.00 |
DisclosureSEC source: 0001437749-22-021066 · rdgdoc.xml · derivative · entry 2 Streeter Jennifer · CIK 0001709780 · COO & VP of HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2029-06-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: 150,000 stock options were granted on 6/18/2019. 25% vested on 6/18/2019, 25% vested on 6/18/2020, 25% vested on 6/18/2021 and the remaining 25% vested on 6/18/2022. F1 · shares: 150,000 stock options were granted on 6/18/2019. 25% vested on 6/18/2019, 25% vested on 6/18/2020, 25% vested on 6/18/2021 and the remaining 25% vested on 6/18/2022. F1 · derivative.exercise_date: 150,000 stock options were granted on 6/18/2019. 25% vested on 6/18/2019, 25% vested on 6/18/2020, 25% vested on 6/18/2021 and the remaining 25% vested on 6/18/2022. F1 · derivative.underlying_shares: 150,000 stock options were granted on 6/18/2019. 25% vested on 6/18/2019, 25% vested on 6/18/2020, 25% vested on 6/18/2021 and the remaining 25% vested on 6/18/2022. Read SEC document |
| August 18, 2022 Filed Aug 19, 2022 22:26 UTC |
Streeter JenniferCOO & VP of HR
|
Exercise / conversionCommon Stock | 50,000 | $0.43 | $21,500.00 |
DisclosureSEC source: 0001437749-22-021066 · rdgdoc.xml · nonDerivative · entry 1 Streeter Jennifer · CIK 0001709780 · COO & VP of HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2022 Filed Sep 22, 2022 21:05 UTC Amendment |
Streeter JenniferCOO & VP of HR
|
Exercise / conversionStock Options (right to buy) · Derivative | 50,000 | $0.00 Strike: $0.43 | $0.00 |
DisclosureSEC source: 0001437749-22-022927 · rdgdoc.xml · derivative · entry 2 Streeter Jennifer · CIK 0001709780 · COO & VP of HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2029-06-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: 150,000 stock options were granted on 6/18/2019. 25% vested on 6/18/2019, 25% vested on 6/18/2020, 25% vested on 6/18/2021 and the remaining 25% vested on 6/18/2022. F1 · shares: 150,000 stock options were granted on 6/18/2019. 25% vested on 6/18/2019, 25% vested on 6/18/2020, 25% vested on 6/18/2021 and the remaining 25% vested on 6/18/2022. F1 · derivative.exercise_date: 150,000 stock options were granted on 6/18/2019. 25% vested on 6/18/2019, 25% vested on 6/18/2020, 25% vested on 6/18/2021 and the remaining 25% vested on 6/18/2022. F1 · derivative.underlying_shares: 150,000 stock options were granted on 6/18/2019. 25% vested on 6/18/2019, 25% vested on 6/18/2020, 25% vested on 6/18/2021 and the remaining 25% vested on 6/18/2022. Read SEC document |
| August 18, 2022 Filed Sep 22, 2022 21:05 UTC Amendment |
Streeter JenniferCOO & VP of HR
|
Exercise / conversionCommon Stock | 50,000 | $0.43 | $21,500.00 |
DisclosureSEC source: 0001437749-22-022927 · rdgdoc.xml · nonDerivative · entry 1 Streeter Jennifer · CIK 0001709780 · COO & VP of HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: The previous Form 4 incorrectly stated 87,940 shares owned, but should have stated 77,940 shares owned. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 23:04 UTC |
Austin Mark JohnVP Finance/Prin Fin&Acct Offic
|
GrantStock Options (right to buy) · Derivative | 150,000 | $0.00 Strike: $0.36 | $0.00 |
DisclosureSEC source: 0001437749-22-020203 · rdgdoc.xml · derivative · entry 1 Austin Mark John · CIK 0001713059 · VP Finance/Prin Fin&Acct Offic 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 548,115 Underlying: Common Stock · 150,000 shares Expires 2032-08-09 F1 · derivative.exercise_date: 25% vested as of 8/9/2022, and the remaining 75% will vest over the next three (3) years, commencing on 8/9/2023, until fully vested. Read SEC document |
| August 05, 2022 Filed Aug 11, 2022 00:14 UTC |
Streeter JenniferCOO & VP of HR
|
Exercise / conversionStock Options (right to buy) · Derivative | 22,500 | $0.00 Strike: $0.33 | $0.00 |
DisclosureSEC source: 0001437749-22-019882 · rdgdoc.xml · derivative · entry 2 Streeter Jennifer · CIK 0001709780 · COO & VP of HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 452,500 shares Expires 2032-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: 475,000 stock options were granted on 7/21/2022. 25% vested on 7/21/2022 and the remaining 75% will vest over the next three (3) years, commencing on 7/21/2022, until fully vested. The shares exercised on 8/5/2022 represent the shares that vested on 7/21/2022. F1 · shares: 475,000 stock options were granted on 7/21/2022. 25% vested on 7/21/2022 and the remaining 75% will vest over the next three (3) years, commencing on 7/21/2022, until fully vested. The shares exercised on 8/5/2022 represent the shares that vested on 7/21/2022. F1 · derivative.exercise_date: 475,000 stock options were granted on 7/21/2022. 25% vested on 7/21/2022 and the remaining 75% will vest over the next three (3) years, commencing on 7/21/2022, until fully vested. The shares exercised on 8/5/2022 represent the shares that vested on 7/21/2022. F1 · derivative.underlying_shares: 475,000 stock options were granted on 7/21/2022. 25% vested on 7/21/2022 and the remaining 75% will vest over the next three (3) years, commencing on 7/21/2022, until fully vested. The shares exercised on 8/5/2022 represent the shares that vested on 7/21/2022. Read SEC document |
| August 05, 2022 Filed Aug 11, 2022 00:14 UTC |
Streeter JenniferCOO & VP of HR
|
Exercise / conversionCommon Stock | 22,500 | $0.33 | $7,425.00 |
DisclosureSEC source: 0001437749-22-019882 · rdgdoc.xml · nonDerivative · entry 1 Streeter Jennifer · CIK 0001709780 · COO & VP of HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 21, 2022 Filed Jul 29, 2022 01:04 UTC |
Hunt Jonathan RobertChief Financial Officer
|
GrantStock Options (right to buy) · Derivative | 475,000 | $0.00 Strike: $0.33 | $0.00 |
DisclosureSEC source: 0001437749-22-018051 · rdgdoc.xml · derivative · entry 1 Hunt Jonathan Robert · CIK 0001375410 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,278,653 Underlying: Common Stock · 475,000 shares Expires 2032-07-21 F1 · derivative.exercise_date: 25% vested as of 7/21/2022, and the remaining 75% will vest over the next three (3) years, commencing on 7/21/2023, until fully vested. Read SEC document |
| July 21, 2022 Filed Jul 28, 2022 21:21 UTC |
Woods Lori ADirector · CEO
|
GrantStock Options (right to buy) · Derivative | 940,000 | $0.00 Strike: $0.33 | $0.00 |
DisclosureSEC source: 0001437749-22-018032 · rdgdoc.xml · derivative · entry 1 Woods Lori A · CIK 0001393007 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,670,000 Underlying: Common Stock · 940,000 shares Expires 2032-07-21 F1 · derivative.exercise_date: 25% vested as of 7/21/2022, and the remaining 75% will vest over the next three (3) years, commencing on 7/21/2023, until fully vested. Read SEC document |
| July 21, 2022 Filed Jul 28, 2022 21:20 UTC |
Streeter JenniferCOO & VP of HR
|
GrantStock Options (right to buy) · Derivative | 475,000 | $0.00 Strike: $0.33 | $0.00 |
DisclosureSEC source: 0001437749-22-018030 · rdgdoc.xml · derivative · entry 1 Streeter Jennifer · CIK 0001709780 · COO & VP of HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,295,000 Underlying: Common Stock · 475,000 shares Expires 2032-07-21 F1 · derivative.exercise_date: 25% vested as of 7/21/2022, and the remaining 75% will vest over the next three (3) years, commencing on 7/21/2023, until fully vested. Read SEC document |
| July 21, 2022 Filed Jul 28, 2022 21:19 UTC |
Vitale Philip JDirector
|
GrantStock Options (right to buy) · Derivative | 135,000 | $0.00 Strike: $0.33 | $0.00 |
DisclosureSEC source: 0001437749-22-018029 · rdgdoc.xml · derivative · entry 1 Vitale Philip J · CIK 0001597792 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,000 Underlying: Common Stock · 135,000 shares Expires 2032-07-21 F1 · derivative.exercise_date: One-third vested on 7/21/2022, and the remaining two-thirds will vest over the next two (2) years, commencing on 7/21/2023, until fully vested. Read SEC document |
| July 21, 2022 Filed Jul 28, 2022 21:16 UTC |
Hoffmann AlanDirector
|
GrantStock Options (right to buy) · Derivative | 135,000 | $0.00 Strike: $0.33 | $0.00 |
DisclosureSEC source: 0001437749-22-018023 · rdgdoc.xml · derivative · entry 1 Hoffmann Alan · CIK 0001664107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,615 Underlying: Common Stock · 135,000 shares Expires 2032-07-21 F1 · derivative.exercise_date: One-third vested on 7/21/2022, and the remaining two-thirds will vest over the next two (2) years, commencing on 7/21/2023, until fully vested. Read SEC document |
| July 21, 2022 Filed Jul 29, 2022 22:28 UTC |
McCormick Michael WDirector
|
GrantStock Options (right to buy) · Derivative | 135,000 | $0.00 Strike: $0.33 | $0.00 |
DisclosureSEC source: 0001437749-22-018156 · rdgdoc.xml · derivative · entry 1 McCormick Michael W · CIK 0001333527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,615 Underlying: Common Stock · 135,000 shares Expires 2032-07-21 F1 · derivative.exercise_date: One-third vested on 7/21/2022, and the remaining two-thirds will vest over the next two (2) years, commencing on 7/21/2023, until fully vested. Read SEC document |
| July 21, 2022 Filed Aug 1, 2022 23:18 UTC |
Cavanagh WilliamChief R&D Officer
|
GrantStock Options (right to buy) · Derivative | 475,000 | $0.00 Strike: $0.33 | $0.00 |
DisclosureSEC source: 0001437749-22-018298 · rdgdoc.xml · derivative · entry 1 Cavanagh William · CIK 0001503593 · Chief R&D Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,493,846 Underlying: Common Stock · 475,000 shares Expires 2032-07-21 F1 · derivative.exercise_date: 25% vested as of 7/21/2022, and the remaining 75% will vest over the next three (3) years, commencing on 7/21/2023, until fully vested. Read SEC document |
| June 09, 2022 Filed Jun 10, 2022 00:24 UTC |
Austin Mark JohnVP Finance/Prin Fin&Acct Offic
|
PurchaseCommon Stock | 13,800 | $0.29 | $3,959.22 |
DisclosureSEC source: 0001437749-22-014723 · rdgdoc.xml · nonDerivative · entry 2 Austin Mark John · CIK 0001713059 · VP Finance/Prin Fin&Acct Offic 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,030 Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 00:24 UTC |
Austin Mark JohnVP Finance/Prin Fin&Acct Offic
|
PurchaseCommon Stock | 5,000 | $0.29 | $1,425.00 |
DisclosureSEC source: 0001437749-22-014723 · rdgdoc.xml · nonDerivative · entry 1 Austin Mark John · CIK 0001713059 · VP Finance/Prin Fin&Acct Offic 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,230 Read SEC document |
| June 08, 2022 Filed Jun 9, 2022 21:18 UTC |
Hunt Jonathan RobertChief Financial Officer
|
PurchaseCommon Stock | 25,675 | $0.29 | $7,443.18 |
DisclosureSEC source: 0001437749-22-014695 · rdgdoc.xml · nonDerivative · entry 2 Hunt Jonathan Robert · CIK 0001375410 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,306 Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 21:20 UTC |
Woods Lori ADirector · CEO
|
PurchaseCommon Stock | 75,000 | $0.30 | $22,230.00 |
DisclosureSEC source: 0001437749-22-014698 · rdgdoc.xml · nonDerivative · entry 1 Woods Lori A · CIK 0001393007 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Woods Family Living Trust Disclosed balance after: 1,047,038 Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 21:18 UTC |
Hunt Jonathan RobertChief Financial Officer
|
PurchaseCommon Stock | 13,325 | $0.28 | $3,717.68 |
DisclosureSEC source: 0001437749-22-014695 · rdgdoc.xml · nonDerivative · entry 1 Hunt Jonathan Robert · CIK 0001375410 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,631 Read SEC document |
| November 23, 2021 Filed Nov 25, 2021 01:00 UTC |
Woods Lori ADirector · CEO
|
Exercise / conversionStock Options (right to buy) · Derivative | 62,500 | $0.00 Strike: $0.43 | $0.00 |
DisclosureSEC source: 0001437749-21-027408 · rdgdoc.xml · derivative · entry 5 Woods Lori A · CIK 0001393007 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 62,500 shares Expires 2029-06-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: 250,000 stock options were granted on 6/18/2019. 25% vested on 6/18/2019, 25% vested on 6/18/2020, 25% vested on 6/18/2021 and the remaining 25% will vest on 6/18/2022. The shares exercised on 11/23/2021 represent the shares that vested on 6/18/2021. F2 · shares: 250,000 stock options were granted on 6/18/2019. 25% vested on 6/18/2019, 25% vested on 6/18/2020, 25% vested on 6/18/2021 and the remaining 25% will vest on 6/18/2022. The shares exercised on 11/23/2021 represent the shares that vested on 6/18/2021. F2 · derivative.exercise_date: 250,000 stock options were granted on 6/18/2019. 25% vested on 6/18/2019, 25% vested on 6/18/2020, 25% vested on 6/18/2021 and the remaining 25% will vest on 6/18/2022. The shares exercised on 11/23/2021 represent the shares that vested on 6/18/2021. F2 · derivative.underlying_shares: 250,000 stock options were granted on 6/18/2019. 25% vested on 6/18/2019, 25% vested on 6/18/2020, 25% vested on 6/18/2021 and the remaining 25% will vest on 6/18/2022. The shares exercised on 11/23/2021 represent the shares that vested on 6/18/2021. Read SEC document |
| November 23, 2021 Filed Nov 25, 2021 01:00 UTC |
Woods Lori ADirector · CEO
|
Exercise / conversionStock Options (right to buy) · Derivative | 62,500 | $0.00 Strike: $0.46 | $0.00 |
DisclosureSEC source: 0001437749-21-027408 · rdgdoc.xml · derivative · entry 4 Woods Lori A · CIK 0001393007 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 62,500 shares Expires 2028-06-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: 250,000 stock options were granted on 6/13/2018. 25% vested on 12/13/2018, 25% vested on 6/13/2019, 25% vested on 6/13/2020 and the remaining 25% vested on 6/13/2021. The shares exercised on 11/23/2021 represent the shares that vested on 6/13/2021. F1 · shares: 250,000 stock options were granted on 6/13/2018. 25% vested on 12/13/2018, 25% vested on 6/13/2019, 25% vested on 6/13/2020 and the remaining 25% vested on 6/13/2021. The shares exercised on 11/23/2021 represent the shares that vested on 6/13/2021. F1 · derivative.exercise_date: 250,000 stock options were granted on 6/13/2018. 25% vested on 12/13/2018, 25% vested on 6/13/2019, 25% vested on 6/13/2020 and the remaining 25% vested on 6/13/2021. The shares exercised on 11/23/2021 represent the shares that vested on 6/13/2021. F1 · derivative.underlying_shares: 250,000 stock options were granted on 6/13/2018. 25% vested on 12/13/2018, 25% vested on 6/13/2019, 25% vested on 6/13/2020 and the remaining 25% vested on 6/13/2021. The shares exercised on 11/23/2021 represent the shares that vested on 6/13/2021. Read SEC document |
| November 23, 2021 Filed Nov 25, 2021 01:00 UTC |
Woods Lori ADirector · CEO
|
Exercise / conversionCommon Stock | 62,500 | $0.43 | $26,875.00 |
DisclosureSEC source: 0001437749-21-027408 · rdgdoc.xml · nonDerivative · entry 2 Woods Lori A · CIK 0001393007 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Woods Family Living Trust Disclosed balance after: 972,038 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2021 Filed Nov 25, 2021 01:00 UTC |
Woods Lori ADirector · CEO
|
Exercise / conversionCommon Stock | 62,500 | $0.46 | $28,750.00 |
DisclosureSEC source: 0001437749-21-027408 · rdgdoc.xml · nonDerivative · entry 1 Woods Lori A · CIK 0001393007 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Woods Family Living Trust Disclosed balance after: 909,538 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 20:33 UTC |
Cavanagh WilliamChief R&D Officer
|
GrantStock Options (right to buy) · Derivative | 320,000 | $0.00 Strike: $0.79 | $0.00 |
DisclosureSEC source: 0001437749-21-016459 · rdgdoc.xml · derivative · entry 1 Cavanagh William · CIK 0001503593 · Chief R&D Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,025,506 Underlying: Common Stock · 320,000 shares Expires 2031-07-01 F1 · derivative.exercise_date: 25% vested as of 7/1/2021, and the remaining 75% will vest over the next three (3) years, commencing on 7/1/2022, until fully vested. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 20:31 UTC |
Austin Mark JohnController/Prin Fin&Acct Offic
|
GrantStock Options (right to buy) · Derivative | 133,500 | $0.00 Strike: $0.79 | $0.00 |
DisclosureSEC source: 0001437749-21-016456 · rdgdoc.xml · derivative · entry 1 Austin Mark John · CIK 0001713059 · Controller/Prin Fin&Acct Offic 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,115 Underlying: Common Stock · 133,500 shares Expires 2031-07-01 F1 · derivative.exercise_date: 25% vested as of 7/1/2021, and the remaining 75% will vest over the next three (3) years, commencing on 7/1/2022, until fully vested. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 20:28 UTC |
Streeter JenniferCOO & VP of HR
|
GrantStock Options (right to buy) · Derivative | 320,000 | $0.00 Strike: $0.79 | $0.00 |
DisclosureSEC source: 0001437749-21-016451 · rdgdoc.xml · derivative · entry 1 Streeter Jennifer · CIK 0001709780 · COO & VP of HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 820,000 Underlying: Common Stock · 320,000 shares Expires 2031-07-01 F1 · derivative.exercise_date: 25% vested as of 7/1/2021, and the remaining 75% will vest over the next three (3) years, commencing on 7/1/2022, until fully vested. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 20:25 UTC |
Hunt Jonathan RobertChief Financial Officer
|
GrantStock Options (right to buy) · Derivative | 320,000 | $0.00 Strike: $0.79 | $0.00 |
DisclosureSEC source: 0001437749-21-016448 · rdgdoc.xml · derivative · entry 1 Hunt Jonathan Robert · CIK 0001375410 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 803,653 Underlying: Common Stock · 320,000 shares Expires 2031-07-01 F1 · derivative.exercise_date: 25% vested as of 7/1/2021, and the remaining 75% will vest over the next three (3) years, commencing on 7/1/2022, until fully vested. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 20:23 UTC |
Woods Lori ADirector · CEO
|
GrantStock Options (right to buy) · Derivative | 480,000 | $0.00 Strike: $0.79 | $0.00 |
DisclosureSEC source: 0001437749-21-016445 · rdgdoc.xml · derivative · entry 1 Woods Lori A · CIK 0001393007 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 855,000 Underlying: Common Stock · 480,000 shares Expires 2031-07-01 F1 · derivative.exercise_date: 25% vested as of 7/1/2021, and the remaining 75% will vest over the next three (3) years, commencing on 7/1/2022, until fully vested. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 20:22 UTC |
Hoffmann AlanDirector
|
GrantStock Options (right to buy) · Derivative | 135,000 | $0.00 Strike: $0.79 | $0.00 |
DisclosureSEC source: 0001437749-21-016443 · rdgdoc.xml · derivative · entry 1 Hoffmann Alan · CIK 0001664107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,615 Underlying: Common Stock · 135,000 shares Expires 2031-07-01 F1 · derivative.exercise_date: One-third vested on 7/1/2021, and the remaining two-thirds will vest over the next two (2) years, commencing on 7/1/2022, until fully vested. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 20:19 UTC |
McCormick Michael WDirector
|
GrantStock Options (right to buy) · Derivative | 135,000 | $0.00 Strike: $0.79 | $0.00 |
DisclosureSEC source: 0001437749-21-016441 · rdgdoc.xml · derivative · entry 1 McCormick Michael W · CIK 0001333527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,615 Underlying: Common Stock · 135,000 shares Expires 2031-07-01 F1 · derivative.exercise_date: One-third vested on 7/1/2021, and the remaining two-thirds will vest over the next two (2) years, commencing on 7/1/2022, until fully vested. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 20:18 UTC |
Vitale Philip JDirector
|
GrantStock Options (right to buy) · Derivative | 135,000 | $0.00 Strike: $0.79 | $0.00 |
DisclosureSEC source: 0001437749-21-016439 · rdgdoc.xml · derivative · entry 1 Vitale Philip J · CIK 0001597792 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Philip James Vitale Rev Living Trust Dtd 11/6/07 Disclosed balance after: 290,000 Underlying: Common Stock · 135,000 shares Expires 2031-07-01 F1 · derivative.exercise_date: One-third vested on 7/1/2021, and the remaining two-thirds will vest over the next two (2) years, commencing on 7/1/2022, until fully vested. F1 · derivative.expiration_date: One-third vested on 7/1/2021, and the remaining two-thirds will vest over the next two (2) years, commencing on 7/1/2022, until fully vested. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 20:19 UTC |
Woods Lori ADirector · CEO
|
OtherWarrant (right to buy) · Derivative | 24,038 | $0.00 Strike: $0.57 | $0.00 |
DisclosureSEC source: 0001437749-21-006164 · rdgdoc.xml · derivative · entry 11 Woods Lori A · CIK 0001393007 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,038 shares Expires 2025-10-22 F5 · security: Purchased pursuant to public offering that closed on October 22, 2020. Each share of common stock purchased included one-half of a warrant. Each whole warrant is exercisable to purchase one share of common stock at an exercise price of $0.57 per share. Each warrant is immediately exercisable, and will expire October 22, 2025. This transaction represents an exercise for all of the warrants purchased as part of the public offering that closed on October 22, 2020. F5 · shares: Purchased pursuant to public offering that closed on October 22, 2020. Each share of common stock purchased included one-half of a warrant. Each whole warrant is exercisable to purchase one share of common stock at an exercise price of $0.57 per share. Each warrant is immediately exercisable, and will expire October 22, 2025. This transaction represents an exercise for all of the warrants purchased as part of the public offering that closed on October 22, 2020. F5 · derivative.exercise_date: Purchased pursuant to public offering that closed on October 22, 2020. Each share of common stock purchased included one-half of a warrant. Each whole warrant is exercisable to purchase one share of common stock at an exercise price of $0.57 per share. Each warrant is immediately exercisable, and will expire October 22, 2025. This transaction represents an exercise for all of the warrants purchased as part of the public offering that closed on October 22, 2020. F5 · derivative.underlying_shares: Purchased pursuant to public offering that closed on October 22, 2020. Each share of common stock purchased included one-half of a warrant. Each whole warrant is exercisable to purchase one share of common stock at an exercise price of $0.57 per share. Each warrant is immediately exercisable, and will expire October 22, 2025. This transaction represents an exercise for all of the warrants purchased as part of the public offering that closed on October 22, 2020. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 20:19 UTC |
Woods Lori ADirector · CEO
|
Exercise / conversionStock Options (right to buy) · Derivative | 62,500 | $0.00 Strike: $0.61 | $0.00 |
DisclosureSEC source: 0001437749-21-006164 · rdgdoc.xml · derivative · entry 10 Woods Lori A · CIK 0001393007 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,500 Underlying: Common Stock · 62,500 shares Expires 2030-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: 250,000 stock options were granted on 6/23/2020. 25% vested on 6/23/2020 and the remaining 75% will vest over the next three (3) years, commencing on 6/23/2021, until fully vested. The shares exercised on 3/12/2021 represent the shares that vested on 6/23/2020. F4 · shares: 250,000 stock options were granted on 6/23/2020. 25% vested on 6/23/2020 and the remaining 75% will vest over the next three (3) years, commencing on 6/23/2021, until fully vested. The shares exercised on 3/12/2021 represent the shares that vested on 6/23/2020. F4 · derivative.exercise_date: 250,000 stock options were granted on 6/23/2020. 25% vested on 6/23/2020 and the remaining 75% will vest over the next three (3) years, commencing on 6/23/2021, until fully vested. The shares exercised on 3/12/2021 represent the shares that vested on 6/23/2020. F4 · derivative.underlying_shares: 250,000 stock options were granted on 6/23/2020. 25% vested on 6/23/2020 and the remaining 75% will vest over the next three (3) years, commencing on 6/23/2021, until fully vested. The shares exercised on 3/12/2021 represent the shares that vested on 6/23/2020. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 20:19 UTC |
Woods Lori ADirector · CEO
|
Exercise / conversionStock Options (right to buy) · Derivative | 62,500 | $0.00 Strike: $0.43 | $0.00 |
DisclosureSEC source: 0001437749-21-006164 · rdgdoc.xml · derivative · entry 9 Woods Lori A · CIK 0001393007 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 62,500 shares Expires 2029-06-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: 250,000 stock options were granted on 6/18/2019. 25% vested on 6/18/2019, 25% vested on 6/18/2020 and the remaining 50% will vest over the next two (2) years, commencing on 6/18/2021, until fully vested. The shares exercised on 3/12/2021 represent the shares that vested on 6/18/2020. F3 · shares: 250,000 stock options were granted on 6/18/2019. 25% vested on 6/18/2019, 25% vested on 6/18/2020 and the remaining 50% will vest over the next two (2) years, commencing on 6/18/2021, until fully vested. The shares exercised on 3/12/2021 represent the shares that vested on 6/18/2020. F3 · derivative.exercise_date: 250,000 stock options were granted on 6/18/2019. 25% vested on 6/18/2019, 25% vested on 6/18/2020 and the remaining 50% will vest over the next two (2) years, commencing on 6/18/2021, until fully vested. The shares exercised on 3/12/2021 represent the shares that vested on 6/18/2020. F3 · derivative.underlying_shares: 250,000 stock options were granted on 6/18/2019. 25% vested on 6/18/2019, 25% vested on 6/18/2020 and the remaining 50% will vest over the next two (2) years, commencing on 6/18/2021, until fully vested. The shares exercised on 3/12/2021 represent the shares that vested on 6/18/2020. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 20:19 UTC |
Woods Lori ADirector · CEO
|
Exercise / conversionStock Options (right to buy) · Derivative | 62,500 | $0.00 Strike: $0.46 | $0.00 |
DisclosureSEC source: 0001437749-21-006164 · rdgdoc.xml · derivative · entry 8 Woods Lori A · CIK 0001393007 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 62,500 shares Expires 2028-06-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: 250,000 stock options were granted on 6/13/2018. 25% vested on 12/13/2018, 25% vested on 6/13/2019, 25% vested on 6/13/2020 and the remaining 25% will vest on 6/13/2021. The shares exercised on 3/12/2021 represent the shares that vested on 6/13/2020. F2 · shares: 250,000 stock options were granted on 6/13/2018. 25% vested on 12/13/2018, 25% vested on 6/13/2019, 25% vested on 6/13/2020 and the remaining 25% will vest on 6/13/2021. The shares exercised on 3/12/2021 represent the shares that vested on 6/13/2020. F2 · derivative.exercise_date: 250,000 stock options were granted on 6/13/2018. 25% vested on 12/13/2018, 25% vested on 6/13/2019, 25% vested on 6/13/2020 and the remaining 25% will vest on 6/13/2021. The shares exercised on 3/12/2021 represent the shares that vested on 6/13/2020. F2 · derivative.underlying_shares: 250,000 stock options were granted on 6/13/2018. 25% vested on 12/13/2018, 25% vested on 6/13/2019, 25% vested on 6/13/2020 and the remaining 25% will vest on 6/13/2021. The shares exercised on 3/12/2021 represent the shares that vested on 6/13/2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.