Last 12 months
Inside the activity.
2 purchase rows · 91 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 16 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 21 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 14 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 28, 2005 Filed Jul 29, 2005 14:41 UTC |
HELLER JOHN SVice President
|
SaleCommon | 5,792 | $54.00 | $312,768.00 |
DisclosureSEC source: 0000018230-05-000508 · edgar.xml · nonDerivative · entry 2 HELLER JOHN S · CIK 0001287966 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,658 F1 · balance_after: This amount includes 8192 shares in 401K. F2 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 3733 additional shares of common stock. Read SEC document |
| July 28, 2005 Filed Jul 29, 2005 14:41 UTC |
HELLER JOHN SVice President
|
Exercise / conversionCommon | 5,792 | $31.17 | $180,547.64 |
DisclosureSEC source: 0000018230-05-000508 · edgar.xml · nonDerivative · entry 1 HELLER JOHN S · CIK 0001287966 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,450 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2005 Filed Jul 29, 2005 14:42 UTC |
BAHAJ ALI MVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 3,208 | $0.00 Strike: $31.17 | $0.00 |
DisclosureSEC source: 0000018230-05-000509 · edgar.xml · derivative · entry 17 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,208 shares Expires 2009-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: (Right to buy) with tandem tax withholding rights. F6 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 28, 2005 Filed Jul 29, 2005 14:42 UTC |
BAHAJ ALI MVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 3,590 | $0.00 Strike: $27.84 | $0.00 |
DisclosureSEC source: 0000018230-05-000509 · edgar.xml · derivative · entry 16 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,590 shares Expires 2008-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: (Right to buy) with tandem tax withholding rights. F6 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 28, 2005 Filed Jul 29, 2005 14:42 UTC |
BAHAJ ALI MVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 5,202 | $0.00 Strike: $19.20 | $0.00 |
DisclosureSEC source: 0000018230-05-000509 · edgar.xml · derivative · entry 15 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 5,202 shares Expires 2010-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: (Right to buy) with tandem tax withholding rights. F6 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 28, 2005 Filed Jul 29, 2005 14:42 UTC |
BAHAJ ALI MVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 8,698 | $0.00 Strike: $19.20 | $0.00 |
DisclosureSEC source: 0000018230-05-000509 · edgar.xml · derivative · entry 14 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 8,698 shares Expires 2010-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: (Right to buy) with tandem tax withholding rights. F6 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 28, 2005 Filed Jul 29, 2005 14:42 UTC |
BAHAJ ALI MVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 9,392 | $0.00 Strike: $31.17 | $0.00 |
DisclosureSEC source: 0000018230-05-000509 · edgar.xml · derivative · entry 13 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 9,392 shares Expires 2009-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: (Right to buy) with tandem tax withholding rights. F6 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 28, 2005 Filed Jul 29, 2005 14:42 UTC |
BAHAJ ALI MVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 9,010 | $0.00 Strike: $27.84 | $0.00 |
DisclosureSEC source: 0000018230-05-000509 · edgar.xml · derivative · entry 12 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 9,010 shares Expires 2008-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: (Right to buy) with tandem tax withholding rights. F6 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 28, 2005 Filed Jul 29, 2005 14:42 UTC |
BAHAJ ALI MVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 8,732 | $0.00 Strike: $25.83 | $0.00 |
DisclosureSEC source: 0000018230-05-000509 · edgar.xml · derivative · entry 11 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 8,732 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: (Right to buy) with tandem tax withholding rights. F6 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 28, 2005 Filed Jul 29, 2005 14:42 UTC |
BAHAJ ALI MVice President
|
SaleCommon | 2,322 | $54.01 | $125,411.22 |
DisclosureSEC source: 0000018230-05-000509 · edgar.xml · nonDerivative · entry 9 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,678 F1 · balance_after: This amount includes 18,850 shares in EIP-1, 546 shares in SEIP and 308 shares in dividend reinvestment. F3 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 9648 additional shares of common stock. Read SEC document |
| July 28, 2005 Filed Jul 29, 2005 14:42 UTC |
BAHAJ ALI MVice President
|
SaleCommon | 35,832 | $54.00 | $1,934,928.00 |
DisclosureSEC source: 0000018230-05-000509 · edgar.xml · nonDerivative · entry 8 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,000 Read SEC document |
| July 28, 2005 Filed Jul 29, 2005 14:42 UTC |
BAHAJ ALI MVice President
|
Exercise / conversionCommon | 3,208 | $31.17 | $99,999.46 |
DisclosureSEC source: 0000018230-05-000509 · edgar.xml · nonDerivative · entry 7 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2005 Filed Jul 29, 2005 14:42 UTC |
BAHAJ ALI MVice President
|
Exercise / conversionCommon | 3,590 | $27.84 | $99,959.24 |
DisclosureSEC source: 0000018230-05-000509 · edgar.xml · nonDerivative · entry 6 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,624 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2005 Filed Jul 29, 2005 14:42 UTC |
BAHAJ ALI MVice President
|
Exercise / conversionCommon | 5,202 | $19.20 | $99,895.05 |
DisclosureSEC source: 0000018230-05-000509 · edgar.xml · nonDerivative · entry 5 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2005 Filed Jul 29, 2005 14:42 UTC |
BAHAJ ALI MVice President
|
Exercise / conversionCommon | 8,698 | $19.20 | $167,029.43 |
DisclosureSEC source: 0000018230-05-000509 · edgar.xml · nonDerivative · entry 4 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2005 Filed Jul 29, 2005 14:42 UTC |
BAHAJ ALI MVice President
|
Exercise / conversionCommon | 9,392 | $31.17 | $292,766.48 |
DisclosureSEC source: 0000018230-05-000509 · edgar.xml · nonDerivative · entry 3 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2005 Filed Jul 29, 2005 14:42 UTC |
BAHAJ ALI MVice President
|
Exercise / conversionCommon | 9,010 | $27.84 | $250,872.64 |
DisclosureSEC source: 0000018230-05-000509 · edgar.xml · nonDerivative · entry 2 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,742 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2005 Filed Jul 29, 2005 14:42 UTC |
BAHAJ ALI MVice President
|
Exercise / conversionCommon | 8,732 | $25.83 | $225,530.97 |
DisclosureSEC source: 0000018230-05-000509 · edgar.xml · nonDerivative · entry 1 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,732 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2005 Filed Jul 29, 2005 14:43 UTC |
PALMER GERALDVice President
|
SaleCommon | 19,700 | $53.40 | $1,051,980.00 |
DisclosureSEC source: 0000018230-05-000510 · edgar.xml · nonDerivative · entry 2 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by wife Disclosed balance after: 11,262 F2 · ownership.nature: Reporting person disclaims beneficial ownership. Read SEC document |
| July 28, 2005 Filed Jul 29, 2005 14:43 UTC |
PALMER GERALDVice President
|
SaleCommon | 17,802 | $54.00 | $961,308.00 |
DisclosureSEC source: 0000018230-05-000510 · edgar.xml · nonDerivative · entry 1 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,180 F1 · balance_after: This amount includes 4640 shares in SEIP. Read SEC document |
| July 28, 2005 Filed Jul 29, 2005 15:22 UTC |
OWENS JAMES WDirector · Chairman of the Board/CEO
|
GiftCommon | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000513 · edgar.xml · nonDerivative · entry 1 OWENS JAMES W · CIK 0001171767 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,732 F1 · balance_after: This amount includes 28,764 shares in 401K and 4,524 shares in SEIP. F2 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 103,222 additional shares of common stock. Read SEC document |
| July 28, 2005 Filed Aug 1, 2005 14:58 UTC |
WESTERN DONALD GVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 18,000 | $0.00 Strike: $27.14 | $0.00 |
DisclosureSEC source: 0000018230-05-000517 · edgar.xml · derivative · entry 6 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 18,000 shares Expires 2013-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 28, 2005 Filed Aug 1, 2005 14:58 UTC |
WESTERN DONALD GVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 19,205 | $0.00 Strike: $27.84 | $0.00 |
DisclosureSEC source: 0000018230-05-000517 · edgar.xml · derivative · entry 5 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 19,205 shares Expires 2008-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 28, 2005 Filed Aug 1, 2005 14:58 UTC |
WESTERN DONALD GVice President
|
SaleCommon | 37,205 | $54.05 | $2,010,930.25 |
DisclosureSEC source: 0000018230-05-000517 · edgar.xml · nonDerivative · entry 3 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,122 F1 · balance_after: This amount includes 534 shares in 401K and 6780 shares in SEIP. Read SEC document |
| July 28, 2005 Filed Aug 1, 2005 14:58 UTC |
WESTERN DONALD GVice President
|
Exercise / conversionCommon | 18,000 | $27.14 | $488,565.00 |
DisclosureSEC source: 0000018230-05-000517 · edgar.xml · nonDerivative · entry 2 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2005 Filed Aug 1, 2005 14:58 UTC |
WESTERN DONALD GVice President
|
Exercise / conversionCommon | 19,205 | $27.84 | $534,740.18 |
DisclosureSEC source: 0000018230-05-000517 · edgar.xml · nonDerivative · entry 1 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2005 Filed Jan 5, 2006 20:17 UTC Amendment |
OWENS JAMES WDirector · Chairman of the Board/CEO
|
GiftCommon | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000018 · edgar.xml · nonDerivative · entry 1 OWENS JAMES W · CIK 0001171767 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,726 F1 · balance_after: This amount includes 28,764 shares in 401K and 4,524 shares in SEIP. F2 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 44,719 additional shares of common stock. F4 · balance_after: The number of shares reported as beneficially owned was incorrectly calculated on this Form 4 and was also incorrect on two Forms 4 filed by the reporting person subsequent to this Form 4. Read SEC document |
| July 27, 2005 Filed Jul 28, 2005 16:07 UTC |
BEELER RODNEY CVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 14,036 | $0.00 Strike: $25.36 | $0.00 |
DisclosureSEC source: 0000018230-05-000499 · edgar.xml · derivative · entry 3 BEELER RODNEY C · CIK 0001287965 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 14,036 shares Expires 2012-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 27, 2005 Filed Jul 28, 2005 16:07 UTC |
BEELER RODNEY CVice President
|
SaleCommon | 14,036 | $51.83 | $727,523.78 |
DisclosureSEC source: 0000018230-05-000499 · edgar.xml · nonDerivative · entry 2 BEELER RODNEY C · CIK 0001287965 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,510 F1 · balance_after: This amount includes 6094 shares in 401K and 114 shares in dividend reinvestment. F4 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 7772 additional shares of common stock. Read SEC document |
| July 27, 2005 Filed Jul 28, 2005 16:07 UTC |
BEELER RODNEY CVice President
|
Exercise / conversionCommon | 14,036 | $25.36 | $355,917.87 |
DisclosureSEC source: 0000018230-05-000499 · edgar.xml · nonDerivative · entry 1 BEELER RODNEY C · CIK 0001287965 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2005 Filed Jul 28, 2005 16:12 UTC |
PALMER GERALDVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 5,202 | $0.00 Strike: $19.20 | $0.00 |
DisclosureSEC source: 0000018230-05-000502 · edgar.xml · derivative · entry 8 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 5,202 shares Expires 2010-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: (Right to buy) with tandem tax withholding rights. F6 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 27, 2005 Filed Jul 28, 2005 16:12 UTC |
PALMER GERALDVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 3,208 | $0.00 Strike: $31.17 | $0.00 |
DisclosureSEC source: 0000018230-05-000502 · edgar.xml · derivative · entry 7 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,208 shares Expires 2009-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: (Right to buy) with tandem tax withholding rights. F6 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 27, 2005 Filed Jul 28, 2005 16:12 UTC |
PALMER GERALDVice President
|
Exercise / conversionCommon | 5,202 | $19.20 | $99,895.05 |
DisclosureSEC source: 0000018230-05-000502 · edgar.xml · nonDerivative · entry 4 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This amount includes 4640 shares in SEIP. F3 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 41,466 additional shares of common stock. Read SEC document |
| July 27, 2005 Filed Jul 28, 2005 16:12 UTC |
PALMER GERALDVice President
|
Exercise / conversionCommon | 3,208 | $31.17 | $99,999.46 |
DisclosureSEC source: 0000018230-05-000502 · edgar.xml · nonDerivative · entry 3 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2005 Filed Jan 6, 2006 22:50 UTC Amendment |
PALMER GERALDVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 5,202 | $0.00 Strike: $19.20 | $0.00 |
DisclosureSEC source: 0000018230-06-000021 · edgar.xml · derivative · entry 8 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 5,202 shares Expires 2010-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: (Right to buy) with tandem tax withholding rights. F7 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 27, 2005 Filed Jan 6, 2006 22:50 UTC Amendment |
PALMER GERALDVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 3,208 | $0.00 Strike: $31.17 | $0.00 |
DisclosureSEC source: 0000018230-06-000021 · edgar.xml · derivative · entry 7 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,208 shares Expires 2009-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: (Right to buy) with tandem tax withholding rights. F7 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 27, 2005 Filed Jan 6, 2006 22:50 UTC Amendment |
PALMER GERALDVice President
|
Exercise / conversionCommon | 5,202 | $19.20 | $99,895.05 |
DisclosureSEC source: 0000018230-06-000021 · edgar.xml · nonDerivative · entry 4 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This amount includes 4640 shares in SEIP. F4 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 41,466 additional shares of common stock. F5 · balance_after: The number of shares reported as beneficially owned was incorrectly calculated on this Form 4 and was also incorrect on subsequent Forms 4 filed by the reporting person through year-end 2005. Read SEC document |
| July 27, 2005 Filed Jan 6, 2006 22:50 UTC Amendment |
PALMER GERALDVice President
|
Exercise / conversionCommon | 3,208 | $31.17 | $99,999.46 |
DisclosureSEC source: 0000018230-06-000021 · edgar.xml · nonDerivative · entry 3 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,818 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2005 Filed Jul 27, 2006 23:13 UTC |
Smith Joshua IDirector
|
Exercise / conversionEmployee Stock Option · Derivative | 8,000 | $0.00 Strike: $26.03 | $0.00 |
DisclosureSEC source: 0000018230-06-000363 · edgar.xml · derivative · entry 5 SMITH JOSHUA T · CIK 0001173565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 8,000 shares Expires 2013-04-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: (Right to buy) with tandem tax withholding rights. F2 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 26, 2005 Filed Jul 28, 2005 16:04 UTC |
BUSSELL RODNEY LVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 54,000 | $0.00 Strike: $25.36 | $0.00 |
DisclosureSEC source: 0000018230-05-000498 · edgar.xml · derivative · entry 6 BUSSELL RODNEY L · CIK 0001171776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 54,000 shares Expires 2012-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 26, 2005 Filed Jul 28, 2005 16:04 UTC |
BUSSELL RODNEY LVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 21,150 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0000018230-05-000498 · edgar.xml · derivative · entry 5 BUSSELL RODNEY L · CIK 0001171776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 21,150 shares Expires 2011-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 26, 2005 Filed Jul 28, 2005 16:04 UTC |
BUSSELL RODNEY LVice President
|
SaleCommon | 75,150 | $51.96 | $3,904,433.28 |
DisclosureSEC source: 0000018230-05-000498 · edgar.xml · nonDerivative · entry 3 BUSSELL RODNEY L · CIK 0001171776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,179 F1 · balance_after: This amount includes 3414 shares in EIP-1 and 152 shares in dividend reinvestment. Read SEC document |
| July 26, 2005 Filed Jul 28, 2005 16:04 UTC |
BUSSELL RODNEY LVice President
|
Exercise / conversionCommon | 54,000 | $25.36 | $1,369,305.00 |
DisclosureSEC source: 0000018230-05-000498 · edgar.xml · nonDerivative · entry 2 BUSSELL RODNEY L · CIK 0001171776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2005 Filed Jul 28, 2005 16:04 UTC |
BUSSELL RODNEY LVice President
|
Exercise / conversionCommon | 21,150 | $26.77 | $566,079.75 |
DisclosureSEC source: 0000018230-05-000498 · edgar.xml · nonDerivative · entry 1 BUSSELL RODNEY L · CIK 0001171776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2005 Filed Jul 28, 2005 16:08 UTC |
BUDA JAMES BVP, General Counsel, Secy.
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Exercise / conversionEmployee Stock Option · Derivative | 9,750 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0000018230-05-000500 · edgar.xml · derivative · entry 9 BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 9,750 shares Expires 2011-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 26, 2005 Filed Jul 28, 2005 16:08 UTC |
BUDA JAMES BVP, General Counsel, Secy.
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Exercise / conversionEmployee Stock Option · Derivative | 10,392 | $0.00 Strike: $31.17 | $0.00 |
DisclosureSEC source: 0000018230-05-000500 · edgar.xml · derivative · entry 8 BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 10,392 shares Expires 2009-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 26, 2005 Filed Jul 28, 2005 16:08 UTC |
BUDA JAMES BVP, General Counsel, Secy.
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Exercise / conversionEmployee Stock Option · Derivative | 10,410 | $0.00 Strike: $27.84 | $0.00 |
DisclosureSEC source: 0000018230-05-000500 · edgar.xml · derivative · entry 7 BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 10,410 shares Expires 2008-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 26, 2005 Filed Jul 28, 2005 16:08 UTC |
BUDA JAMES BVP, General Counsel, Secy.
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Exercise / conversionEmployee Stock Option · Derivative | 4,212 | $0.00 Strike: $25.83 | $0.00 |
DisclosureSEC source: 0000018230-05-000500 · edgar.xml · derivative · entry 6 BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 4,212 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 26, 2005 Filed Jul 28, 2005 16:08 UTC |
BUDA JAMES BVP, General Counsel, Secy.
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SaleCommon | 34,764 | $51.87 | $1,803,069.62 |
DisclosureSEC source: 0000018230-05-000500 · edgar.xml · nonDerivative · entry 5 BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,854 F1 · balance_after: This amount includes 10,968 shares in 401K, 2420 shares in SEIP and 1418 shares in dividend reinvestment. F2 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 6524 additional shares of common stock. Read SEC document |
| July 26, 2005 Filed Jul 28, 2005 16:08 UTC |
BUDA JAMES BVP, General Counsel, Secy.
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Exercise / conversionCommon | 9,750 | $26.77 | $260,958.75 |
DisclosureSEC source: 0000018230-05-000500 · edgar.xml · nonDerivative · entry 4 BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,618 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.