Last 12 months
Inside the activity.
2 purchase rows · 91 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 16 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 21 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 14 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2005 Filed Dec 1, 2005 16:42 UTC |
RUST EDWARD B JRDirector
|
GrantPhantom Stock Units · Derivative | 117 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000760 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 117 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2005 at a price between $57.25 and $57.595 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2005 at a price between $57.25 and $57.595 per share. Read SEC document |
| November 30, 2005 Filed Dec 1, 2005 16:43 UTC |
MAGOWAN PETER ADirector
|
GrantPhantom Stock Units · Derivative | 135 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000761 · edgar.xml · derivative · entry 3 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 135 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2005 at a price between $57.25 and $57.595. F4 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2005 at a price between $57.25 and $57.595. Read SEC document |
| November 30, 2005 Filed Dec 1, 2005 16:44 UTC |
GOODE DAVID RDirector
|
GrantPhantom Stock Units · Derivative | 234 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000762 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 234 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2005 at a price between $57.25 and $57.595 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2005 at a price between $57.25 and $57.595 per share. Read SEC document |
| November 30, 2005 Filed Dec 7, 2005 17:33 UTC |
GALES THOMAS AVice President
|
GiftCommon | 780 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000781 · edgar.xml · nonDerivative · entry 2 GALES THOMAS A · CIK 0001171773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,318 F1 · balance_after: This amount includes 11,820 shares in 401K, 46 shares in SEIP and 3158 shares in dividend reinvestment. Read SEC document |
| November 28, 2005 Filed Dec 7, 2005 17:33 UTC |
GALES THOMAS AVice President
|
GiftCommon | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000781 · edgar.xml · nonDerivative · entry 1 GALES THOMAS A · CIK 0001171773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,098 Read SEC document |
| November 22, 2005 Filed Nov 23, 2005 14:08 UTC |
PALMER GERALDVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 19,396 | $0.00 Strike: $31.17 | $0.00 |
DisclosureSEC source: 0000018230-05-000748 · edgar.xml · derivative · entry 4 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 19,396 shares Expires 2009-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| November 22, 2005 Filed Nov 23, 2005 14:08 UTC |
PALMER GERALDVice President
|
SaleCommon | 19,396 | $58.50 | $1,134,666.00 |
DisclosureSEC source: 0000018230-05-000748 · edgar.xml · nonDerivative · entry 2 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,691 F1 · balance_after: This amount includes 4640 shares in SEIP. Read SEC document |
| November 22, 2005 Filed Nov 23, 2005 14:08 UTC |
PALMER GERALDVice President
|
Exercise / conversionCommon | 19,396 | $31.17 | $604,610.17 |
DisclosureSEC source: 0000018230-05-000748 · edgar.xml · nonDerivative · entry 1 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,087 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2005 Filed Nov 23, 2005 14:06 UTC |
Rohner William JVice President
|
GiftCommon | 150 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000747 · edgar.xml · nonDerivative · entry 1 Rohner William J · CIK 0001307210 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,006 F1 · balance_after: This amount includes 8844 shares in 401K and 48 shares in dividend reinvestment. Read SEC document |
| November 18, 2005 Filed Nov 21, 2005 14:33 UTC |
PALMER GERALDVice President
|
SaleCommon | 5,000 | $58.00 | $290,000.00 |
DisclosureSEC source: 0000018230-05-000744 · edgar.xml · nonDerivative · entry 1 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,691 F1 · balance_after: This amount includes 4640 shares in SEIP. Read SEC document |
| November 16, 2005 Filed Nov 16, 2005 19:55 UTC |
PALMER GERALDVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 19,205 | $0.00 Strike: $27.84 | $0.00 |
DisclosureSEC source: 0000018230-05-000736 · edgar.xml · derivative · entry 4 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 19,205 shares Expires 2008-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| November 16, 2005 Filed Nov 16, 2005 19:55 UTC |
PALMER GERALDVice President
|
SaleCommon | 19,205 | $56.00 | $1,075,480.00 |
DisclosureSEC source: 0000018230-05-000736 · edgar.xml · nonDerivative · entry 2 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,691 F1 · balance_after: This amount includes 4640 shares in SEIP. Read SEC document |
| November 16, 2005 Filed Nov 16, 2005 19:55 UTC |
PALMER GERALDVice President
|
Exercise / conversionCommon | 19,205 | $27.84 | $534,740.18 |
DisclosureSEC source: 0000018230-05-000736 · edgar.xml · nonDerivative · entry 1 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2005 Filed Nov 17, 2005 18:56 UTC |
PALMER GERALDVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 19,205 | $0.00 Strike: $27.84 | $0.00 |
DisclosureSEC source: 0000018230-05-000738 · edgar.xml · derivative · entry 4 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 19,205 shares Expires 2008-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| November 16, 2005 Filed Nov 17, 2005 18:56 UTC |
PALMER GERALDVice President
|
SaleCommon | 19,205 | $57.00 | $1,094,685.00 |
DisclosureSEC source: 0000018230-05-000738 · edgar.xml · nonDerivative · entry 2 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,691 F1 · balance_after: This amount includes 4640 shares in SEIP. Read SEC document |
| November 16, 2005 Filed Nov 17, 2005 18:56 UTC |
PALMER GERALDVice President
|
Exercise / conversionCommon | 19,205 | $27.84 | $534,740.18 |
DisclosureSEC source: 0000018230-05-000738 · edgar.xml · nonDerivative · entry 1 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2005 Filed Nov 17, 2005 21:59 UTC |
GALES THOMAS AVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 3,208 | $0.00 Strike: $31.17 | $0.00 |
DisclosureSEC source: 0000018230-05-000741 · edgar.xml · derivative · entry 10 GALES THOMAS A · CIK 0001171773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,208 shares Expires 2009-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tax witholding rights F4 · derivative.exercise_date: Exercisable in thirds, 1/3 after 1 year, 1/3 after 2 years, 1/3 after 3 years Read SEC document |
| November 16, 2005 Filed Nov 17, 2005 21:59 UTC |
GALES THOMAS AVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 3,590 | $0.00 Strike: $27.84 | $0.00 |
DisclosureSEC source: 0000018230-05-000741 · edgar.xml · derivative · entry 9 GALES THOMAS A · CIK 0001171773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,590 shares Expires 2008-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tax witholding rights F4 · derivative.exercise_date: Exercisable in thirds, 1/3 after 1 year, 1/3 after 2 years, 1/3 after 3 years Read SEC document |
| November 16, 2005 Filed Nov 17, 2005 21:59 UTC |
GALES THOMAS AVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 3,868 | $0.00 Strike: $25.83 | $0.00 |
DisclosureSEC source: 0000018230-05-000741 · edgar.xml · derivative · entry 8 GALES THOMAS A · CIK 0001171773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,868 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tax witholding rights F4 · derivative.exercise_date: Exercisable in thirds, 1/3 after 1 year, 1/3 after 2 years, 1/3 after 3 years Read SEC document |
| November 16, 2005 Filed Nov 17, 2005 21:59 UTC |
GALES THOMAS AVice President
|
Tax withholdingCommon | 1,767 | $56.58 | $99,976.86 |
DisclosureSEC source: 0000018230-05-000741 · edgar.xml · nonDerivative · entry 6 GALES THOMAS A · CIK 0001171773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,398 F1 · balance_after: This amount includes 11,820 shares in 401K, 46 shares in SEIP and 3158 shares in dividend reinvestment. Read SEC document |
| November 16, 2005 Filed Nov 17, 2005 21:59 UTC |
GALES THOMAS AVice President
|
Exercise / conversionCommon | 3,208 | $31.17 | $99,999.46 |
DisclosureSEC source: 0000018230-05-000741 · edgar.xml · nonDerivative · entry 5 GALES THOMAS A · CIK 0001171773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2005 Filed Nov 17, 2005 21:59 UTC |
GALES THOMAS AVice President
|
Tax withholdingCommon | 1,766 | $56.58 | $99,920.28 |
DisclosureSEC source: 0000018230-05-000741 · edgar.xml · nonDerivative · entry 4 GALES THOMAS A · CIK 0001171773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,957 Read SEC document |
| November 16, 2005 Filed Nov 17, 2005 21:59 UTC |
GALES THOMAS AVice President
|
Exercise / conversionCommon | 3,590 | $27.84 | $99,959.24 |
DisclosureSEC source: 0000018230-05-000741 · edgar.xml · nonDerivative · entry 3 GALES THOMAS A · CIK 0001171773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2005 Filed Nov 17, 2005 21:59 UTC |
GALES THOMAS AVice President
|
Tax withholdingCommon | 1,765 | $56.58 | $99,863.70 |
DisclosureSEC source: 0000018230-05-000741 · edgar.xml · nonDerivative · entry 2 GALES THOMAS A · CIK 0001171773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,133 Read SEC document |
| November 16, 2005 Filed Nov 17, 2005 21:59 UTC |
GALES THOMAS AVice President
|
Exercise / conversionCommon | 3,868 | $25.83 | $99,903.09 |
DisclosureSEC source: 0000018230-05-000741 · edgar.xml · nonDerivative · entry 1 GALES THOMAS A · CIK 0001171773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2005 Filed Nov 17, 2005 22:00 UTC |
HELLER JOHN SVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 3,590 | $0.00 Strike: $27.84 | $0.00 |
DisclosureSEC source: 0000018230-05-000742 · edgar.xml · derivative · entry 6 HELLER JOHN S · CIK 0001287966 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,590 shares Expires 2008-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| November 16, 2005 Filed Nov 17, 2005 22:00 UTC |
HELLER JOHN SVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 1,400 | $0.00 Strike: $25.83 | $0.00 |
DisclosureSEC source: 0000018230-05-000742 · edgar.xml · derivative · entry 5 HELLER JOHN S · CIK 0001287966 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,400 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| November 16, 2005 Filed Nov 17, 2005 22:00 UTC |
HELLER JOHN SVice President
|
Tax withholdingCommon | 1,766 | $56.58 | $99,920.28 |
DisclosureSEC source: 0000018230-05-000742 · edgar.xml · nonDerivative · entry 4 HELLER JOHN S · CIK 0001287966 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,243 F1 · balance_after: This amount includes 8192 shares in 401K. Read SEC document |
| November 16, 2005 Filed Nov 17, 2005 22:00 UTC |
HELLER JOHN SVice President
|
Exercise / conversionCommon | 3,590 | $27.84 | $99,959.24 |
DisclosureSEC source: 0000018230-05-000742 · edgar.xml · nonDerivative · entry 3 HELLER JOHN S · CIK 0001287966 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2005 Filed Nov 17, 2005 22:00 UTC |
HELLER JOHN SVice President
|
Tax withholdingCommon | 639 | $56.58 | $36,154.62 |
DisclosureSEC source: 0000018230-05-000742 · edgar.xml · nonDerivative · entry 2 HELLER JOHN S · CIK 0001287966 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,419 Read SEC document |
| November 16, 2005 Filed Nov 17, 2005 22:00 UTC |
HELLER JOHN SVice President
|
Exercise / conversionCommon | 1,400 | $25.83 | $36,159.34 |
DisclosureSEC source: 0000018230-05-000742 · edgar.xml · nonDerivative · entry 1 HELLER JOHN S · CIK 0001287966 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,058 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2005 Filed Nov 15, 2005 20:05 UTC |
WESTERN DONALD GVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 19,396 | $0.00 Strike: $31.17 | $0.00 |
DisclosureSEC source: 0000018230-05-000732 · edgar.xml · derivative · entry 4 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 19,396 shares Expires 2009-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| November 15, 2005 Filed Nov 15, 2005 20:05 UTC |
WESTERN DONALD GVice President
|
SaleCommon | 19,396 | $55.80 | $1,082,296.80 |
DisclosureSEC source: 0000018230-05-000732 · edgar.xml · nonDerivative · entry 2 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,047 F1 · balance_after: This amount includes 2459 shares in 401K and 6780 shares in SEIP. Read SEC document |
| November 15, 2005 Filed Nov 15, 2005 20:05 UTC |
WESTERN DONALD GVice President
|
Exercise / conversionCommon | 19,396 | $31.17 | $604,610.17 |
DisclosureSEC source: 0000018230-05-000732 · edgar.xml · nonDerivative · entry 1 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,443 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2005 Filed Jan 18, 2006 17:35 UTC |
WESTERN DONALD GVice President
|
SaleCommon | 2,500 | $55.80 | $139,500.00 |
DisclosureSEC source: 0000018230-06-000041 · edgar.xml · nonDerivative · entry 4 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,720 F1 · balance_after: This amount includes 2457 shares in 401K, 6820 shares in SEIP and 1 share in dividend reinvestment. Read SEC document |
| November 14, 2005 Filed Nov 15, 2005 20:07 UTC |
MACIER ROBERT RVice President
|
SaleCommon | 15,000 | $55.00 | $825,000.00 |
DisclosureSEC source: 0000018230-05-000734 · edgar.xml · nonDerivative · entry 1 MACIER ROBERT R · CIK 0001171779 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,394 F1 · balance_after: This amount includes 11,344 shares in 401K and 1538 shares in dividend reinvestment. F2 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 39,256 additional shares of common stock. Read SEC document |
| November 08, 2005 Filed Nov 9, 2005 17:52 UTC |
BANWART SIDNEY CVice President
|
GiftCommon | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000727 · edgar.xml · nonDerivative · entry 1 BANWART SIDNEY C · CIK 0001171787 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,558 F1 · balance_after: This amount includes 21,970 shares in 401K and 4458 shares in SEIP. Read SEC document |
| November 07, 2005 Filed Nov 8, 2005 16:57 UTC |
BRAZIL JOHN RDirector
|
Exercise / conversionEmployee Stock Option · Derivative | 8,000 | $0.00 Strike: $21.88 | $0.00 |
DisclosureSEC source: 0000018230-05-000723 · edgar.xml · derivative · entry 3 BRAZIL JOHN R · CIK 0001171802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 8,000 shares Expires 2010-04-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| November 07, 2005 Filed Nov 8, 2005 16:57 UTC |
BRAZIL JOHN RDirector
|
SaleCommon | 8,000 | $54.20 | $433,600.00 |
DisclosureSEC source: 0000018230-05-000723 · edgar.xml · nonDerivative · entry 2 BRAZIL JOHN R · CIK 0001171802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,300 F1 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 1650 additional shares of common stock. Read SEC document |
| November 07, 2005 Filed Nov 8, 2005 16:57 UTC |
BRAZIL JOHN RDirector
|
Exercise / conversionCommon | 8,000 | $21.88 | $175,000.00 |
DisclosureSEC source: 0000018230-05-000723 · edgar.xml · nonDerivative · entry 1 BRAZIL JOHN R · CIK 0001171802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2005 Filed Nov 9, 2005 17:44 UTC |
Curfman Christopher CVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 5,202 | $0.00 Strike: $19.20 | $0.00 |
DisclosureSEC source: 0000018230-05-000725 · edgar.xml · derivative · entry 6 Curfman Christopher C · CIK 0001307211 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 5,202 shares Expires 2010-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| November 07, 2005 Filed Nov 9, 2005 17:44 UTC |
Curfman Christopher CVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 3,880 | $0.00 Strike: $16.45 | $0.00 |
DisclosureSEC source: 0000018230-05-000725 · edgar.xml · derivative · entry 5 Curfman Christopher C · CIK 0001307211 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,880 shares Expires 2006-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| November 07, 2005 Filed Nov 9, 2005 17:44 UTC |
Curfman Christopher CVice President
|
Tax withholdingCommon | 1,848 | $54.03 | $99,847.44 |
DisclosureSEC source: 0000018230-05-000725 · edgar.xml · nonDerivative · entry 4 Curfman Christopher C · CIK 0001307211 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,253 F1 · balance_after: This amount includes 4443 shares in 401K and 378 shares in SEIP. Read SEC document |
| November 07, 2005 Filed Nov 9, 2005 17:44 UTC |
Curfman Christopher CVice President
|
Exercise / conversionCommon | 5,202 | $19.20 | $99,895.05 |
DisclosureSEC source: 0000018230-05-000725 · edgar.xml · nonDerivative · entry 3 Curfman Christopher C · CIK 0001307211 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2005 Filed Nov 9, 2005 17:44 UTC |
Curfman Christopher CVice President
|
Tax withholdingCommon | 1,181 | $54.03 | $63,809.43 |
DisclosureSEC source: 0000018230-05-000725 · edgar.xml · nonDerivative · entry 2 Curfman Christopher C · CIK 0001307211 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,899 Read SEC document |
| November 07, 2005 Filed Nov 9, 2005 17:44 UTC |
Curfman Christopher CVice President
|
Exercise / conversionCommon | 3,880 | $16.45 | $63,838.03 |
DisclosureSEC source: 0000018230-05-000725 · edgar.xml · nonDerivative · entry 1 Curfman Christopher C · CIK 0001307211 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,080 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2005 Filed Nov 7, 2005 21:22 UTC |
Curfman Christopher CVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 7,200 | $0.00 Strike: $19.20 | $0.00 |
DisclosureSEC source: 0000018230-05-000721 · edgar.xml · derivative · entry 5 Curfman Christopher C · CIK 0001307211 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 7,200 shares Expires 2010-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| November 04, 2005 Filed Nov 7, 2005 21:22 UTC |
Curfman Christopher CVice President
|
OtherCommon | 86 | $53.55 | $4,605.32 |
DisclosureSEC source: 0000018230-05-000721 · edgar.xml · nonDerivative · entry 4 Curfman Christopher C · CIK 0001307211 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,200 F1 · balance_after: This amount includes 4443 shares in 401K and 378 shares in SEIP. F4 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 1240 additional shares of common stock. Read SEC document |
| November 04, 2005 Filed Nov 7, 2005 21:22 UTC |
Curfman Christopher CVice President
|
SaleCommon | 7,200 | $53.78 | $387,238.32 |
DisclosureSEC source: 0000018230-05-000721 · edgar.xml · nonDerivative · entry 3 Curfman Christopher C · CIK 0001307211 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,114 Read SEC document |
| November 04, 2005 Filed Nov 7, 2005 21:22 UTC |
Curfman Christopher CVice President
|
Exercise / conversionCommon | 7,200 | $19.20 | $138,263.04 |
DisclosureSEC source: 0000018230-05-000721 · edgar.xml · nonDerivative · entry 2 Curfman Christopher C · CIK 0001307211 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.