Last 12 months
Inside the activity.
2 purchase rows · 91 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 16 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 21 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 14 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2006 Filed Mar 1, 2006 19:02 UTC |
GALLARDO JUANDirector
|
GrantPhantom Stock Units · Derivative | 102 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000152 · edgar.xml · derivative · entry 2 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 102 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2006 at a price of $72.88 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2006 at a price of $72.88 per share. Read SEC document |
| February 28, 2006 Filed Mar 1, 2006 19:03 UTC |
MAGOWAN PETER ADirector
|
GrantPhantom Stock Units · Derivative | 136 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000153 · edgar.xml · derivative · entry 3 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 136 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2006 at a price between $72.23 and $72.88 per share. F4 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2006 at a price between $72.23 and $72.88 per share. Read SEC document |
| February 28, 2006 Filed Mar 1, 2006 19:03 UTC |
GOODE DAVID RDirector
|
GrantPhantom Stock Units · Derivative | 221 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000154 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 221 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2006 at a price between $72.23 and $72.88 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2006 at a price between $72.23 and $72.88 per share. Read SEC document |
| February 28, 2006 Filed Mar 1, 2006 19:04 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 19 | $72.88 | $1,384.72 |
DisclosureSEC source: 0000018230-06-000155 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,447 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 215 shares in dividend reinvestment. Read SEC document |
| February 28, 2006 Filed Mar 1, 2006 19:05 UTC |
RUST EDWARD B JRDirector
|
GrantPhantom Stock Units · Derivative | 128 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000156 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 128 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2006 at a price between $72.23 and $72.88 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2006 at a price between $72.23 and $72.88 per share. Read SEC document |
| February 24, 2006 Filed Feb 27, 2006 18:56 UTC |
OBERHELMAN DOUGLAS RGroup President
|
GrantPhantom Stock Units · Derivative | 1,505 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000145 · edgar.xml · derivative · entry 2 OBERHELMAN DOUGLAS R · CIK 0001171770 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,505 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| February 17, 2006 Filed Feb 21, 2006 13:59 UTC |
SHAHEEN GERALD LGroup President
|
GrantStock Appreciation Right · Derivative | 95,000 | $0.00 Strike: $72.05 | $0.00 |
DisclosureSEC source: 0000018230-06-000125 · edgar.xml · derivative · entry 2 SHAHEEN GERALD L · CIK 0001159203 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,000 Underlying: Common · 95,000 shares Expires 2016-02-17 Read SEC document |
| February 17, 2006 Filed Feb 21, 2006 14:00 UTC |
VITTECOQ GERARD RGroup President
|
GrantStock Appreciation Right · Derivative | 95,000 | $0.00 Strike: $72.05 | $0.00 |
DisclosureSEC source: 0000018230-06-000126 · edgar.xml · derivative · entry 2 VITTECOQ GERARD R · CIK 0001171778 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,000 Underlying: Common · 95,000 shares Expires 2016-02-17 Read SEC document |
| February 17, 2006 Filed Feb 21, 2006 14:00 UTC |
WUNNING STEVEN HGroup President
|
GrantStock Appreciation Right · Derivative | 95,000 | $0.00 Strike: $72.05 | $0.00 |
DisclosureSEC source: 0000018230-06-000127 · edgar.xml · derivative · entry 4 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,000 Underlying: Common · 95,000 shares Expires 2016-02-17 Read SEC document |
| February 17, 2006 Filed Feb 21, 2006 14:01 UTC |
BUDA JAMES BVP, General Counsel, Secy.
|
GrantStock Appreciation Right · Derivative | 48,000 | $0.00 Strike: $72.05 | $0.00 |
DisclosureSEC source: 0000018230-06-000128 · edgar.xml · derivative · entry 2 BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Common · 48,000 shares Expires 2016-02-17 Read SEC document |
| February 17, 2006 Filed Feb 21, 2006 14:02 UTC |
BURRITT DAVID BV.P./Chief Financial Officer
|
GrantStock Appreciation Right · Derivative | 48,000 | $0.00 Strike: $72.05 | $0.00 |
DisclosureSEC source: 0000018230-06-000129 · edgar.xml · derivative · entry 3 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Common · 48,000 shares Expires 2016-02-17 Read SEC document |
| February 17, 2006 Filed Feb 21, 2006 14:02 UTC |
Halverson Bradley MController
|
GrantStock Appreciation Right · Derivative | 17,000 | $0.00 Strike: $72.05 | $0.00 |
DisclosureSEC source: 0000018230-06-000130 · edgar.xml · derivative · entry 2 Halverson Bradley M · CIK 0001307061 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Underlying: Common · 17,000 shares Expires 2016-02-17 Read SEC document |
| February 17, 2006 Filed Feb 21, 2006 14:18 UTC |
OBERHELMAN DOUGLAS RGroup President
|
GrantStock Appreciation Right · Derivative | 110,000 | $0.00 Strike: $72.05 | $0.00 |
DisclosureSEC source: 0000018230-06-000131 · edgar.xml · derivative · entry 2 OBERHELMAN DOUGLAS R · CIK 0001171770 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,000 Underlying: Common · 110,000 shares Expires 2016-02-17 Read SEC document |
| February 17, 2006 Filed Feb 21, 2006 14:18 UTC |
OWENS JAMES WDirector · Chairman of the Board/CEO
|
GrantStock Appreciation Right · Derivative | 300,000 | $0.00 Strike: $72.05 | $0.00 |
DisclosureSEC source: 0000018230-06-000132 · edgar.xml · derivative · entry 3 OWENS JAMES W · CIK 0001171767 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common · 300,000 shares Expires 2016-02-17 Read SEC document |
| February 17, 2006 Filed Feb 21, 2006 14:19 UTC |
LEVENICK STUART LGroup President
|
GrantStock Appreciation Right · Derivative | 105,000 | $0.00 Strike: $72.05 | $0.00 |
DisclosureSEC source: 0000018230-06-000133 · edgar.xml · derivative · entry 2 LEVENICK STUART L · CIK 0001171796 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,000 Underlying: Common · 105,000 shares Expires 2016-02-17 Read SEC document |
| February 06, 2006 Filed Feb 7, 2006 13:51 UTC |
OBERHELMAN DOUGLAS RGroup President
|
Exercise / conversionEmployee Stock Option · Derivative | 11,974 | $0.00 Strike: $16.45 | $0.00 |
DisclosureSEC source: 0000018230-06-000109 · edgar.xml · derivative · entry 3 OBERHELMAN DOUGLAS R · CIK 0001171770 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 11,974 shares Expires 2006-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| February 06, 2006 Filed Feb 7, 2006 13:51 UTC |
OBERHELMAN DOUGLAS RGroup President
|
Tax withholdingCommon | 5,590 | $68.41 | $382,411.90 |
DisclosureSEC source: 0000018230-06-000109 · edgar.xml · nonDerivative · entry 2 OBERHELMAN DOUGLAS R · CIK 0001171770 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,180 F1 · balance_after: This amount includes 21,851 shares in 401K, 9094 shares in SEIP and 1537 shares in dividend reinvestment. Read SEC document |
| February 06, 2006 Filed Feb 7, 2006 13:51 UTC |
OBERHELMAN DOUGLAS RGroup President
|
Exercise / conversionCommon | 11,974 | $16.45 | $197,009.42 |
DisclosureSEC source: 0000018230-06-000109 · edgar.xml · nonDerivative · entry 1 OBERHELMAN DOUGLAS R · CIK 0001171770 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,770 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2006 Filed Feb 3, 2006 16:08 UTC |
Adams Kent MVice President
|
SaleCommon | 3,704 | $67.90 | $251,501.60 |
DisclosureSEC source: 0000018230-06-000099 · edgar.xml · nonDerivative · entry 1 Adams Kent M · CIK 0001312218 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,430 F1 · balance_after: This amount includes 9895 shares in 401K and 1165 shares in dividend reinvestment. Read SEC document |
| February 03, 2006 Filed Feb 6, 2006 15:25 UTC |
Curfman Christopher CVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 5,400 | $0.00 Strike: $19.20 | $0.00 |
DisclosureSEC source: 0000018230-06-000105 · edgar.xml · derivative · entry 3 Curfman Christopher C · CIK 0001307211 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 5,400 shares Expires 2010-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| February 03, 2006 Filed Feb 6, 2006 15:25 UTC |
Curfman Christopher CVice President
|
SaleCommon | 5,400 | $68.58 | $370,321.20 |
DisclosureSEC source: 0000018230-06-000105 · edgar.xml · nonDerivative · entry 2 Curfman Christopher C · CIK 0001307211 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,474 F1 · balance_after: This amount includes 4539 shares in 401K and 381 shares in SEIP. Read SEC document |
| February 03, 2006 Filed Feb 6, 2006 15:25 UTC |
Curfman Christopher CVice President
|
Exercise / conversionCommon | 5,400 | $19.20 | $103,697.28 |
DisclosureSEC source: 0000018230-06-000105 · edgar.xml · nonDerivative · entry 1 Curfman Christopher C · CIK 0001307211 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,874 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2006 Filed Feb 6, 2006 20:57 UTC |
HELLER JOHN SVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 3,702 | $0.00 Strike: $19.20 | $0.00 |
DisclosureSEC source: 0000018230-06-000107 · edgar.xml · derivative · entry 7 HELLER JOHN S · CIK 0001287966 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,702 shares Expires 2010-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| February 03, 2006 Filed Feb 6, 2006 20:57 UTC |
HELLER JOHN SVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 3,208 | $0.00 Strike: $31.17 | $0.00 |
DisclosureSEC source: 0000018230-06-000107 · edgar.xml · derivative · entry 6 HELLER JOHN S · CIK 0001287966 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,208 shares Expires 2009-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| February 03, 2006 Filed Feb 6, 2006 20:57 UTC |
HELLER JOHN SVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 13,068 | $0.00 Strike: $25.36 | $0.00 |
DisclosureSEC source: 0000018230-06-000107 · edgar.xml · derivative · entry 5 HELLER JOHN S · CIK 0001287966 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 13,068 shares Expires 2012-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| February 03, 2006 Filed Feb 6, 2006 20:57 UTC |
HELLER JOHN SVice President
|
Exercise / conversionCommon | 3,702 | $19.20 | $71,090.25 |
DisclosureSEC source: 0000018230-06-000107 · edgar.xml · nonDerivative · entry 4 HELLER JOHN S · CIK 0001287966 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This amount includes 8249 shares in 401K. Read SEC document |
| February 03, 2006 Filed Feb 6, 2006 20:57 UTC |
HELLER JOHN SVice President
|
Exercise / conversionCommon | 3,208 | $31.17 | $99,999.46 |
DisclosureSEC source: 0000018230-06-000107 · edgar.xml · nonDerivative · entry 3 HELLER JOHN S · CIK 0001287966 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2006 Filed Feb 6, 2006 20:57 UTC |
HELLER JOHN SVice President
|
SaleCommon | 13,068 | $68.18 | $890,920.05 |
DisclosureSEC source: 0000018230-06-000107 · edgar.xml · nonDerivative · entry 2 HELLER JOHN S · CIK 0001287966 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,300 Read SEC document |
| February 03, 2006 Filed Feb 6, 2006 20:57 UTC |
HELLER JOHN SVice President
|
Exercise / conversionCommon | 13,068 | $25.36 | $331,371.81 |
DisclosureSEC source: 0000018230-06-000107 · edgar.xml · nonDerivative · entry 1 HELLER JOHN S · CIK 0001287966 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2006 Filed Feb 2, 2006 20:09 UTC |
BRAZIL JOHN RDirector
|
Exercise / conversionEmployee Stock Option · Derivative | 8,000 | $0.00 Strike: $28.78 | $0.00 |
DisclosureSEC source: 0000018230-06-000095 · edgar.xml · derivative · entry 3 BRAZIL JOHN R · CIK 0001171802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 8,000 shares Expires 2009-04-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: (Right to buy) with tandem tax withholding rights. F2 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| February 02, 2006 Filed Feb 2, 2006 20:09 UTC |
BRAZIL JOHN RDirector
|
SaleCommon | 8,000 | $68.10 | $544,812.00 |
DisclosureSEC source: 0000018230-06-000095 · edgar.xml · nonDerivative · entry 2 BRAZIL JOHN R · CIK 0001171802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,300 Read SEC document |
| February 02, 2006 Filed Feb 2, 2006 20:09 UTC |
BRAZIL JOHN RDirector
|
Exercise / conversionCommon | 8,000 | $28.78 | $230,250.40 |
DisclosureSEC source: 0000018230-06-000095 · edgar.xml · nonDerivative · entry 1 BRAZIL JOHN R · CIK 0001171802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2006 Filed Feb 3, 2006 21:25 UTC |
Mayo William DVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 3,590 | $0.00 Strike: $27.84 | $0.00 |
DisclosureSEC source: 0000018230-06-000101 · edgar.xml · derivative · entry 12 Mayo William D · CIK 0001342651 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,590 shares Expires 2008-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| February 02, 2006 Filed Feb 3, 2006 21:25 UTC |
Mayo William DVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 3,868 | $0.00 Strike: $25.83 | $0.00 |
DisclosureSEC source: 0000018230-06-000101 · edgar.xml · derivative · entry 11 Mayo William D · CIK 0001342651 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,868 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| February 02, 2006 Filed Feb 3, 2006 21:25 UTC |
Mayo William DVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 15,720 | $0.00 Strike: $25.36 | $0.00 |
DisclosureSEC source: 0000018230-06-000101 · edgar.xml · derivative · entry 10 Mayo William D · CIK 0001342651 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 15,720 shares Expires 2012-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| February 02, 2006 Filed Feb 3, 2006 21:25 UTC |
Mayo William DVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 9,392 | $0.00 Strike: $31.17 | $0.00 |
DisclosureSEC source: 0000018230-06-000101 · edgar.xml · derivative · entry 9 Mayo William D · CIK 0001342651 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 9,392 shares Expires 2009-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| February 02, 2006 Filed Feb 3, 2006 21:25 UTC |
Mayo William DVice President
|
Tax withholdingCommon | 1,458 | $68.55 | $99,938.61 |
DisclosureSEC source: 0000018230-06-000101 · edgar.xml · nonDerivative · entry 8 Mayo William D · CIK 0001342651 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,488 F1 · balance_after: This amount includes 2245 shares in 401K and 28 shares in dividend reinvestment. Read SEC document |
| February 02, 2006 Filed Feb 3, 2006 21:25 UTC |
Mayo William DVice President
|
Exercise / conversionCommon | 3,590 | $27.84 | $99,959.24 |
DisclosureSEC source: 0000018230-06-000101 · edgar.xml · nonDerivative · entry 7 Mayo William D · CIK 0001342651 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,946 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2006 Filed Feb 3, 2006 21:25 UTC |
Mayo William DVice President
|
Tax withholdingCommon | 1,457 | $68.55 | $99,870.07 |
DisclosureSEC source: 0000018230-06-000101 · edgar.xml · nonDerivative · entry 6 Mayo William D · CIK 0001342651 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,356 Read SEC document |
| February 02, 2006 Filed Feb 3, 2006 21:25 UTC |
Mayo William DVice President
|
Exercise / conversionCommon | 3,868 | $25.83 | $99,903.09 |
DisclosureSEC source: 0000018230-06-000101 · edgar.xml · nonDerivative · entry 5 Mayo William D · CIK 0001342651 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2006 Filed Feb 3, 2006 21:25 UTC |
Mayo William DVice President
|
SaleCommon | 25,112 | $68.08 | $1,709,624.96 |
DisclosureSEC source: 0000018230-06-000101 · edgar.xml · nonDerivative · entry 4 Mayo William D · CIK 0001342651 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,945 Read SEC document |
| February 02, 2006 Filed Feb 3, 2006 21:25 UTC |
Mayo William DVice President
|
Exercise / conversionCommon | 15,720 | $25.36 | $398,619.90 |
DisclosureSEC source: 0000018230-06-000101 · edgar.xml · nonDerivative · entry 3 Mayo William D · CIK 0001342651 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,057 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2006 Filed Feb 3, 2006 21:25 UTC |
Mayo William DVice President
|
Exercise / conversionCommon | 9,392 | $31.17 | $292,766.48 |
DisclosureSEC source: 0000018230-06-000101 · edgar.xml · nonDerivative · entry 2 Mayo William D · CIK 0001342651 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,337 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2006 Filed Feb 3, 2006 22:02 UTC |
Williams Robert TVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 6,524 | $0.00 Strike: $16.45 | $0.00 |
DisclosureSEC source: 0000018230-06-000103 · edgar.xml · derivative · entry 8 Williams Robert T · CIK 0001307209 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 6,524 shares Expires 2006-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: (Right to buy) with tandem tax withholding rights. F6 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| February 02, 2006 Filed Feb 3, 2006 22:02 UTC |
Williams Robert TVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 6,076 | $0.00 Strike: $16.45 | $0.00 |
DisclosureSEC source: 0000018230-06-000103 · edgar.xml · derivative · entry 7 Williams Robert T · CIK 0001307209 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 6,076 shares Expires 2006-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: (Right to buy) with tandem tax withholding rights. F6 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| February 02, 2006 Filed Feb 3, 2006 22:02 UTC |
Williams Robert TVice President
|
Tax withholdingCommon | 3,082 | $68.55 | $211,255.69 |
DisclosureSEC source: 0000018230-06-000103 · edgar.xml · nonDerivative · entry 5 Williams Robert T · CIK 0001307209 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,915 F1 · balance_after: This amount includes 15,112 shares in 401K and 1797 shares in dividend reinvestment. F3 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 12,573 additional shares of common stock. Read SEC document |
| February 02, 2006 Filed Feb 3, 2006 22:02 UTC |
Williams Robert TVice President
|
Exercise / conversionCommon | 6,524 | $16.45 | $107,340.02 |
DisclosureSEC source: 0000018230-06-000103 · edgar.xml · nonDerivative · entry 4 Williams Robert T · CIK 0001307209 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2006 Filed Feb 3, 2006 22:02 UTC |
Williams Robert TVice President
|
Tax withholdingCommon | 1,458 | $68.55 | $99,938.61 |
DisclosureSEC source: 0000018230-06-000103 · edgar.xml · nonDerivative · entry 3 Williams Robert T · CIK 0001307209 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,473 Read SEC document |
| February 02, 2006 Filed Feb 3, 2006 22:02 UTC |
Williams Robert TVice President
|
Exercise / conversionCommon | 6,076 | $16.45 | $99,969.04 |
DisclosureSEC source: 0000018230-06-000103 · edgar.xml · nonDerivative · entry 2 Williams Robert T · CIK 0001307209 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,931 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2006 Filed Feb 3, 2006 22:02 UTC |
Williams Robert TVice President
|
GiftCommon | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000103 · edgar.xml · nonDerivative · entry 1 Williams Robert T · CIK 0001307209 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,855 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.