Last 12 months
Inside the activity.
2 purchase rows · 91 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 16 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 21 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 14 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2006 Filed Dec 4, 2006 18:28 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 23 | $62.16 | $1,429.68 |
DisclosureSEC source: 0000018230-06-000470 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,647 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 236 shares in dividend reinvestment. Read SEC document |
| November 21, 2006 Filed Nov 21, 2006 14:23 UTC |
OBERHELMAN DOUGLAS RGroup President
|
GiftCommon | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000465 · edgar.xml · nonDerivative · entry 2 OBERHELMAN DOUGLAS R · CIK 0001171770 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,715 F1 · balance_after: This amount includes 22,542 shares in 401K, 9808 shares in SEIP and 1587 shares in dividend reinvestment. Read SEC document |
| November 16, 2006 Filed Nov 21, 2006 14:23 UTC |
OBERHELMAN DOUGLAS RGroup President
|
GiftCommon | 700 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000465 · edgar.xml · nonDerivative · entry 1 OBERHELMAN DOUGLAS R · CIK 0001171770 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,015 Read SEC document |
| October 31, 2006 Filed Nov 1, 2006 19:24 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 23 | $60.74 | $1,396.91 |
DisclosureSEC source: 0000018230-06-000451 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,624 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 236 shares in dividend reinvestment. Read SEC document |
| October 31, 2006 Filed Nov 1, 2006 19:24 UTC |
GOODE DAVID RDirector
|
GrantPhantom Stock Units · Derivative | 137 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000452 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 137 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2006 at a price of $60.735 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2006 at a price of $60.735 per share. Read SEC document |
| October 31, 2006 Filed Nov 1, 2006 19:25 UTC |
GALLARDO JUANDirector
|
GrantPhantom Stock Units · Derivative | 123 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000453 · edgar.xml · derivative · entry 2 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 123 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2006 at a price of $60.735 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2006 at a price of $60.735 per share. Read SEC document |
| October 31, 2006 Filed Nov 1, 2006 19:26 UTC |
MAGOWAN PETER ADirector
|
GrantPhantom Stock Units · Derivative | 123 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000454 · edgar.xml · derivative · entry 3 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 123 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2006 at a price of $60.735 per share. F4 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2006 at a price of $60.735 per share. Read SEC document |
| October 31, 2006 Filed Nov 1, 2006 19:26 UTC |
RUST EDWARD B JRDirector
|
GrantPhantom Stock Units · Derivative | 123 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000455 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 123 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2006 at a price of $60.735 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2006 at a price of $60.735 per share. Read SEC document |
| October 16, 2006 Filed Oct 18, 2006 18:06 UTC |
BUDA JAMES BVP, General Counsel, Secy.
|
Exercise / conversionEmployee Stock Option · Derivative | 3,868 | $0.00 Strike: $25.83 | $0.00 |
DisclosureSEC source: 0000018230-06-000432 · edgar.xml · derivative · entry 9 BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,868 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| October 16, 2006 Filed Oct 18, 2006 18:06 UTC |
BUDA JAMES BVP, General Counsel, Secy.
|
Exercise / conversionEmployee Stock Option · Derivative | 3,590 | $0.00 Strike: $27.84 | $0.00 |
DisclosureSEC source: 0000018230-06-000432 · edgar.xml · derivative · entry 8 BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,590 shares Expires 2008-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| October 16, 2006 Filed Oct 18, 2006 18:06 UTC |
BUDA JAMES BVP, General Counsel, Secy.
|
Exercise / conversionEmployee Stock Option · Derivative | 3,208 | $0.00 Strike: $31.17 | $0.00 |
DisclosureSEC source: 0000018230-06-000432 · edgar.xml · derivative · entry 7 BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,208 shares Expires 2009-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| October 16, 2006 Filed Oct 18, 2006 18:06 UTC |
BUDA JAMES BVP, General Counsel, Secy.
|
Tax withholdingCommon | 1,434 | $69.63 | $99,842.25 |
DisclosureSEC source: 0000018230-06-000432 · edgar.xml · nonDerivative · entry 6 BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,246 F1 · balance_after: This amount includes 11,939 shares in 401K, 3247 shares in SEIP and 1651 shares in dividend reinvestment. Read SEC document |
| October 16, 2006 Filed Oct 18, 2006 18:06 UTC |
BUDA JAMES BVP, General Counsel, Secy.
|
Exercise / conversionCommon | 3,868 | $25.83 | $99,903.09 |
DisclosureSEC source: 0000018230-06-000432 · edgar.xml · nonDerivative · entry 5 BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 16, 2006 Filed Oct 18, 2006 18:06 UTC |
BUDA JAMES BVP, General Counsel, Secy.
|
Tax withholdingCommon | 1,435 | $69.63 | $99,911.88 |
DisclosureSEC source: 0000018230-06-000432 · edgar.xml · nonDerivative · entry 4 BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,812 Read SEC document |
| October 16, 2006 Filed Oct 18, 2006 18:06 UTC |
BUDA JAMES BVP, General Counsel, Secy.
|
Exercise / conversionCommon | 3,590 | $27.84 | $99,959.24 |
DisclosureSEC source: 0000018230-06-000432 · edgar.xml · nonDerivative · entry 3 BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,247 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 16, 2006 Filed Oct 18, 2006 18:06 UTC |
BUDA JAMES BVP, General Counsel, Secy.
|
Tax withholdingCommon | 1,436 | $69.63 | $99,981.50 |
DisclosureSEC source: 0000018230-06-000432 · edgar.xml · nonDerivative · entry 2 BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,657 Read SEC document |
| October 16, 2006 Filed Oct 18, 2006 18:06 UTC |
BUDA JAMES BVP, General Counsel, Secy.
|
Exercise / conversionCommon | 3,208 | $31.17 | $99,999.46 |
DisclosureSEC source: 0000018230-06-000432 · edgar.xml · nonDerivative · entry 1 BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,093 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 12, 2006 Filed Jan 11, 2007 15:57 UTC |
Halverson Bradley MController
|
GiftCommon | 12,874 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-07-000015 · edgar.xml · nonDerivative · entry 2 Halverson Bradley M · CIK 0001307061 · Controller 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Wife's Trust Disclosed balance after: 12,937 F2 · ownership.nature: Beneficial ownership denied. Read SEC document |
| October 12, 2006 Filed Jan 11, 2007 15:57 UTC |
Halverson Bradley MController
|
GiftCommon | 12,874 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-07-000015 · edgar.xml · nonDerivative · entry 1 Halverson Bradley M · CIK 0001307061 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,572 F1 · balance_after: This amount includes 8,535 shares in 401K and 37 shares in SEIP. Read SEC document |
| September 29, 2006 Filed Oct 2, 2006 21:13 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 21 | $66.40 | $1,394.40 |
DisclosureSEC source: 0000018230-06-000422 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,601 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 236 shares in dividend reinvestment. Read SEC document |
| September 29, 2006 Filed Oct 2, 2006 21:14 UTC |
GALLARDO JUANDirector
|
GrantPhantom Stock Units · Derivative | 112 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000423 · edgar.xml · derivative · entry 2 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 112 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in September 2006 at a price of $66.40 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in September 2006 at a price of $66.40 per share. Read SEC document |
| September 29, 2006 Filed Oct 2, 2006 21:15 UTC |
GOODE DAVID RDirector
|
GrantPhantom Stock Units · Derivative | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000424 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 125 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in September 2006 at a price of $66.40 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in September 2006 at a price of $66.40 per share. Read SEC document |
| September 29, 2006 Filed Oct 2, 2006 21:20 UTC |
MAGOWAN PETER ADirector
|
GrantPhantom Stock Units · Derivative | 112 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000425 · edgar.xml · derivative · entry 3 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 112 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in September 2006 at a price of $66.40 per share. F4 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in September 2006 at a price of $66.40 per share. Read SEC document |
| September 29, 2006 Filed Oct 2, 2006 21:21 UTC |
RUST EDWARD B JRDirector
|
GrantPhantom Stock Units · Derivative | 112 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000426 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 112 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in September 2006 at a price of $66.40 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in September 2006 at a price of $66.40 per share. Read SEC document |
| September 15, 2006 Filed Sep 15, 2006 19:26 UTC |
WUNNING STEVEN HGroup President
|
GiftCommon | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000411 · edgar.xml · nonDerivative · entry 2 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Son Disclosed balance after: 325 F2 · ownership.nature: Reporting person disclaims beneficial ownership. Read SEC document |
| September 15, 2006 Filed Sep 15, 2006 19:26 UTC |
WUNNING STEVEN HGroup President
|
GiftCommon | 375 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000411 · edgar.xml · nonDerivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,863 F1 · balance_after: This amount includes 21,717 shares in 401K, and 5129 shares in SEIP. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 14:08 UTC |
GALLARDO JUANDirector
|
GrantPhantom Stock Units · Derivative | 116 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000405 · edgar.xml · derivative · entry 2 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 116 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in August 2006 at a price between $65.755 and $68.02 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in August 2006 at a price between $65.755 and $68.02 per share. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 14:09 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 21 | $65.76 | $1,380.86 |
DisclosureSEC source: 0000018230-06-000406 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,580 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 236 shares in dividend reinvestment. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 14:40 UTC |
GOODE DAVID RDirector
|
GrantPhantom Stock Units · Derivative | 267 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000407 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 267 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in August 2006 at a price between $65.755 and $68.02 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in August 2006 at a price between $65.755 and $68.02 per share. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 14:41 UTC |
MAGOWAN PETER ADirector
|
GrantPhantom Stock Units · Derivative | 160 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000408 · edgar.xml · derivative · entry 3 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 160 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in August 2006 at a price between $65.755 and $68.02 per share. F4 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in August 2006 at a price between $65.755 and $68.02 per share. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 14:42 UTC |
RUST EDWARD B JRDirector
|
GrantPhantom Stock Units · Derivative | 135 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000409 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 135 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in August 2006 at a price between $65.755 and $68.02 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in August 2006 at a price between $65.755 and $68.02 per share. Read SEC document |
| August 25, 2006 Filed Aug 28, 2006 13:41 UTC |
BURRITT DAVID BV.P./Chief Financial Officer
|
GiftCommon | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000397 · edgar.xml · nonDerivative · entry 2 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Wife Disclosed balance after: 6,814 F2 · ownership.nature: Reporting person disclaims beneficial ownership. Read SEC document |
| August 22, 2006 Filed Jul 30, 2007 21:32 UTC |
LEVENICK STUART LGroup President
|
GiftCommon | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-07-000393 · edgar.xml · nonDerivative · entry 1 LEVENICK STUART L · CIK 0001171796 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,931 F1 · balance_after: This amount includes 3643 shares in 401K and 35 shares in dividend reinvestment. Read SEC document |
| August 07, 2006 Filed Aug 7, 2006 22:29 UTC |
BRAZIL JOHN RDirector
|
Exercise / conversionEmployee Stock Option · Derivative | 8,000 | $0.00 Strike: $22.76 | $0.00 |
DisclosureSEC source: 0000018230-06-000387 · edgar.xml · derivative · entry 3 BRAZIL JOHN R · CIK 0001171802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 8,000 shares Expires 2011-04-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: (Right to buy) with tandem tax withholding rights. F2 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs. 1/3 after 3 yrs. Read SEC document |
| August 07, 2006 Filed Aug 7, 2006 22:29 UTC |
BRAZIL JOHN RDirector
|
SaleCommon | 2,497 | $73.11 | $182,549.43 |
DisclosureSEC source: 0000018230-06-000387 · edgar.xml · nonDerivative · entry 2 BRAZIL JOHN R · CIK 0001171802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,803 Read SEC document |
| August 07, 2006 Filed Aug 7, 2006 22:29 UTC |
BRAZIL JOHN RDirector
|
Exercise / conversionCommon | 8,000 | $22.76 | $182,040.00 |
DisclosureSEC source: 0000018230-06-000387 · edgar.xml · nonDerivative · entry 1 BRAZIL JOHN R · CIK 0001171802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2006 Filed Aug 4, 2006 22:34 UTC |
MAGOWAN PETER ADirector
|
PurchaseCommon | 50,000 | $72.68 | $3,634,100.00 |
DisclosureSEC source: 0000018230-06-000384 · edgar.xml · nonDerivative · entry 1 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,186 F1 · balance_after: This amount includes 2049 dividend reinvestment shares. Read SEC document |
| August 01, 2006 Filed Aug 1, 2006 15:56 UTC |
Halverson Bradley MController
|
GiftCommon | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000376 · edgar.xml · nonDerivative · entry 1 Halverson Bradley M · CIK 0001307061 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,107 F1 · balance_after: This amount includes 8317 shares in 401K, 36 shares in SEIP and 92 shares in dividend reinvestment. Read SEC document |
| August 01, 2006 Filed Aug 1, 2006 16:40 UTC |
Halverson Bradley MController
|
GiftCommon | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000379 · edgar.xml · nonDerivative · entry 1 Halverson Bradley M · CIK 0001307061 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,107 F1 · balance_after: This amount includes 8317 shares in 401K, 36 shares in SEIP and 92 shares in dividend reinvestment. Read SEC document |
| July 31, 2006 Filed Aug 1, 2006 15:42 UTC |
MAGOWAN PETER ADirector
|
GrantPhantom Stock Units · Derivative | 105 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000371 · edgar.xml · derivative · entry 3 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 105 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2006 at a price of $71.015 per share. F4 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2006 at a price of $71.015 per share. Read SEC document |
| July 31, 2006 Filed Aug 1, 2006 15:43 UTC |
RUST EDWARD B JRDirector
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GrantPhantom Stock Units · Derivative | 105 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000372 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 105 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2006 at a price of $71.015 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2006 at a price of $71.015 per share. Read SEC document |
| July 31, 2006 Filed Aug 1, 2006 15:44 UTC |
GOODE DAVID RDirector
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GrantPhantom Stock Units · Derivative | 117 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000373 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 117 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2006 at a price of $71.015 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2006 at a price of $71.015 per share. Read SEC document |
| July 31, 2006 Filed Aug 1, 2006 15:44 UTC |
GALLARDO JUANDirector
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GrantPhantom Stock Units · Derivative | 105 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000374 · edgar.xml · derivative · entry 2 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 105 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2006 at a price of $71.015 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2006 at a price of $71.015 per share. Read SEC document |
| July 31, 2006 Filed Aug 1, 2006 16:38 UTC |
POWELL CHARLES DDirector
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GrantCommon | 20 | $71.02 | $1,420.30 |
DisclosureSEC source: 0000018230-06-000378 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,559 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 236 shares in dividend reinvestment. Read SEC document |
| July 27, 2006 Filed Jul 27, 2006 23:13 UTC |
Smith Joshua IDirector
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Exercise / conversionEmployee Stock Option · Derivative | 4,000 | $0.00 Strike: $22.76 | $0.00 |
DisclosureSEC source: 0000018230-06-000363 · edgar.xml · derivative · entry 4 SMITH JOSHUA T · CIK 0001173565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 4,000 shares Expires 2011-04-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: (Right to buy) with tandem tax withholding rights. F2 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 27, 2006 Filed Jul 27, 2006 23:13 UTC |
Smith Joshua IDirector
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SaleCommon | 12,000 | $70.54 | $846,508.80 |
DisclosureSEC source: 0000018230-06-000363 · edgar.xml · nonDerivative · entry 3 SMITH JOSHUA T · CIK 0001173565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,855 Read SEC document |
| July 27, 2006 Filed Jul 27, 2006 23:13 UTC |
Smith Joshua IDirector
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Exercise / conversionCommon | 8,000 | $26.03 | $208,240.00 |
DisclosureSEC source: 0000018230-06-000363 · edgar.xml · nonDerivative · entry 2 SMITH JOSHUA T · CIK 0001173565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,855 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2006 Filed Jul 27, 2006 23:13 UTC |
Smith Joshua IDirector
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Exercise / conversionCommon | 4,000 | $22.76 | $91,020.00 |
DisclosureSEC source: 0000018230-06-000363 · edgar.xml · nonDerivative · entry 1 SMITH JOSHUA T · CIK 0001173565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,855 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2006 Filed Jul 27, 2006 19:44 UTC |
GALLARDO JUANDirector
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PurchaseCommon | 110,000 | $70.17 | $7,718,370.00 |
DisclosureSEC source: 0000018230-06-000361 · edgar.xml · nonDerivative · entry 1 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,109 Read SEC document |
| June 30, 2006 Filed Jul 3, 2006 14:38 UTC |
RUST EDWARD B JRDirector
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GrantPhantom Stock Units · Derivative | 112 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000331 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 112 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2006 at a price of $74.185 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2006 at a price of $74.185 per share. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.