Last 12 months
Inside the activity.
2 purchase rows · 91 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 16 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 21 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 14 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 03, 2008 Filed Mar 4, 2008 20:43 UTC |
VITTECOQ GERARD RGroup President
|
GrantStock Appreciation Rights · Derivative | 111,294 | $0.00 Strike: $73.20 | $0.00 |
DisclosureSEC source: 0000018230-08-000099 · edgar.xml · derivative · entry 2 VITTECOQ GERARD R · CIK 0001171778 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,294 Underlying: Common · 111,294 shares Expires 2018-03-03 F2 · derivative.exercise_date: The restricted stock units and stock appreciation rights vest on March 3, 2011. Read SEC document |
| March 03, 2008 Filed Mar 4, 2008 20:44 UTC |
WUNNING STEVEN HGroup President
|
GrantRestricted Stock Units · Derivative | 4,109 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000100 · edgar.xml · derivative · entry 6 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,109 Underlying: Common · 4,109 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Caterpillar common stock. F5 · derivative.exercise_date: The restricted stock units and stock appreciation rights vest on March 3, 2011. F5 · derivative.expiration_date: The restricted stock units and stock appreciation rights vest on March 3, 2011. Read SEC document |
| March 03, 2008 Filed Mar 4, 2008 20:44 UTC |
WUNNING STEVEN HGroup President
|
GrantStock Appreciation Rights · Derivative | 111,294 | $0.00 Strike: $73.20 | $0.00 |
DisclosureSEC source: 0000018230-08-000100 · edgar.xml · derivative · entry 5 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,294 Underlying: Common · 111,294 shares Expires 2018-03-03 F5 · derivative.exercise_date: The restricted stock units and stock appreciation rights vest on March 3, 2011. Read SEC document |
| March 03, 2008 Filed Mar 4, 2008 20:45 UTC |
BUDA JAMES BVP, General Counsel, Secy.
|
GrantRestricted Stock Units · Derivative | 2,450 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000101 · edgar.xml · derivative · entry 4 BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,450 Underlying: Common · 2,450 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Caterpillar common stock. F2 · derivative.exercise_date: The restricted stock units and stock appreciation rights vest on March 3, 2011. F2 · derivative.expiration_date: The restricted stock units and stock appreciation rights vest on March 3, 2011. Read SEC document |
| March 03, 2008 Filed Mar 4, 2008 20:45 UTC |
BUDA JAMES BVP, General Counsel, Secy.
|
GrantStock Appreciation Rights · Derivative | 48,144 | $0.00 Strike: $73.20 | $0.00 |
DisclosureSEC source: 0000018230-08-000101 · edgar.xml · derivative · entry 3 BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,144 Underlying: Common · 48,144 shares Expires 2018-03-03 F2 · derivative.exercise_date: The restricted stock units and stock appreciation rights vest on March 3, 2011. Read SEC document |
| March 03, 2008 Filed Mar 4, 2008 20:45 UTC |
BURRITT DAVID BV.P./Chief Financial Officer
|
GrantRestricted Stock Units · Derivative | 2,450 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000102 · edgar.xml · derivative · entry 4 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,450 Underlying: Common · 2,450 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Caterpillar common stock. F3 · derivative.exercise_date: The restricted stock units and stock appreciation rights vest on March 3, 2011. F3 · derivative.expiration_date: The restricted stock units and stock appreciation rights vest on March 3, 2011. Read SEC document |
| March 03, 2008 Filed Mar 4, 2008 20:45 UTC |
BURRITT DAVID BV.P./Chief Financial Officer
|
GrantStock Appreciation Rights · Derivative | 45,909 | $0.00 Strike: $73.20 | $0.00 |
DisclosureSEC source: 0000018230-08-000102 · edgar.xml · derivative · entry 3 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,909 Underlying: Common · 45,909 shares Expires 2018-03-03 F3 · derivative.exercise_date: The restricted stock units and stock appreciation rights vest on March 3, 2011. Read SEC document |
| March 03, 2008 Filed Mar 4, 2008 20:46 UTC |
Copeland Jananne A.Chief Accounting Officer
|
GrantRestricted Stock Units · Derivative | 523 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000103 · edgar.xml · derivative · entry 3 Copeland Jananne A. · CIK 0001415606 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 523 Underlying: Common · 523 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Caterpillar common stock. F1 · derivative.exercise_date: The restricted stock units and stock appreciation rights vest on March 3, 2011. F1 · derivative.expiration_date: The restricted stock units and stock appreciation rights vest on March 3, 2011. Read SEC document |
| March 03, 2008 Filed Mar 4, 2008 20:46 UTC |
Copeland Jananne A.Chief Accounting Officer
|
GrantStock Appreciation Rights · Derivative | 3,886 | $0.00 Strike: $73.20 | $0.00 |
DisclosureSEC source: 0000018230-08-000103 · edgar.xml · derivative · entry 2 Copeland Jananne A. · CIK 0001415606 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,886 Underlying: Common · 3,886 shares Expires 2018-03-03 F1 · derivative.exercise_date: The restricted stock units and stock appreciation rights vest on March 3, 2011. Read SEC document |
| March 03, 2008 Filed Mar 4, 2008 20:46 UTC |
Halverson Bradley MController
|
GrantRestricted Stock Units · Derivative | 776 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000104 · edgar.xml · derivative · entry 5 Halverson Bradley M · CIK 0001307061 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 776 Underlying: Common · 776 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Caterpillar common stock. F3 · derivative.exercise_date: The restricted stock units and stock appreciation rights vest on March 3, 2011. F3 · derivative.expiration_date: The restricted stock units and stock appreciation rights vest on March 3, 2011. Read SEC document |
| March 03, 2008 Filed Mar 4, 2008 20:46 UTC |
Halverson Bradley MController
|
GrantStock Appreciation Rights · Derivative | 9,306 | $0.00 Strike: $73.20 | $0.00 |
DisclosureSEC source: 0000018230-08-000104 · edgar.xml · derivative · entry 4 Halverson Bradley M · CIK 0001307061 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,306 Underlying: Common · 9,306 shares Expires 2018-03-03 F3 · derivative.exercise_date: The restricted stock units and stock appreciation rights vest on March 3, 2011. Read SEC document |
| February 29, 2008 Filed Mar 4, 2008 14:04 UTC |
RUST EDWARD B JRDirector
|
GrantPhantom Stock Units · Derivative | 137 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000078 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,121 Underlying: Common · 137 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2008 at a price between $70.48 and $73.145 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2008 at a price between $70.48 and $73.145 per share. Read SEC document |
| February 29, 2008 Filed Mar 4, 2008 14:05 UTC |
MAGOWAN PETER ADirector
|
GrantPhantom Stock Units · Derivative | 167 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000079 · edgar.xml · derivative · entry 2 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,055 Underlying: Common · 167 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2008 at a price between $70.48 and $73.145 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2008 at a price between $70.48 and $73.145 per share. Read SEC document |
| February 29, 2008 Filed Mar 4, 2008 14:05 UTC |
GALLARDO JUANDirector
|
GrantPhantom Stock Units · Derivative | 115 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000080 · edgar.xml · derivative · entry 2 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,825 Underlying: Common · 115 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2008 at a price between $70.48 and $73.145 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2008 at a price between $70.48 and $73.145 per share. Read SEC document |
| February 29, 2008 Filed Mar 4, 2008 14:06 UTC |
DICKINSON DANIEL MDirector
|
GrantPhantom Stock Units · Derivative | 109 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000081 · edgar.xml · derivative · entry 2 DICKINSON DANIEL M · CIK 0001264714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,529 Underlying: Common · 109 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2008 at a price between $70.48 and $73.145 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2008 at a price between $70.48 and $73.145 per share. Read SEC document |
| February 29, 2008 Filed Mar 4, 2008 14:25 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 19 | $73.15 | $1,389.76 |
DisclosureSEC source: 0000018230-08-000082 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,049 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 345 shares in dividend reinvestment. Read SEC document |
| February 29, 2008 Filed Mar 4, 2008 14:26 UTC |
GOODE DAVID RDirector
|
GrantPhantom Stock Units · Derivative | 292 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000083 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,424 Underlying: Common · 292 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2008 at a price between $70.48 and $73.145 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2008 at a price between $70.48 and $73.145 per share. Read SEC document |
| February 22, 2008 Filed Feb 26, 2008 15:21 UTC |
GOODE DAVID RDirector
|
Exercise / conversionEmployee Stock Option · Derivative | 8,000 | $0.00 Strike: $27.19 | $0.00 |
DisclosureSEC source: 0000018230-08-000056 · edgar.xml · derivative · entry 3 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 8,000 shares Expires 2008-04-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| February 22, 2008 Filed Feb 26, 2008 15:21 UTC |
GOODE DAVID RDirector
|
Tax withholdingCommon | 3,078 | $70.66 | $217,491.48 |
DisclosureSEC source: 0000018230-08-000056 · edgar.xml · nonDerivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,597 F1 · balance_after: Included in this amount are 1793 shares in dividend reinvestment. Read SEC document |
| February 22, 2008 Filed Feb 26, 2008 15:21 UTC |
GOODE DAVID RDirector
|
Exercise / conversionCommon | 8,000 | $27.19 | $217,500.00 |
DisclosureSEC source: 0000018230-08-000056 · edgar.xml · nonDerivative · entry 1 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,675 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2008 Filed Feb 15, 2008 15:25 UTC |
OBERHELMAN DOUGLAS RGroup President
|
GiftCommon | 425 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000047 · edgar.xml · nonDerivative · entry 1 OBERHELMAN DOUGLAS R · CIK 0001171770 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,981 F1 · balance_after: This amount includes 23,544 shares in 401K and 2702 shares in dividend reinvestment. Read SEC document |
| February 06, 2008 Filed Feb 7, 2008 21:14 UTC |
GALLARDO JUANDirector
|
Exercise / conversionEmployee Stock Option · Derivative | 8,000 | $0.00 Strike: $27.19 | $0.00 |
DisclosureSEC source: 0000018230-08-000045 · edgar.xml · derivative · entry 2 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 8,000 shares Expires 2008-04-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: (Right to buy) with tandem tax withholding rights. F2 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| February 06, 2008 Filed Feb 7, 2008 21:14 UTC |
GALLARDO JUANDirector
|
Exercise / conversionCommon | 8,000 | $27.19 | $217,500.00 |
DisclosureSEC source: 0000018230-08-000045 · edgar.xml · nonDerivative · entry 1 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,110 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2008 Filed Feb 1, 2008 19:11 UTC |
WUNNING STEVEN HGroup President
|
GiftCommon | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000035 · edgar.xml · nonDerivative · entry 3 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Son Disclosed balance after: 675 F2 · ownership.nature: Reporting person disclaims beneficial ownership. Read SEC document |
| January 31, 2008 Filed Feb 1, 2008 19:11 UTC |
WUNNING STEVEN HGroup President
|
GiftCommon | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000035 · edgar.xml · nonDerivative · entry 2 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Wife Disclosed balance after: 276 F2 · ownership.nature: Reporting person disclaims beneficial ownership. Read SEC document |
| January 31, 2008 Filed Feb 1, 2008 19:11 UTC |
WUNNING STEVEN HGroup President
|
GiftCommon | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000035 · edgar.xml · nonDerivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,750 F1 · balance_after: This amount includes 22,301 shares in 401K. Read SEC document |
| January 31, 2008 Filed Feb 1, 2008 19:12 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 20 | $69.57 | $1,391.40 |
DisclosureSEC source: 0000018230-08-000036 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,012 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 327 shares in dividend reinvestment. Read SEC document |
| January 31, 2008 Filed Feb 1, 2008 19:12 UTC |
RUST EDWARD B JRDirector
|
GrantPhantom Stock Units · Derivative | 107 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000037 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,983 Underlying: Common · 107 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2008 at a price of $69.57 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2008 at a price of $69.57 per share. Read SEC document |
| January 31, 2008 Filed Feb 1, 2008 19:13 UTC |
MAGOWAN PETER ADirector
|
GrantPhantom Stock Units · Derivative | 107 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000038 · edgar.xml · derivative · entry 2 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,887 Underlying: Common · 107 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2008 at a price of $69.57 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2008 at a price of $69.57 per share. Read SEC document |
| January 31, 2008 Filed Feb 1, 2008 19:14 UTC |
GALLARDO JUANDirector
|
GrantPhantom Stock Units · Derivative | 107 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000039 · edgar.xml · derivative · entry 2 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,709 Underlying: Common · 107 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F1 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2008 at a price of $69.57 per share. F1 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2008 at a price of $69.57 per share. Read SEC document |
| January 31, 2008 Filed Feb 1, 2008 19:14 UTC |
GOODE DAVID RDirector
|
GrantPhantom Stock Units · Derivative | 119 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000040 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,131 Underlying: Common · 119 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2008 at a price of $69.57 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2008 at a price of $69.57 per share. Read SEC document |
| January 31, 2008 Filed Feb 1, 2008 19:15 UTC |
DICKINSON DANIEL MDirector
|
GrantPhantom Stock Units · Derivative | 107 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000041 · edgar.xml · derivative · entry 2 DICKINSON DANIEL M · CIK 0001264714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,420 Underlying: Common · 107 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2008 at a price of $69.57 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2008 at a price of $69.57 per share. Read SEC document |
| January 31, 2008 Filed Feb 1, 2008 19:23 UTC |
BLOUNT W FRANKDirector
|
Exercise / conversionEmployee Stock Option · Derivative | 8,000 | $0.00 Strike: $27.19 | $0.00 |
DisclosureSEC source: 0000018230-08-000043 · edgar.xml · derivative · entry 3 BLOUNT W FRANK · CIK 0001057580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 8,000 shares Expires 2008-04-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 31, 2008 Filed Feb 1, 2008 19:23 UTC |
BLOUNT W FRANKDirector
|
Tax withholdingCommon | 3,126 | $69.57 | $217,475.82 |
DisclosureSEC source: 0000018230-08-000043 · edgar.xml · nonDerivative · entry 2 BLOUNT W FRANK · CIK 0001057580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,304 F1 · balance_after: This amount includes 730 dividend reinvestment shares. Read SEC document |
| January 31, 2008 Filed Feb 1, 2008 19:23 UTC |
BLOUNT W FRANKDirector
|
Exercise / conversionCommon | 8,000 | $27.19 | $217,500.00 |
DisclosureSEC source: 0000018230-08-000043 · edgar.xml · nonDerivative · entry 1 BLOUNT W FRANK · CIK 0001057580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,430 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2007 Filed Jan 2, 2008 17:09 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 19 | $73.06 | $1,388.14 |
DisclosureSEC source: 0000018230-08-000007 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,992 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 327 shares in dividend reinvestment. Read SEC document |
| December 31, 2007 Filed Jan 2, 2008 17:10 UTC |
DICKINSON DANIEL MDirector
|
GrantPhantom Stock Units · Derivative | 102 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000008 · edgar.xml · derivative · entry 2 DICKINSON DANIEL M · CIK 0001264714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,312 Underlying: Common · 102 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2007 at a price of $73.06 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2007 at a price of $73.06 per share. Read SEC document |
| December 31, 2007 Filed Jan 2, 2008 17:11 UTC |
GALLARDO JUANDirector
|
GrantPhantom Stock Units · Derivative | 102 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000009 · edgar.xml · derivative · entry 2 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,602 Underlying: Common · 102 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F1 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2007 at a price of $73.06 per share. F1 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2007 at a price of $73.06 per share. Read SEC document |
| December 31, 2007 Filed Jan 2, 2008 17:13 UTC |
GOODE DAVID RDirector
|
GrantPhantom Stock Units · Derivative | 114 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000010 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,012 Underlying: Common · 114 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2007 at a price of $73.06 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2007 at a price of $73.06 per share. Read SEC document |
| December 31, 2007 Filed Jan 2, 2008 17:14 UTC |
MAGOWAN PETER ADirector
|
GrantPhantom Stock Units · Derivative | 102 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000011 · edgar.xml · derivative · entry 2 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,779 Underlying: Common · 102 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2007 at a price of $73.06 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2007 at a price of $73.06 per share. Read SEC document |
| December 31, 2007 Filed Jan 2, 2008 17:14 UTC |
RUST EDWARD B JRDirector
|
GrantPhantom Stock Units · Derivative | 102 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000012 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,875 Underlying: Common · 102 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2007 at a price of $73.06 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2007 at a price of $73.06 per share. Read SEC document |
| December 31, 2007 Filed Jan 2, 2008 17:31 UTC |
BUDA JAMES BVP, General Counsel, Secy.
|
GrantPhantom Stock Units · Derivative | 132 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000014 · edgar.xml · derivative · entry 2 BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,242 Underlying: Common · 132 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| December 31, 2007 Filed Jan 2, 2008 20:50 UTC |
OBERHELMAN DOUGLAS RGroup President
|
GrantPhantom Stock Units · Derivative | 298 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000016 · edgar.xml · derivative · entry 2 OBERHELMAN DOUGLAS R · CIK 0001171770 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,696 Underlying: Common · 298 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| December 24, 2007 Filed Dec 27, 2007 16:07 UTC |
OBERHELMAN DOUGLAS RGroup President
|
GiftCommon | 2,230 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-07-000539 · edgar.xml · nonDerivative · entry 1 OBERHELMAN DOUGLAS R · CIK 0001171770 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,704 F1 · balance_after: This amount includes 23,397 shares in 401K and 2147 shares in dividend reinvestment. Read SEC document |
| December 19, 2007 Filed Dec 21, 2007 14:59 UTC |
OWENS JAMES WDirector · Chairman of the Board/CEO
|
GiftCommon | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-07-000537 · edgar.xml · nonDerivative · entry 3 OWENS JAMES W · CIK 0001171767 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Grandchildren's Trust Disclosed balance after: 2,400 Read SEC document |
| December 19, 2007 Filed Dec 21, 2007 14:59 UTC |
OWENS JAMES WDirector · Chairman of the Board/CEO
|
GiftCommon | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-07-000537 · edgar.xml · nonDerivative · entry 2 OWENS JAMES W · CIK 0001171767 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,897 F1 · balance_after: This amount includes 29,649 shares in 401K and 1 share in dividend reinvestment. Read SEC document |
| December 12, 2007 Filed Dec 21, 2007 14:59 UTC |
OWENS JAMES WDirector · Chairman of the Board/CEO
|
GiftCommon | 812 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-07-000537 · edgar.xml · nonDerivative · entry 1 OWENS JAMES W · CIK 0001171767 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,497 Read SEC document |
| November 30, 2007 Filed Dec 3, 2007 15:44 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 20 | $72.32 | $1,446.40 |
DisclosureSEC source: 0000018230-07-000514 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,951 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 305 shares in dividend reinvestment. Read SEC document |
| November 30, 2007 Filed Dec 3, 2007 15:45 UTC |
DICKINSON DANIEL MDirector
|
GrantPhantom Stock Units · Derivative | 108 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-07-000515 · edgar.xml · derivative · entry 2 DICKINSON DANIEL M · CIK 0001264714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,209 Underlying: Common · 108 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2007 at a price between $68.20 and $72.32 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2007 at a price between $68.20 and $72.32 per share. Read SEC document |
| November 30, 2007 Filed Dec 3, 2007 15:45 UTC |
RUST EDWARD B JRDirector
|
GrantPhantom Stock Units · Derivative | 138 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-07-000516 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,773 Underlying: Common · 138 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2007 at a price between $68.20 and $72.32 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2007 at a price between $68.20 and $72.32 per share. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.