Last 12 months
Inside the activity.
2 purchase rows · 91 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 16 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 21 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 14 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 14, 2026 Filed May 15, 2026 21:29 UTC |
Johnson Denise CGroup President
|
SaleCommon Stock | 1,191 | $907.98 | $1,081,404.18 |
DisclosureSEC source: 0001104659-26-062809 · tm2614830-1_4seq1.xml · nonDerivative · entry 6 Johnson Denise C · CIK 0001608229 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,702 F4 · price: This transaction was executed in multiple trades at prices ranging from $907.26 to $908.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected Read SEC document |
| May 14, 2026 Filed May 15, 2026 21:29 UTC |
Johnson Denise CGroup President
|
SaleCommon Stock | 1,491 | $906.73 | $1,351,934.43 |
DisclosureSEC source: 0001104659-26-062809 · tm2614830-1_4seq1.xml · nonDerivative · entry 5 Johnson Denise C · CIK 0001608229 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,893 F3 · price: This transaction was executed in multiple trades at prices ranging from $906.25 to $907.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected Read SEC document |
| May 14, 2026 Filed May 15, 2026 21:29 UTC |
Johnson Denise CGroup President
|
SaleCommon Stock | 2,259 | $905.73 | $2,046,044.07 |
DisclosureSEC source: 0001104659-26-062809 · tm2614830-1_4seq1.xml · nonDerivative · entry 4 Johnson Denise C · CIK 0001608229 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,384 F2 · price: This transaction was executed in multiple trades at prices ranging from $905.25 to $906.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 14, 2026 Filed May 15, 2026 21:29 UTC |
Johnson Denise CGroup President
|
SaleCommon Stock | 1,787 | $904.70 | $1,616,698.90 |
DisclosureSEC source: 0001104659-26-062809 · tm2614830-1_4seq1.xml · nonDerivative · entry 3 Johnson Denise C · CIK 0001608229 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,643 F1 · price: This transaction was executed in multiple trades at prices ranging from $904.25 to $905.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 14, 2026 Filed May 15, 2026 21:29 UTC |
Johnson Denise CGroup President
|
Tax withholdingCommon Stock | 3,473 | $910.55 | $3,162,340.15 |
DisclosureSEC source: 0001104659-26-062809 · tm2614830-1_4seq1.xml · nonDerivative · entry 2 Johnson Denise C · CIK 0001608229 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,430 Read SEC document |
| May 14, 2026 Filed May 15, 2026 21:29 UTC |
Johnson Denise CGroup President
|
Exercise / conversionCommon Stock | 16,078 | $196.70 | $3,162,542.60 |
DisclosureSEC source: 0001104659-26-062809 · tm2614830-1_4seq1.xml · nonDerivative · entry 1 Johnson Denise C · CIK 0001608229 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,903 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2026 Filed May 14, 2026 15:50 UTC |
Schaupp William EChief Accounting Officer
|
SaleCommon Stock | 360 | $906.00 | $326,160.00 |
DisclosureSEC source: 0001104659-26-060916 · tm2614622-1_4seq1.xml · nonDerivative · entry 1 Schaupp William E · CIK 0001739758 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 530 Read SEC document |
| May 13, 2026 Filed May 14, 2026 18:47 UTC |
Johnson Denise CGroup President
|
Exercise / conversionEmployee Stock Options · Derivative | 7,900 | $196.70 Strike: $196.70 | $1,553,930.00 |
DisclosureSEC source: 0001104659-26-061036 · tm2614666-1_4seq1.xml · derivative · entry 5 Johnson Denise C · CIK 0001608229 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,078 Underlying: Common Stock · 7,900 shares Expires 2032-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 7, 2022 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| May 13, 2026 Filed May 14, 2026 18:47 UTC |
Johnson Denise CGroup President
|
SaleCommon Stock | 2,650 | $910.24 | $2,412,136.00 |
DisclosureSEC source: 0001104659-26-061036 · tm2614666-1_4seq1.xml · nonDerivative · entry 4 Johnson Denise C · CIK 0001608229 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,825 F2 · price: This transaction was executed in multiple trades at prices ranging from $910.17 to $910.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 13, 2026 Filed May 14, 2026 18:47 UTC |
Johnson Denise CGroup President
|
SaleCommon Stock | 3,546 | $909.46 | $3,224,945.16 |
DisclosureSEC source: 0001104659-26-061036 · tm2614666-1_4seq1.xml · nonDerivative · entry 3 Johnson Denise C · CIK 0001608229 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,475 F1 · price: This transaction was executed in multiple trades at prices ranging from $909.10 to $910.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 13, 2026 Filed May 14, 2026 18:47 UTC |
Johnson Denise CGroup President
|
Tax withholdingCommon Stock | 1,704 | $911.61 | $1,553,383.44 |
DisclosureSEC source: 0001104659-26-061036 · tm2614666-1_4seq1.xml · nonDerivative · entry 2 Johnson Denise C · CIK 0001608229 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,021 Read SEC document |
| May 13, 2026 Filed May 14, 2026 18:47 UTC |
Johnson Denise CGroup President
|
Exercise / conversionCommon Stock | 7,900 | $196.70 | $1,553,930.00 |
DisclosureSEC source: 0001104659-26-061036 · tm2614666-1_4seq1.xml · nonDerivative · entry 1 Johnson Denise C · CIK 0001608229 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,725 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2026 Filed May 12, 2026 17:37 UTC |
Fassino Anthony D.Group President
|
Exercise / conversionEmployee Stock Options · Derivative | 21,403 | $219.76 Strike: $219.76 | $4,703,523.28 |
DisclosureSEC source: 0001104659-26-059243 · tm2614368-2_4seq1.xml · derivative · entry 6 Fassino Anthony D. · CIK 0001839757 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,403 shares Expires 2031-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 1, 2021 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| May 11, 2026 Filed May 12, 2026 17:37 UTC |
Fassino Anthony D.Group President
|
SaleCommon Stock | 843 | $917.73 | $773,646.39 |
DisclosureSEC source: 0001104659-26-059243 · tm2614368-2_4seq1.xml · nonDerivative · entry 4 Fassino Anthony D. · CIK 0001839757 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,041 F2 · price: This transaction was executed in multiple trades at prices ranging from $917.40 to $917.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 11, 2026 Filed May 12, 2026 17:37 UTC |
Fassino Anthony D.Group President
|
SaleCommon Stock | 15,440 | $916.75 | $14,154,620.00 |
DisclosureSEC source: 0001104659-26-059243 · tm2614368-2_4seq1.xml · nonDerivative · entry 3 Fassino Anthony D. · CIK 0001839757 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,884 F1 · price: This transaction was executed in multiple trades at prices ranging from $916.39 to $917.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 11, 2026 Filed May 12, 2026 17:37 UTC |
Fassino Anthony D.Group President
|
Tax withholdingCommon Stock | 5,120 | $918.65 | $4,703,488.00 |
DisclosureSEC source: 0001104659-26-059243 · tm2614368-2_4seq1.xml · nonDerivative · entry 2 Fassino Anthony D. · CIK 0001839757 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,324 Read SEC document |
| May 11, 2026 Filed May 12, 2026 17:37 UTC |
Fassino Anthony D.Group President
|
Exercise / conversionCommon Stock | 21,403 | $219.76 | $4,703,523.28 |
DisclosureSEC source: 0001104659-26-059243 · tm2614368-2_4seq1.xml · nonDerivative · entry 1 Fassino Anthony D. · CIK 0001839757 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2026 Filed May 12, 2026 20:30 UTC |
Pambianchi Christine MChief Human Resources Officer
|
Tax withholdingCommon Stock | 224 | $912.03 | $204,294.72 |
DisclosureSEC source: 0001104659-26-059445 · tm2614405-1_4seq1.xml · nonDerivative · entry 1 Pambianchi Christine M · CIK 0001606707 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,083 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of restricted stock units granted on May 9, 2025. Read SEC document |
| May 11, 2026 Filed May 12, 2026 20:31 UTC |
Creed Joseph EChief Executive Officer
|
Tax withholdingCommon Stock | 574 | $912.03 | $523,505.22 |
DisclosureSEC source: 0001104659-26-059449 · tm2614405-2_4seq1.xml · nonDerivative · entry 1 Creed Joseph E · CIK 0001739859 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,507 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of restricted stock units granted on May 9, 2025. Read SEC document |
| May 08, 2026 Filed May 12, 2026 17:23 UTC |
Epley Kyle JosephChief Financial Officer
|
GrantEmployee Stock Options · Derivative | 1,394 | $0.00 Strike: $897.45 | $0.00 |
DisclosureSEC source: 0001104659-26-059232 · tm2614368-1_4seq1.xml · derivative · entry 3 Epley Kyle Joseph · CIK 0002131716 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,394 Underlying: Common Stock · 1,394 shares Expires 2036-05-08 F2 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2023 Long-Term Incentive Plan and vest equally in 1/3 increments. 1/3 vests on the first anniversary of the grant date; 1/3 vests on March 2, 2028 and 1/3 vests on March 2, 2029. Read SEC document |
| May 08, 2026 Filed May 12, 2026 17:23 UTC |
Epley Kyle JosephChief Financial Officer
|
GrantCommon Stock | 515 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-059232 · tm2614368-1_4seq1.xml · nonDerivative · entry 1 Epley Kyle Joseph · CIK 0002131716 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,705 Read SEC document |
| May 06, 2026 Filed May 6, 2026 22:28 UTC |
Kaiser JasonGroup President
|
GiftCommon Stock | 294 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-056437 · tm2613823-2_4seq1.xml · nonDerivative · entry 1 Kaiser Jason · CIK 0002005183 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,300 F1 · shares: Represents a donation of ordinary shares to a Donor Advised Fund. Read SEC document |
| May 06, 2026 Filed May 7, 2026 21:34 UTC |
BONFIELD ANDREW R JCFO Emeritus
|
Exercise / conversionEmployee Stock Options · Derivative | 3,726 | $332.04 Strike: $332.04 | $1,237,181.04 |
DisclosureSEC source: 0001104659-26-057309 · tm2613952-2_4seq1.xml · derivative · entry 8 BONFIELD ANDREW R J · CIK 0001199292 · CFO Emeritus 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,450 Underlying: Common Stock · 3,726 shares Expires 2035-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2023 Long-Term Incentive Plan on March 3, 2025 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| May 06, 2026 Filed May 7, 2026 21:34 UTC |
BONFIELD ANDREW R JCFO Emeritus
|
Exercise / conversionEmployee Stock Options · Derivative | 7,673 | $338.65 Strike: $338.65 | $2,598,461.45 |
DisclosureSEC source: 0001104659-26-057309 · tm2613952-2_4seq1.xml · derivative · entry 7 BONFIELD ANDREW R J · CIK 0001199292 · CFO Emeritus 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,836 Underlying: Common Stock · 7,673 shares Expires 2024-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2023 Long-Term Incentive Plan on March 4, 2024 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| May 06, 2026 Filed May 7, 2026 21:34 UTC |
BONFIELD ANDREW R JCFO Emeritus
|
Exercise / conversionEmployee Stock Options · Derivative | 11,655 | $253.98 Strike: $253.98 | $2,960,136.90 |
DisclosureSEC source: 0001104659-26-057309 · tm2613952-2_4seq1.xml · derivative · entry 6 BONFIELD ANDREW R J · CIK 0001199292 · CFO Emeritus 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,655 shares Expires 2033-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 6, 2023 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| May 06, 2026 Filed May 7, 2026 21:34 UTC |
BONFIELD ANDREW R JCFO Emeritus
|
SaleCommon Stock | 15,674 | $918.71 | $14,399,860.54 |
DisclosureSEC source: 0001104659-26-057309 · tm2613952-2_4seq1.xml · nonDerivative · entry 5 BONFIELD ANDREW R J · CIK 0001199292 · CFO Emeritus 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,935 F1 · price: This transaction was executed in multiple trades at prices ranging from $918.50 to $919.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 06, 2026 Filed May 7, 2026 21:34 UTC |
BONFIELD ANDREW R JCFO Emeritus
|
Tax withholdingCommon Stock | 7,380 | $920.72 | $6,794,913.60 |
DisclosureSEC source: 0001104659-26-057309 · tm2613952-2_4seq1.xml · nonDerivative · entry 4 BONFIELD ANDREW R J · CIK 0001199292 · CFO Emeritus 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,609 Read SEC document |
| May 06, 2026 Filed May 7, 2026 21:34 UTC |
BONFIELD ANDREW R JCFO Emeritus
|
Exercise / conversionCommon Stock | 3,726 | $332.04 | $1,237,181.04 |
DisclosureSEC source: 0001104659-26-057309 · tm2613952-2_4seq1.xml · nonDerivative · entry 3 BONFIELD ANDREW R J · CIK 0001199292 · CFO Emeritus 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2026 Filed May 7, 2026 21:34 UTC |
BONFIELD ANDREW R JCFO Emeritus
|
Exercise / conversionCommon Stock | 7,673 | $338.65 | $2,598,461.45 |
DisclosureSEC source: 0001104659-26-057309 · tm2613952-2_4seq1.xml · nonDerivative · entry 2 BONFIELD ANDREW R J · CIK 0001199292 · CFO Emeritus 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2026 Filed May 7, 2026 21:34 UTC |
BONFIELD ANDREW R JCFO Emeritus
|
Exercise / conversionCommon Stock | 11,655 | $253.98 | $2,960,136.90 |
DisclosureSEC source: 0001104659-26-057309 · tm2613952-2_4seq1.xml · nonDerivative · entry 1 BONFIELD ANDREW R J · CIK 0001199292 · CFO Emeritus 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2026 Filed May 7, 2026 21:34 UTC |
Fassino Anthony D.Group President
|
Exercise / conversionEmployee Stock Options · Derivative | 12,000 | $219.76 Strike: $219.76 | $2,637,120.00 |
DisclosureSEC source: 0001104659-26-057311 · tm2613952-1_4seq1.xml · derivative · entry 6 Fassino Anthony D. · CIK 0001839757 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,403 Underlying: Common Stock · 12,000 shares Expires 2031-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 1, 2021 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| May 06, 2026 Filed May 7, 2026 21:34 UTC |
Fassino Anthony D.Group President
|
SaleCommon Stock | 350 | $926.83 | $324,390.50 |
DisclosureSEC source: 0001104659-26-057311 · tm2613952-1_4seq1.xml · nonDerivative · entry 4 Fassino Anthony D. · CIK 0001839757 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,041 F2 · price: This transaction was executed in multiple trades at prices ranging from $926.67 to $926.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 06, 2026 Filed May 7, 2026 21:34 UTC |
Fassino Anthony D.Group President
|
SaleCommon Stock | 8,802 | $926.23 | $8,152,676.46 |
DisclosureSEC source: 0001104659-26-057311 · tm2613952-1_4seq1.xml · nonDerivative · entry 3 Fassino Anthony D. · CIK 0001839757 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,391 F1 · price: This transaction was executed in multiple trades at prices ranging from $925.67 to $926.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 06, 2026 Filed May 7, 2026 21:34 UTC |
Fassino Anthony D.Group President
|
Tax withholdingCommon Stock | 2,848 | $925.74 | $2,636,507.52 |
DisclosureSEC source: 0001104659-26-057311 · tm2613952-1_4seq1.xml · nonDerivative · entry 2 Fassino Anthony D. · CIK 0001839757 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,193 Read SEC document |
| May 06, 2026 Filed May 7, 2026 21:34 UTC |
Fassino Anthony D.Group President
|
Exercise / conversionCommon Stock | 12,000 | $219.76 | $2,637,120.00 |
DisclosureSEC source: 0001104659-26-057311 · tm2613952-1_4seq1.xml · nonDerivative · entry 1 Fassino Anthony D. · CIK 0001839757 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,041 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2026 Filed May 7, 2026 21:35 UTC |
De Lange BobGroup President
|
Exercise / conversionEmployee Stock Options · Derivative | 28,105 | $127.60 Strike: $127.60 | $3,586,198.00 |
DisclosureSEC source: 0001104659-26-057313 · tm2613952-3_4seq1.xml · derivative · entry 5 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,105 Underlying: Common Stock · 28,105 shares Expires 2030-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 2, 2020 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| May 06, 2026 Filed May 7, 2026 21:35 UTC |
De Lange BobGroup President
|
SaleCommon Stock | 9,752 | $923.47 | $9,005,679.44 |
DisclosureSEC source: 0001104659-26-057313 · tm2613952-3_4seq1.xml · nonDerivative · entry 4 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,029 F2 · price: This transaction was executed in multiple trades at prices ranging from $923.08 to $924.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 06, 2026 Filed May 7, 2026 21:35 UTC |
De Lange BobGroup President
|
SaleCommon Stock | 14,470 | $922.55 | $13,349,298.50 |
DisclosureSEC source: 0001104659-26-057313 · tm2613952-3_4seq1.xml · nonDerivative · entry 3 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,781 F1 · price: This transaction was executed in multiple trades at prices ranging from $922.08 to $923.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 06, 2026 Filed May 7, 2026 21:35 UTC |
De Lange BobGroup President
|
Tax withholdingCommon Stock | 3,883 | $923.38 | $3,585,484.54 |
DisclosureSEC source: 0001104659-26-057313 · tm2613952-3_4seq1.xml · nonDerivative · entry 2 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,251 Read SEC document |
| May 06, 2026 Filed May 7, 2026 21:35 UTC |
De Lange BobGroup President
|
Exercise / conversionCommon Stock | 28,105 | $127.60 | $3,586,198.00 |
DisclosureSEC source: 0001104659-26-057313 · tm2613952-3_4seq1.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2026 Filed May 6, 2026 22:27 UTC |
Shurman Rodney MichaelGroup President
|
Exercise / conversionEmployee Stock Options · Derivative | 5,639 | $253.98 Strike: $253.98 | $1,432,193.22 |
DisclosureSEC source: 0001104659-26-056435 · tm2613823-1_4seq1.xml · derivative · entry 5 Shurman Rodney Michael · CIK 0002110101 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,639 shares Expires 2033-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 6, 2023 and vest equally in 1/3 increments in the first, second and third anniversaries of the grant date. Read SEC document |
| May 05, 2026 Filed May 6, 2026 22:27 UTC |
Shurman Rodney MichaelGroup President
|
SaleCommon Stock | 487 | $903.55 | $440,028.85 |
DisclosureSEC source: 0001104659-26-056435 · tm2613823-1_4seq1.xml · nonDerivative · entry 3 Shurman Rodney Michael · CIK 0002110101 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,546 F2 · price: This transaction was executed in multiple trades at prices ranging from $903.44 to $903.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 05, 2026 Filed May 6, 2026 22:27 UTC |
Shurman Rodney MichaelGroup President
|
SaleCommon Stock | 5,152 | $903.14 | $4,652,977.28 |
DisclosureSEC source: 0001104659-26-056435 · tm2613823-1_4seq1.xml · nonDerivative · entry 2 Shurman Rodney Michael · CIK 0002110101 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,033 F1 · price: This transaction was executed in multiple trades at prices ranging from $902.44 to $903.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 05, 2026 Filed May 6, 2026 22:27 UTC |
Shurman Rodney MichaelGroup President
|
Exercise / conversionCommon Stock | 5,639 | $253.98 | $1,432,193.22 |
DisclosureSEC source: 0001104659-26-056435 · tm2613823-1_4seq1.xml · nonDerivative · entry 1 Shurman Rodney Michael · CIK 0002110101 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,185 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2026 Filed May 5, 2026 18:00 UTC |
MacLennan DavidDirector
|
PurchaseCommon Stock | 250 | $876.84 | $219,210.00 |
DisclosureSEC source: 0001104659-26-055493 · tm2613618-1_4seq1.xml · nonDerivative · entry 1 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,206 F1 · balance_after: Includes adjustment for dividends accrued. Read SEC document |
| May 04, 2026 Filed May 5, 2026 23:07 UTC |
Kaiser JasonGroup President
|
Exercise / conversionEmployee Stock Options · Derivative | 7,917 | $253.98 Strike: $253.98 | $2,010,759.66 |
DisclosureSEC source: 0001104659-26-055795 · tm2613646-1_4seq1.xml · derivative · entry 5 Kaiser Jason · CIK 0002005183 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,917 shares Expires 2033-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 6, 2023 and vest equally in 1/3 increments in the first, second and third anniversaries of the grant date. F2 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 6, 2023 and vest equally in 1/3 increments in the first, second and third anniversaries of the grant date. Read SEC document |
| May 04, 2026 Filed May 5, 2026 23:07 UTC |
Kaiser JasonGroup President
|
SaleCommon Stock | 5,642 | $883.03 | $4,982,055.26 |
DisclosureSEC source: 0001104659-26-055795 · tm2613646-1_4seq1.xml · nonDerivative · entry 3 Kaiser Jason · CIK 0002005183 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,594 Read SEC document |
| May 04, 2026 Filed May 5, 2026 23:07 UTC |
Kaiser JasonGroup President
|
Tax withholdingCommon Stock | 2,275 | $883.50 | $2,009,962.50 |
DisclosureSEC source: 0001104659-26-055795 · tm2613646-1_4seq1.xml · nonDerivative · entry 2 Kaiser Jason · CIK 0002005183 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,236 Read SEC document |
| May 04, 2026 Filed May 5, 2026 23:07 UTC |
Kaiser JasonGroup President
|
Exercise / conversionCommon Stock | 7,917 | $253.98 | $2,010,759.66 |
DisclosureSEC source: 0001104659-26-055795 · tm2613646-1_4seq1.xml · nonDerivative · entry 1 Kaiser Jason · CIK 0002005183 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2026 Filed Apr 27, 2026 18:23 UTC |
Creed Joseph EChief Executive Officer
|
GrantPhantom Stock Units · Derivative | 19 | $830.79 | $15,785.01 |
DisclosureSEC source: 0001104659-26-049316 · tm2612836-1_4seq1.xml · derivative · entry 1 Creed Joseph E · CIK 0001739859 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,409 Underlying: Common Stock · 19 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plan as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: This total includes 10 shares that were credited to the reporting person's account under the Supplemental Deferred Compensation Plan ("the Plan") at a price per share of $830.79 and 9 shares that were contributed to the reporting person's account pursuant to the terms of the Plan for no consideration. F3 · derivative.exercise_date: The phantom stock units are to be settled for 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units are to be settled for 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Moreover, phantom stock units represent interests in an unfunded unitized company stock fund comprised of stock and cash, and therefore the number of phantom stock units the reporting person is deemed to own may change between any given dates due to differences in the percentages of cash and stock in the unitized fund on those dates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.