Last 12 months
Inside the activity.
2 purchase rows · 91 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 16 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 21 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 14 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 18, 2003 Filed Jul 22, 2003 17:50 UTC |
STROUP GARY AVice President
|
Exercise / conversionCommon | 2,601 | $38.41 | $99,894.79 |
DisclosureSEC source: 0000018230-03-000299 · edgar.xml · nonDerivative · entry 1 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 18, 2003 Filed Aug 4, 2003 19:27 UTC |
PARKER JAMES JVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 1,000 | $0.00 Strike: $30.16 | $0.00 |
DisclosureSEC source: 0000018230-03-000378 · edgar.xml · derivative · entry 3 PARKER JAMES J · CIK 0001173559 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,000 shares Expires 2005-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Excercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 18, 2003 Filed Aug 4, 2003 19:27 UTC |
PARKER JAMES JVice President
|
Tax withholdingCommon | 466 | $64.63 | $30,117.58 |
DisclosureSEC source: 0000018230-03-000378 · edgar.xml · nonDerivative · entry 2 PARKER JAMES J · CIK 0001173559 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,447 F1 · balance_after: This amount includes 3152 shares in EIP-1, 2551 shares in 401K and 757 shares in SEIP. Read SEC document |
| July 18, 2003 Filed Aug 4, 2003 19:27 UTC |
PARKER JAMES JVice President
|
Exercise / conversionCommon | 1,000 | $30.16 | $30,156.20 |
DisclosureSEC source: 0000018230-03-000378 · edgar.xml · nonDerivative · entry 1 PARKER JAMES J · CIK 0001173559 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 14, 2003 Filed Jul 15, 2003 19:09 UTC |
BANWART SIDNEY CVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 924 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0000018230-03-000282 · edgar.xml · derivative · entry 3 BANWART SIDNEY C · CIK 0001171787 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 924 shares Expires 2004-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 14, 2003 Filed Jul 15, 2003 19:09 UTC |
BANWART SIDNEY CVice President
|
Tax withholdingCommon | 424 | $58.28 | $24,710.72 |
DisclosureSEC source: 0000018230-03-000282 · edgar.xml · nonDerivative · entry 2 BANWART SIDNEY C · CIK 0001171787 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,662 F1 · balance_after: This amount includes 8711 shares in EIP-1, 1786 shares in 401K, 1874 shares in SEIP and 1678 shares in dividend reinvestment. In addition, 1,648 shares are held indirectly by wife. Read SEC document |
| July 14, 2003 Filed Jul 15, 2003 19:09 UTC |
BANWART SIDNEY CVice President
|
Exercise / conversionCommon | 924 | $26.77 | $24,731.41 |
DisclosureSEC source: 0000018230-03-000282 · edgar.xml · nonDerivative · entry 1 BANWART SIDNEY C · CIK 0001171787 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2003 Filed Jul 10, 2003 16:11 UTC |
PARKER JAMES JVice President
|
GrantPhantom Stock Units · Derivative | 34 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000280 · edgar.xml · derivative · entry 1 PARKER JAMES J · CIK 0001173559 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 34 shares Expires 1988-08-08 F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F1 · balance_after: Directly held shares from Table I are 7,913 shares that includes 3152 shares in EIP-1, 2551 shares in 401K and 757 shares in SEIP. Read SEC document |
| June 30, 2003 Filed Jul 10, 2003 16:11 UTC |
WUNNING STEVEN HVice President
|
GrantPhantom Stock Units · Derivative | 31 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000279 · edgar.xml · derivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 31 shares Expires 1988-08-08 F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F1 · balance_after: Directly held shares from Table I are 22,973 that includes 7492 shares in EIP-1, 2363 shares in 401K, 1756 shares in SEIP and 640 shares in dividend reinvestment. Indirectly held shares by wife are 33 shares that includes 1 share in dividend reinvestment. Read SEC document |
| June 30, 2003 Filed Jul 1, 2003 19:44 UTC |
OBERHELMAN DOUGLAS RGroup President
|
GiftCommon | 700 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000273 · edgar.xml · nonDerivative · entry 1 OBERHELMAN DOUGLAS R · CIK 0001171770 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,984 F1 · balance_after: This amount includes 4704 shares in EIP-1, 5143 shares in 401K, 2704 shares in SEIP and 380 shares in dividend reinvestment. Read SEC document |
| June 30, 2003 Filed Jul 1, 2003 19:37 UTC |
MAGOWAN PETER ADirector
|
GrantPhantom Stock Units · Derivative | 169 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000271 · edgar.xml · derivative · entry 1 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 169 shares Expires 1988-08-08 F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · price: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2003 at a price between $54.285 and $55.82 per share. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2003 at a price between $54.285 and $55.82 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2003 at a price between $54.285 and $55.82 per share. F1 · balance_after: Directly held shares from Table I are 21,068 that include 450 dividend reinvestment shares. Indirectly held shares by Trust from Table I are 1400 shares Read SEC document |
| June 30, 2003 Filed Jul 1, 2003 19:29 UTC |
GOODE DAVID RDirector
|
GrantPhantom Stock Units · Derivative | 159 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000268 · edgar.xml · derivative · entry 1 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 159 shares Expires 1988-08-08 F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · price: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2003 at a price between $54.285 and $55.82 per share. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2003 at a price between $54.285 and $55.82 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2003 at a price between $54.285 and $55.82 per share. F1 · balance_after: Directly held shares from Table I are 7,856 that include 306 shares in dividend reinvestment. Read SEC document |
| June 30, 2003 Filed Jul 1, 2003 15:13 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 42 | $55.82 | $2,344.44 |
DisclosureSEC source: 0000018230-03-000266 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,601 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: Included in this amount are 32 shares in dividend reinvestment. Read SEC document |
| June 30, 2003 Filed Jul 1, 2003 15:03 UTC |
GALLARDO JUANDirector
|
GrantCommon | 118 | $55.82 | $6,586.76 |
DisclosureSEC source: 0000018230-03-000265 · edgar.xml · nonDerivative · entry 1 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,377 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: Included in this amount are 13 shares in dividend reinvestment. Read SEC document |
| June 27, 2003 Filed Jul 1, 2003 13:56 UTC |
GOSSELIN STEPHEN AVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 134 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0000018230-03-000262 · edgar.xml · derivative · entry 3 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 134 shares Expires 2004-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| June 27, 2003 Filed Jul 1, 2003 13:56 UTC |
GOSSELIN STEPHEN AVice President
|
Tax withholdingCommon | 63 | $56.12 | $3,535.56 |
DisclosureSEC source: 0000018230-03-000262 · edgar.xml · nonDerivative · entry 2 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,710 F1 · balance_after: This amount includes 1304 shares in EIP-1 and 1495 shares in 401K. In addition, 870 shares are held indirectly by custodial accounts for daughters. Read SEC document |
| June 27, 2003 Filed Jul 1, 2003 13:56 UTC |
GOSSELIN STEPHEN AVice President
|
Exercise / conversionCommon | 134 | $26.77 | $3,586.59 |
DisclosureSEC source: 0000018230-03-000262 · edgar.xml · nonDerivative · entry 1 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 26, 2003 Filed Jun 30, 2003 13:51 UTC |
GOSSELIN STEPHEN AVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 166 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0000018230-03-000260 · edgar.xml · derivative · entry 3 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 166 shares Expires 2004-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| June 26, 2003 Filed Jun 30, 2003 13:51 UTC |
GOSSELIN STEPHEN AVice President
|
Tax withholdingCommon | 78 | $56.37 | $4,396.47 |
DisclosureSEC source: 0000018230-03-000260 · edgar.xml · nonDerivative · entry 2 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,639 F1 · balance_after: This amount includes 1304 shares in EIP-1 and 1495 shares in 401K. In addition, 870 shares are held indirectly by custodial accounts for daughters. Read SEC document |
| June 26, 2003 Filed Jun 30, 2003 13:51 UTC |
GOSSELIN STEPHEN AVice President
|
Exercise / conversionCommon | 166 | $26.77 | $4,443.09 |
DisclosureSEC source: 0000018230-03-000260 · edgar.xml · nonDerivative · entry 1 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,717 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 25, 2003 Filed Jun 27, 2003 16:08 UTC |
GOSSELIN STEPHEN AVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 166 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0000018230-03-000258 · edgar.xml · derivative · entry 3 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 166 shares Expires 2004-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| June 25, 2003 Filed Jun 27, 2003 16:08 UTC |
GOSSELIN STEPHEN AVice President
|
Tax withholdingCommon | 79 | $56.09 | $4,430.72 |
DisclosureSEC source: 0000018230-03-000258 · edgar.xml · nonDerivative · entry 2 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,551 F1 · balance_after: This amount includes 1304 shares in EIP-1 and 1495 shares in 401K. In addition, 870 shares are held indirectly by custodial accounts for daughters. Read SEC document |
| June 25, 2003 Filed Jun 27, 2003 16:08 UTC |
GOSSELIN STEPHEN AVice President
|
Exercise / conversionCommon | 166 | $26.77 | $4,443.09 |
DisclosureSEC source: 0000018230-03-000258 · edgar.xml · nonDerivative · entry 1 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 25, 2003 Filed Jun 27, 2003 13:26 UTC |
GOSSELIN STEPHEN AVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 166 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0000018230-03-000257 · edgar.xml · derivative · entry 3 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 166 shares Expires 2004-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| June 25, 2003 Filed Jun 27, 2003 13:26 UTC |
GOSSELIN STEPHEN AVice President
|
Tax withholdingCommon | 79 | $56.09 | $4,430.72 |
DisclosureSEC source: 0000018230-03-000257 · edgar.xml · nonDerivative · entry 2 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,551 F1 · balance_after: This amount includes 1304 shares in EIP-1 and 1495 shares in 401K. In addition, 870 shares are held indirectly by custodial accounts for daughters. Read SEC document |
| June 25, 2003 Filed Jun 27, 2003 13:26 UTC |
GOSSELIN STEPHEN AVice President
|
Exercise / conversionCommon | 166 | $26.77 | $4,443.09 |
DisclosureSEC source: 0000018230-03-000257 · edgar.xml · nonDerivative · entry 1 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 24, 2003 Filed Jun 26, 2003 13:01 UTC |
GOSSELIN STEPHEN AVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 166 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0000018230-03-000255 · edgar.xml · derivative · entry 3 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 166 shares Expires 2004-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| June 24, 2003 Filed Jun 26, 2003 13:01 UTC |
GOSSELIN STEPHEN AVice President
|
Tax withholdingCommon | 78 | $56.88 | $4,436.25 |
DisclosureSEC source: 0000018230-03-000255 · edgar.xml · nonDerivative · entry 2 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,464 F1 · balance_after: This amount includes 1304 shares in EIP-1 and 1495 shares in 401K. In addition, 870 shares are held indirectly by custodial accounts for daughters. Read SEC document |
| June 24, 2003 Filed Jun 26, 2003 13:01 UTC |
GOSSELIN STEPHEN AVice President
|
Exercise / conversionCommon | 166 | $26.77 | $4,443.09 |
DisclosureSEC source: 0000018230-03-000255 · edgar.xml · nonDerivative · entry 1 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 23, 2003 Filed Jun 25, 2003 13:50 UTC |
GOSSELIN STEPHEN AVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 166 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0000018230-03-000253 · edgar.xml · derivative · entry 3 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 166 shares Expires 2004-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| June 23, 2003 Filed Jun 25, 2003 13:50 UTC |
GOSSELIN STEPHEN AVice President
|
Tax withholdingCommon | 78 | $56.61 | $4,415.58 |
DisclosureSEC source: 0000018230-03-000253 · edgar.xml · nonDerivative · entry 2 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,376 F1 · balance_after: This amount includes 1304 shares in EIP-1 and 1495 shares in 401K. In addition, 870 shares are held indirectly by custodial accounts for daughters. Read SEC document |
| June 23, 2003 Filed Jun 25, 2003 13:50 UTC |
GOSSELIN STEPHEN AVice President
|
Exercise / conversionCommon | 166 | $26.77 | $4,443.09 |
DisclosureSEC source: 0000018230-03-000253 · edgar.xml · nonDerivative · entry 1 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 20, 2003 Filed Jun 24, 2003 17:10 UTC |
GOSSELIN STEPHEN AVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 166 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0000018230-03-000251 · edgar.xml · derivative · entry 3 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 166 shares Expires 2004-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| June 20, 2003 Filed Jun 24, 2003 17:10 UTC |
GOSSELIN STEPHEN AVice President
|
Tax withholdingCommon | 77 | $57.14 | $4,399.78 |
DisclosureSEC source: 0000018230-03-000251 · edgar.xml · nonDerivative · entry 2 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,288 F1 · balance_after: This amount includes 1304 shares in EIP-1 and 1495 shares in 401K. In addition, 870 shares are held indirectly by custodial accounts for daughters. Read SEC document |
| June 20, 2003 Filed Jun 24, 2003 17:10 UTC |
GOSSELIN STEPHEN AVice President
|
Exercise / conversionCommon | 166 | $26.77 | $4,443.09 |
DisclosureSEC source: 0000018230-03-000251 · edgar.xml · nonDerivative · entry 1 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,365 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 19, 2003 Filed Jun 23, 2003 12:19 UTC |
GOSSELIN STEPHEN AVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 166 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0000018230-03-000249 · edgar.xml · derivative · entry 3 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 166 shares Expires 2004-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| June 19, 2003 Filed Jun 23, 2003 12:19 UTC |
GOSSELIN STEPHEN AVice President
|
Tax withholdingCommon | 78 | $56.87 | $4,435.47 |
DisclosureSEC source: 0000018230-03-000249 · edgar.xml · nonDerivative · entry 2 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,199 F1 · balance_after: This amount includes 1304 shares in EIP-1 and 1495 shares in 401K. In addition, 870 shares are held indirectly by custodial accounts for daughters. Read SEC document |
| June 19, 2003 Filed Jun 23, 2003 12:19 UTC |
GOSSELIN STEPHEN AVice President
|
Exercise / conversionCommon | 166 | $26.77 | $4,443.09 |
DisclosureSEC source: 0000018230-03-000249 · edgar.xml · nonDerivative · entry 1 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,277 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 18, 2003 Filed Jun 19, 2003 13:29 UTC |
GOSSELIN STEPHEN AVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 166 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0000018230-03-000247 · edgar.xml · derivative · entry 6 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 166 shares Expires 2004-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| June 18, 2003 Filed Jun 19, 2003 13:29 UTC |
GOSSELIN STEPHEN AVice President
|
Tax withholdingCommon | 77 | $57.43 | $4,421.73 |
DisclosureSEC source: 0000018230-03-000247 · edgar.xml · nonDerivative · entry 4 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,111 F1 · balance_after: This amount includes 1304 shares in EIP-1 and 1495 shares in 401K. In addition, 870 shares are held indirectly by custodial accounts for daughters. Read SEC document |
| June 18, 2003 Filed Jun 19, 2003 13:29 UTC |
GOSSELIN STEPHEN AVice President
|
Exercise / conversionCommon | 166 | $26.77 | $4,443.09 |
DisclosureSEC source: 0000018230-03-000247 · edgar.xml · nonDerivative · entry 3 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 17, 2003 Filed Jun 19, 2003 13:29 UTC |
GOSSELIN STEPHEN AVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 166 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0000018230-03-000247 · edgar.xml · derivative · entry 5 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 166 shares Expires 2004-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| June 17, 2003 Filed Jun 19, 2003 13:29 UTC |
GOSSELIN STEPHEN AVice President
|
Tax withholdingCommon | 76 | $57.76 | $4,389.76 |
DisclosureSEC source: 0000018230-03-000247 · edgar.xml · nonDerivative · entry 2 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,022 Read SEC document |
| June 17, 2003 Filed Jun 19, 2003 13:29 UTC |
GOSSELIN STEPHEN AVice President
|
Exercise / conversionCommon | 166 | $26.77 | $4,443.09 |
DisclosureSEC source: 0000018230-03-000247 · edgar.xml · nonDerivative · entry 1 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 16, 2003 Filed Jun 18, 2003 14:32 UTC |
OWENS JAMES WGroup President
|
GiftCommon | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000245 · edgar.xml · nonDerivative · entry 1 OWENS JAMES W · CIK 0001171767 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,279 F1 · balance_after: This amount includes 13,938 shares in EIP-1 and 2,197 shares in SEIP. In addition, 40,934 shares are held indirectly in revocable trust. Read SEC document |
| June 16, 2003 Filed Jun 18, 2003 14:19 UTC |
GOSSELIN STEPHEN AVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 166 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0000018230-03-000243 · edgar.xml · derivative · entry 3 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 166 shares Expires 2004-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| June 16, 2003 Filed Jun 18, 2003 14:19 UTC |
GOSSELIN STEPHEN AVice President
|
Tax withholdingCommon | 77 | $57.28 | $4,410.18 |
DisclosureSEC source: 0000018230-03-000243 · edgar.xml · nonDerivative · entry 2 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,932 F1 · balance_after: This amount includes 1304 shares in EIP-1 and 1495 shares in 401K. In addition, 870 shares are held indirectly by custodial accounts for daughters. Read SEC document |
| June 16, 2003 Filed Jun 18, 2003 14:19 UTC |
GOSSELIN STEPHEN AVice President
|
Exercise / conversionCommon | 166 | $26.77 | $4,443.09 |
DisclosureSEC source: 0000018230-03-000243 · edgar.xml · nonDerivative · entry 1 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 16, 2003 Filed Jun 17, 2003 19:25 UTC |
BARTON GLEN ADirector · Chairman of the Board/CEO
|
Exercise / conversionEmployee Stock Option · Derivative | 12,500 | $0.00 Strike: $32.91 | $0.00 |
DisclosureSEC source: 0000018230-03-000241 · edgar.xml · derivative · entry 3 BARTON GLEN A · CIK 0001145439 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 12,500 shares Expires 2006-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 afte 3 yrs. Read SEC document |
| June 16, 2003 Filed Jun 17, 2003 19:25 UTC |
BARTON GLEN ADirector · Chairman of the Board/CEO
|
Tax withholdingCommon | 7,181 | $57.28 | $411,291.78 |
DisclosureSEC source: 0000018230-03-000241 · edgar.xml · nonDerivative · entry 2 BARTON GLEN A · CIK 0001145439 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,285 F1 · balance_after: This amount includes 6660 shares in EIP-1, 4080 shares in SEIP and 6546 shares in dividend reinvestment. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.