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CAT

CATERPILLAR INC

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Tapewire entity
2808
SEC CIK
0000018230
Parsed reports
3,597

Last 12 months

Inside the activity.

2 purchase rows · 91 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025116
Dec 2025014
Jan 202600
Feb 2026021
Mar 202605
Apr 202600
May 2026121
Jun 202600
Jul 202600
Aug 2026014
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 19, 2003 Filed Aug 21, 2003 15:10 UTC
PALMER GERALDVice President
Exercise / conversionEmployee Stock Option · Derivative 17,684 $0.00 Strike: $30.16 $0.00
Disclosure

SEC source: 0000018230-03-000421 · edgar.xml · derivative · entry 7

PALMER GERALD · CIK 0001171803 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 17,684 shares

Expires 2005-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
August 19, 2003 Filed Aug 21, 2003 15:10 UTC
PALMER GERALDVice President
Exercise / conversionEmployee Stock Option · Derivative 3,316 $0.00 Strike: $30.16 $0.00
Disclosure

SEC source: 0000018230-03-000421 · edgar.xml · derivative · entry 6

PALMER GERALD · CIK 0001171803 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 3,316 shares

Expires 2005-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
August 19, 2003 Filed Aug 21, 2003 15:10 UTC
PALMER GERALDVice President
Tax withholdingCommon 10,400 $72.44 $753,376.00
Disclosure

SEC source: 0000018230-03-000421 · edgar.xml · nonDerivative · entry 4

PALMER GERALD · CIK 0001171803 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,447

F1 · balance_after: This amount includes 2246 shares in SEIP.

Read SEC document
August 19, 2003 Filed Aug 21, 2003 15:10 UTC
PALMER GERALDVice President
Exercise / conversionCommon 17,684 $30.16 $533,282.24
Disclosure

SEC source: 0000018230-03-000421 · edgar.xml · nonDerivative · entry 3

PALMER GERALD · CIK 0001171803 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2003 Filed Aug 21, 2003 15:10 UTC
PALMER GERALDVice President
Tax withholdingCommon 1,380 $72.44 $99,967.20
Disclosure

SEC source: 0000018230-03-000421 · edgar.xml · nonDerivative · entry 2

PALMER GERALD · CIK 0001171803 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,163

Read SEC document
August 19, 2003 Filed Aug 21, 2003 15:10 UTC
PALMER GERALDVice President
Exercise / conversionCommon 3,316 $30.16 $99,997.96
Disclosure

SEC source: 0000018230-03-000421 · edgar.xml · nonDerivative · entry 1

PALMER GERALD · CIK 0001171803 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2003 Filed Aug 19, 2003 14:21 UTC
THOMPSON RICHARD LGroup President
Exercise / conversionEmployee Stock Option · Derivative 41,705 $0.00 Strike: $55.69 $0.00
Disclosure

SEC source: 0000018230-03-000415 · edgar.xml · derivative · entry 4

THOMPSON RICHARD L · CIK 0001122800 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 41,705 shares

Expires 2008-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
August 18, 2003 Filed Aug 19, 2003 14:21 UTC
THOMPSON RICHARD LGroup President
Tax withholdingCommon 34,963 $72.24 $2,525,727.12
Disclosure

SEC source: 0000018230-03-000415 · edgar.xml · nonDerivative · entry 2

THOMPSON RICHARD L · CIK 0001122800 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,162

F1 · balance_after: This amount includes 18,136 shares in 401K, 7317 shares in SEIP and 5816 shares in dividend reinvestment.

Read SEC document
August 18, 2003 Filed Aug 19, 2003 14:21 UTC
THOMPSON RICHARD LGroup President
Exercise / conversionCommon 41,705 $55.69 $2,322,447.19
Disclosure

SEC source: 0000018230-03-000415 · edgar.xml · nonDerivative · entry 1

THOMPSON RICHARD L · CIK 0001122800 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2003 Filed Aug 19, 2003 14:23 UTC
BEARD JAMES SVice President
SaleCommon 6,664 $71.46 $476,209.44
Disclosure

SEC source: 0000018230-03-000416 · edgar.xml · nonDerivative · entry 1

BEARD JAMES S · CIK 0001171764 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,030

F1 · balance_after: This amount includes 22,140 shares in 401K, 2515 shares in SEIP and 84 shares in dividend reinvestment.

Read SEC document
August 15, 2003 Filed Aug 15, 2003 18:25 UTC
BURRITT DAVID BController
SaleCommon 400 $70.50 $28,200.00
Disclosure

SEC source: 0000018230-03-000406 · edgar.xml · nonDerivative · entry 1

BURRITT DAVID B · CIK 0001204586 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,824

F1 · balance_after: This amount includes 1124 shares in 401K and 4 shares in dividend reinvestment.

Read SEC document
August 15, 2003 Filed Aug 18, 2003 14:45 UTC Amendment
BURRITT DAVID BController
SaleCommon 400 $70.50 $28,200.00
Disclosure

SEC source: 0000018230-03-000408 · edgar.xml · nonDerivative · entry 2

BURRITT DAVID B · CIK 0001204586 · Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by Wife

Disclosed balance after: 3,532

F2 · ownership.nature: Reporting person disclaims beneficial ownership.

Read SEC document
August 15, 2003 Filed Aug 18, 2003 16:15 UTC
BEARD JAMES SVice President
Exercise / conversionEmployee Stock Option · Derivative 3,736 $0.00 Strike: $26.77 $0.00
Disclosure

SEC source: 0000018230-03-000411 · edgar.xml · derivative · entry 3

BEARD JAMES S · CIK 0001171764 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 3,736 shares

Expires 2004-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
August 15, 2003 Filed Aug 18, 2003 16:15 UTC
BEARD JAMES SVice President
Tax withholdingCommon 1,404 $71.20 $99,964.80
Disclosure

SEC source: 0000018230-03-000411 · edgar.xml · nonDerivative · entry 2

BEARD JAMES S · CIK 0001171764 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,694

F1 · balance_after: This amount includes 22,140 shares in 401K, 2515 shares in SEIP and 84 shares in dividend reinvestment.

Read SEC document
August 15, 2003 Filed Aug 18, 2003 16:15 UTC
BEARD JAMES SVice President
Exercise / conversionCommon 3,736 $26.77 $99,996.28
Disclosure

SEC source: 0000018230-03-000411 · edgar.xml · nonDerivative · entry 1

BEARD JAMES S · CIK 0001171764 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2003 Filed Aug 18, 2003 16:31 UTC
THOMPSON RICHARD LGroup President
Exercise / conversionEmployee Stock Option · Derivative 36,000 $0.00 Strike: $53.53 $0.00
Disclosure

SEC source: 0000018230-03-000412 · edgar.xml · derivative · entry 10

THOMPSON RICHARD L · CIK 0001122800 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 36,000 shares

Expires 2011-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
August 15, 2003 Filed Aug 18, 2003 16:31 UTC
THOMPSON RICHARD LGroup President
Exercise / conversionEmployee Stock Option · Derivative 1,795 $0.00 Strike: $55.69 $0.00
Disclosure

SEC source: 0000018230-03-000412 · edgar.xml · derivative · entry 9

THOMPSON RICHARD L · CIK 0001122800 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,795 shares

Expires 2008-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
August 15, 2003 Filed Aug 18, 2003 16:31 UTC
THOMPSON RICHARD LGroup President
Exercise / conversionEmployee Stock Option · Derivative 6,500 $0.00 Strike: $55.69 $0.00
Disclosure

SEC source: 0000018230-03-000412 · edgar.xml · derivative · entry 8

THOMPSON RICHARD L · CIK 0001122800 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 6,500 shares

Expires 2008-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
August 15, 2003 Filed Aug 18, 2003 16:31 UTC
THOMPSON RICHARD LGroup President
Tax withholdingCommon 29,696 $71.20 $2,114,355.20
Disclosure

SEC source: 0000018230-03-000412 · edgar.xml · nonDerivative · entry 6

THOMPSON RICHARD L · CIK 0001122800 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,420

F1 · balance_after: This amount includes 18,136 shares in 401K, 7317 shares in SEIP and 5816 shares in dividend reinvestment.

Read SEC document
August 15, 2003 Filed Aug 18, 2003 16:31 UTC
THOMPSON RICHARD LGroup President
Exercise / conversionCommon 36,000 $53.53 $1,927,080.00
Disclosure

SEC source: 0000018230-03-000412 · edgar.xml · nonDerivative · entry 5

THOMPSON RICHARD L · CIK 0001122800 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2003 Filed Aug 18, 2003 16:31 UTC
THOMPSON RICHARD LGroup President
Tax withholdingCommon 1,403 $71.20 $99,893.60
Disclosure

SEC source: 0000018230-03-000412 · edgar.xml · nonDerivative · entry 4

THOMPSON RICHARD L · CIK 0001122800 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,116

Read SEC document
August 15, 2003 Filed Aug 18, 2003 16:31 UTC
THOMPSON RICHARD LGroup President
Exercise / conversionCommon 1,795 $55.69 $99,959.06
Disclosure

SEC source: 0000018230-03-000412 · edgar.xml · nonDerivative · entry 3

THOMPSON RICHARD L · CIK 0001122800 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2003 Filed Aug 18, 2003 16:31 UTC
THOMPSON RICHARD LGroup President
Tax withholdingCommon 5,500 $71.20 $391,600.00
Disclosure

SEC source: 0000018230-03-000412 · edgar.xml · nonDerivative · entry 2

THOMPSON RICHARD L · CIK 0001122800 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,724

Read SEC document
August 15, 2003 Filed Aug 18, 2003 16:31 UTC
THOMPSON RICHARD LGroup President
Exercise / conversionCommon 6,500 $55.69 $361,968.75
Disclosure

SEC source: 0000018230-03-000412 · edgar.xml · nonDerivative · entry 1

THOMPSON RICHARD L · CIK 0001122800 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2003 Filed Aug 15, 2003 17:53 UTC
THOMPSON RICHARD LGroup President
Exercise / conversionEmployee Stock Option · Derivative 20,334 $0.00 Strike: $50.72 $0.00
Disclosure

SEC source: 0000018230-03-000404 · edgar.xml · derivative · entry 13

THOMPSON RICHARD L · CIK 0001122800 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 20,334 shares

Expires 2012-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
August 14, 2003 Filed Aug 15, 2003 17:53 UTC
THOMPSON RICHARD LGroup President
Exercise / conversionEmployee Stock Option · Derivative 2,566 $0.00 Strike: $51.66 $0.00
Disclosure

SEC source: 0000018230-03-000404 · edgar.xml · derivative · entry 12

THOMPSON RICHARD L · CIK 0001122800 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 2,566 shares

Expires 2007-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
August 14, 2003 Filed Aug 15, 2003 17:53 UTC
THOMPSON RICHARD LGroup President
Exercise / conversionEmployee Stock Option · Derivative 1,934 $0.00 Strike: $51.66 $0.00
Disclosure

SEC source: 0000018230-03-000404 · edgar.xml · derivative · entry 11

THOMPSON RICHARD L · CIK 0001122800 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,934 shares

Expires 2007-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
August 14, 2003 Filed Aug 15, 2003 17:53 UTC
THOMPSON RICHARD LGroup President
Tax withholdingCommon 16,306 $70.51 $1,149,736.06
Disclosure

SEC source: 0000018230-03-000404 · edgar.xml · nonDerivative · entry 8

THOMPSON RICHARD L · CIK 0001122800 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,724

F1 · balance_after: This amount includes 18,136 shares in 401K, 7317 shares in SEIP and 5816 shares in dividend reinvestment.

Read SEC document
August 14, 2003 Filed Aug 15, 2003 17:53 UTC
THOMPSON RICHARD LGroup President
Exercise / conversionCommon 20,334 $50.72 $1,031,238.81
Disclosure

SEC source: 0000018230-03-000404 · edgar.xml · nonDerivative · entry 7

THOMPSON RICHARD L · CIK 0001122800 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2003 Filed Aug 15, 2003 17:53 UTC
THOMPSON RICHARD LGroup President
Tax withholdingCommon 2,081 $70.51 $146,731.31
Disclosure

SEC source: 0000018230-03-000404 · edgar.xml · nonDerivative · entry 6

THOMPSON RICHARD L · CIK 0001122800 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,696

Read SEC document
August 14, 2003 Filed Aug 15, 2003 17:53 UTC
THOMPSON RICHARD LGroup President
Exercise / conversionCommon 2,566 $51.66 $132,549.81
Disclosure

SEC source: 0000018230-03-000404 · edgar.xml · nonDerivative · entry 5

THOMPSON RICHARD L · CIK 0001122800 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2003 Filed Aug 15, 2003 17:53 UTC
THOMPSON RICHARD LGroup President
Tax withholdingCommon 1,416 $70.51 $99,842.16
Disclosure

SEC source: 0000018230-03-000404 · edgar.xml · nonDerivative · entry 4

THOMPSON RICHARD L · CIK 0001122800 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,211

Read SEC document
August 14, 2003 Filed Aug 15, 2003 17:53 UTC
THOMPSON RICHARD LGroup President
Exercise / conversionCommon 1,934 $51.66 $99,903.09
Disclosure

SEC source: 0000018230-03-000404 · edgar.xml · nonDerivative · entry 3

THOMPSON RICHARD L · CIK 0001122800 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2003 Filed Aug 13, 2003 15:23 UTC
BENSON RICHARD AVice President
SaleCommon 5,222 $70.05 $365,801.10
Disclosure

SEC source: 0000018230-03-000400 · edgar.xml · nonDerivative · entry 1

BENSON RICHARD A · CIK 0001171769 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,162

F1 · balance_after: This amount includes 18,470 shares in 401K.

Read SEC document
August 13, 2003 Filed Aug 15, 2003 17:53 UTC
THOMPSON RICHARD LGroup President
Exercise / conversionEmployee Stock Option · Derivative 45,500 $0.00 Strike: $51.66 $0.00
Disclosure

SEC source: 0000018230-03-000404 · edgar.xml · derivative · entry 10

THOMPSON RICHARD L · CIK 0001122800 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 45,500 shares

Expires 2007-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
August 13, 2003 Filed Aug 15, 2003 17:53 UTC
THOMPSON RICHARD LGroup President
Tax withholdingCommon 37,033 $70.16 $2,598,235.28
Disclosure

SEC source: 0000018230-03-000404 · edgar.xml · nonDerivative · entry 2

THOMPSON RICHARD L · CIK 0001122800 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,693

Read SEC document
August 13, 2003 Filed Aug 15, 2003 17:53 UTC
THOMPSON RICHARD LGroup President
Exercise / conversionCommon 45,500 $51.66 $2,350,357.10
Disclosure

SEC source: 0000018230-03-000404 · edgar.xml · nonDerivative · entry 1

THOMPSON RICHARD L · CIK 0001122800 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2003 Filed Aug 13, 2003 15:21 UTC
SPRINGER WILLIAM FVice President
Exercise / conversionEmployee Stock Option · Derivative 2,080 $0.00 Strike: $26.77 $0.00
Disclosure

SEC source: 0000018230-03-000399 · edgar.xml · derivative · entry 3

SPRINGER WILLIAM F · CIK 0001172566 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 2,080 shares

Expires 2004-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exerciable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
August 12, 2003 Filed Aug 13, 2003 15:21 UTC
SPRINGER WILLIAM FVice President
Tax withholdingCommon 804 $69.23 $55,660.92
Disclosure

SEC source: 0000018230-03-000399 · edgar.xml · nonDerivative · entry 2

SPRINGER WILLIAM F · CIK 0001172566 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,328

F1 · balance_after: This amount includes 9747 shares in 401K.

Read SEC document
August 12, 2003 Filed Aug 13, 2003 15:21 UTC
SPRINGER WILLIAM FVice President
Exercise / conversionCommon 2,080 $26.77 $55,672.45
Disclosure

SEC source: 0000018230-03-000399 · edgar.xml · nonDerivative · entry 1

SPRINGER WILLIAM F · CIK 0001172566 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2003 Filed Aug 12, 2003 21:17 UTC
BENSON RICHARD AVice President
Exercise / conversionEmployee Stock Option · Derivative 3,316 $0.00 Strike: $30.16 $0.00
Disclosure

SEC source: 0000018230-03-000396 · edgar.xml · derivative · entry 6

BENSON RICHARD A · CIK 0001171769 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 3,316 shares

Expires 2005-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
August 11, 2003 Filed Aug 12, 2003 21:17 UTC
BENSON RICHARD AVice President
Exercise / conversionEmployee Stock Option · Derivative 17,684 $0.00 Strike: $30.16 $0.00
Disclosure

SEC source: 0000018230-03-000396 · edgar.xml · derivative · entry 5

BENSON RICHARD A · CIK 0001171769 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 17,684 shares

Expires 2005-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

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August 11, 2003 Filed Aug 12, 2003 21:17 UTC
BENSON RICHARD AVice President
Tax withholdingCommon 1,461 $68.44 $99,990.84
Disclosure

SEC source: 0000018230-03-000396 · edgar.xml · nonDerivative · entry 4

BENSON RICHARD A · CIK 0001171769 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,331

F1 · balance_after: This amount includes 18,068 shares in EIP-1 and 349 shares in 401K.

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August 11, 2003 Filed Aug 12, 2003 21:17 UTC
BENSON RICHARD AVice President
Exercise / conversionCommon 3,316 $30.16 $99,997.96
Disclosure

SEC source: 0000018230-03-000396 · edgar.xml · nonDerivative · entry 3

BENSON RICHARD A · CIK 0001171769 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2003 Filed Aug 12, 2003 21:17 UTC
BENSON RICHARD AVice President
Tax withholdingCommon 10,704 $68.44 $732,581.76
Disclosure

SEC source: 0000018230-03-000396 · edgar.xml · nonDerivative · entry 2

BENSON RICHARD A · CIK 0001171769 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,476

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August 11, 2003 Filed Aug 12, 2003 21:17 UTC
BENSON RICHARD AVice President
Exercise / conversionCommon 17,684 $30.16 $533,282.24
Disclosure

SEC source: 0000018230-03-000396 · edgar.xml · nonDerivative · entry 1

BENSON RICHARD A · CIK 0001171769 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2003 Filed Aug 11, 2003 14:53 UTC
INGS DONALD MVice President
SaleCommon 3,000 $68.27 $204,821.70
Disclosure

SEC source: 0000018230-03-000390 · edgar.xml · nonDerivative · entry 1

INGS DONALD M · CIK 0001172568 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,343

F1 · balance_after: This amount includes 9731 shares in EIP-1, 5244 shares in 401K, 4504 shares in SEIP and 76 shares in dividend reinvestment.

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August 08, 2003 Filed Aug 11, 2003 14:54 UTC
BUSSELL RODNEY LVice President
GiftCommon 150 $0.00 $0.00
Disclosure

SEC source: 0000018230-03-000391 · edgar.xml · nonDerivative · entry 2

BUSSELL RODNEY L · CIK 0001171776 · Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by Wife

Disclosed balance after: 5,043

F2 · ownership.nature: Reporting person disclaims beneficial ownership.

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August 05, 2003 Filed Aug 5, 2003 19:46 UTC
PARKER JAMES JVice President
SaleCommon 1,071 $67.32 $72,099.72
Disclosure

SEC source: 0000018230-03-000380 · edgar.xml · nonDerivative · entry 1

PARKER JAMES J · CIK 0001173559 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,376

F1 · balance_after: This amount includes 3152 shares in EIP-1, 2551 shares in 401K and 757 shares in SEIP.

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August 05, 2003 Filed Aug 5, 2003 20:39 UTC
MACIER ROBERT RVice President
SaleCommon 1,000 $67.50 $67,500.00
Disclosure

SEC source: 0000018230-03-000382 · edgar.xml · nonDerivative · entry 1

MACIER ROBERT R · CIK 0001171779 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,549

F1 · balance_after: This amount includes 3967 shares in EIP-1, 1533 shares in 401K and 616 shares in dividend reinvestment.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.