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Nasdaq · USD

CASS

CASS INFORMATION SYSTEMS INC

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5217
SEC CIK
0000708781
Parsed reports
458

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2020 Filed Jan 5, 2021 19:38 UTC GrantCommon Stock 225 $38.81 $8,732.25
Disclosure

SEC source: 0001209191-21-000838 · doc4.xml · nonDerivative · entry 1

Schilling Randall L · CIK 0001462385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,368

F1 · shares: Restricted stock awarded in lieu of cash payment for Board retainer fee. Award vests upon retirement from the Board.

F2 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 19:36 UTC GrantCommon Stock 225 $38.81 $8,732.25
Disclosure

SEC source: 0001209191-21-000828 · doc4.xml · nonDerivative · entry 1

RUPP JOSEPH D · CIK 0001220622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,699

F1 · shares: Restricted stock awarded in lieu of cash payment for Board retainer fee. Award vests upon retirement from the Board.

F2 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 19:34 UTC GrantCommon Stock 225 $38.81 $8,732.25
Disclosure

SEC source: 0001209191-21-000823 · doc4.xml · nonDerivative · entry 1

LINDEMANN JAMES J · CIK 0001397219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,369

F1 · shares: Restricted stock awarded in lieu of cash payment for Board retainer fee. Award vests upon retirement from the Board.

F2 · balance_after: Includes 37 shares acquired through participation in a Direct Stock Purchase and Dividend Reinvestment Plan.

F3 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 19:32 UTC GrantCommon Stock 225 $38.81 $8,732.25
Disclosure

SEC source: 0001209191-21-000815 · doc4.xml · nonDerivative · entry 1

Clermont Ralph W · CIK 0001558067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,824

F1 · shares: Restricted stock bonus award; restrictions cliff expire on third anniversary date of the award.

F2 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 15:32 UTC
LANGFITT GARY BCOO Utilities
GiftCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-063384 · doc4.xml · nonDerivative · entry 1

LANGFITT GARY B · CIK 0001279652 · COO Utilities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,839

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 14:12 UTC
Resch Martin H.Chief Operating Officer
GrantCommon Stock 3,533 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-057837 · doc4.xml · nonDerivative · entry 1

Resch Martin H. · CIK 0001831968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,533

F1 · shares: Restricted stock bonus award; restrictions cliff expire on third anniversary date of the award.

F2 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
September 24, 2020 Filed Sep 28, 2020 19:40 UTC
WICKS FRANKDirector
GrantCommon Stock 233 $37.47 $8,730.51
Disclosure

SEC source: 0001209191-20-052199 · doc4.xml · nonDerivative · entry 1

WICKS FRANK · CIK 0001201187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,776

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
September 24, 2020 Filed Sep 28, 2020 19:39 UTC GrantCommon Stock 233 $37.47 $8,730.51
Disclosure

SEC source: 0001209191-20-052197 · doc4.xml · nonDerivative · entry 1

Schilling Randall L · CIK 0001462385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,143

F1 · shares: Restricted stock awarded in lieu of cash payment for Board retainer fee. Award vests upon retirement from the Board.

F2 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
September 24, 2020 Filed Sep 28, 2020 19:38 UTC GrantCommon Stock 233 $37.47 $8,730.51
Disclosure

SEC source: 0001209191-20-052195 · doc4.xml · nonDerivative · entry 1

RUPP JOSEPH D · CIK 0001220622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,474

F1 · shares: Restricted stock awarded in lieu of cash payment for Board retainer fee. Award vests upon retirement from the Board.

F2 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
September 24, 2020 Filed Sep 28, 2020 19:37 UTC GrantCommon Stock 233 $37.47 $8,730.51
Disclosure

SEC source: 0001209191-20-052193 · doc4.xml · nonDerivative · entry 1

LINDEMANN JAMES J · CIK 0001397219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,107

F1 · shares: Restricted stock awarded in lieu of cash payment for Board retainer fee. Award vests upon retirement from the Board.

F2 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

F3 · balance_after: Includes 42 shares acquired through participation in a Direct Stock Purchase and Dividend Reinvestment Plan.

Read SEC document
September 24, 2020 Filed Sep 28, 2020 19:35 UTC GrantCommon Stock 233 $37.47 $8,730.51
Disclosure

SEC source: 0001209191-20-052191 · doc4.xml · nonDerivative · entry 1

Clermont Ralph W · CIK 0001558067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,599

F1 · shares: Restricted stock awarded in lieu of cash payment for Board retainer fee. Award vests upon retirement from the Board.

F2 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
September 04, 2020 Filed Sep 9, 2020 15:08 UTC
LANGFITT GARY BCOO Utilities
SaleCommon Stock 3,200 $39.50 $126,400.00
Disclosure

SEC source: 0001209191-20-049809 · doc4.xml · nonDerivative · entry 1

LANGFITT GARY B · CIK 0001279652 · COO Utilities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,139

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 15:13 UTC
LANGFITT GARY BCOO Utilities
SaleCommon Stock 1,439 $39.47 $56,797.33
Disclosure

SEC source: 0001209191-20-048871 · doc4.xml · nonDerivative · entry 1

LANGFITT GARY B · CIK 0001279652 · COO Utilities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,339

F1 · price: The price reported is a weighted average price. The individual sale prices for the transactions combined here range from a low of $39.19 to a high of $40.00. Mr. Langfitt undertakes to provide upon request by the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 00:39 UTC
WICKS FRANKDirector
GrantCommon Stock 228 $38.23 $8,716.44
Disclosure

SEC source: 0001209191-20-039311 · doc4.xml · nonDerivative · entry 1

WICKS FRANK · CIK 0001201187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,543

F1 · shares: Restricted stock awarded in lieu of cash payment for Board retainer fee. Award vests upon retirement from the Board.

F2 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 00:37 UTC GrantCommon Stock 228 $38.23 $8,716.44
Disclosure

SEC source: 0001209191-20-039307 · doc4.xml · nonDerivative · entry 1

Schilling Randall L · CIK 0001462385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,910

F1 · shares: Restricted stock awarded in lieu of cash payment for Board retainer fee. Award vests upon retirement from the Board.

F2 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 00:35 UTC GrantCommon Stock 228 $38.23 $8,716.44
Disclosure

SEC source: 0001209191-20-039302 · doc4.xml · nonDerivative · entry 1

RUPP JOSEPH D · CIK 0001220622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,241

F1 · shares: Restricted stock awarded in lieu of cash payment for Board retainer fee. Award vests upon retirement from the Board.

F2 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 00:34 UTC GrantCommon Stock 228 $38.23 $8,716.44
Disclosure

SEC source: 0001209191-20-039297 · doc4.xml · nonDerivative · entry 1

LINDEMANN JAMES J · CIK 0001397219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,832

F1 · shares: Restricted stock awarded in lieu of cash payment for Board retainer fee. Award vests upon retirement from the Board.

F2 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

F3 · balance_after: Includes 39 shares acquired through participation in a Direct Stock Purchase and Dividend Reinvestment Plan.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 00:32 UTC GrantCommon Stock 228 $38.23 $8,716.44
Disclosure

SEC source: 0001209191-20-039293 · doc4.xml · nonDerivative · entry 1

Clermont Ralph W · CIK 0001558067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,366

F1 · shares: Restricted stock awarded in lieu of cash payment for Board retainer fee. Award vests upon retirement from the Board.

F2 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 15:55 UTC GrantCommon Stock 1,019 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-025770 · doc4.xml · nonDerivative · entry 1

Clermont Ralph W · CIK 0001558067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,138

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 15:54 UTC GrantCommon Stock 1,019 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-025768 · doc4.xml · nonDerivative · entry 1

Ebel Robert A · CIK 0001359469 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,373

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 15:52 UTC GrantCommon Stock 1,019 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-025766 · doc4.xml · nonDerivative · entry 1

EDWARDS BENJAMIN F IV · CIK 0001229986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,330

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 15:50 UTC GrantCommon Stock 1,019 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-025764 · doc4.xml · nonDerivative · entry 1

LINDEMANN JAMES J · CIK 0001397219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,565

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 15:47 UTC
Roth Sally HDirector
GrantCommon Stock 1,019 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-025762 · doc4.xml · nonDerivative · entry 1

Roth Sally H · CIK 0001774949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,140

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 15:45 UTC GrantCommon Stock 1,019 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-025760 · doc4.xml · nonDerivative · entry 1

RUPP JOSEPH D · CIK 0001220622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,013

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 15:43 UTC GrantCommon Stock 1,019 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-025758 · doc4.xml · nonDerivative · entry 1

Schilling Randall L · CIK 0001462385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,682

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 15:41 UTC
WICKS FRANKDirector
GrantCommon Stock 1,019 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-025756 · doc4.xml · nonDerivative · entry 1

WICKS FRANK · CIK 0001201187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,315

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 19:08 UTC
WICKS FRANKDirector
GrantCommon Stock 235 $37.10 $8,718.50
Disclosure

SEC source: 0001209191-20-021681 · doc4.xml · nonDerivative · entry 1

WICKS FRANK · CIK 0001201187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,296

F1 · shares: Restricted stock awarded in lieu of cash payment for Board retainer fee. Award vests upon retirement from the Board.

F2 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 19:06 UTC GrantCommon Stock 235 $37.10 $8,718.50
Disclosure

SEC source: 0001209191-20-021679 · doc4.xml · nonDerivative · entry 1

RUPP JOSEPH D · CIK 0001220622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,994

F1 · shares: Restricted stock awarded in lieu of cash payment for Board retainer fee. Award vests upon retirement from the Board.

F2 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 19:04 UTC GrantCommon Stock 235 $37.10 $8,718.50
Disclosure

SEC source: 0001209191-20-021677 · doc4.xml · nonDerivative · entry 1

Schilling Randall L · CIK 0001462385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,663

F1 · shares: Restricted stock awarded in lieu of cash payment for Board retainer fee. Award vests upon retirement from the Board.

F2 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 19:02 UTC GrantCommon Stock 235 $37.10 $8,718.50
Disclosure

SEC source: 0001209191-20-021675 · doc4.xml · nonDerivative · entry 1

Clermont Ralph W · CIK 0001558067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,119

F1 · shares: Restricted stock awarded in lieu of cash payment for Board retainer fee. Award vests upon retirement from the Board.

F2 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 19:00 UTC GrantCommon Stock 235 $37.10 $8,718.50
Disclosure

SEC source: 0001209191-20-021673 · doc4.xml · nonDerivative · entry 1

LINDEMANN JAMES J · CIK 0001397219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,546

F1 · shares: Restricted stock awarded in lieu of cash payment for Board retainer fee. Award vests upon retirement from the Board.

F2 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

F3 · balance_after: Includes 41 shares acquired through participation in a Direct Stock Purchase and Dividend Reinvestment Plan.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:14 UTC
Campbell MarkPresident, Transportation
GrantCommon Stock 1,368 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006293 · doc4.xml · nonDerivative · entry 4

Campbell Mark · CIK 0001632292 · President, Transportation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,823

F3 · shares: Restricted stock bonus award; restrictions cliff expire on third anniversary date of the award.

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:14 UTC
Campbell MarkPresident, Transportation
Tax withholdingCommon Stock 866 $54.02 $46,781.32
Disclosure

SEC source: 0001209191-20-006293 · doc4.xml · nonDerivative · entry 3

Campbell Mark · CIK 0001632292 · President, Transportation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,455

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:14 UTC
Campbell MarkPresident, Transportation
GrantCommon Stock 2,168 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006293 · doc4.xml · nonDerivative · entry 2

Campbell Mark · CIK 0001632292 · President, Transportation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,321

F2 · shares: The shares were acquired upon the satisfaction of applicable performance conditions.

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:14 UTC
Campbell MarkPresident, Transportation
Tax withholdingCommon Stock 555 $54.02 $29,981.10
Disclosure

SEC source: 0001209191-20-006293 · doc4.xml · nonDerivative · entry 1

Campbell Mark · CIK 0001632292 · President, Transportation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,153

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:20 UTC
BRUNNGRABER ERIC HDirector · President, CEO
GrantCommon Stock 6,664 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006315 · doc4.xml · nonDerivative · entry 4

BRUNNGRABER ERIC H · CIK 0001216428 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,722

F3 · shares: Represents a grant of restricted stock units under the Amended and Restated Omnibus Stock and Performance Compensation Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The restricted stock units are scheduled to cliff vest in three years.

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:20 UTC
BRUNNGRABER ERIC HDirector · President, CEO
Tax withholdingCommon Stock 4,707 $54.02 $254,272.14
Disclosure

SEC source: 0001209191-20-006315 · doc4.xml · nonDerivative · entry 3

BRUNNGRABER ERIC H · CIK 0001216428 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,058

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:20 UTC
BRUNNGRABER ERIC HDirector · President, CEO
GrantCommon Stock 10,519 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006315 · doc4.xml · nonDerivative · entry 2

BRUNNGRABER ERIC H · CIK 0001216428 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,765

F2 · shares: The shares were acquired upon the satisfaction of applicable performance conditions.

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:20 UTC
BRUNNGRABER ERIC HDirector · President, CEO
Tax withholdingCommon Stock 2,701 $54.02 $145,908.02
Disclosure

SEC source: 0001209191-20-006315 · doc4.xml · nonDerivative · entry 1

BRUNNGRABER ERIC H · CIK 0001216428 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,246

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:16 UTC
LANGFITT GARY BCOO Utilities
GrantCommon Stock 1,456 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006301 · doc4.xml · nonDerivative · entry 4

LANGFITT GARY B · CIK 0001279652 · COO Utilities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,778

F3 · shares: Represents a grant of restricted stock units under the Amended and Restated Omnibus Stock and Performance Compensation Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The restricted stock units are scheduled to cliff vest in three years.

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:16 UTC
LANGFITT GARY BCOO Utilities
Tax withholdingCommon Stock 990 $54.02 $53,479.80
Disclosure

SEC source: 0001209191-20-006301 · doc4.xml · nonDerivative · entry 3

LANGFITT GARY B · CIK 0001279652 · COO Utilities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,322

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:16 UTC
LANGFITT GARY BCOO Utilities
GrantCommon Stock 2,477 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006301 · doc4.xml · nonDerivative · entry 2

LANGFITT GARY B · CIK 0001279652 · COO Utilities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,312

F2 · shares: The shares were acquired upon the satisfaction of applicable performance conditions.

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:16 UTC
LANGFITT GARY BCOO Utilities
Tax withholdingCommon Stock 641 $54.02 $34,626.82
Disclosure

SEC source: 0001209191-20-006301 · doc4.xml · nonDerivative · entry 1

LANGFITT GARY B · CIK 0001279652 · COO Utilities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,835

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:18 UTC GrantCommon Stock 1,612 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006309 · doc4.xml · nonDerivative · entry 4

Appelbaum P Stephen · CIK 0001363586 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,624

F3 · shares: Represents a grant of restricted stock units under the Amended and Restated Omnibus Stock and Performance Compensation Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The restricted stock units are scheduled to cliff vest in three years.

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:18 UTC Tax withholdingCommon Stock 1,209 $54.02 $65,310.18
Disclosure

SEC source: 0001209191-20-006309 · doc4.xml · nonDerivative · entry 3

Appelbaum P Stephen · CIK 0001363586 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,012

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:18 UTC GrantCommon Stock 2,734 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006309 · doc4.xml · nonDerivative · entry 2

Appelbaum P Stephen · CIK 0001363586 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,221

F2 · shares: The shares were acquired upon the satisfaction of applicable performance conditions.

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:18 UTC Tax withholdingCommon Stock 777 $54.02 $41,973.54
Disclosure

SEC source: 0001209191-20-006309 · doc4.xml · nonDerivative · entry 1

Appelbaum P Stephen · CIK 0001363586 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,487

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:12 UTC GrantCommon Stock 1,436 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006287 · doc4.xml · nonDerivative · entry 1

Cavellier James M Jr · CIK 0001730693 · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,300

F1 · shares: Restricted stock bonus award; restrictions cliff expire on third anniversary date of the award.

F2 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:09 UTC GrantCommon Stock 1,493 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006278 · doc4.xml · nonDerivative · entry 1

Erdbruegger Dwight D · CIK 0001747786 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,065

F1 · shares: Restricted stock bonus award; restrictions cliff expire on third anniversary date of the award.

F2 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

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December 26, 2019 Filed Dec 30, 2019 19:58 UTC
WICKS FRANKDirector
GrantCommon Stock 150 $58.21 $8,731.50
Disclosure

SEC source: 0001209191-19-062092 · doc4.xml · nonDerivative · entry 1

WICKS FRANK · CIK 0001201187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,061

F1 · shares: Restricted stock awarded in lieu of cash payment for Board retainer fee. Award vests upon retirement from the Board.

F2 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.