Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CASS INFORMATION SYSTEMS INCCASS · Entity 5217 | CFO | January 29, 2021 | February 01, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CASS INFORMATION SYSTEMS INC
Report date January 29, 2021 · Filed February 01, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 54,221 |
Last balance in matching sequence
After 2021-01-29 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2021-01-29 · Tax withholding · Disposed 811 · Balance 50,813 F1: Includes restricted stock bonus shares, subject to vesting and forfeiture. Row 2 · 2021-01-29 · Grant · Acquired 2,297 · Balance 53,110 F2: The shares were acquired upon the satisfaction of applicable performance conditions. F1: Includes restricted stock bonus shares, subject to vesting and forfeiture. Row 3 · 2021-01-29 · Tax withholding · Disposed 1,088 · Balance 52,022 F1: Includes restricted stock bonus shares, subject to vesting and forfeiture. Row 4 · 2021-01-29 · Grant · Acquired 2,199 · Balance 54,221 F3: Represents a grant of restricted stock units under the Amended and Restated Omnibus Stock and Performance Compensation Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The restricted stock units are scheduled to cliff vest in three years. F1: Includes restricted stock bonus shares, subject to vesting and forfeiture. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes restricted stock bonus shares, subject to vesting and forfeiture.
F2: The shares were acquired upon the satisfaction of applicable performance conditions.
F3: Represents a grant of restricted stock units under the Amended and Restated Omnibus Stock and Performance Compensation Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The restricted stock units are scheduled to cliff vest in three years.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 29, 2021 Filed Feb 1, 2021 21:52 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | GrantCommon Stock | 2,199 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-006459 · doc4.xml · nonDerivative · entry 4 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,221 F3 · shares: Represents a grant of restricted stock units under the Amended and Restated Omnibus Stock and Performance Compensation Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The restricted stock units are scheduled to cliff vest in three years. F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture. Read SEC document |
| January 29, 2021 Filed Feb 1, 2021 21:52 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | Tax withholdingCommon Stock | 1,088 | $40.60 | $44,172.80 |
DisclosureSEC source: 0001209191-21-006459 · doc4.xml · nonDerivative · entry 3 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,022 F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture. Read SEC document |
| January 29, 2021 Filed Feb 1, 2021 21:52 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | GrantCommon Stock | 2,297 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-006459 · doc4.xml · nonDerivative · entry 2 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,110 F2 · shares: The shares were acquired upon the satisfaction of applicable performance conditions. F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture. Read SEC document |
| January 29, 2021 Filed Feb 1, 2021 21:52 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | Tax withholdingCommon Stock | 811 | $40.60 | $32,926.60 |
DisclosureSEC source: 0001209191-21-006459 · doc4.xml · nonDerivative · entry 1 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,813 F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:18 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | GrantCommon Stock | 1,612 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-006309 · doc4.xml · nonDerivative · entry 4 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,624 F3 · shares: Represents a grant of restricted stock units under the Amended and Restated Omnibus Stock and Performance Compensation Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The restricted stock units are scheduled to cliff vest in three years. F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:18 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | Tax withholdingCommon Stock | 1,209 | $54.02 | $65,310.18 |
DisclosureSEC source: 0001209191-20-006309 · doc4.xml · nonDerivative · entry 3 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,012 F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:18 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | GrantCommon Stock | 2,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-006309 · doc4.xml · nonDerivative · entry 2 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,221 F2 · shares: The shares were acquired upon the satisfaction of applicable performance conditions. F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:18 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | Tax withholdingCommon Stock | 777 | $54.02 | $41,973.54 |
DisclosureSEC source: 0001209191-20-006309 · doc4.xml · nonDerivative · entry 1 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,487 F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 16:41 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | Exercise / conversionStock Appreciation Rights · Derivative | 4,147 | $0.00 Strike: $31.92 | $0.00 |
DisclosureSEC source: 0001209191-19-055608 · doc4.xml · derivative · entry 4 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,147 shares Expires 2022-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Over a three-year vesting period, SARs become exercisable in one-third increments on the anniversary date of the grant. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 16:41 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | Tax withholdingCommon Stock | 870 | $59.45 | $51,721.50 |
DisclosureSEC source: 0001209191-19-055608 · doc4.xml · nonDerivative · entry 3 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,264 F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 16:41 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | Disposition to issuerCommon Stock | 2,227 | $59.45 | $132,395.15 |
DisclosureSEC source: 0001209191-19-055608 · doc4.xml · nonDerivative · entry 2 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,134 F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 16:41 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | Exercise / conversionCommon Stock | 4,147 | $31.92 | $132,372.24 |
DisclosureSEC source: 0001209191-19-055608 · doc4.xml · nonDerivative · entry 1 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 18:58 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | Exercise / conversionStock Appreciation Rights · Derivative | 4,547 | $0.00 Strike: $25.42 | $0.00 |
DisclosureSEC source: 0001209191-19-049123 · doc4.xml · derivative · entry 4 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,547 shares Expires 2022-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Over a three-year vesting period, SARs become exercisable in one-third increments on the anniversary date of the grant. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 18:58 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | Tax withholdingCommon Stock | 1,107 | $54.92 | $60,796.44 |
DisclosureSEC source: 0001209191-19-049123 · doc4.xml · nonDerivative · entry 3 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,214 F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 18:58 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | Disposition to issuerCommon Stock | 2,105 | $54.92 | $115,606.60 |
DisclosureSEC source: 0001209191-19-049123 · doc4.xml · nonDerivative · entry 2 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,321 F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 18:58 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | Exercise / conversionCommon Stock | 4,547 | $25.42 | $115,584.74 |
DisclosureSEC source: 0001209191-19-049123 · doc4.xml · nonDerivative · entry 1 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,426 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 21:43 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | GrantCommon Stock | 1,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006838 · doc4.xml · nonDerivative · entry 1 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,879 F1 · shares: Restricted stock bonus award; restrictions cliff expire on third anniversary date of the award. F2 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture. Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 00:13 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | Tax withholdingCommon Stock | 382 | $51.73 | $19,760.86 |
DisclosureSEC source: 0001209191-19-005678 · doc4.xml · nonDerivative · entry 1 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,219 F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 15:34 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | Exercise / conversionStock Appreciation Rights · Derivative | 3,789 | $0.00 Strike: $30.51 | $0.00 |
DisclosureSEC source: 0001209191-18-046151 · doc4.xml · derivative · entry 4 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,789 Underlying: Common Stock · 3,789 shares Expires 2022-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Over a three-year vesting period, SARs become exercisable in one-third increments on the anniversary date of the grant. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 15:34 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | Tax withholdingCommon Stock | 929 | $70.29 | $65,299.41 |
DisclosureSEC source: 0001209191-18-046151 · doc4.xml · nonDerivative · entry 3 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,002 F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 15:34 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | Disposition to issuerCommon Stock | 1,645 | $70.29 | $115,627.05 |
DisclosureSEC source: 0001209191-18-046151 · doc4.xml · nonDerivative · entry 2 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,931 F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 15:34 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | Exercise / conversionCommon Stock | 3,789 | $30.51 | $115,602.39 |
DisclosureSEC source: 0001209191-18-046151 · doc4.xml · nonDerivative · entry 1 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 20:55 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | Exercise / conversionStock Appreciation Rights · Derivative | 3,792 | $0.00 Strike: $27.23 | $0.00 |
DisclosureSEC source: 0001209191-18-036391 · doc4.xml · derivative · entry 4 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,792 shares Expires 2021-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 20:55 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | Tax withholdingCommon Stock | 949 | $64.58 | $61,286.42 |
DisclosureSEC source: 0001209191-18-036391 · doc4.xml · nonDerivative · entry 3 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,787 F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 20:55 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | Disposition to issuerCommon Stock | 1,599 | $64.58 | $103,263.42 |
DisclosureSEC source: 0001209191-18-036391 · doc4.xml · nonDerivative · entry 2 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,736 F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 20:55 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | Exercise / conversionCommon Stock | 3,792 | $27.23 | $103,256.16 |
DisclosureSEC source: 0001209191-18-036391 · doc4.xml · nonDerivative · entry 1 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,335 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 21:01 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | GrantCommon Stock | 1,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007404 · doc4.xml · nonDerivative · entry 1 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,543 F1 · shares: Restricted stock bonus award; restrictions cliff expire on third anniversary date of the award. F2 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture. Read SEC document |
| January 27, 2018 Filed Jan 30, 2018 21:40 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | Tax withholdingCommon Stock | 404 | $58.17 | $23,500.68 |
DisclosureSEC source: 0001209191-18-006021 · doc4.xml · nonDerivative · entry 2 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,191 F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:40 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | Tax withholdingCommon Stock | 322 | $58.17 | $18,730.74 |
DisclosureSEC source: 0001209191-18-006021 · doc4.xml · nonDerivative · entry 1 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,595 F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture. Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 22:48 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | Exercise / conversionStock Appreciation Rights · Derivative | 3,447 | $0.00 Strike: $29.95 | $0.00 |
DisclosureSEC source: 0001209191-17-063079 · doc4.xml · derivative · entry 4 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,446 Underlying: Common Stock · 3,447 shares Expires 2021-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Over a three-year vesting period, SARs become exercisable in one-third increments on the anniversary date of the grant. Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 22:48 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | Tax withholdingCommon Stock | 850 | $69.48 | $59,058.00 |
DisclosureSEC source: 0001209191-17-063079 · doc4.xml · nonDerivative · entry 3 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,744 F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture. Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 22:48 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | Disposition to issuerCommon Stock | 1,486 | $69.48 | $103,247.28 |
DisclosureSEC source: 0001209191-17-063079 · doc4.xml · nonDerivative · entry 2 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,594 F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture. Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 22:48 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | Exercise / conversionCommon Stock | 3,447 | $29.95 | $103,237.65 |
DisclosureSEC source: 0001209191-17-063079 · doc4.xml · nonDerivative · entry 1 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,080 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 16:03 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | Exercise / conversionStock Appreciation Rights · Derivative | 2,318 | $0.00 Strike: $24.93 | $0.00 |
DisclosureSEC source: 0001209191-17-039367 · doc4.xml · derivative · entry 4 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,318 shares Expires 2020-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Over a three-year vesting period, SARs become exercisable in one-third increments on the anniversary date of the grant. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 16:03 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | Tax withholdingCommon Stock | 625 | $66.12 | $41,325.00 |
DisclosureSEC source: 0001209191-17-039367 · doc4.xml · nonDerivative · entry 3 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,633 F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 16:03 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | Disposition to issuerCommon Stock | 874 | $66.12 | $57,788.88 |
DisclosureSEC source: 0001209191-17-039367 · doc4.xml · nonDerivative · entry 2 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,258 F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 16:03 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | Exercise / conversionCommon Stock | 2,318 | $24.93 | $57,787.74 |
DisclosureSEC source: 0001209191-17-039367 · doc4.xml · nonDerivative · entry 1 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,132 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 16:40 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | GrantCommon Stock | 1,178 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007967 · doc4.xml · nonDerivative · entry 1 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,814 F1 · shares: Restricted stock bonus award; restrictions cliff expire on third anniversary date of the award. F2 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture. Read SEC document |
| January 28, 2017 Filed Jan 30, 2017 23:24 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | Tax withholdingCommon Stock | 129 | $67.21 | $8,670.09 |
DisclosureSEC source: 0001209191-17-006215 · doc4.xml · nonDerivative · entry 3 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,636 F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture. Read SEC document |
| January 27, 2017 Filed Jan 30, 2017 23:24 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | Tax withholdingCommon Stock | 375 | $67.21 | $25,203.75 |
DisclosureSEC source: 0001209191-17-006215 · doc4.xml · nonDerivative · entry 2 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,765 F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 23:24 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | Tax withholdingCommon Stock | 299 | $67.50 | $20,182.50 |
DisclosureSEC source: 0001209191-17-006215 · doc4.xml · nonDerivative · entry 1 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,140 F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture. Read SEC document |
| November 21, 2016 Filed Nov 21, 2016 21:14 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | Exercise / conversionStock Appreciation Rights · Derivative | 6,234 | $0.00 Strike: $21.30 | $0.00 |
DisclosureSEC source: 0001209191-16-151435 · doc4.xml · derivative · entry 4 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,234 shares Expires 2019-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Over a three-year vesting period, SARs become exercisable in one-third increments on the anniversary date of the grant. Read SEC document |
| November 21, 2016 Filed Nov 21, 2016 21:14 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | Tax withholdingCommon Stock | 1,797 | $70.35 | $126,418.95 |
DisclosureSEC source: 0001209191-16-151435 · doc4.xml · nonDerivative · entry 3 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,439 F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture. Read SEC document |
| November 21, 2016 Filed Nov 21, 2016 21:14 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | Disposition to issuerCommon Stock | 1,888 | $70.35 | $132,820.80 |
DisclosureSEC source: 0001209191-16-151435 · doc4.xml · nonDerivative · entry 2 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,236 F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture. Read SEC document |
| November 21, 2016 Filed Nov 21, 2016 21:14 UTC | CASS INFORMATION SYSTEMS INC CASS · Entity 5217 | Exercise / conversionCommon Stock | 6,234 | $21.30 | $132,784.20 |
DisclosureSEC source: 0001209191-16-151435 · doc4.xml · nonDerivative · entry 1 Appelbaum P Stephen · CIK 0001363586 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,124 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.