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Nasdaq · USD

CASS

CASS INFORMATION SYSTEMS INC

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5217
SEC CIK
0000708781
Parsed reports
458

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 04, 2021 Filed Aug 6, 2021 15:53 UTC GrantCommon Stock 298 $41.90 $12,486.20
Disclosure

SEC source: 0001209191-21-050098 · doc4.xml · nonDerivative · entry 1

Clermont Ralph W · CIK 0001558067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,527

F1 · shares: Restricted stock bonus award; restrictions cliff expire on third anniversary date of the award.

F2 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 21:06 UTC Tax withholdingCommon Stock 307 $41.48 $12,734.36
Disclosure

SEC source: 0001209191-21-048443 · doc4.xml · nonDerivative · entry 3

Erdbruegger Dwight D · CIK 0001747786 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,865

F2 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 21:06 UTC Tax withholdingCommon Stock 434 $41.48 $18,002.32
Disclosure

SEC source: 0001209191-21-048443 · doc4.xml · nonDerivative · entry 2

Erdbruegger Dwight D · CIK 0001747786 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,172

F2 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 21:06 UTC GrantCommon Stock 1,462 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-048443 · doc4.xml · nonDerivative · entry 1

Erdbruegger Dwight D · CIK 0001747786 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,606

F1 · shares: The shares were acquired upon the satisfaction of applicable performance conditions.

F2 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 17:43 UTC
WICKS FRANKDirector
GrantCommon Stock 1,215 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028234 · doc4.xml · nonDerivative · entry 1

WICKS FRANK · CIK 0001201187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,406

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 17:42 UTC GrantCommon Stock 1,215 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028232 · doc4.xml · nonDerivative · entry 1

Schilling Randall L · CIK 0001462385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,773

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 17:40 UTC GrantCommon Stock 1,215 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028230 · doc4.xml · nonDerivative · entry 1

RUPP JOSEPH D · CIK 0001220622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,104

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 17:38 UTC
Roth Sally HDirector
GrantCommon Stock 1,215 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028228 · doc4.xml · nonDerivative · entry 1

Roth Sally H · CIK 0001774949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,355

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 17:37 UTC GrantCommon Stock 1,215 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028226 · doc4.xml · nonDerivative · entry 1

LINDEMANN JAMES J · CIK 0001397219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,807

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 17:35 UTC GrantCommon Stock 1,215 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028224 · doc4.xml · nonDerivative · entry 1

EDWARDS BENJAMIN F IV · CIK 0001229986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,300

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

F2 · balance_after: Includes 22 shares acquired through participation in a Direct Stock Purchase and Dividend Reinvestment Plan.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 17:34 UTC GrantCommon Stock 1,215 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028221 · doc4.xml · nonDerivative · entry 1

Ebel Robert A · CIK 0001359469 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,588

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 17:32 UTC GrantCommon Stock 1,215 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028219 · doc4.xml · nonDerivative · entry 1

Clermont Ralph W · CIK 0001558067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,229

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 20:38 UTC
WICKS FRANKDirector
GrantCommon Stock 190 $45.95 $8,730.50
Disclosure

SEC source: 0001209191-21-023452 · doc4.xml · nonDerivative · entry 1

WICKS FRANK · CIK 0001201187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,191

F1 · shares: Restricted stock awarded in lieu of cash payment for Board retainer fee. Award vests upon retirement from the Board.

F2 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 20:37 UTC GrantCommon Stock 190 $45.95 $8,730.50
Disclosure

SEC source: 0001209191-21-023450 · doc4.xml · nonDerivative · entry 1

Schilling Randall L · CIK 0001462385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,558

F1 · shares: Restricted stock awarded in lieu of cash payment for Board retainer fee. Award vests upon retirement from the Board.

F2 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 20:36 UTC GrantCommon Stock 190 $45.95 $8,730.50
Disclosure

SEC source: 0001209191-21-023448 · doc4.xml · nonDerivative · entry 1

RUPP JOSEPH D · CIK 0001220622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,889

F1 · shares: Restricted stock awarded in lieu of cash payment for Board retainer fee. Award vests upon retirement from the Board.

F2 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 20:34 UTC GrantCommon Stock 190 $45.95 $8,730.50
Disclosure

SEC source: 0001209191-21-023446 · doc4.xml · nonDerivative · entry 1

LINDEMANN JAMES J · CIK 0001397219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,592

F1 · shares: Restricted stock awarded in lieu of cash payment for Board retainer fee. Award vests upon retirement from the Board.

F2 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

F3 · balance_after: Includes 33 shares acquired through participation in a Direct Stock Purchase and Dividend Reinvestment Plan.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 20:32 UTC GrantCommon Stock 190 $45.95 $8,730.50
Disclosure

SEC source: 0001209191-21-023444 · doc4.xml · nonDerivative · entry 1

Clermont Ralph W · CIK 0001558067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,014

F1 · shares: Restricted stock awarded in lieu of cash payment for Board retainer fee. Award vests upon retirement from the Board.

F2 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 20:28 UTC
LANGFITT GARY BCOO Utilities
Tax withholdingCommon Stock 610 $46.75 $28,517.50
Disclosure

SEC source: 0001209191-21-019427 · doc4.xml · nonDerivative · entry 1

LANGFITT GARY B · CIK 0001279652 · COO Utilities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,192

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 22:02 UTC
Schuckman Matthew StevenExecutive Vice President
GrantCommon Stock 1,001 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006493 · doc4.xml · nonDerivative · entry 1

Schuckman Matthew Steven · CIK 0001820439 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,001

F1 · shares: Restricted stock bonus award; restrictions cliff expire on third anniversary date of the award.

F2 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 22:00 UTC
Resch Martin H.Chief Operating Officer
GrantCommon Stock 2,749 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006488 · doc4.xml · nonDerivative · entry 1

Resch Martin H. · CIK 0001831968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,282

F1 · shares: Restricted stock bonus award; restrictions cliff expire on third anniversary date of the award.

F2 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 21:59 UTC
LANGFITT GARY BCOO Utilities
GrantCommon Stock 1,993 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006478 · doc4.xml · nonDerivative · entry 4

LANGFITT GARY B · CIK 0001279652 · COO Utilities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,478

F3 · shares: Represents a grant of restricted stock units under the Amended and Restated Omnibus Stock and Performance Compensation Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The restricted stock units are scheduled to cliff vest in three years.

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

F4 · balance_after: Includes 148 shares acquired through participation in a Direct Stock Purchase and Dividend Reinvestment Plan.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 21:59 UTC
LANGFITT GARY BCOO Utilities
Tax withholdingCommon Stock 916 $40.60 $37,189.60
Disclosure

SEC source: 0001209191-21-006478 · doc4.xml · nonDerivative · entry 3

LANGFITT GARY B · CIK 0001279652 · COO Utilities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,485

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 21:59 UTC
LANGFITT GARY BCOO Utilities
GrantCommon Stock 2,085 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006478 · doc4.xml · nonDerivative · entry 2

LANGFITT GARY B · CIK 0001279652 · COO Utilities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,401

F2 · shares: The shares were acquired upon the satisfaction of applicable performance conditions.

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 21:59 UTC
LANGFITT GARY BCOO Utilities
Tax withholdingCommon Stock 671 $40.60 $27,242.60
Disclosure

SEC source: 0001209191-21-006478 · doc4.xml · nonDerivative · entry 1

LANGFITT GARY B · CIK 0001279652 · COO Utilities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,316

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 21:58 UTC GrantCommon Stock 2,079 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006473 · doc4.xml · nonDerivative · entry 1

Erdbruegger Dwight D · CIK 0001747786 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,144

F1 · shares: Restricted stock bonus award; restrictions cliff expire on third anniversary date of the award.

F2 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 21:56 UTC GrantCommon Stock 1,997 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006467 · doc4.xml · nonDerivative · entry 4

Cavellier James M Jr · CIK 0001730693 · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,797

F3 · shares: Restricted stock bonus award; restrictions cliff expire on third anniversary date of the award.

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 21:56 UTC Tax withholdingCommon Stock 889 $40.60 $36,093.40
Disclosure

SEC source: 0001209191-21-006467 · doc4.xml · nonDerivative · entry 3

Cavellier James M Jr · CIK 0001730693 · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,800

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 21:56 UTC GrantCommon Stock 2,036 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006467 · doc4.xml · nonDerivative · entry 2

Cavellier James M Jr · CIK 0001730693 · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,689

F2 · shares: The shares were acquired upon the satisfaction of applicable performance conditions.

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 21:56 UTC Tax withholdingCommon Stock 647 $40.60 $26,268.20
Disclosure

SEC source: 0001209191-21-006467 · doc4.xml · nonDerivative · entry 1

Cavellier James M Jr · CIK 0001730693 · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,653

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 21:55 UTC
Campbell MarkPresident, Transportation
GrantCommon Stock 1,924 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006464 · doc4.xml · nonDerivative · entry 4

Campbell Mark · CIK 0001632292 · President, Transportation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,239

F3 · shares: Represents a grant of restricted stock units under the Amended and Restated Omnibus Stock and Performance Compensation Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The restricted stock units are scheduled to cliff vest in three years.

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

F4 · balance_after: Includes 40 shares acquired through participation in a Direct Stock Purchase and Dividend Reinvestment Plan.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 21:55 UTC
Campbell MarkPresident, Transportation
Tax withholdingCommon Stock 810 $40.60 $32,886.00
Disclosure

SEC source: 0001209191-21-006464 · doc4.xml · nonDerivative · entry 3

Campbell Mark · CIK 0001632292 · President, Transportation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,315

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 21:55 UTC
Campbell MarkPresident, Transportation
GrantCommon Stock 1,849 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006464 · doc4.xml · nonDerivative · entry 2

Campbell Mark · CIK 0001632292 · President, Transportation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,125

F2 · shares: The shares were acquired upon the satisfaction of applicable performance conditions.

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 21:55 UTC
Campbell MarkPresident, Transportation
Tax withholdingCommon Stock 587 $40.60 $23,832.20
Disclosure

SEC source: 0001209191-21-006464 · doc4.xml · nonDerivative · entry 1

Campbell Mark · CIK 0001632292 · President, Transportation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,276

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 21:54 UTC
BRUNNGRABER ERIC HDirector · President, CEO
GrantCommon Stock 9,389 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006461 · doc4.xml · nonDerivative · entry 4

BRUNNGRABER ERIC H · CIK 0001216428 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,127

F3 · shares: Represents a grant of restricted stock units under the Amended and Restated Omnibus Stock and Performance Compensation Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The restricted stock units are scheduled to cliff vest in three years.

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 21:54 UTC
BRUNNGRABER ERIC HDirector · President, CEO
Tax withholdingCommon Stock 4,003 $40.60 $162,521.80
Disclosure

SEC source: 0001209191-21-006461 · doc4.xml · nonDerivative · entry 3

BRUNNGRABER ERIC H · CIK 0001216428 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,738

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 21:54 UTC
BRUNNGRABER ERIC HDirector · President, CEO
GrantCommon Stock 8,946 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006461 · doc4.xml · nonDerivative · entry 2

BRUNNGRABER ERIC H · CIK 0001216428 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,741

F2 · shares: The shares were acquired upon the satisfaction of applicable performance conditions.

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 21:54 UTC
BRUNNGRABER ERIC HDirector · President, CEO
Tax withholdingCommon Stock 2,927 $40.60 $118,836.20
Disclosure

SEC source: 0001209191-21-006461 · doc4.xml · nonDerivative · entry 1

BRUNNGRABER ERIC H · CIK 0001216428 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,795

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 21:52 UTC GrantCommon Stock 2,199 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006459 · doc4.xml · nonDerivative · entry 4

Appelbaum P Stephen · CIK 0001363586 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,221

F3 · shares: Represents a grant of restricted stock units under the Amended and Restated Omnibus Stock and Performance Compensation Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The restricted stock units are scheduled to cliff vest in three years.

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 21:52 UTC Tax withholdingCommon Stock 1,088 $40.60 $44,172.80
Disclosure

SEC source: 0001209191-21-006459 · doc4.xml · nonDerivative · entry 3

Appelbaum P Stephen · CIK 0001363586 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,022

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 21:52 UTC GrantCommon Stock 2,297 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006459 · doc4.xml · nonDerivative · entry 2

Appelbaum P Stephen · CIK 0001363586 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,110

F2 · shares: The shares were acquired upon the satisfaction of applicable performance conditions.

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 21:52 UTC Tax withholdingCommon Stock 811 $40.60 $32,926.60
Disclosure

SEC source: 0001209191-21-006459 · doc4.xml · nonDerivative · entry 1

Appelbaum P Stephen · CIK 0001363586 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,813

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
January 29, 2021 Filed Feb 26, 2021 20:20 UTC Amendment
LANGFITT GARY BCOO Utilities
Tax withholdingCommon Stock 916 $40.60 $37,189.60
Disclosure

SEC source: 0001209191-21-014660 · doc4a.xml · nonDerivative · entry 3

LANGFITT GARY B · CIK 0001279652 · COO Utilities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,809

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

F2 · balance_after: This Form 4 amendment is being filed to correct the amount of securities beneficially owned following the reported transactions and the date of a reported transaction.

Read SEC document
January 29, 2021 Filed Feb 26, 2021 20:20 UTC Amendment
LANGFITT GARY BCOO Utilities
GrantCommon Stock 2,085 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-014660 · doc4a.xml · nonDerivative · entry 2

LANGFITT GARY B · CIK 0001279652 · COO Utilities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,725

F3 · shares: The shares were acquired upon the satisfaction of applicable performance conditions.

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

F2 · balance_after: This Form 4 amendment is being filed to correct the amount of securities beneficially owned following the reported transactions and the date of a reported transaction.

Read SEC document
January 29, 2021 Filed Feb 26, 2021 20:20 UTC Amendment
LANGFITT GARY BCOO Utilities
Tax withholdingCommon Stock 671 $40.60 $27,242.60
Disclosure

SEC source: 0001209191-21-014660 · doc4a.xml · nonDerivative · entry 1

LANGFITT GARY B · CIK 0001279652 · COO Utilities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,640

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

F2 · balance_after: This Form 4 amendment is being filed to correct the amount of securities beneficially owned following the reported transactions and the date of a reported transaction.

Read SEC document
January 28, 2021 Filed Feb 26, 2021 20:20 UTC Amendment
LANGFITT GARY BCOO Utilities
GrantCommon Stock 1,993 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-014660 · doc4a.xml · nonDerivative · entry 4

LANGFITT GARY B · CIK 0001279652 · COO Utilities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,802

F4 · shares: Represents a grant of restricted stock units under the Amended and Restated Omnibus Stock and Performance Compensation Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The restricted stock units are scheduled to cliff vest in three years.

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

F2 · balance_after: This Form 4 amendment is being filed to correct the amount of securities beneficially owned following the reported transactions and the date of a reported transaction.

F5 · balance_after: Includes 88 shares acquired through participation in a Direct Stock Purchase and Dividend Reinvestment Plan.

Read SEC document
January 22, 2021 Filed Feb 26, 2021 20:17 UTC
LANGFITT GARY BCOO Utilities
Exercise / conversionStock Appreciation Rights · Derivative 9,818 $0.00 Strike: $22.69 $0.00
Disclosure

SEC source: 0001209191-21-014657 · doc4.xml · derivative · entry 4

LANGFITT GARY B · CIK 0001279652 · COO Utilities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,818 shares

Expires 2021-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Over a three-year vesting period, SARs become exercisable in one-third increments on the anniversary date of the grant.

Read SEC document
January 22, 2021 Filed Feb 26, 2021 20:17 UTC
LANGFITT GARY BCOO Utilities
Tax withholdingCommon Stock 1,889 $40.18 $75,900.02
Disclosure

SEC source: 0001209191-21-014657 · doc4.xml · nonDerivative · entry 3

LANGFITT GARY B · CIK 0001279652 · COO Utilities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,311

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

Read SEC document
January 22, 2021 Filed Feb 26, 2021 20:17 UTC
LANGFITT GARY BCOO Utilities
Disposition to issuerCommon Stock 5,545 $40.18 $222,798.10
Disclosure

SEC source: 0001209191-21-014657 · doc4.xml · nonDerivative · entry 2

LANGFITT GARY B · CIK 0001279652 · COO Utilities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,200

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

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January 22, 2021 Filed Feb 26, 2021 20:17 UTC
LANGFITT GARY BCOO Utilities
Exercise / conversionCommon Stock 9,818 $22.69 $222,770.42
Disclosure

SEC source: 0001209191-21-014657 · doc4.xml · nonDerivative · entry 1

LANGFITT GARY B · CIK 0001279652 · COO Utilities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

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December 31, 2020 Filed Jan 5, 2021 19:39 UTC
WICKS FRANKDirector
GrantCommon Stock 225 $38.81 $8,732.25
Disclosure

SEC source: 0001209191-21-000841 · doc4.xml · nonDerivative · entry 1

WICKS FRANK · CIK 0001201187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,001

F1 · shares: Restricted stock awarded in lieu of cash payment for Board retainer fee. Award vests upon retirement from the Board.

F2 · balance_after: Includes restricted stock bonus shares, subject to vesting and forfeiture.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.