Last 12 months
Inside the activity.
1 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2021 Filed Jan 5, 2021 23:45 UTC |
Nelson Christopher JohnPresident, HVAC
|
Exercise / conversionCommon Stock | 15,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000367 · doc4.xml · nonDerivative · entry 2 Nelson Christopher John · CIK 0001808520 · President, HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 23:45 UTC |
Nelson Christopher JohnPresident, HVAC
|
Exercise / conversionCommon Stock | 43,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000367 · doc4.xml · nonDerivative · entry 1 Nelson Christopher John · CIK 0001808520 · President, HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,018 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 18:46 UTC |
Appel DavidPresident, Refrigeration
|
Exercise / conversionRSU P · Derivative | 12,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000372 · doc4.xml · derivative · entry 6 Appel David · CIK 0001808516 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,887 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. F3 · derivative.expiration_date: The reporting person was originally granted Performance Stock Units (PSUs) on January 2, 2018, by UTC. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. The reporting person's prior filing on December 23, 2020, reporting a reduction in these RSUs otherwise deliverable to satisfy federal tax obligations identified this security as "Restricted Stock Unit RSU," but for recordkeeping purposes the title of the security has been changed to "RSU P" to reflect that these RSUs were related to the earlier grant of PSUs. F3 · derivative.underlying_shares: The reporting person was originally granted Performance Stock Units (PSUs) on January 2, 2018, by UTC. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. The reporting person's prior filing on December 23, 2020, reporting a reduction in these RSUs otherwise deliverable to satisfy federal tax obligations identified this security as "Restricted Stock Unit RSU," but for recordkeeping purposes the title of the security has been changed to "RSU P" to reflect that these RSUs were related to the earlier grant of PSUs. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 18:46 UTC |
Appel DavidPresident, Refrigeration
|
Exercise / conversionRestricted Stock Unit RSU · Derivative | 17,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000372 · doc4.xml · derivative · entry 5 Appel David · CIK 0001808516 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,718 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. F2 · derivative.expiration_date: The reporting person was granted these RSUs on January 2, 2018, by United Technologies Corporation (UTC), the former parent company of the issuer. F2 · derivative.underlying_shares: The reporting person was granted these RSUs on January 2, 2018, by United Technologies Corporation (UTC), the former parent company of the issuer. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 18:46 UTC |
Appel DavidPresident, Refrigeration
|
Tax withholdingCommon Stock | 4,445 | $37.03 | $164,598.35 |
DisclosureSEC source: 0001225208-21-000372 · doc4.xml · nonDerivative · entry 4 Appel David · CIK 0001808516 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,979 Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 18:46 UTC |
Appel DavidPresident, Refrigeration
|
Tax withholdingCommon Stock | 3,898 | $37.03 | $144,342.94 |
DisclosureSEC source: 0001225208-21-000372 · doc4.xml · nonDerivative · entry 3 Appel David · CIK 0001808516 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,424 Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 18:46 UTC |
Appel DavidPresident, Refrigeration
|
Exercise / conversionCommon Stock | 12,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000372 · doc4.xml · nonDerivative · entry 2 Appel David · CIK 0001808516 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,322 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 18:46 UTC |
Appel DavidPresident, Refrigeration
|
Exercise / conversionCommon Stock | 17,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000372 · doc4.xml · nonDerivative · entry 1 Appel David · CIK 0001808516 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,435 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 23:45 UTC |
Agrawal AjaySenior VP, Strategy & Services
|
Exercise / conversionRSU P · Derivative | 11,649 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000370 · doc4.xml · derivative · entry 6 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,649 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. F3 · derivative.expiration_date: The reporting person was originally granted Performance Stock Units (PSUs) on January 2, 2018, by UTC. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. The reporting person's prior filing on December 23, 2020, reporting a reduction in these RSUs otherwise deliverable to satisfy federal tax obligations identified this security as "Restricted Stock Unit RSU," but for recordkeeping purposes the title of the security has been changed to "RSU P" to reflect that these RSUs were related to the earlier grant of PSUs. F3 · derivative.underlying_shares: The reporting person was originally granted Performance Stock Units (PSUs) on January 2, 2018, by UTC. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. The reporting person's prior filing on December 23, 2020, reporting a reduction in these RSUs otherwise deliverable to satisfy federal tax obligations identified this security as "Restricted Stock Unit RSU," but for recordkeeping purposes the title of the security has been changed to "RSU P" to reflect that these RSUs were related to the earlier grant of PSUs. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 23:45 UTC |
Agrawal AjaySenior VP, Strategy & Services
|
Exercise / conversionRestricted Stock Unit RSU · Derivative | 7,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000370 · doc4.xml · derivative · entry 5 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,111 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. F2 · derivative.expiration_date: The reporting person was granted these RSUs on January 2, 2018, by United Technologies Corporation (UTC), the former parent company of the issuer. F2 · derivative.underlying_shares: The reporting person was granted these RSUs on January 2, 2018, by United Technologies Corporation (UTC), the former parent company of the issuer. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 23:45 UTC |
Agrawal AjaySenior VP, Strategy & Services
|
Tax withholdingCommon Stock | 2,563 | $37.03 | $94,907.89 |
DisclosureSEC source: 0001225208-21-000370 · doc4.xml · nonDerivative · entry 4 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,097 Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 23:45 UTC |
Agrawal AjaySenior VP, Strategy & Services
|
Tax withholdingCommon Stock | 1,565 | $37.03 | $57,951.95 |
DisclosureSEC source: 0001225208-21-000370 · doc4.xml · nonDerivative · entry 3 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,660 Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 23:45 UTC |
Agrawal AjaySenior VP, Strategy & Services
|
Exercise / conversionCommon Stock | 7,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000370 · doc4.xml · nonDerivative · entry 2 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 23:45 UTC |
Agrawal AjaySenior VP, Strategy & Services
|
Exercise / conversionCommon Stock | 11,649 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000370 · doc4.xml · nonDerivative · entry 1 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,114 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 18:45 UTC |
Villeneuve NadiaSenior VP & CHRO
|
Exercise / conversionRSU P · Derivative | 10,109 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000369 · doc4.xml · derivative · entry 7 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,109 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. F3 · derivative.expiration_date: The reporting person was originally granted Performance Stock Units (PSUs) on January 2, 2018, by UTC. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. F3 · derivative.underlying_shares: The reporting person was originally granted Performance Stock Units (PSUs) on January 2, 2018, by UTC. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 18:45 UTC |
Villeneuve NadiaSenior VP & CHRO
|
Exercise / conversionRestricted Stock Unit RSU · Derivative | 6,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000369 · doc4.xml · derivative · entry 6 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,006 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. F2 · derivative.expiration_date: The reporting person was granted these RSUs on January 2, 2018, by United Technologies Corporation (UTC), the former parent company of the issuer. F2 · derivative.underlying_shares: The reporting person was granted these RSUs on January 2, 2018, by United Technologies Corporation (UTC), the former parent company of the issuer. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 18:45 UTC |
Villeneuve NadiaSenior VP & CHRO
|
Tax withholdingCommon Stock | 2,653 | $37.03 | $98,240.59 |
DisclosureSEC source: 0001225208-21-000369 · doc4.xml · nonDerivative · entry 4 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,860 Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 18:45 UTC |
Villeneuve NadiaSenior VP & CHRO
|
Tax withholdingCommon Stock | 1,414 | $37.03 | $52,360.42 |
DisclosureSEC source: 0001225208-21-000369 · doc4.xml · nonDerivative · entry 3 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,513 Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 18:45 UTC |
Villeneuve NadiaSenior VP & CHRO
|
Exercise / conversionCommon Stock | 6,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000369 · doc4.xml · nonDerivative · entry 2 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 18:45 UTC |
Villeneuve NadiaSenior VP & CHRO
|
Exercise / conversionCommon Stock | 10,109 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000369 · doc4.xml · nonDerivative · entry 1 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,921 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 18:45 UTC |
Timperman JurgenPresident, Fire & Security
|
Exercise / conversionRSU P · Derivative | 24,915 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000368 · doc4.xml · derivative · entry 7 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,915 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. F3 · derivative.expiration_date: The reporting person was originally granted Performance Stock Units (PSUs) on January 2, 2018, by UTC. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. F3 · derivative.underlying_shares: The reporting person was originally granted Performance Stock Units (PSUs) on January 2, 2018, by UTC. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 18:45 UTC |
Timperman JurgenPresident, Fire & Security
|
Exercise / conversionRestricted Stock Unit RSU · Derivative | 8,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000368 · doc4.xml · derivative · entry 6 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,849 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. F2 · derivative.expiration_date: The reporting person was granted these RSUs on January 2, 2018, by United Technologies Corporation (UTC), the former parent company of the issuer. F2 · derivative.underlying_shares: The reporting person was granted these RSUs on January 2, 2018, by United Technologies Corporation (UTC), the former parent company of the issuer. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 18:45 UTC |
Timperman JurgenPresident, Fire & Security
|
Tax withholdingCommon Stock | 7,096 | $37.03 | $262,764.88 |
DisclosureSEC source: 0001225208-21-000368 · doc4.xml · nonDerivative · entry 4 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,693 Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 18:45 UTC |
Timperman JurgenPresident, Fire & Security
|
Tax withholdingCommon Stock | 2,107 | $37.03 | $78,022.21 |
DisclosureSEC source: 0001225208-21-000368 · doc4.xml · nonDerivative · entry 3 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,789 Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 18:45 UTC |
Timperman JurgenPresident, Fire & Security
|
Exercise / conversionCommon Stock | 8,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000368 · doc4.xml · nonDerivative · entry 2 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 18:45 UTC |
Timperman JurgenPresident, Fire & Security
|
Exercise / conversionCommon Stock | 24,915 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000368 · doc4.xml · nonDerivative · entry 1 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 23:44 UTC |
Gitlin David L.Director · President & CEO
|
Exercise / conversionRSU P · Derivative | 114,611 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000366 · doc4.xml · derivative · entry 9 Gitlin David L. · CIK 0001631473 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 114,611 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. F4 · derivative.expiration_date: The reporting person was originally granted Performance Stock Units (PSUs) on January 2, 2018, by UTC. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. F4 · derivative.underlying_shares: The reporting person was originally granted Performance Stock Units (PSUs) on January 2, 2018, by UTC. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 23:44 UTC |
Gitlin David L.Director · President & CEO
|
Exercise / conversionRestricted Stock Unit RSU · Derivative | 41,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000366 · doc4.xml · derivative · entry 8 Gitlin David L. · CIK 0001631473 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 41,095 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. F3 · derivative.expiration_date: The reporting person was granted these RSUs on January 2, 2018, by United Technologies Corporation (UTC), the former parent company of the issuer. F3 · derivative.underlying_shares: The reporting person was granted these RSUs on January 2, 2018, by United Technologies Corporation (UTC), the former parent company of the issuer. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 23:44 UTC |
Gitlin David L.Director · President & CEO
|
Tax withholdingCommon Stock | 44,366 | $37.03 | $1,642,872.98 |
DisclosureSEC source: 0001225208-21-000366 · doc4.xml · nonDerivative · entry 4 Gitlin David L. · CIK 0001631473 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,482 Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 23:44 UTC |
Gitlin David L.Director · President & CEO
|
Tax withholdingCommon Stock | 11,858 | $37.03 | $439,101.74 |
DisclosureSEC source: 0001225208-21-000366 · doc4.xml · nonDerivative · entry 3 Gitlin David L. · CIK 0001631473 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,848 Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 23:44 UTC |
Gitlin David L.Director · President & CEO
|
Exercise / conversionCommon Stock | 41,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000366 · doc4.xml · nonDerivative · entry 2 Gitlin David L. · CIK 0001631473 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 23:44 UTC |
Gitlin David L.Director · President & CEO
|
Exercise / conversionCommon Stock | 114,611 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000366 · doc4.xml · nonDerivative · entry 1 Gitlin David L. · CIK 0001631473 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,611 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. Read SEC document |
| January 02, 2021 Filed Feb 24, 2021 16:16 UTC Amendment |
Appel DavidPresident, Refrigeration
|
Tax withholdingCommon Stock | 2,841 | $37.03 | $105,202.23 |
DisclosureSEC source: 0001225208-21-003615 · doc4a.xml · nonDerivative · entry 1 Appel David · CIK 0001808516 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,481 F1 · shares: The Form 4 that was filed on January 5, 2021, reported the incorrect number of shares that were withheld for the reporting person's tax liability. Read SEC document |
| January 02, 2021 Filed Feb 24, 2021 16:16 UTC Amendment |
Timperman JurgenPresident, Fire & Security
|
Tax withholdingCommon Stock | 7,081 | $37.03 | $262,209.43 |
DisclosureSEC source: 0001225208-21-003614 · doc4a.xml · nonDerivative · entry 2 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,469 F1 · shares: The Form 4 that was filed on January 5, 2021, reported the incorrect number of shares that were withheld for the reporting person's tax liability. Read SEC document |
| January 02, 2021 Filed Feb 24, 2021 16:16 UTC Amendment |
Timperman JurgenPresident, Fire & Security
|
Tax withholdingCommon Stock | 2,346 | $37.03 | $86,872.38 |
DisclosureSEC source: 0001225208-21-003614 · doc4a.xml · nonDerivative · entry 1 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,550 F1 · shares: The Form 4 that was filed on January 5, 2021, reported the incorrect number of shares that were withheld for the reporting person's tax liability. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 16:43 UTC |
Appel DavidPresident, Refrigeration
|
Exercise / conversionRestricted Stock Unit RSU · Derivative | 320 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-029440 · form4.xml · derivative · entry 9 Appel David · CIK 0001808516 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,241 Underlying: Common · 320 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. F4 · derivative.exercise_date: The reporting person was originally granted RSUs on February 5, 2019, by UTC. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. F4 · derivative.expiration_date: The reporting person was originally granted RSUs on February 5, 2019, by UTC. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. F4 · derivative.underlying_shares: The reporting person was originally granted RSUs on February 5, 2019, by UTC. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 16:43 UTC |
Appel DavidPresident, Refrigeration
|
Exercise / conversionRestricted Stock Unit RSU · Derivative | 567 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-029440 · form4.xml · derivative · entry 8 Appel David · CIK 0001808516 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,615 Underlying: Common · 567 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. F3 · derivative.exercise_date: The reporting person was originally granted PSUs on February 5, 2019, by UTC. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. F3 · derivative.expiration_date: The reporting person was originally granted PSUs on February 5, 2019, by UTC. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. F3 · derivative.underlying_shares: The reporting person was originally granted PSUs on February 5, 2019, by UTC. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 16:43 UTC |
Appel DavidPresident, Refrigeration
|
Exercise / conversionRestricted Stock Unit RSU · Derivative | 500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-029440 · form4.xml · derivative · entry 7 Appel David · CIK 0001808516 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,887 Underlying: Common · 500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. F2 · derivative.exercise_date: The reporting person was originally granted Performance Stock Units (PSUs) on January 2, 2018, by United Technologies Corporation (UTC), the former parent company of the issuer. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. F2 · derivative.expiration_date: The reporting person was originally granted Performance Stock Units (PSUs) on January 2, 2018, by United Technologies Corporation (UTC), the former parent company of the issuer. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. F2 · derivative.underlying_shares: The reporting person was originally granted Performance Stock Units (PSUs) on January 2, 2018, by United Technologies Corporation (UTC), the former parent company of the issuer. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 16:43 UTC |
Appel DavidPresident, Refrigeration
|
Tax withholdingCommon Stock | 320 | $38.52 | $12,326.40 |
DisclosureSEC source: 0001140361-20-029440 · form4.xml · nonDerivative · entry 6 Appel David · CIK 0001808516 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,717 Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 16:43 UTC |
Appel DavidPresident, Refrigeration
|
Exercise / conversionCommon Stock | 320 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-029440 · form4.xml · nonDerivative · entry 5 Appel David · CIK 0001808516 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,037 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 16:43 UTC |
Appel DavidPresident, Refrigeration
|
Tax withholdingCommon Stock | 567 | $38.52 | $21,840.84 |
DisclosureSEC source: 0001140361-20-029440 · form4.xml · nonDerivative · entry 4 Appel David · CIK 0001808516 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,717 Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 16:43 UTC |
Appel DavidPresident, Refrigeration
|
Exercise / conversionCommon Stock | 567 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-029440 · form4.xml · nonDerivative · entry 3 Appel David · CIK 0001808516 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 16:43 UTC |
Appel DavidPresident, Refrigeration
|
Tax withholdingCommon Stock | 500 | $38.52 | $19,260.00 |
DisclosureSEC source: 0001140361-20-029440 · form4.xml · nonDerivative · entry 2 Appel David · CIK 0001808516 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,717 Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 16:43 UTC |
Appel DavidPresident, Refrigeration
|
Exercise / conversionCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-029440 · form4.xml · nonDerivative · entry 1 Appel David · CIK 0001808516 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 21:55 UTC |
Nelson Christopher JohnPresident, HVAC
|
Exercise / conversionRestricted Stock Unit RSU · Derivative | 645 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-029455 · form4.xml · derivative · entry 10 Nelson Christopher John · CIK 0001808520 · President, HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,160 Underlying: Common · 645 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. F4 · derivative.exercise_date: The reporting person was originally granted RSUs on January 2, 2018, by UTC. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. F4 · derivative.expiration_date: The reporting person was originally granted RSUs on January 2, 2018, by UTC. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. F4 · derivative.underlying_shares: The reporting person was originally granted RSUs on January 2, 2018, by UTC. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 21:55 UTC |
Nelson Christopher JohnPresident, HVAC
|
Exercise / conversionRestricted Stock Unit RSU · Derivative | 2,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-029455 · form4.xml · derivative · entry 9 Nelson Christopher John · CIK 0001808520 · President, HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,403 Underlying: Common · 2,143 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. F3 · derivative.exercise_date: The reporting person was originally granted PSUs on February 5, 2019, by UTC. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. F3 · derivative.expiration_date: The reporting person was originally granted PSUs on February 5, 2019, by UTC. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. F3 · derivative.underlying_shares: The reporting person was originally granted PSUs on February 5, 2019, by UTC. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 21:55 UTC |
Nelson Christopher JohnPresident, HVAC
|
Exercise / conversionRestricted Stock Unit RSU · Derivative | 1,829 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-029455 · form4.xml · derivative · entry 8 Nelson Christopher John · CIK 0001808520 · President, HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,018 Underlying: Common · 1,829 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. F2 · derivative.exercise_date: The reporting person was originally granted Performance Stock Units (PSUs) on January 2, 2018, by United Technologies Corporation (UTC), the former parent company of the issuer. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. F2 · derivative.expiration_date: The reporting person was originally granted Performance Stock Units (PSUs) on January 2, 2018, by United Technologies Corporation (UTC), the former parent company of the issuer. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. F2 · derivative.underlying_shares: The reporting person was originally granted Performance Stock Units (PSUs) on January 2, 2018, by United Technologies Corporation (UTC), the former parent company of the issuer. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 21:55 UTC |
Nelson Christopher JohnPresident, HVAC
|
Tax withholdingCommon Stock | 645 | $38.52 | $24,845.40 |
DisclosureSEC source: 0001140361-20-029455 · form4.xml · nonDerivative · entry 6 Nelson Christopher John · CIK 0001808520 · President, HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 21:55 UTC |
Nelson Christopher JohnPresident, HVAC
|
Exercise / conversionCommon Stock | 645 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-029455 · form4.xml · nonDerivative · entry 5 Nelson Christopher John · CIK 0001808520 · President, HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 21:55 UTC |
Nelson Christopher JohnPresident, HVAC
|
Tax withholdingCommon Stock | 2,143 | $38.52 | $82,548.36 |
DisclosureSEC source: 0001140361-20-029455 · form4.xml · nonDerivative · entry 4 Nelson Christopher John · CIK 0001808520 · President, HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.