CANN

SEC source: 0001213900-24-106217 · ownership.xml · derivative · entry 1

Williams Carl J · CIK 0001295097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 550,000

Underlying: Common stock · 50,000 shares

Expires 2029-12-04

F1 · ownership.direct: These options were granted to ALPHAZULU LLC. Mr. Williams is the 51% owner of such entity.

SEC source: 0001213900-24-106214 · ownership.xml · derivative · entry 1

Travia Richard C. · CIK 0001830896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common stock · 75,000 shares

Expires 2029-12-04

SEC source: 0001013594-25-000152 · form4.xml · derivative · entry 7

TCM Tactical Opportunities Fund II LP · CIK 0001857645 · 10% owner

Context|TCM Series Fund LP - Context|TCM Tactical Opportunities Series · CIK 0001745195 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500,000

Underlying: Common Stock, $0.001 par value per share · 2,500,000 shares

Expires 2029-11-15

F1 · security: This Form 4 is filed jointly by TCM Tactical Opportunities Fund II LP ("Tactical Opportunities Fund"); Troob Capital Advisors LLC ("Capital Advisors"); Context|TCM Series Fund LP - Context|TCM Tactical Opportunities Series ("Context|TCM Series"); Context|TCM Tactical Opportunities LLC ("Context|TCM LLC"); Douglas M. Troob; and Peter J. Troob (collectively, the "Reporting Persons").

F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

F7 · price: Originally issued for no cash consideration in connection with the loan from the Reporting Persons to the Issuer evidenced by that certain senior secured promissory note issued on November 8, 2024 in favor of Tactical Opportunities Fund in the principal amount of $1,250,000.

F4 · ownership.direct: Securities owned directly by the noted fund entity. Capital Advisors, as the investment manager of Tactical Opportunities Fund, may be deemed to beneficially own the shares of Common Stock beneficially owned by Tactical Opportunities Fund. Context|TCM LLC, as the investment manager of Context|TCM Series, may be deemed to beneficially own the shares of Common Stock beneficially owned by Context|TCM Series. Messrs. Troob and Troob, as the Managing Members of Capital Advisors and Context|TCM LLC, may be deemed to beneficially own the shares of Common Stock beneficially owned by each of Capital Advisors and Context|TCM LLC.

F6 · ownership.direct: Owned directly by Tactical Opportunities Fund.

SEC source: 0001013594-25-000152 · form4.xml · derivative · entry 6

TCM Tactical Opportunities Fund II LP · CIK 0001857645 · 10% owner

Context|TCM Series Fund LP - Context|TCM Tactical Opportunities Series · CIK 0001745195 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,912,349

Underlying: Common Stock, $0.001 par value per share · 4,912,349 shares

Expires 2029-11-15

F1 · security: This Form 4 is filed jointly by TCM Tactical Opportunities Fund II LP ("Tactical Opportunities Fund"); Troob Capital Advisors LLC ("Capital Advisors"); Context|TCM Series Fund LP - Context|TCM Tactical Opportunities Series ("Context|TCM Series"); Context|TCM Tactical Opportunities LLC ("Context|TCM LLC"); Douglas M. Troob; and Peter J. Troob (collectively, the "Reporting Persons").

F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

F3 · price: The noted transactions reported in Table II above involved the amendment of outstanding warrants to reduce the exercise price from $0.40 per share to $0.066 per share and to extend the expiration date of such warrants from September 15, 2029 to November 15, 2029. The amendment is reported above as the cancellation of the old warrants and the acquisition of new warrants.

F4 · ownership.direct: Securities owned directly by the noted fund entity. Capital Advisors, as the investment manager of Tactical Opportunities Fund, may be deemed to beneficially own the shares of Common Stock beneficially owned by Tactical Opportunities Fund. Context|TCM LLC, as the investment manager of Context|TCM Series, may be deemed to beneficially own the shares of Common Stock beneficially owned by Context|TCM Series. Messrs. Troob and Troob, as the Managing Members of Capital Advisors and Context|TCM LLC, may be deemed to beneficially own the shares of Common Stock beneficially owned by each of Capital Advisors and Context|TCM LLC.

F6 · ownership.direct: Owned directly by Tactical Opportunities Fund.

SEC source: 0001013594-25-000152 · form4.xml · derivative · entry 5

TCM Tactical Opportunities Fund II LP · CIK 0001857645 · 10% owner

Context|TCM Series Fund LP - Context|TCM Tactical Opportunities Series · CIK 0001745195 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.001 par value per share · 4,912,349 shares

Expires 2029-09-15

F1 · security: This Form 4 is filed jointly by TCM Tactical Opportunities Fund II LP ("Tactical Opportunities Fund"); Troob Capital Advisors LLC ("Capital Advisors"); Context|TCM Series Fund LP - Context|TCM Tactical Opportunities Series ("Context|TCM Series"); Context|TCM Tactical Opportunities LLC ("Context|TCM LLC"); Douglas M. Troob; and Peter J. Troob (collectively, the "Reporting Persons").

F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

F3 · price: The noted transactions reported in Table II above involved the amendment of outstanding warrants to reduce the exercise price from $0.40 per share to $0.066 per share and to extend the expiration date of such warrants from September 15, 2029 to November 15, 2029. The amendment is reported above as the cancellation of the old warrants and the acquisition of new warrants.

F4 · ownership.direct: Securities owned directly by the noted fund entity. Capital Advisors, as the investment manager of Tactical Opportunities Fund, may be deemed to beneficially own the shares of Common Stock beneficially owned by Tactical Opportunities Fund. Context|TCM LLC, as the investment manager of Context|TCM Series, may be deemed to beneficially own the shares of Common Stock beneficially owned by Context|TCM Series. Messrs. Troob and Troob, as the Managing Members of Capital Advisors and Context|TCM LLC, may be deemed to beneficially own the shares of Common Stock beneficially owned by each of Capital Advisors and Context|TCM LLC.

F6 · ownership.direct: Owned directly by Tactical Opportunities Fund.

SEC source: 0001013594-25-000152 · form4.xml · derivative · entry 4

TCM Tactical Opportunities Fund II LP · CIK 0001857645 · 10% owner

Context|TCM Series Fund LP - Context|TCM Tactical Opportunities Series · CIK 0001745195 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,039,942

Underlying: Common Stock, $0.001 par value per share · 1,039,942 shares

Expires 2029-11-15

F1 · security: This Form 4 is filed jointly by TCM Tactical Opportunities Fund II LP ("Tactical Opportunities Fund"); Troob Capital Advisors LLC ("Capital Advisors"); Context|TCM Series Fund LP - Context|TCM Tactical Opportunities Series ("Context|TCM Series"); Context|TCM Tactical Opportunities LLC ("Context|TCM LLC"); Douglas M. Troob; and Peter J. Troob (collectively, the "Reporting Persons").

F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

F3 · price: The noted transactions reported in Table II above involved the amendment of outstanding warrants to reduce the exercise price from $0.40 per share to $0.066 per share and to extend the expiration date of such warrants from September 15, 2029 to November 15, 2029. The amendment is reported above as the cancellation of the old warrants and the acquisition of new warrants.

F4 · ownership.direct: Securities owned directly by the noted fund entity. Capital Advisors, as the investment manager of Tactical Opportunities Fund, may be deemed to beneficially own the shares of Common Stock beneficially owned by Tactical Opportunities Fund. Context|TCM LLC, as the investment manager of Context|TCM Series, may be deemed to beneficially own the shares of Common Stock beneficially owned by Context|TCM Series. Messrs. Troob and Troob, as the Managing Members of Capital Advisors and Context|TCM LLC, may be deemed to beneficially own the shares of Common Stock beneficially owned by each of Capital Advisors and Context|TCM LLC.

F5 · ownership.direct: Owned directly by Context|TCM Series.

SEC source: 0001013594-25-000152 · form4.xml · derivative · entry 3

TCM Tactical Opportunities Fund II LP · CIK 0001857645 · 10% owner

Context|TCM Series Fund LP - Context|TCM Tactical Opportunities Series · CIK 0001745195 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.001 par value per share · 1,039,942 shares

Expires 2029-09-15

F1 · security: This Form 4 is filed jointly by TCM Tactical Opportunities Fund II LP ("Tactical Opportunities Fund"); Troob Capital Advisors LLC ("Capital Advisors"); Context|TCM Series Fund LP - Context|TCM Tactical Opportunities Series ("Context|TCM Series"); Context|TCM Tactical Opportunities LLC ("Context|TCM LLC"); Douglas M. Troob; and Peter J. Troob (collectively, the "Reporting Persons").

F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

F3 · price: The noted transactions reported in Table II above involved the amendment of outstanding warrants to reduce the exercise price from $0.40 per share to $0.066 per share and to extend the expiration date of such warrants from September 15, 2029 to November 15, 2029. The amendment is reported above as the cancellation of the old warrants and the acquisition of new warrants.

F4 · ownership.direct: Securities owned directly by the noted fund entity. Capital Advisors, as the investment manager of Tactical Opportunities Fund, may be deemed to beneficially own the shares of Common Stock beneficially owned by Tactical Opportunities Fund. Context|TCM LLC, as the investment manager of Context|TCM Series, may be deemed to beneficially own the shares of Common Stock beneficially owned by Context|TCM Series. Messrs. Troob and Troob, as the Managing Members of Capital Advisors and Context|TCM LLC, may be deemed to beneficially own the shares of Common Stock beneficially owned by each of Capital Advisors and Context|TCM LLC.

F5 · ownership.direct: Owned directly by Context|TCM Series.

SEC source: 0001013594-25-000152 · form4.xml · derivative · entry 2

TCM Tactical Opportunities Fund II LP · CIK 0001857645 · 10% owner

Context|TCM Series Fund LP - Context|TCM Tactical Opportunities Series · CIK 0001745195 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 592,858

Underlying: Common Stock, $0.001 par value per share · 592,858 shares

Expires 2029-11-15

F1 · security: This Form 4 is filed jointly by TCM Tactical Opportunities Fund II LP ("Tactical Opportunities Fund"); Troob Capital Advisors LLC ("Capital Advisors"); Context|TCM Series Fund LP - Context|TCM Tactical Opportunities Series ("Context|TCM Series"); Context|TCM Tactical Opportunities LLC ("Context|TCM LLC"); Douglas M. Troob; and Peter J. Troob (collectively, the "Reporting Persons").

F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

F3 · price: The noted transactions reported in Table II above involved the amendment of outstanding warrants to reduce the exercise price from $0.40 per share to $0.066 per share and to extend the expiration date of such warrants from September 15, 2029 to November 15, 2029. The amendment is reported above as the cancellation of the old warrants and the acquisition of new warrants.

F4 · ownership.direct: Securities owned directly by the noted fund entity. Capital Advisors, as the investment manager of Tactical Opportunities Fund, may be deemed to beneficially own the shares of Common Stock beneficially owned by Tactical Opportunities Fund. Context|TCM LLC, as the investment manager of Context|TCM Series, may be deemed to beneficially own the shares of Common Stock beneficially owned by Context|TCM Series. Messrs. Troob and Troob, as the Managing Members of Capital Advisors and Context|TCM LLC, may be deemed to beneficially own the shares of Common Stock beneficially owned by each of Capital Advisors and Context|TCM LLC.

F5 · ownership.direct: Owned directly by Context|TCM Series.

SEC source: 0001013594-25-000152 · form4.xml · derivative · entry 1

TCM Tactical Opportunities Fund II LP · CIK 0001857645 · 10% owner

Context|TCM Series Fund LP - Context|TCM Tactical Opportunities Series · CIK 0001745195 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.001 par value per share · 592,858 shares

Expires 2029-09-15

F1 · security: This Form 4 is filed jointly by TCM Tactical Opportunities Fund II LP ("Tactical Opportunities Fund"); Troob Capital Advisors LLC ("Capital Advisors"); Context|TCM Series Fund LP - Context|TCM Tactical Opportunities Series ("Context|TCM Series"); Context|TCM Tactical Opportunities LLC ("Context|TCM LLC"); Douglas M. Troob; and Peter J. Troob (collectively, the "Reporting Persons").

F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

F3 · price: The noted transactions reported in Table II above involved the amendment of outstanding warrants to reduce the exercise price from $0.40 per share to $0.066 per share and to extend the expiration date of such warrants from September 15, 2029 to November 15, 2029. The amendment is reported above as the cancellation of the old warrants and the acquisition of new warrants.

F4 · ownership.direct: Securities owned directly by the noted fund entity. Capital Advisors, as the investment manager of Tactical Opportunities Fund, may be deemed to beneficially own the shares of Common Stock beneficially owned by Tactical Opportunities Fund. Context|TCM LLC, as the investment manager of Context|TCM Series, may be deemed to beneficially own the shares of Common Stock beneficially owned by Context|TCM Series. Messrs. Troob and Troob, as the Managing Members of Capital Advisors and Context|TCM LLC, may be deemed to beneficially own the shares of Common Stock beneficially owned by each of Capital Advisors and Context|TCM LLC.

F5 · ownership.direct: Owned directly by Context|TCM Series.

SEC source: 0001213900-24-075177 · ownership.xml · derivative · entry 2

Travia Richard C. · CIK 0001830896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common stock · 75,000 shares

Expires 2029-08-29

SEC source: 0001213900-24-075177 · ownership.xml · derivative · entry 1

Travia Richard C. · CIK 0001830896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common stock · 75,000 shares

Expires 2029-08-29

SEC source: 0001213900-24-075161 · ownership.xml · derivative · entry 2

Williams Carl J · CIK 0001295097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common stock · 50,000 shares

Expires 2029-08-29

F1 · ownership.direct: These options were granted to ALPHAZULU LLC. Mr. Williams is the 51% owner of such entity.

SEC source: 0001213900-24-075161 · ownership.xml · derivative · entry 1

Williams Carl J · CIK 0001295097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common stock · 50,000 shares

Expires 2029-08-29

F1 · ownership.direct: These options were granted to ALPHAZULU LLC. Mr. Williams is the 51% owner of such entity.

SEC source: 0001213900-24-012073 · ownership.xml · nonDerivative · entry 1

Williams Carl J · CIK 0001295097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 615,046

F1 · shares: All shares of Common Stock are issued as RSUs, vesting of which occurs upon the earlier of (i) seven (7) years from grant date; (ii) death or disability of reporting person; (iii) a change in control of the Issuer; or (iv) certain other events as determined by the Board.

F2 · shares: The reporting person obtained the securities from the Issuer pursuant to the Issuer's 2020 Omnibus Incentive Plan.

F1 · balance_after: All shares of Common Stock are issued as RSUs, vesting of which occurs upon the earlier of (i) seven (7) years from grant date; (ii) death or disability of reporting person; (iii) a change in control of the Issuer; or (iv) certain other events as determined by the Board.

F2 · balance_after: The reporting person obtained the securities from the Issuer pursuant to the Issuer's 2020 Omnibus Incentive Plan.

SEC source: 0001213900-24-012067 · ownership.xml · nonDerivative · entry 1

Travia Richard C. · CIK 0001830896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 715,046

F1 · shares: All shares of Common Stock are issued as RSUs, vesting of which occurs upon the earlier of (i) seven (7) years from grant date; (ii) death or disability of reporting person; (iii) a change in control of the Issuer; or (iv) certain other events as determined by the Board.

F2 · shares: The reporting person obtained the securities from the Issuer pursuant to the Issuer's 2020 Omnibus Incentive Plan.

F1 · balance_after: All shares of Common Stock are issued as RSUs, vesting of which occurs upon the earlier of (i) seven (7) years from grant date; (ii) death or disability of reporting person; (iii) a change in control of the Issuer; or (iv) certain other events as determined by the Board.

F2 · balance_after: The reporting person obtained the securities from the Issuer pursuant to the Issuer's 2020 Omnibus Incentive Plan.

SEC source: 0001104659-23-118172 · tm2330706-2_4seq1.xml · nonDerivative · entry 1

Williams Carl J · CIK 0001295097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,231

F1 · shares: All shares of Common Stock are issued as RSUs, vesting of which occurs upon the earlier of (i) seven (7) years from grant date; (ii) death or disability of reporting person; (iii) a change in control of the Issuer; or (iv) certain other events as determined by the Board.

F2 · shares: The reporting person obtained the securities from the Issuer pursuant to the Issuer's 2020 Omnibus Incentive Plan.

F1 · balance_after: All shares of Common Stock are issued as RSUs, vesting of which occurs upon the earlier of (i) seven (7) years from grant date; (ii) death or disability of reporting person; (iii) a change in control of the Issuer; or (iv) certain other events as determined by the Board.

F2 · balance_after: The reporting person obtained the securities from the Issuer pursuant to the Issuer's 2020 Omnibus Incentive Plan.

SEC source: 0001104659-23-118163 · tm2330706-1_4seq1.xml · nonDerivative · entry 1

Travia Richard C. · CIK 0001830896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,231

F1 · shares: All shares of Common Stock are issued as RSUs, vesting of which occurs upon the earlier of (i) seven (7) years from grant date; (ii) death or disability of reporting person; (iii) a change in control of the Issuer; or (iv) certain other events as determined by the Board.

F2 · shares: The reporting person obtained the securities from the Issuer pursuant to the Issuer's 2020 Omnibus Incentive Plan.

F1 · balance_after: All shares of Common Stock are issued as RSUs, vesting of which occurs upon the earlier of (i) seven (7) years from grant date; (ii) death or disability of reporting person; (iii) a change in control of the Issuer; or (iv) certain other events as determined by the Board.

F2 · balance_after: The reporting person obtained the securities from the Issuer pursuant to the Issuer's 2020 Omnibus Incentive Plan.

SEC source: 0001104659-23-086824 · tm2322561-2_4seq1.xml · nonDerivative · entry 1

Travia Richard C. · CIK 0001830896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 429,322

F1 · shares: All shares of Common Stock are issued as RSUs, vesting of which occurs upon the earlier of (i) seven (7) years from grant date; (ii) death or disability of reporting person; (iii) a change in control of the Issuer; or (iv) certain other events as determined by the Board.

F2 · shares: The reporting person obtained the securities from the Issuer pursuant to the Issuer's 2020 Omnibus Incentive Plan.

F1 · balance_after: All shares of Common Stock are issued as RSUs, vesting of which occurs upon the earlier of (i) seven (7) years from grant date; (ii) death or disability of reporting person; (iii) a change in control of the Issuer; or (iv) certain other events as determined by the Board.

F2 · balance_after: The reporting person obtained the securities from the Issuer pursuant to the Issuer's 2020 Omnibus Incentive Plan.

SEC source: 0001104659-23-086820 · tm2322561-1_4seq1.xml · nonDerivative · entry 1

Williams Carl J · CIK 0001295097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 409,322

F1 · shares: All shares of Common Stock are issued as RSUs, vesting of which occurs upon the earlier of (i) seven (7) years from grant date; (ii) death or disability of reporting person; (iii) a change in control of the Issuer; or (iv) certain other events as determined by the Board.

F2 · shares: The reporting person obtained the securities from the Issuer pursuant to the Issuer's 2020 Omnibus Incentive Plan.

F1 · balance_after: All shares of Common Stock are issued as RSUs, vesting of which occurs upon the earlier of (i) seven (7) years from grant date; (ii) death or disability of reporting person; (iii) a change in control of the Issuer; or (iv) certain other events as determined by the Board.

F2 · balance_after: The reporting person obtained the securities from the Issuer pursuant to the Issuer's 2020 Omnibus Incentive Plan.

SEC source: 0001104659-23-044614 · tm2312423-2_4seq1.xml · nonDerivative · entry 1

Travia Richard C. · CIK 0001830896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,608

F1 · shares: All shares of Common Stock are issued as RSUs, vesting of which occurs upon the earlier of (i) seven (7) years from grant date; (ii) death or disability of reporting person; (iii) a change in control of the Issuer; or (iv) certain other events as determined by the Board.

F2 · shares: The reporting person obtained the securities from the Issuer pursuant to the Issuer's 2020 Omnibus Incentive Plan.

F1 · balance_after: All shares of Common Stock are issued as RSUs, vesting of which occurs upon the earlier of (i) seven (7) years from grant date; (ii) death or disability of reporting person; (iii) a change in control of the Issuer; or (iv) certain other events as determined by the Board.

F2 · balance_after: The reporting person obtained the securities from the Issuer pursuant to the Issuer's 2020 Omnibus Incentive Plan.

SEC source: 0001104659-23-044612 · tm2312423-1_4seq1.xml · nonDerivative · entry 1

Williams Carl J · CIK 0001295097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,608

F1 · shares: All shares of Common Stock are issued as RSUs, vesting of which occurs upon the earlier of (i) seven (7) years from grant date; (ii) death or disability of reporting person; (iii) a change in control of the Issuer; or (iv) certain other events as determined by the Board.

F2 · shares: The reporting person obtained the securities from the Issuer pursuant to the Issuer's 2020 Omnibus Incentive Plan.

F1 · balance_after: All shares of Common Stock are issued as RSUs, vesting of which occurs upon the earlier of (i) seven (7) years from grant date; (ii) death or disability of reporting person; (iii) a change in control of the Issuer; or (iv) certain other events as determined by the Board.

F2 · balance_after: The reporting person obtained the securities from the Issuer pursuant to the Issuer's 2020 Omnibus Incentive Plan.

SEC source: 0001104659-23-011728 · tm235621-3_4seq1.xml · nonDerivative · entry 1

Travia Richard C. · CIK 0001830896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,983

F1 · shares: Constitutes restricted stock units ("RSUs" for which the Reporting Person is entitled to receive one (1) share of Common Stock of the Issuer for each RSU upon vesting. Vesting occurs upon the earlier of (i) seven (7) years from grant date, contingent upon Reporting Person continuing as a service provider through each such date; (ii) death or disability of reporting person; (iii) a change in control of the Issuer; or (iv) certain other events as determined by the Board.

F2 · shares: The reporting person obtained the securities from the Issuer pursuant to the Issuer's 2020 Omnibus Incentive Plan.

F1 · balance_after: Constitutes restricted stock units ("RSUs" for which the Reporting Person is entitled to receive one (1) share of Common Stock of the Issuer for each RSU upon vesting. Vesting occurs upon the earlier of (i) seven (7) years from grant date, contingent upon Reporting Person continuing as a service provider through each such date; (ii) death or disability of reporting person; (iii) a change in control of the Issuer; or (iv) certain other events as determined by the Board.

F2 · balance_after: The reporting person obtained the securities from the Issuer pursuant to the Issuer's 2020 Omnibus Incentive Plan.

SEC source: 0001104659-23-011726 · tm235621-2_4seq1.xml · nonDerivative · entry 1

Williams Carl J · CIK 0001295097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,983

F1 · shares: Constitutes restricted stock units ("RSUs" for which the Reporting Person is entitled to receive one (1) share of Common Stock of the Issuer for each RSU upon vesting. Vesting occurs upon the earlier of (i) seven (7) years from grant date, contingent upon Reporting Person continuing as a service provider through each such date; (ii) death or disability of reporting person; (iii) a change in control of the Issuer; or (iv) certain other events as determined by the Board.

F2 · shares: The reporting person obtained the securities from the Issuer pursuant to the Issuer's 2020 Omnibus Incentive Plan.

F1 · balance_after: Constitutes restricted stock units ("RSUs" for which the Reporting Person is entitled to receive one (1) share of Common Stock of the Issuer for each RSU upon vesting. Vesting occurs upon the earlier of (i) seven (7) years from grant date, contingent upon Reporting Person continuing as a service provider through each such date; (ii) death or disability of reporting person; (iii) a change in control of the Issuer; or (iv) certain other events as determined by the Board.

F2 · balance_after: The reporting person obtained the securities from the Issuer pursuant to the Issuer's 2020 Omnibus Incentive Plan.

SEC source: 0001415889-22-007140 · form4-07012022_090724.xml · derivative · entry 1

Williams Carl J · CIK 0001295097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common stock · 50,000 shares

Expires 2027-06-30

F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_date: All of the options vest on the one year anniversary of the grant date.

F3 · ownership.direct: These options were granted to ALPHAZULU LLC. Mr. Williams is the 51% owner of such entity.

SEC source: 0001415889-22-007138 · form4-07012022_090706.xml · derivative · entry 1

Travia Richard C. · CIK 0001830896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common stock · 75,000 shares

Expires 2027-06-30

F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_date: All of the options vest on the one year anniversary of the grant date.

SEC source: 0001415889-22-003550 · form4-04012022_090436.xml · derivative · entry 1

Williams Carl J · CIK 0001295097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common stock · 50,000 shares

Expires 2027-03-31

F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_date: All of the options vest on the one year anniversary of the grant date.

F3 · ownership.direct: These options were granted to ALPHAZULU LLC. Mr. Williams is the 51% owner of such entity.

SEC source: 0001415889-22-003548 · form4-04012022_090441.xml · derivative · entry 1

Travia Richard C. · CIK 0001830896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common stock · 75,000 shares

Expires 2027-03-31

F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_date: All of the options vest on the one year anniversary of the grant date.

SEC source: 0001415889-22-000010 · form4-01032022_100146.xml · derivative · entry 1

Williams Carl J · CIK 0001295097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common stock · 50,000 shares

Expires 2026-12-31

F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_date: All of the options vest on the one year anniversary of the grant date.

SEC source: 0001415889-22-000008 · form4-01032022_100129.xml · derivative · entry 1

Travia Richard C. · CIK 0001830896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common stock · 37,500 shares

Expires 2026-12-31

F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_date: All of the options vest on the one year anniversary of the grant date.

SEC source: 0001415889-21-004635 · form4-10012021_091024.xml · derivative · entry 1

Williams Carl J · CIK 0001295097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common stock · 50,000 shares

Expires 2026-09-30

F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_date: All of the options vest on the one year anniversary of the grant date.

SEC source: 0001415889-21-004636 · form4-10012021_091049.xml · derivative · entry 1

Travia Richard C. · CIK 0001830896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common stock · 37,500 shares

Expires 2026-09-30

F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_date: All of the options vest on the one year anniversary of the grant date.

SEC source: 0001415889-21-003340 · form4-07012021_040701.xml · derivative · entry 1

Travia Richard C. · CIK 0001830896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common stock · 37,500 shares

Expires 2026-06-30

F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_date: All of the options vest on the one year anniversary of the grant date.

SEC source: 0001415889-21-003339 · form4-07012021_040702.xml · derivative · entry 1

Williams Carl J · CIK 0001295097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common stock · 50,000 shares

Expires 2026-06-30

F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_date: All of the options vest on the one year anniversary of the grant date.

SEC source: 0001415889-21-002050 · form4-04212021_010450.xml · derivative · entry 2

GUTTERMAN STEVEN D. · CIK 0001430007 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,715

Underlying: Common stock · 3,715 shares

Expires 2026-04-21

F2 · price: In connection with the SPA, the Reporting Person also received Warrants to purchase the number of shares of the Issuer's Common Stock equal to 20% of the principal amount of the Note divided by the exercise price of $0.56.

SEC source: 0001415889-21-002050 · form4-04212021_010450.xml · derivative · entry 1

GUTTERMAN STEVEN D. · CIK 0001430007 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,693

Underlying: Common stock · 7,693 shares

Expires 2024-04-21

F1 · derivative.exercise_price: Pursuant to a Securities Purchase Agreement ("SPA") entered into on April 20, 2021 by the Reporting Person and the Issuer, each Senior Convertible Promissory Note (the "Note") accrues interest at a rate of 10% per annum. The Reporting Person purchased a Note in the principal amount of $10,000 and has the option to convert up to 50% of the outstanding unpaid principal and accrued interest of the Note into the Issuer's Common Stock at a variable price of 80% of the market price but no less than $0.65 per share and no more than $1.00 per share.

F1 · price: Pursuant to a Securities Purchase Agreement ("SPA") entered into on April 20, 2021 by the Reporting Person and the Issuer, each Senior Convertible Promissory Note (the "Note") accrues interest at a rate of 10% per annum. The Reporting Person purchased a Note in the principal amount of $10,000 and has the option to convert up to 50% of the outstanding unpaid principal and accrued interest of the Note into the Issuer's Common Stock at a variable price of 80% of the market price but no less than $0.65 per share and no more than $1.00 per share.

SEC source: 0001415889-21-001957 · form4-04092021_040412.xml · derivative · entry 1

Williams Carl J · CIK 0001295097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common stock · 50,000 shares

Expires 2026-03-31

F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_date: All of the options vest on the one year anniversary of the grant date.

SEC source: 0001415889-21-001956 · form4-04092021_040407.xml · derivative · entry 1

Travia Richard C. · CIK 0001830896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common stock · 37,500 shares

Expires 2026-03-31

F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_date: All of the options vest on the one year anniversary of the grant date.

SEC source: 0001415889-21-001955 · form4-04092021_040402.xml · derivative · entry 1

GUTTERMAN STEVEN D. · CIK 0001430007 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common stock · 50,000 shares

Expires 2026-03-31

F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_date: All of the options vest on the one year anniversary of the grant date.

SEC source: 0001415889-21-001597 · form4-03192021_040301.xml · derivative · entry 1

Dalton John Barker · CIK 0001830444 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common stock · 100,000 shares

Expires 2026-03-17

F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_date: All of the options vest on on the one year anniversary of the grant date.

SEC source: 0001415889-21-001593 · form4-03192021_040301.xml · derivative · entry 1

Travia Richard C. · CIK 0001830896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common stock · 37,500 shares

Expires 2026-03-17

F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_date: All of the options vest on the one year anniversary of the grant date.

SEC source: 0001415889-21-001595 · form4-03192021_040307.xml · derivative · entry 1

GUTTERMAN STEVEN D. · CIK 0001430007 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common stock · 150,000 shares

Expires 2026-03-17

F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_date: All of the options vest on the one year anniversary of the grant date.

SEC source: 0001415889-21-001592 · form4-03192021_040302.xml · derivative · entry 1

Williams Carl J · CIK 0001295097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common stock · 50,000 shares

Expires 2026-03-17

F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_date: All of the options vest on the one year anniversary of the grant date.

SEC source: 0001415889-20-003045 · form4-12282020_051207.xml · derivative · entry 2

GUTTERMAN STEVEN D. · CIK 0001430007 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,143

Underlying: Common stock · 7,143 shares

Expires 2025-12-23

F2 · price: In connection with the SPA, the Reporting Person also received Warrants to purchase the number of shares of the Issuer's Common Stock equal to 20% of the principal amount of the Note divided by the exercise price of $0.56.

SEC source: 0001415889-20-003045 · form4-12282020_051207.xml · derivative · entry 1

GUTTERMAN STEVEN D. · CIK 0001430007 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,385

Underlying: Common stock · 15,385 shares

Expires 2023-12-23

F1 · derivative.exercise_price: Pursuant to a Securities Purchase Agreement ("SPA") entered into on December 23, 2020 by the Reporting Person and the Issuer, each Senior Convertible Promissory Note (the "Note") accrues interest at a rate of 10% per annum. The Reporting Person purchased a Note in the principal amount of $20,000 and has the option to convert up to 50% of the outstanding unpaid principal and accrued interest of the Note into the Issuer's Common Stock at a variable price of 80% of the market price but no less than $0.65 per share and no more than $1.00 per share.

F1 · price: Pursuant to a Securities Purchase Agreement ("SPA") entered into on December 23, 2020 by the Reporting Person and the Issuer, each Senior Convertible Promissory Note (the "Note") accrues interest at a rate of 10% per annum. The Reporting Person purchased a Note in the principal amount of $20,000 and has the option to convert up to 50% of the outstanding unpaid principal and accrued interest of the Note into the Issuer's Common Stock at a variable price of 80% of the market price but no less than $0.65 per share and no more than $1.00 per share.

SEC source: 0001415889-20-003043 · form4-12282020_051236.xml · derivative · entry 2

Dalton John Barker · CIK 0001830444 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,143

Underlying: Common stock · 7,143 shares

Expires 2025-12-23

F2 · price: In connection with the SPA, the Reporting Person also received Warrants to purchase the number of shares of the Issuer's Common Stock equal to 20% of the principal amount of the Note divided by the exercise price of $0.56.

SEC source: 0001415889-20-003043 · form4-12282020_051236.xml · derivative · entry 1

Dalton John Barker · CIK 0001830444 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,385

Underlying: Common stock · 15,385 shares

Expires 2023-12-23

F1 · derivative.exercise_price: Pursuant to a Securities Purchase Agreement ("SPA") entered into on December 23, 2020 by the Reporting Person and the Issuer, each Senior Convertible Promissory Note (the "Note") accrues interest at a rate of 10% per annum. The Reporting Person purchased a Note in the principal amount of $20,000 and has the option to convert up to 50% of the outstanding unpaid principal and accrued interest of the Note into the Issuer's Common Stock at a variable price of 80% of the market price but no less than $0.65 per share and no more than $1.00 per share.

F1 · price: Pursuant to a Securities Purchase Agreement ("SPA") entered into on December 23, 2020 by the Reporting Person and the Issuer, each Senior Convertible Promissory Note (the "Note") accrues interest at a rate of 10% per annum. The Reporting Person purchased a Note in the principal amount of $20,000 and has the option to convert up to 50% of the outstanding unpaid principal and accrued interest of the Note into the Issuer's Common Stock at a variable price of 80% of the market price but no less than $0.65 per share and no more than $1.00 per share.

SEC source: 0001415889-20-003039 · form4-12282020_041219.xml · derivative · entry 2

Travia Richard C. · CIK 0001830896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,715

Underlying: Common stock · 35,715 shares

Expires 2025-12-23

F2 · price: In connection with the SPA, the Reporting Person also received Warrants to purchase the number of shares of the Issuer's Common Stock equal to 20% of the principal amount of the Note divided by the exercise price of $0.56.

SEC source: 0001415889-20-003039 · form4-12282020_041219.xml · derivative · entry 1

Travia Richard C. · CIK 0001830896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,923

Underlying: Common stock · 76,923 shares

Expires 2023-12-23

F1 · derivative.exercise_price: Pursuant to a Securities Purchase Agreement ("SPA") entered into on December 23, 2020 by the Reporting Person and the Issuer, each Senior Convertible Promissory Note (the "Note") accrues interest at a rate of 10% per annum. The Reporting Person purchased a Note in the principal amount of $100,000 and has the option to convert up to 50% of the outstanding unpaid principal and accrued interest of the Note into the Issuer's Common Stock at a variable price of 80% of the market price but no less than $0.65 per share and no more than $1.00 per share.

F1 · price: Pursuant to a Securities Purchase Agreement ("SPA") entered into on December 23, 2020 by the Reporting Person and the Issuer, each Senior Convertible Promissory Note (the "Note") accrues interest at a rate of 10% per annum. The Reporting Person purchased a Note in the principal amount of $100,000 and has the option to convert up to 50% of the outstanding unpaid principal and accrued interest of the Note into the Issuer's Common Stock at a variable price of 80% of the market price but no less than $0.65 per share and no more than $1.00 per share.

SEC source: 0001415889-20-003041 · form4-12282020_051256.xml · derivative · entry 2

HERSHEY ADAM · CIK 0001440975 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,715

Underlying: Common stock · 35,715 shares

Expires 2025-12-23

F2 · price: In connection with the SPA, the Reporting Person also received Warrants to purchase the number of shares of the Issuer's Common Stock equal to 20% of the principal amount of the Note divided by the exercise price of $0.56.

SEC source: 0001415889-20-003041 · form4-12282020_051256.xml · derivative · entry 1

HERSHEY ADAM · CIK 0001440975 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,923

Underlying: Common stock · 76,923 shares

Expires 2023-12-23

F1 · derivative.exercise_price: Pursuant to a Securities Purchase Agreement ("SPA") entered into on December 23, 2020 by the Reporting Person and the Issuer, each Senior Convertible Promissory Note (the "Note") accrues interest at a rate of 10% per annum. The Reporting Person purchased a Note in the principal amount of $100,000 and has the option to convert up to 50% of the outstanding unpaid principal and accrued interest of the Note into the Issuer's Common Stock at a variable price of 80% of the market price but no less than $0.65 per share and no more than $1.00 per share.

F1 · price: Pursuant to a Securities Purchase Agreement ("SPA") entered into on December 23, 2020 by the Reporting Person and the Issuer, each Senior Convertible Promissory Note (the "Note") accrues interest at a rate of 10% per annum. The Reporting Person purchased a Note in the principal amount of $100,000 and has the option to convert up to 50% of the outstanding unpaid principal and accrued interest of the Note into the Issuer's Common Stock at a variable price of 80% of the market price but no less than $0.65 per share and no more than $1.00 per share.