Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TREES Corp (Colorado)CANN · Entity 9666 | Director | December 04, 2024 | December 06, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TREES Corp (Colorado)
Report date December 04, 2024 · Filed December 06, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $0.04 · Expires 2029-12-04 | Direct | 600,000 |
Reported balance
After 2024-12-04 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-12-04 · Grant · Acquired 75,000 · Balance 600,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 04, 2024 Filed Dec 6, 2024 08:00 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOptions · Derivative | 75,000 | $0.00 Strike: $0.04 | $0.00 |
DisclosureSEC source: 0001213900-24-106214 · ownership.xml · derivative · entry 1 Travia Richard C. · CIK 0001830896 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 600,000 Underlying: Common stock · 75,000 shares Expires 2029-12-04 Read SEC document |
| August 29, 2024 Filed Sep 3, 2024 17:27 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOptions · Derivative | 75,000 | $0.00 Strike: $0.06 | $0.00 |
DisclosureSEC source: 0001213900-24-075177 · ownership.xml · derivative · entry 2 Travia Richard C. · CIK 0001830896 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,000 Underlying: Common stock · 75,000 shares Expires 2029-08-29 Read SEC document |
| August 29, 2024 Filed Sep 3, 2024 17:27 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOptions · Derivative | 75,000 | $0.00 Strike: $0.10 | $0.00 |
DisclosureSEC source: 0001213900-24-075177 · ownership.xml · derivative · entry 1 Travia Richard C. · CIK 0001830896 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,000 Underlying: Common stock · 75,000 shares Expires 2029-08-29 Read SEC document |
| February 08, 2024 Filed Feb 9, 2024 16:00 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantCommon Stock | 214,815 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-012067 · ownership.xml · nonDerivative · entry 1 Travia Richard C. · CIK 0001830896 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 715,046 F1 · shares: All shares of Common Stock are issued as RSUs, vesting of which occurs upon the earlier of (i) seven (7) years from grant date; (ii) death or disability of reporting person; (iii) a change in control of the Issuer; or (iv) certain other events as determined by the Board. F2 · shares: The reporting person obtained the securities from the Issuer pursuant to the Issuer's 2020 Omnibus Incentive Plan. F1 · balance_after: All shares of Common Stock are issued as RSUs, vesting of which occurs upon the earlier of (i) seven (7) years from grant date; (ii) death or disability of reporting person; (iii) a change in control of the Issuer; or (iv) certain other events as determined by the Board. F2 · balance_after: The reporting person obtained the securities from the Issuer pursuant to the Issuer's 2020 Omnibus Incentive Plan. Read SEC document |
| November 09, 2023 Filed Nov 14, 2023 16:30 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantCommon Stock | 90,909 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-118163 · tm2330706-1_4seq1.xml · nonDerivative · entry 1 Travia Richard C. · CIK 0001830896 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,231 F1 · shares: All shares of Common Stock are issued as RSUs, vesting of which occurs upon the earlier of (i) seven (7) years from grant date; (ii) death or disability of reporting person; (iii) a change in control of the Issuer; or (iv) certain other events as determined by the Board. F2 · shares: The reporting person obtained the securities from the Issuer pursuant to the Issuer's 2020 Omnibus Incentive Plan. F1 · balance_after: All shares of Common Stock are issued as RSUs, vesting of which occurs upon the earlier of (i) seven (7) years from grant date; (ii) death or disability of reporting person; (iii) a change in control of the Issuer; or (iv) certain other events as determined by the Board. F2 · balance_after: The reporting person obtained the securities from the Issuer pursuant to the Issuer's 2020 Omnibus Incentive Plan. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 16:33 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantCommon Stock | 165,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-086824 · tm2322561-2_4seq1.xml · nonDerivative · entry 1 Travia Richard C. · CIK 0001830896 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 429,322 F1 · shares: All shares of Common Stock are issued as RSUs, vesting of which occurs upon the earlier of (i) seven (7) years from grant date; (ii) death or disability of reporting person; (iii) a change in control of the Issuer; or (iv) certain other events as determined by the Board. F2 · shares: The reporting person obtained the securities from the Issuer pursuant to the Issuer's 2020 Omnibus Incentive Plan. F1 · balance_after: All shares of Common Stock are issued as RSUs, vesting of which occurs upon the earlier of (i) seven (7) years from grant date; (ii) death or disability of reporting person; (iii) a change in control of the Issuer; or (iv) certain other events as determined by the Board. F2 · balance_after: The reporting person obtained the securities from the Issuer pursuant to the Issuer's 2020 Omnibus Incentive Plan. Read SEC document |
| April 10, 2023 Filed Apr 12, 2023 16:31 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantCommon Stock | 90,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-044614 · tm2312423-2_4seq1.xml · nonDerivative · entry 1 Travia Richard C. · CIK 0001830896 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 263,608 F1 · shares: All shares of Common Stock are issued as RSUs, vesting of which occurs upon the earlier of (i) seven (7) years from grant date; (ii) death or disability of reporting person; (iii) a change in control of the Issuer; or (iv) certain other events as determined by the Board. F2 · shares: The reporting person obtained the securities from the Issuer pursuant to the Issuer's 2020 Omnibus Incentive Plan. F1 · balance_after: All shares of Common Stock are issued as RSUs, vesting of which occurs upon the earlier of (i) seven (7) years from grant date; (ii) death or disability of reporting person; (iii) a change in control of the Issuer; or (iv) certain other events as determined by the Board. F2 · balance_after: The reporting person obtained the securities from the Issuer pursuant to the Issuer's 2020 Omnibus Incentive Plan. Read SEC document |
| February 06, 2023 Filed Feb 7, 2023 16:07 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantCommon Stock | 172,983 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-011728 · tm235621-3_4seq1.xml · nonDerivative · entry 1 Travia Richard C. · CIK 0001830896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,983 F1 · shares: Constitutes restricted stock units ("RSUs" for which the Reporting Person is entitled to receive one (1) share of Common Stock of the Issuer for each RSU upon vesting. Vesting occurs upon the earlier of (i) seven (7) years from grant date, contingent upon Reporting Person continuing as a service provider through each such date; (ii) death or disability of reporting person; (iii) a change in control of the Issuer; or (iv) certain other events as determined by the Board. F2 · shares: The reporting person obtained the securities from the Issuer pursuant to the Issuer's 2020 Omnibus Incentive Plan. F1 · balance_after: Constitutes restricted stock units ("RSUs" for which the Reporting Person is entitled to receive one (1) share of Common Stock of the Issuer for each RSU upon vesting. Vesting occurs upon the earlier of (i) seven (7) years from grant date, contingent upon Reporting Person continuing as a service provider through each such date; (ii) death or disability of reporting person; (iii) a change in control of the Issuer; or (iv) certain other events as determined by the Board. F2 · balance_after: The reporting person obtained the securities from the Issuer pursuant to the Issuer's 2020 Omnibus Incentive Plan. Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 12:04 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 75,000 | $0.00 Strike: $0.23 | $0.00 |
DisclosureSEC source: 0001415889-22-007138 · form4-07012022_090706.xml · derivative · entry 1 Travia Richard C. · CIK 0001830896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common stock · 75,000 shares Expires 2027-06-30 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2020 Omnibus Incentive Plan. F1 · derivative.exercise_date: All of the options vest on the one year anniversary of the grant date. Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 12:49 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 75,000 | $0.00 Strike: $0.46 | $0.00 |
DisclosureSEC source: 0001415889-22-003548 · form4-04012022_090441.xml · derivative · entry 1 Travia Richard C. · CIK 0001830896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common stock · 75,000 shares Expires 2027-03-31 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2020 Omnibus Incentive Plan. F1 · derivative.exercise_date: All of the options vest on the one year anniversary of the grant date. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 13:47 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 37,500 | $0.00 Strike: $0.22 | $0.00 |
DisclosureSEC source: 0001415889-22-000008 · form4-01032022_100129.xml · derivative · entry 1 Travia Richard C. · CIK 0001830896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common stock · 37,500 shares Expires 2026-12-31 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2020 Omnibus Incentive Plan. F1 · derivative.exercise_date: All of the options vest on the one year anniversary of the grant date. Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 12:34 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 37,500 | $0.00 Strike: $0.41 | $0.00 |
DisclosureSEC source: 0001415889-21-004636 · form4-10012021_091049.xml · derivative · entry 1 Travia Richard C. · CIK 0001830896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common stock · 37,500 shares Expires 2026-09-30 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2020 Omnibus Incentive Plan. F1 · derivative.exercise_date: All of the options vest on the one year anniversary of the grant date. Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 16:05 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 37,500 | $0.00 Strike: $0.59 | $0.00 |
DisclosureSEC source: 0001415889-21-003340 · form4-07012021_040701.xml · derivative · entry 1 Travia Richard C. · CIK 0001830896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common stock · 37,500 shares Expires 2026-06-30 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2020 Omnibus Incentive Plan. F1 · derivative.exercise_date: All of the options vest on the one year anniversary of the grant date. Read SEC document |
| March 31, 2021 Filed Apr 9, 2021 16:05 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 37,500 | $0.00 Strike: $0.92 | $0.00 |
DisclosureSEC source: 0001415889-21-001956 · form4-04092021_040407.xml · derivative · entry 1 Travia Richard C. · CIK 0001830896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common stock · 37,500 shares Expires 2026-03-31 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2020 Omnibus Incentive Plan. F1 · derivative.exercise_date: All of the options vest on the one year anniversary of the grant date. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 16:10 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 37,500 | $0.00 Strike: $0.95 | $0.00 |
DisclosureSEC source: 0001415889-21-001593 · form4-03192021_040301.xml · derivative · entry 1 Travia Richard C. · CIK 0001830896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common stock · 37,500 shares Expires 2026-03-17 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2020 Omnibus Incentive Plan. F1 · derivative.exercise_date: All of the options vest on the one year anniversary of the grant date. Read SEC document |
| December 23, 2020 Filed Dec 28, 2020 19:57 UTC | TREES Corp (Colorado) CANN · Entity 9666 | PurchaseWarrants · Derivative | 35,715 | Not disclosed Strike: $0.56 | Not disclosed |
DisclosureSEC source: 0001415889-20-003039 · form4-12282020_041219.xml · derivative · entry 2 Travia Richard C. · CIK 0001830896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,715 Underlying: Common stock · 35,715 shares Expires 2025-12-23 F2 · price: In connection with the SPA, the Reporting Person also received Warrants to purchase the number of shares of the Issuer's Common Stock equal to 20% of the principal amount of the Note divided by the exercise price of $0.56. Read SEC document |
| December 23, 2020 Filed Dec 28, 2020 19:57 UTC | TREES Corp (Colorado) CANN · Entity 9666 | PurchaseSenior Convertible Promissory Note · Derivative | 76,923 | Not disclosed Strike: $0.65 | Not disclosed |
DisclosureSEC source: 0001415889-20-003039 · form4-12282020_041219.xml · derivative · entry 1 Travia Richard C. · CIK 0001830896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,923 Underlying: Common stock · 76,923 shares Expires 2023-12-23 F1 · derivative.exercise_price: Pursuant to a Securities Purchase Agreement ("SPA") entered into on December 23, 2020 by the Reporting Person and the Issuer, each Senior Convertible Promissory Note (the "Note") accrues interest at a rate of 10% per annum. The Reporting Person purchased a Note in the principal amount of $100,000 and has the option to convert up to 50% of the outstanding unpaid principal and accrued interest of the Note into the Issuer's Common Stock at a variable price of 80% of the market price but no less than $0.65 per share and no more than $1.00 per share. F1 · price: Pursuant to a Securities Purchase Agreement ("SPA") entered into on December 23, 2020 by the Reporting Person and the Issuer, each Senior Convertible Promissory Note (the "Note") accrues interest at a rate of 10% per annum. The Reporting Person purchased a Note in the principal amount of $100,000 and has the option to convert up to 50% of the outstanding unpaid principal and accrued interest of the Note into the Issuer's Common Stock at a variable price of 80% of the market price but no less than $0.65 per share and no more than $1.00 per share. Read SEC document |
| October 28, 2020 Filed Dec 15, 2020 21:53 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 37,500 | $0.00 Strike: $0.33 | $0.00 |
DisclosureSEC source: 0001415889-20-002924 · form4-12152020_061235.xml · derivative · entry 1 Travia Richard C. · CIK 0001830896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common stock · 37,500 shares Expires 2025-10-28 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan as amended. F1 · derivative.exercise_date: All of the options vests on the one year anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.