Last 12 months
Inside the activity.
0 purchase rows · 17 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 9 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 11, 2017 Filed May 12, 2017 21:51 UTC |
Howie NeilManaging Director, EMEA
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 37,069 | $0.00 Strike: $6.52 | $0.00 |
DisclosureSEC source: 0001209191-17-032093 · doc4.xml · derivative · entry 3 Howie Neil · CIK 0001526687 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,069 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2017 Filed May 12, 2017 21:51 UTC |
Howie NeilManaging Director, EMEA
|
SaleCommon Stock | 37,069 | $13.10 | $485,700.28 |
DisclosureSEC source: 0001209191-17-032093 · doc4.xml · nonDerivative · entry 2 Howie Neil · CIK 0001526687 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,089 Read SEC document |
| May 11, 2017 Filed May 12, 2017 21:51 UTC |
Howie NeilManaging Director, EMEA
|
Exercise / conversionCommon Stock | 37,069 | $6.52 | $241,689.88 |
DisclosureSEC source: 0001209191-17-032093 · doc4.xml · nonDerivative · entry 1 Howie Neil · CIK 0001526687 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The amount of securities beneficially owned includes the reporting person's acquisition in exempt transactions of 5 shares of common stock acquired through dividend reinvestment since the date these holdings were last reported. Read SEC document |
| May 08, 2017 Filed May 9, 2017 22:24 UTC |
Arnett Richard H.SVP, Glb. Mktg. & Pres., OGIO
|
SaleCommon Stock | 30,204 | $12.68 | $382,941.41 |
DisclosureSEC source: 0001209191-17-031068 · doc4.xml · nonDerivative · entry 1 Arnett Richard H. · CIK 0001696849 · SVP, Glb. Mktg. & Pres., OGIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,070 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.675 to $12.695, inclusive. The reporting person undertakes to provide to Callaway Golf Company, any security holder of Callaway Golf Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) of this Form 4. Read SEC document |
| May 08, 2017 Filed May 9, 2017 22:25 UTC |
THORNLEY ANTHONY SDirector
|
SaleCommon Stock | 3,198 | $12.75 | $40,777.70 |
DisclosureSEC source: 0001209191-17-031069 · doc4.xml · nonDerivative · entry 2 THORNLEY ANTHONY S · CIK 0001191319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,592 Read SEC document |
| May 08, 2017 Filed May 9, 2017 22:25 UTC |
THORNLEY ANTHONY SDirector
|
SaleCommon Stock | 7,500 | $12.76 | $95,662.50 |
DisclosureSEC source: 0001209191-17-031069 · doc4.xml · nonDerivative · entry 1 THORNLEY ANTHONY S · CIK 0001191319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,790 Read SEC document |
| May 05, 2017 Filed May 5, 2017 22:25 UTC |
Hocknell AlanSVP, Research & Development
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 29,931 | $0.00 Strike: $6.52 | $0.00 |
DisclosureSEC source: 0001209191-17-030441 · doc4.xml · derivative · entry 3 Hocknell Alan · CIK 0001563524 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,138 Underlying: Common Stock · 29,931 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 5, 2017 22:25 UTC |
Hocknell AlanSVP, Research & Development
|
SaleCommon Stock | 29,931 | $13.30 | $398,082.30 |
DisclosureSEC source: 0001209191-17-030441 · doc4.xml · nonDerivative · entry 2 Hocknell Alan · CIK 0001563524 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,907 F1 · shares: The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on February 10, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934. Read SEC document |
| May 05, 2017 Filed May 5, 2017 22:25 UTC |
Hocknell AlanSVP, Research & Development
|
Exercise / conversionCommon Stock | 29,931 | $6.52 | $195,150.12 |
DisclosureSEC source: 0001209191-17-030441 · doc4.xml · nonDerivative · entry 1 Hocknell Alan · CIK 0001563524 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on February 10, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934. Read SEC document |
| May 02, 2017 Filed May 3, 2017 22:24 UTC |
THORNLEY ANTHONY SDirector
|
GrantRestricted Stock Units · Derivative | 8,621 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029777 · doc4.xml · derivative · entry 1 THORNLEY ANTHONY S · CIK 0001191319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,621 Underlying: Common Stock · 8,621 shares Expires 2018-05-02 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · balance_after: Represents only the restricted stock units granted on May 2, 2017 and does not include restricted stock units with different vesting terms. Read SEC document |
| May 02, 2017 Filed May 3, 2017 22:24 UTC |
SEGRE LINDA BDirector
|
GrantRestricted Stock Units · Derivative | 8,621 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029776 · doc4.xml · derivative · entry 1 SEGRE LINDA B · CIK 0001470125 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,621 Underlying: Common Stock · 8,621 shares Expires 2018-05-02 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · balance_after: Represents only the restricted stock units granted on May 2, 2017 and does not include restricted stock units with different vesting terms. Read SEC document |
| May 02, 2017 Filed May 3, 2017 22:23 UTC |
ROSENFIELD RICHARD LDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 5,442.85 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029774 · doc4.xml · derivative · entry 4 ROSENFIELD RICHARD L · CIK 0001120820 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,442.85 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F3 · shares: Per the reporting persons' retirement from the Board, his restricted stock units have fully vested effective May 2, 2017. F4 · shares: Represents the number of shares of common stock issued upon the vesting of an RSU plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. F3 · derivative.exercise_date: Per the reporting persons' retirement from the Board, his restricted stock units have fully vested effective May 2, 2017. F3 · derivative.expiration_date: Per the reporting persons' retirement from the Board, his restricted stock units have fully vested effective May 2, 2017. Read SEC document |
| May 02, 2017 Filed May 3, 2017 22:23 UTC |
ROSENFIELD RICHARD LDirector
|
Exercise / conversionCommon Stock | 5,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029774 · doc4.xml · nonDerivative · entry 1 ROSENFIELD RICHARD L · CIK 0001120820 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award, less fractional shares, which were paid in cash upon settlement. F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| May 02, 2017 Filed May 3, 2017 22:22 UTC |
Ogunlesi Adebayo O.Director
|
GrantRestricted Stock Units · Derivative | 8,621 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029773 · doc4.xml · derivative · entry 1 Ogunlesi Adebayo O. · CIK 0001481450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,621 Underlying: Common Stock · 8,621 shares Expires 2018-05-02 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · balance_after: Represents only the restricted stock units granted on May 2, 2017 and does not include restricted stock units with different vesting terms. Read SEC document |
| May 02, 2017 Filed May 3, 2017 22:20 UTC |
CUSHMAN JOHN C IIIDirector
|
GrantRestricted Stock Units · Derivative | 8,621 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029770 · doc4.xml · derivative · entry 1 CUSHMAN JOHN C III · CIK 0001216779 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,621 Underlying: Common Stock · 8,621 shares Expires 2018-05-02 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · balance_after: Represents only the restricted stock units granted on May 2, 2017 and does not include restricted stock units with different vesting terms. Read SEC document |
| May 02, 2017 Filed May 3, 2017 22:19 UTC |
BEARD RONALD SDirector
|
GrantRestricted Stock Units · Derivative | 8,621 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029768 · doc4.xml · derivative · entry 1 BEARD RONALD S · CIK 0001225959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,621 Underlying: Common Stock · 8,621 shares Expires 2018-05-02 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · balance_after: Represents only the restricted stock units granted on May 2, 2017 and does not include restricted stock units with different vesting terms. Read SEC document |
| May 02, 2017 Filed May 3, 2017 22:18 UTC |
ARMACOST SAMUEL HDirector
|
GrantRestricted Stock Units · Derivative | 8,621 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029767 · doc4.xml · derivative · entry 1 ARMACOST SAMUEL H · CIK 0001194899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,621 Underlying: Common Stock · 8,621 shares Expires 2018-05-02 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · balance_after: Represents only the restricted stock units granted on May 2, 2017 and does not include restricted stock units with different vesting terms. Read SEC document |
| May 02, 2017 Filed May 4, 2017 16:10 UTC |
LUNDGREN JOHN FDirector
|
GrantRestricted Stock Units · Derivative | 8,621 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029935 · doc4.xml · derivative · entry 1 LUNDGREN JOHN F · CIK 0001215250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,621 Underlying: Common Stock · 8,621 shares Expires 2018-05-02 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · balance_after: Represents only the restricted stock units granted on May 2, 2017 and does not include restricted stock units with different vesting terms. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 23:22 UTC |
JULIAN ROBERT K.Former SVP, C.F.O.
|
Exercise / conversionRestricted Stock Units · Derivative | 8,592.86 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-028506 · doc4.xml · derivative · entry 3 JULIAN ROBERT K. · CIK 0001559839 · Former SVP, C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,592.86 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F4 · shares: Per the terms of the reporting persons' separation from the Company, his restricted stock units have partially vested effective April 25, 2017 as follows: 8,592.86 restricted stock units which were originally scheduled to vest on February 8, 2018. F5 · derivative.exercise_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date. F5 · derivative.expiration_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date. F6 · balance_after: Represents only the RSUs granted on February 8, 2016 and does not include other RSUs with different vesting terms. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 23:22 UTC |
JULIAN ROBERT K.Former SVP, C.F.O.
|
Tax withholdingCommon Stock | 3,229 | $11.65 | $37,617.85 |
DisclosureSEC source: 0001209191-17-028506 · doc4.xml · nonDerivative · entry 2 JULIAN ROBERT K. · CIK 0001559839 · Former SVP, C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,737 F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 23:22 UTC |
JULIAN ROBERT K.Former SVP, C.F.O.
|
Exercise / conversionCommon Stock | 8,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-028506 · doc4.xml · nonDerivative · entry 1 JULIAN ROBERT K. · CIK 0001559839 · Former SVP, C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| April 18, 2017 Filed Apr 19, 2017 20:52 UTC |
Boezeman Alex MitchellManaging Director, East Asia
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 87,069 | $0.00 Strike: $6.52 | $0.00 |
DisclosureSEC source: 0001209191-17-027482 · doc4.xml · derivative · entry 15 Boezeman Alex Mitchell · CIK 0001526619 · Managing Director, East Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 87,069 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 18, 2017 Filed Apr 19, 2017 20:52 UTC |
Boezeman Alex MitchellManaging Director, East Asia
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 34,010 | $0.00 Strike: $7.51 | $0.00 |
DisclosureSEC source: 0001209191-17-027482 · doc4.xml · derivative · entry 14 Boezeman Alex Mitchell · CIK 0001526619 · Managing Director, East Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,010 shares Expires 2021-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 18, 2017 Filed Apr 19, 2017 20:52 UTC |
Boezeman Alex MitchellManaging Director, East Asia
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 23,458 | $0.00 Strike: $7.53 | $0.00 |
DisclosureSEC source: 0001209191-17-027482 · doc4.xml · derivative · entry 13 Boezeman Alex Mitchell · CIK 0001526619 · Managing Director, East Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,458 shares Expires 2020-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 18, 2017 Filed Apr 19, 2017 20:52 UTC |
Boezeman Alex MitchellManaging Director, East Asia
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,473 | $0.00 Strike: $7.85 | $0.00 |
DisclosureSEC source: 0001209191-17-027482 · doc4.xml · derivative · entry 12 Boezeman Alex Mitchell · CIK 0001526619 · Managing Director, East Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,473 shares Expires 2019-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 18, 2017 Filed Apr 19, 2017 20:52 UTC |
Boezeman Alex MitchellManaging Director, East Asia
|
SaleCommon Stock | 87,069 | $11.75 | $1,023,060.75 |
DisclosureSEC source: 0001209191-17-027482 · doc4.xml · nonDerivative · entry 10 Boezeman Alex Mitchell · CIK 0001526619 · Managing Director, East Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,140 F1 · shares: The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on February 10, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934. Read SEC document |
| April 18, 2017 Filed Apr 19, 2017 20:52 UTC |
Boezeman Alex MitchellManaging Director, East Asia
|
Exercise / conversionCommon Stock | 87,069 | $6.52 | $567,689.88 |
DisclosureSEC source: 0001209191-17-027482 · doc4.xml · nonDerivative · entry 9 Boezeman Alex Mitchell · CIK 0001526619 · Managing Director, East Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on February 10, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934. Read SEC document |
| April 18, 2017 Filed Apr 19, 2017 20:52 UTC |
Boezeman Alex MitchellManaging Director, East Asia
|
SaleCommon Stock | 34,010 | $11.75 | $399,617.50 |
DisclosureSEC source: 0001209191-17-027482 · doc4.xml · nonDerivative · entry 8 Boezeman Alex Mitchell · CIK 0001526619 · Managing Director, East Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,140 F1 · shares: The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on February 10, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934. Read SEC document |
| April 18, 2017 Filed Apr 19, 2017 20:52 UTC |
Boezeman Alex MitchellManaging Director, East Asia
|
Exercise / conversionCommon Stock | 34,010 | $7.51 | $255,415.10 |
DisclosureSEC source: 0001209191-17-027482 · doc4.xml · nonDerivative · entry 7 Boezeman Alex Mitchell · CIK 0001526619 · Managing Director, East Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on February 10, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934. Read SEC document |
| April 18, 2017 Filed Apr 19, 2017 20:52 UTC |
Boezeman Alex MitchellManaging Director, East Asia
|
SaleCommon Stock | 23,458 | $11.75 | $275,631.50 |
DisclosureSEC source: 0001209191-17-027482 · doc4.xml · nonDerivative · entry 6 Boezeman Alex Mitchell · CIK 0001526619 · Managing Director, East Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,140 F1 · shares: The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on February 10, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934. Read SEC document |
| April 18, 2017 Filed Apr 19, 2017 20:52 UTC |
Boezeman Alex MitchellManaging Director, East Asia
|
Exercise / conversionCommon Stock | 23,458 | $7.53 | $176,638.74 |
DisclosureSEC source: 0001209191-17-027482 · doc4.xml · nonDerivative · entry 5 Boezeman Alex Mitchell · CIK 0001526619 · Managing Director, East Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on February 10, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934. Read SEC document |
| April 18, 2017 Filed Apr 19, 2017 20:52 UTC |
Boezeman Alex MitchellManaging Director, East Asia
|
SaleCommon Stock | 1,473 | $11.75 | $17,307.75 |
DisclosureSEC source: 0001209191-17-027482 · doc4.xml · nonDerivative · entry 4 Boezeman Alex Mitchell · CIK 0001526619 · Managing Director, East Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,140 F1 · shares: The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on February 10, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934. Read SEC document |
| April 18, 2017 Filed Apr 19, 2017 20:52 UTC |
Boezeman Alex MitchellManaging Director, East Asia
|
Exercise / conversionCommon Stock | 1,473 | $7.85 | $11,563.05 |
DisclosureSEC source: 0001209191-17-027482 · doc4.xml · nonDerivative · entry 3 Boezeman Alex Mitchell · CIK 0001526619 · Managing Director, East Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,613 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on February 10, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 20:52 UTC |
Boezeman Alex MitchellManaging Director, East Asia
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 54,810 | $0.00 Strike: $7.85 | $0.00 |
DisclosureSEC source: 0001209191-17-027482 · doc4.xml · derivative · entry 11 Boezeman Alex Mitchell · CIK 0001526619 · Managing Director, East Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,473 Underlying: Common Stock · 54,810 shares Expires 2019-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 20:52 UTC |
Boezeman Alex MitchellManaging Director, East Asia
|
SaleCommon Stock | 54,810 | $11.75 | $644,017.50 |
DisclosureSEC source: 0001209191-17-027482 · doc4.xml · nonDerivative · entry 2 Boezeman Alex Mitchell · CIK 0001526619 · Managing Director, East Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,140 F1 · shares: The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on February 10, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 20:52 UTC |
Boezeman Alex MitchellManaging Director, East Asia
|
Exercise / conversionCommon Stock | 54,810 | $7.85 | $430,258.50 |
DisclosureSEC source: 0001209191-17-027482 · doc4.xml · nonDerivative · entry 1 Boezeman Alex Mitchell · CIK 0001526619 · Managing Director, East Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,950 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on February 10, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 20:51 UTC |
Hocknell AlanSVP, Research & Development
|
SaleCommon Stock | 10,759 | $11.60 | $124,804.40 |
DisclosureSEC source: 0001209191-17-027481 · doc4.xml · nonDerivative · entry 1 Hocknell Alan · CIK 0001563524 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,907 F1 · shares: The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on February 10, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934. Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 21:51 UTC |
Lynch Brian P.SVP, G.C. & Corp Secretary
|
Exercise / conversionPerformance Stock Unit · Derivative | 4,305.31 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024255 · doc4.xml · derivative · entry 6 Lynch Brian P. · CIK 0001551277 · SVP, G.C. & Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,305.31 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs/PSUs convert into common stock on a one-for-one basis. F4 · shares: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU"). The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F7 · derivative.exercise_date: On April 1, 2014, the reporting person was granted PSUs the vesting of which was subject to the achievement of certain performance criteria. On January 15, 2015, the Compensation and Management Succession Committee of the Board of Directors determined that the performance criteria were achieved with respect to the number of PSUs reported in this row. These PSUs vested in full on the third anniversary of the grant date. F7 · derivative.expiration_date: On April 1, 2014, the reporting person was granted PSUs the vesting of which was subject to the achievement of certain performance criteria. On January 15, 2015, the Compensation and Management Succession Committee of the Board of Directors determined that the performance criteria were achieved with respect to the number of PSUs reported in this row. These PSUs vested in full on the third anniversary of the grant date. F8 · balance_after: Represents only the PSUs granted on April 1, 2014 and does not include other PSUs with different vesting terms. Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 21:51 UTC |
Lynch Brian P.SVP, G.C. & Corp Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 2,714.27 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024255 · doc4.xml · derivative · entry 5 Lynch Brian P. · CIK 0001551277 · SVP, G.C. & Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,714.27 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs/PSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F5 · derivative.exercise_date: The RSUs were granted on April 1, 2014. They vested in full on the third anniversary of the grant date. F5 · derivative.expiration_date: The RSUs were granted on April 1, 2014. They vested in full on the third anniversary of the grant date. F6 · balance_after: Represents only the RSUs granted on April 1, 2014 and does not include other RSUs with different vesting terms. Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 21:51 UTC |
Lynch Brian P.SVP, G.C. & Corp Secretary
|
Tax withholdingCommon Stock | 2,436 | $11.07 | $26,966.52 |
DisclosureSEC source: 0001209191-17-024255 · doc4.xml · nonDerivative · entry 4 Lynch Brian P. · CIK 0001551277 · SVP, G.C. & Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,907 F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU/PSU vesting. Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 21:51 UTC |
Lynch Brian P.SVP, G.C. & Corp Secretary
|
Exercise / conversionCommon Stock | 4,305 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024255 · doc4.xml · nonDerivative · entry 3 Lynch Brian P. · CIK 0001551277 · SVP, G.C. & Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,343 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU"). The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs/PSUs convert into common stock on a one-for-one basis. Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 21:51 UTC |
Lynch Brian P.SVP, G.C. & Corp Secretary
|
Tax withholdingCommon Stock | 1,536 | $11.07 | $17,003.52 |
DisclosureSEC source: 0001209191-17-024255 · doc4.xml · nonDerivative · entry 2 Lynch Brian P. · CIK 0001551277 · SVP, G.C. & Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,038 F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU/PSU vesting. Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 21:51 UTC |
Lynch Brian P.SVP, G.C. & Corp Secretary
|
Exercise / conversionCommon Stock | 2,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024255 · doc4.xml · nonDerivative · entry 1 Lynch Brian P. · CIK 0001551277 · SVP, G.C. & Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs/PSUs convert into common stock on a one-for-one basis. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 21:57 UTC |
Hocknell AlanSVP, Research & Development
|
SaleCommon Stock | 100 | $11.60 | $1,160.00 |
DisclosureSEC source: 0001209191-17-022624 · doc4.xml · nonDerivative · entry 1 Hocknell Alan · CIK 0001563524 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,666 F1 · shares: The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on February 10,2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 21:56 UTC |
Howie NeilManaging Director, EMEA
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $6.52 | $0.00 |
DisclosureSEC source: 0001209191-17-022623 · doc4.xml · derivative · entry 6 Howie Neil · CIK 0001526687 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,069 Underlying: Common Stock · 50,000 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 21:56 UTC |
Howie NeilManaging Director, EMEA
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,089 | $0.00 Strike: $7.85 | $0.00 |
DisclosureSEC source: 0001209191-17-022623 · doc4.xml · derivative · entry 5 Howie Neil · CIK 0001526687 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,194 Underlying: Common Stock · 20,089 shares Expires 2019-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 21:56 UTC |
Howie NeilManaging Director, EMEA
|
SaleCommon Stock | 50,000 | $11.50 | $575,000.00 |
DisclosureSEC source: 0001209191-17-022623 · doc4.xml · nonDerivative · entry 4 Howie Neil · CIK 0001526687 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,084 F1 · shares: The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on February 10, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 21:56 UTC |
Howie NeilManaging Director, EMEA
|
Exercise / conversionCommon Stock | 50,000 | $6.52 | $326,000.00 |
DisclosureSEC source: 0001209191-17-022623 · doc4.xml · nonDerivative · entry 3 Howie Neil · CIK 0001526687 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on February 10, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 21:56 UTC |
Howie NeilManaging Director, EMEA
|
SaleCommon Stock | 20,089 | $11.50 | $231,023.50 |
DisclosureSEC source: 0001209191-17-022623 · doc4.xml · nonDerivative · entry 2 Howie Neil · CIK 0001526687 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,084 F1 · shares: The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on February 10, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 21:56 UTC |
Howie NeilManaging Director, EMEA
|
Exercise / conversionCommon Stock | 20,089 | $7.85 | $157,698.65 |
DisclosureSEC source: 0001209191-17-022623 · doc4.xml · nonDerivative · entry 1 Howie Neil · CIK 0001526687 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,173 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on February 10, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.