Last 12 months
Inside the activity.
0 purchase rows · 13 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 8 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 11, 2018 Filed May 16, 2018 01:05 UTC |
PLANTS J DANIELDirector
|
PurchaseCommon Stock | 139,250 | $6.39 | $889,807.50 |
DisclosureSEC source: 0001406666-18-000039 · wf-form4_152643269434229.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Voce Capital Management LLC Disclosed balance after: 1,153,044 F1 · price: Shares purchased between $6.375 and $6.425 per share at a weighted average price of $6.39. The Reporting Person will provide full information regarding the number of shares purchased at each purchase price upon request. F2 · ownership.nature: Shares held by Voce Capital Management LLC. Mr. Plants is managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 21:15 UTC |
PLANTS J DANIELDirector
|
GrantCommon Stock | 27,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001406666-18-000022 · wf-form4_152123491902778.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,586 F1 · shares: Represents an automatic initial grant of restricted stock units ("RSUs") that will vest in full on the one year anniversary of the date of grant. Each RSU represents a contingent right to receive one share of the issuer's common stock. F2 · balance_after: Amount of securities beneficially owned includes 27,586 unvested RSUs. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 01:00 UTC |
DENUCCIO KEVIN ADirector
|
GrantCommon Stock | 14,000 | $6.92 | $96,880.00 |
DisclosureSEC source: 0001406666-18-000010 · wf-form4_151986602236064.xml · nonDerivative · entry 2 DENUCCIO KEVIN A · CIK 0001227891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,835 F2 · price: Shares purchased between $6.90 and $6.95 per share at a weighted average price of $6.92. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request. F1 · balance_after: Amount of securities beneficially owned includes 17,910 unvested restricted stock units. Read SEC document |
| February 26, 2018 Filed Mar 1, 2018 01:00 UTC |
DENUCCIO KEVIN ADirector
|
GrantCommon Stock | 1,000 | $6.90 | $6,900.00 |
DisclosureSEC source: 0001406666-18-000010 · wf-form4_151986602236064.xml · nonDerivative · entry 1 DENUCCIO KEVIN A · CIK 0001227891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,835 F1 · balance_after: Amount of securities beneficially owned includes 17,910 unvested restricted stock units. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 01:13 UTC |
LISTWIN DONALD JDirector
|
GrantCommon Stock | 12,500 | $6.98 | $87,250.00 |
DisclosureSEC source: 0001406666-18-000008 · wf-form4_151969400482919.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 637,500 F1 · balance_after: Amount of securities beneficially owned includes 17,910 unvested restricted stock units. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 01:09 UTC |
CHEUNG SHEILAVP, Finance & Accounting
|
SaleCommon Stock | 979 | $6.98 | $6,833.42 |
DisclosureSEC source: 0001406666-18-000006 · wf-form4_151969375360023.xml · nonDerivative · entry 1 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 00:59 UTC |
CHEUNG SHEILAVP, Finance & Accounting
|
Exercise / conversionRestricted Stock Units · Derivative | 1,656 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001406666-18-000004 · wf-form4_151934757887225.xml · derivative · entry 3 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,907 Underlying: Common Stock · 1,656 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock upon vesting. F3 · derivative.exercise_date: The reporting person was granted 26,500 RSUs as reported on the Form 3 filed on June 27, 2016. 25% of the RSUs vested on May 20, 2017 and 6.25% of the total RSUs granted will continue to vest in quarterly increments until the RSUs are fully vested, subject to Reporting Person's continued service through each vesting date. F3 · derivative.expiration_date: The reporting person was granted 26,500 RSUs as reported on the Form 3 filed on June 27, 2016. 25% of the RSUs vested on May 20, 2017 and 6.25% of the total RSUs granted will continue to vest in quarterly increments until the RSUs are fully vested, subject to Reporting Person's continued service through each vesting date. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 00:59 UTC |
CHEUNG SHEILAVP, Finance & Accounting
|
Tax withholdingCommon Stock | 677 | $6.90 | $4,671.30 |
DisclosureSEC source: 0001406666-18-000004 · wf-form4_151934757887225.xml · nonDerivative · entry 2 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 979 F2 · shares: Represents shares withheld by the issuer to satisfy certain tax withholding obligations associated with the vesting of RSUs. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 00:59 UTC |
CHEUNG SHEILAVP, Finance & Accounting
|
Exercise / conversionCommon Stock | 1,656 | $0.00 | $0.00 |
DisclosureSEC source: 0001406666-18-000004 · wf-form4_151934757887225.xml · nonDerivative · entry 1 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock upon vesting. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 02:05 UTC |
SINDELAR CORYChief Financial Officer
|
PurchaseCommon Stock | 5,000 | $6.70 | $33,500.00 |
DisclosureSEC source: 0001406666-17-000132 · wf-form4_151209392391592.xml · nonDerivative · entry 2 SINDELAR CORY · CIK 0001226868 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| November 28, 2017 Filed Dec 1, 2017 02:05 UTC |
SINDELAR CORYChief Financial Officer
|
PurchaseCommon Stock | 5,974 | $6.95 | $41,519.30 |
DisclosureSEC source: 0001406666-17-000132 · wf-form4_151209392391592.xml · nonDerivative · entry 1 SINDELAR CORY · CIK 0001226868 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
| November 22, 2017 Filed Nov 23, 2017 01:07 UTC |
CHEUNG SHEILAVP, Finance & Accounting
|
SaleCommon Stock | 1,033 | $6.91 | $7,138.03 |
DisclosureSEC source: 0001406666-17-000130 · wf-form4_151139923677757.xml · nonDerivative · entry 3 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 00:54 UTC |
LISTWIN DONALD JDirector
|
GrantCommon Stock | 7,090 | $6.64 | $47,077.60 |
DisclosureSEC source: 0001406666-17-000129 · wf-form4_151122564528262.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 625,000 F1 · balance_after: Amount of securities beneficially owned includes 17,910 unvested restricted stock units. Read SEC document |
| November 20, 2017 Filed Nov 23, 2017 01:07 UTC |
CHEUNG SHEILAVP, Finance & Accounting
|
Exercise / conversionRestricted Stock Units · Derivative | 1,656 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001406666-17-000130 · wf-form4_151139923677757.xml · derivative · entry 4 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,563 Underlying: Common Stock · 1,656 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock upon vesting. F3 · derivative.exercise_date: The reporting person was granted 26,500 RSUs as reported on the Form 3 filed on June 27, 2016. 25% of the RSUs vested on May 20, 2017 and 6.25% of the total RSUs granted will continue to vest in quarterly increments until the RSUs are fully vested, subject to Reporting Person's continued service through each vesting date. F3 · derivative.expiration_date: The reporting person was granted 26,500 RSUs as reported on the Form 3 filed on June 27, 2016. 25% of the RSUs vested on May 20, 2017 and 6.25% of the total RSUs granted will continue to vest in quarterly increments until the RSUs are fully vested, subject to Reporting Person's continued service through each vesting date. Read SEC document |
| November 20, 2017 Filed Nov 23, 2017 01:07 UTC |
CHEUNG SHEILAVP, Finance & Accounting
|
Tax withholdingCommon Stock | 623 | $6.90 | $4,298.70 |
DisclosureSEC source: 0001406666-17-000130 · wf-form4_151139923677757.xml · nonDerivative · entry 2 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,033 F2 · shares: Represents shares withheld by the issuer to satisfy certain tax withholding obligations associated with the vesting of RSUs. Read SEC document |
| November 20, 2017 Filed Nov 23, 2017 01:07 UTC |
CHEUNG SHEILAVP, Finance & Accounting
|
Exercise / conversionCommon Stock | 1,656 | $0.00 | $0.00 |
DisclosureSEC source: 0001406666-17-000130 · wf-form4_151139923677757.xml · nonDerivative · entry 1 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock upon vesting. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 01:17 UTC |
LISTWIN DONALD JDirector
|
GrantCommon Stock | 25,000 | $6.32 | $158,000.00 |
DisclosureSEC source: 0001406666-17-000127 · wf-form4_151088146192095.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 617,910 F1 · price: Shares purchased between $6.23 and $6.35 per share at a weighted average price of $6.32. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request. F2 · balance_after: Amount of securities beneficially owned includes 17,910 unvested restricted stock units. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 01:07 UTC |
CHEUNG SHEILAVP, Finance & Accounting
|
Disposition to issuerCommon Stock | 2,000 | $6.36 | $12,720.00 |
DisclosureSEC source: 0001406666-17-000125 · wf-form4_151088081739978.xml · nonDerivative · entry 2 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 20:03 UTC |
Weening MichaelEVP, Sales and Marketing
|
GrantCommon Stock | 2,000 | $5.27 | $10,540.00 |
DisclosureSEC source: 0001406666-17-000123 · wf-form4_151088061932432.xml · nonDerivative · entry 1 Weening Michael · CIK 0001678385 · EVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,414 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Calix, Inc. Amended and Restated Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of May 15, 2017 through November 14, 2017. This transaction is exempt under Rule 16b-3(c). F2 · price: In accordance with the ESPP, these shares were purchased at 85% of the closing price of the issuer's common stock on November 14, 2017, the last trading day of the purchase period. Read SEC document |
| November 14, 2017 Filed Nov 17, 2017 01:07 UTC |
CHEUNG SHEILAVP, Finance & Accounting
|
GrantCommon Stock | 2,000 | $5.27 | $10,540.00 |
DisclosureSEC source: 0001406666-17-000125 · wf-form4_151088081739978.xml · nonDerivative · entry 1 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Calix, Inc. Amended and Restated Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of May 15, 2017 through November 14, 2017. This transaction is also exempt under Rule 16b-3(c). F2 · price: In accordance with the ESPP, these shares were purchased at 85% of the closing price of the issuer's common stock on November 14, 2017, the last trading day of the purchase period. Read SEC document |
| November 01, 2017 Filed Nov 4, 2017 00:09 UTC |
Billings Gregory A.SVP, Services
|
GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $5.45 | $0.00 |
DisclosureSEC source: 0001406666-17-000113 · wf-form4_150975416144994.xml · derivative · entry 1 Billings Gregory A. · CIK 0001697830 · SVP, Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2027-11-01 F1 · derivative.exercise_date: 25% of the stock options will vest on December 19, 2017. Thereafter, the remaining stock options will vest quarterly in substantially equal installments over the next 36 months, subject to Reporting Person's continued service through each vesting date. Read SEC document |
| October 01, 2017 Filed Oct 4, 2017 01:22 UTC |
SINDELAR CORYChief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $5.05 | $0.00 |
DisclosureSEC source: 0001406666-17-000111 · wf-form4_150708014554206.xml · derivative · entry 1 SINDELAR CORY · CIK 0001226868 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2027-10-01 F1 · derivative.exercise_price: The closing fair market value of the issuer's common stock on September 29, 2017. F2 · derivative.exercise_date: 25% of these stock options will vest on the first anniversary of the grant date. Thereafter, the remainder of these stock options will vest quarterly in substantially equal installments over the next 36 months, subject to Reporting Person's continued service through each vesting date. Read SEC document |
| September 15, 2017 Filed Sep 20, 2017 00:44 UTC |
CRUSCO KATHLEEN MDirector
|
GrantCommon Stock | 26,936 | $0.00 | $0.00 |
DisclosureSEC source: 0001406666-17-000106 · wf-form4_150586827593667.xml · nonDerivative · entry 1 CRUSCO KATHLEEN M · CIK 0001237508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,936 F1 · shares: Represents an automatic initial grant of restricted stock units ("RSUs") that will vest in full one day prior to the issuer's next annual stockholder meeting. Each RSU represents a contingent right to receive one share of the issuer's common stock. F2 · balance_after: Amount of securities beneficially owned includes 26,936 unvested RSUs. Read SEC document |
| August 30, 2017 Filed Sep 1, 2017 00:08 UTC |
CHEUNG SHEILAVP, Finance & Accounting
|
SaleCommon Stock | 1,033 | $4.85 | $5,010.05 |
DisclosureSEC source: 0001406666-17-000095 · wf-form4_150422451631397.xml · nonDerivative · entry 1 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 00:04 UTC |
SINDELAR CORYinterim CFO & PFO
|
PurchaseCommon Stock | 4,026 | $4.90 | $19,727.40 |
DisclosureSEC source: 0001406666-17-000092 · wf-form4_150361943386270.xml · nonDerivative · entry 2 SINDELAR CORY · CIK 0001226868 · interim CFO & PFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,026 Read SEC document |
| August 22, 2017 Filed Aug 25, 2017 00:05 UTC |
LISTWIN DONALD JDirector
|
GrantCommon Stock | 25,000 | $4.76 | $119,000.00 |
DisclosureSEC source: 0001406666-17-000093 · wf-form4_150361953432721.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 592,910 F1 · price: Shares purchased between $4.73 and $4.79 per share at a weighted average price of $4.76. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request. F2 · balance_after: Amount of securities beneficially owned includes 17,910 unvested restricted stock units. Read SEC document |
| August 22, 2017 Filed Aug 25, 2017 00:04 UTC |
SINDELAR CORYinterim CFO & PFO
|
PurchaseCommon Stock | 5,000 | $4.75 | $23,750.00 |
DisclosureSEC source: 0001406666-17-000092 · wf-form4_150361943386270.xml · nonDerivative · entry 1 SINDELAR CORY · CIK 0001226868 · interim CFO & PFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| August 20, 2017 Filed Aug 23, 2017 00:20 UTC |
CHEUNG SHEILAVP, Finance & Accounting
|
Exercise / conversionRestricted Stock Units · Derivative | 1,656 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001406666-17-000090 · wf-form4_150344763189809.xml · derivative · entry 3 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,219 Underlying: Common Stock · 1,656 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock upon vesting. F3 · derivative.exercise_date: The reporting person was granted 26,500 RSUs as reported on the Form 3 filed on June 27, 2016. 25% of the RSUs vested on May 20, 2017 and 6.25% of the total RSUs granted will continue to vest in quarterly increments until the RSUs are fully vested. F3 · derivative.expiration_date: The reporting person was granted 26,500 RSUs as reported on the Form 3 filed on June 27, 2016. 25% of the RSUs vested on May 20, 2017 and 6.25% of the total RSUs granted will continue to vest in quarterly increments until the RSUs are fully vested. Read SEC document |
| August 20, 2017 Filed Aug 23, 2017 00:20 UTC |
CHEUNG SHEILAVP, Finance & Accounting
|
Tax withholdingCommon Stock | 623 | $4.85 | $3,021.55 |
DisclosureSEC source: 0001406666-17-000090 · wf-form4_150344763189809.xml · nonDerivative · entry 2 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,033 F2 · shares: Represents shares withheld by the issuer to satisfy certain tax withholding obligations associated with the vesting of RSUs. Read SEC document |
| August 20, 2017 Filed Aug 23, 2017 00:20 UTC |
CHEUNG SHEILAVP, Finance & Accounting
|
Exercise / conversionCommon Stock | 1,656 | $0.00 | $0.00 |
DisclosureSEC source: 0001406666-17-000090 · wf-form4_150344763189809.xml · nonDerivative · entry 1 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock upon vesting. Read SEC document |
| July 18, 2017 Filed Jul 21, 2017 00:14 UTC |
Makagon KiraDirector
|
GrantCommon Stock | 24,330 | $0.00 | $0.00 |
DisclosureSEC source: 0001406666-17-000080 · wf-form4_150059603370838.xml · nonDerivative · entry 1 Makagon Kira · CIK 0001586648 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,330 F1 · shares: Represents an initial grant of restricted stock units ("RSUs") that will vest in full one day prior to the issuer's next annual stockholder meeting. Each RSU represents a contingent right to receive one share of the issuer's common stock. F2 · balance_after: Amount of securities beneficially owned includes 24,330 unvested RSUs. Read SEC document |
| May 31, 2017 Filed Jun 3, 2017 00:43 UTC |
CHEUNG SHEILAVP, Finance & Accounting
|
SaleCommon Stock | 4,109 | $6.58 | $27,037.22 |
DisclosureSEC source: 0001406666-17-000071 · wf-form4_149645061390118.xml · nonDerivative · entry 1 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Shares sold between $6.50 and $6.65 per share at a weighted average price of $6.58. The reporting person will provide full information regarding the number of shares sold at each sale price upon request. Read SEC document |
| May 20, 2017 Filed May 24, 2017 00:03 UTC |
CHEUNG SHEILAVP, Finance & Accounting
|
Exercise / conversionRestricted Stock Units · Derivative | 6,625 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001406666-17-000062 · wf-form4_149558419879888.xml · derivative · entry 3 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,875 Underlying: Common Stock · 6,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock upon vesting. F3 · derivative.exercise_date: The reporting person was granted 26,500 RSUs as reported on the Form 3 filed on June 27, 2016. 25% of the RSUs vested on May, 20, 2017 and 6.25% of the total RSUs granted will continue to vest in quarterly increments until the RSUs are fully vested. F3 · derivative.expiration_date: The reporting person was granted 26,500 RSUs as reported on the Form 3 filed on June 27, 2016. 25% of the RSUs vested on May, 20, 2017 and 6.25% of the total RSUs granted will continue to vest in quarterly increments until the RSUs are fully vested. Read SEC document |
| May 20, 2017 Filed May 24, 2017 00:03 UTC |
CHEUNG SHEILAVP, Finance & Accounting
|
Tax withholdingCommon Stock | 2,516 | $6.65 | $16,731.40 |
DisclosureSEC source: 0001406666-17-000062 · wf-form4_149558419879888.xml · nonDerivative · entry 2 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,109 F2 · shares: Represents shares withheld by the issuer to satisfy certain tax withholding obligations associated with the vesting of RSUs. Read SEC document |
| May 20, 2017 Filed May 24, 2017 00:03 UTC |
CHEUNG SHEILAVP, Finance & Accounting
|
Exercise / conversionCommon Stock | 6,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001406666-17-000062 · wf-form4_149558419879888.xml · nonDerivative · entry 1 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock upon vesting. Read SEC document |
| May 18, 2017 Filed May 22, 2017 23:37 UTC |
DENUCCIO KEVIN ADirector
|
PurchaseCommon Stock | 20,000 | $6.69 | $133,800.00 |
DisclosureSEC source: 0001406666-17-000060 · wf-form4_149549625555046.xml · nonDerivative · entry 1 DENUCCIO KEVIN A · CIK 0001227891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,835 F1 · price: Shares purchased between $6.68 and $6.69 per share at a weighted average price of $6.69. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request. F2 · balance_after: Amount of securities beneficially owned includes 17,910 unvested RSUs. Read SEC document |
| May 18, 2017 Filed May 22, 2017 23:33 UTC |
CHEUNG SHEILAVP, Finance & Accounting
|
SaleCommon Stock | 414 | $6.67 | $2,761.38 |
DisclosureSEC source: 0001406666-17-000058 · wf-form4_149549601805785.xml · nonDerivative · entry 1 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 17, 2017 Filed May 19, 2017 23:11 UTC |
Peters Kevin RobertDirector
|
GrantCommon Stock | 17,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001406666-17-000056 · wf-form4_149523549338743.xml · nonDerivative · entry 1 Peters Kevin Robert · CIK 0001622622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,083 F1 · shares: Represents an automatic annual grant of restricted stock units ("RSUs") that will vest in full one day prior to the issuer's next annual stockholder meeting. Each RSU represents a contingent right to receive one share of the issuer's common stock. F2 · balance_after: Amount of securities beneficially owned includes 25,511 unvested RSUs. Read SEC document |
| May 17, 2017 Filed May 19, 2017 23:10 UTC |
Matthews MichaelDirector
|
GrantCommon Stock | 17,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001406666-17-000055 · wf-form4_149523539931901.xml · nonDerivative · entry 1 Matthews Michael · CIK 0001507710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,940 F1 · shares: Represents an automatic annual grant of restricted stock units ("RSUs") that will vest in full one day prior to the issuer's next annual stockholder meeting. Each RSU represents a contingent right to receive one share of the issuer's common stock. F2 · balance_after: Amount of securities beneficially owned includes 17,910 unvested RSUs. Read SEC document |
| May 17, 2017 Filed May 19, 2017 23:06 UTC |
LISTWIN DONALD JDirector
|
GrantCommon Stock | 17,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001406666-17-000054 · wf-form4_149523519047081.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 567,910 F1 · shares: Represents an automatic annual grant of restricted stock units ("RSUs") that will vest in full one day prior to the issuer's next annual stockholder meeting. Each RSU represents a contingent right to receive one share of the issuer's common stock. F2 · balance_after: Amount of securities beneficially owned includes 17,910 unvested RSUs. Read SEC document |
| May 17, 2017 Filed May 19, 2017 23:05 UTC |
FLYNN MICHAEL TDirector
|
GrantCommon Stock | 17,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001406666-17-000053 · wf-form4_149523511041102.xml · nonDerivative · entry 1 FLYNN MICHAEL T · CIK 0001187380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,937 F1 · shares: Represents an automatic annual grant of restricted stock units ("RSUs") that will vest in full one day prior to the issuer's next annual stockholder meeting. Each RSU represents a contingent right to receive one share of the issuer's common stock. F2 · balance_after: Amount of securities beneficially owned includes 17,910 unvested RSUs. Read SEC document |
| May 17, 2017 Filed May 19, 2017 23:00 UTC |
EVERETT MICHAEL TDirector
|
GrantCommon Stock | 17,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001406666-17-000051 · wf-form4_149523481860582.xml · nonDerivative · entry 1 EVERETT MICHAEL T · CIK 0001235467 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,761 F1 · shares: Represents an automatic annual grant of restricted stock units ("RSUs") that will vest in full one day prior to the issuer's next annual stockholder meeting. Each RSU represents a contingent right to receive one share of the issuer's common stock. F2 · balance_after: Amount of securities beneficially owned includes 17,910 unvested RSUs. Read SEC document |
| May 17, 2017 Filed May 19, 2017 22:59 UTC |
DENUCCIO KEVIN ADirector
|
GrantCommon Stock | 17,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001406666-17-000050 · wf-form4_149523477256899.xml · nonDerivative · entry 1 DENUCCIO KEVIN A · CIK 0001227891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,835 F1 · shares: Represents an automatic annual grant of restricted stock units ("RSUs") that will vest in full one day prior to the issuer's next annual stockholder meeting. Each RSU represents a contingent right to receive one share of the issuer's common stock. F2 · ownership.direct: Amount of securities beneficially owned includes 17,910 unvested RSUs. Read SEC document |
| May 17, 2017 Filed May 19, 2017 22:58 UTC |
BOWICK CHRISTOPHER JDirector
|
GrantCommon Stock | 17,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001406666-17-000048 · wf-form4_149523467403969.xml · nonDerivative · entry 1 BOWICK CHRISTOPHER J · CIK 0001198471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,461 F1 · shares: Represents an automatic annual grant of restricted stock units ("RSUs") that will vest in full one day prior to the issuer's next annual stockholder meeting. Each RSU represents a contingent right to receive one share of the issuer's common stock. F2 · balance_after: Amount of securities beneficially owned includes 25,971 unvested RSUs. Read SEC document |
| May 15, 2017 Filed May 17, 2017 00:42 UTC |
LISTWIN DONALD JDirector
|
GrantCommon Stock | 13,854 | $6.78 | $93,930.12 |
DisclosureSEC source: 0001406666-17-000041 · wf-form4_149498171288201.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,000 F1 · price: Shares purchased between $6.68 and $6.87 per share at a weighted average price of $6.78. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request. F2 · balance_after: Amount of securities beneficially owned includes 17,964 unvested restricted stock units. Read SEC document |
| May 12, 2017 Filed May 16, 2017 20:44 UTC |
Weening MichaelEVP, Sales and Marketing
|
GrantCommon Stock | 414 | $5.65 | $2,339.10 |
DisclosureSEC source: 0001406666-17-000042 · wf-form4_149498184924740.xml · nonDerivative · entry 1 Weening Michael · CIK 0001678385 · EVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Calix, Inc. Amended and Restated Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of November 2, 2016 through May 14, 2017. This transaction is exempt under Rule 16b-3(c). F2 · price: In accordance with the ESPP, these shares were purchased at 85% of the closing price of the issuer's common stock on May 12, 2017, the last trading day of the purchase period. Read SEC document |
| May 12, 2017 Filed May 17, 2017 00:39 UTC |
CHEUNG SHEILAVP, Finance & Accounting
|
GrantCommon Stock | 414 | $5.65 | $2,339.10 |
DisclosureSEC source: 0001406666-17-000039 · wf-form4_149498158581064.xml · nonDerivative · entry 1 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Calix, Inc. Amended and Restated Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of November 2, 2016 through May 14, 2017. This transaction is exempt under Rule 16b-3(c). F2 · price: In accordance with the ESPP, these shares were purchased at 85% of the closing price of the issuer's common stock on May 12, 2017, the last trading day of the purchase period. Read SEC document |
| February 28, 2017 Filed Mar 3, 2017 01:18 UTC |
Atkins William JExecutive VP and CFO
|
SaleCommon Stock | 16,318 | $7.00 | $114,226.00 |
DisclosureSEC source: 0001406666-17-000015 · wf-form4_148850390217754.xml · nonDerivative · entry 1 Atkins William J · CIK 0001599869 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 F1 · price: Shares sold at prices ranging from $6.90 to $7.08 per share at a weighted average price of $7.00. The reporting person will provide full information regarding the number of shares sold at each purchase price upon request. Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 00:39 UTC |
Atkins William JExecutive VP and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001406666-17-000004 · wf-form4_148668715589530.xml · derivative · entry 3 Atkins William J · CIK 0001599869 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2026-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Calix common stock. F3 · derivative.exercise_date: Represents remaining RSU's from the February 2016 Award which are scheduled to vest in two equal subsequent annual installments of 25% per year so that the award shall fully vest in February 2019, subject to the Reporting Person's continued service. Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 00:39 UTC |
Atkins William JExecutive VP and CFO
|
Tax withholdingCommon Stock | 10,440 | $7.00 | $73,080.00 |
DisclosureSEC source: 0001406666-17-000004 · wf-form4_148668715589530.xml · nonDerivative · entry 2 Atkins William J · CIK 0001599869 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,318 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.