Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CALIX, INC(CALX) · Entity 4385 | VP, Finance & Accounting | February 23, 2018 | February 27, 2018 |
| QUALYS, INC.QLYS · Entity 1519 | Principal Accounting Officer | July 26, 2018 | August 01, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CALIX, INC
Report date February 23, 2018 · Filed February 27, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-02-23 transaction · row 1
1 source rowRow 1 · 2018-02-23 · Sale · Disposed 979 · Balance 0 |
QUALYS, INC.
Report date July 26, 2018 · Filed August 01, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,867 |
Reported balance
Holding disclosure · report date 2018-07-26 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 7,867 F1: The reported securities represent restricted stock units ("RSUs") which vest over a 4-year period, with twenty five percent (25%) of the RSUs vesting on May 1, 2019 and the balance of the RSUs vesting quarterly thereafter, subject to continued service through each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities represent restricted stock units ("RSUs") which vest over a 4-year period, with twenty five percent (25%) of the RSUs vesting on May 1, 2019 and the balance of the RSUs vesting quarterly thereafter, subject to continued service through each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 23, 2018 Filed Feb 27, 2018 01:09 UTC | CALIX, INC (CALX) · Entity 4385 | SaleCommon Stock | 979 | $6.98 | $6,833.42 |
DisclosureSEC source: 0001406666-18-000006 · wf-form4_151969375360023.xml · nonDerivative · entry 1 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 00:59 UTC | CALIX, INC (CALX) · Entity 4385 | Exercise / conversionRestricted Stock Units · Derivative | 1,656 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001406666-18-000004 · wf-form4_151934757887225.xml · derivative · entry 3 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,907 Underlying: Common Stock · 1,656 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock upon vesting. F3 · derivative.exercise_date: The reporting person was granted 26,500 RSUs as reported on the Form 3 filed on June 27, 2016. 25% of the RSUs vested on May 20, 2017 and 6.25% of the total RSUs granted will continue to vest in quarterly increments until the RSUs are fully vested, subject to Reporting Person's continued service through each vesting date. F3 · derivative.expiration_date: The reporting person was granted 26,500 RSUs as reported on the Form 3 filed on June 27, 2016. 25% of the RSUs vested on May 20, 2017 and 6.25% of the total RSUs granted will continue to vest in quarterly increments until the RSUs are fully vested, subject to Reporting Person's continued service through each vesting date. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 00:59 UTC | CALIX, INC (CALX) · Entity 4385 | Tax withholdingCommon Stock | 677 | $6.90 | $4,671.30 |
DisclosureSEC source: 0001406666-18-000004 · wf-form4_151934757887225.xml · nonDerivative · entry 2 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 979 F2 · shares: Represents shares withheld by the issuer to satisfy certain tax withholding obligations associated with the vesting of RSUs. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 00:59 UTC | CALIX, INC (CALX) · Entity 4385 | Exercise / conversionCommon Stock | 1,656 | $0.00 | $0.00 |
DisclosureSEC source: 0001406666-18-000004 · wf-form4_151934757887225.xml · nonDerivative · entry 1 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock upon vesting. Read SEC document |
| November 22, 2017 Filed Nov 23, 2017 01:07 UTC | CALIX, INC (CALX) · Entity 4385 | SaleCommon Stock | 1,033 | $6.91 | $7,138.03 |
DisclosureSEC source: 0001406666-17-000130 · wf-form4_151139923677757.xml · nonDerivative · entry 3 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 20, 2017 Filed Nov 23, 2017 01:07 UTC | CALIX, INC (CALX) · Entity 4385 | Exercise / conversionRestricted Stock Units · Derivative | 1,656 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001406666-17-000130 · wf-form4_151139923677757.xml · derivative · entry 4 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,563 Underlying: Common Stock · 1,656 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock upon vesting. F3 · derivative.exercise_date: The reporting person was granted 26,500 RSUs as reported on the Form 3 filed on June 27, 2016. 25% of the RSUs vested on May 20, 2017 and 6.25% of the total RSUs granted will continue to vest in quarterly increments until the RSUs are fully vested, subject to Reporting Person's continued service through each vesting date. F3 · derivative.expiration_date: The reporting person was granted 26,500 RSUs as reported on the Form 3 filed on June 27, 2016. 25% of the RSUs vested on May 20, 2017 and 6.25% of the total RSUs granted will continue to vest in quarterly increments until the RSUs are fully vested, subject to Reporting Person's continued service through each vesting date. Read SEC document |
| November 20, 2017 Filed Nov 23, 2017 01:07 UTC | CALIX, INC (CALX) · Entity 4385 | Tax withholdingCommon Stock | 623 | $6.90 | $4,298.70 |
DisclosureSEC source: 0001406666-17-000130 · wf-form4_151139923677757.xml · nonDerivative · entry 2 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,033 F2 · shares: Represents shares withheld by the issuer to satisfy certain tax withholding obligations associated with the vesting of RSUs. Read SEC document |
| November 20, 2017 Filed Nov 23, 2017 01:07 UTC | CALIX, INC (CALX) · Entity 4385 | Exercise / conversionCommon Stock | 1,656 | $0.00 | $0.00 |
DisclosureSEC source: 0001406666-17-000130 · wf-form4_151139923677757.xml · nonDerivative · entry 1 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock upon vesting. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 01:07 UTC | CALIX, INC (CALX) · Entity 4385 | Disposition to issuerCommon Stock | 2,000 | $6.36 | $12,720.00 |
DisclosureSEC source: 0001406666-17-000125 · wf-form4_151088081739978.xml · nonDerivative · entry 2 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 14, 2017 Filed Nov 17, 2017 01:07 UTC | CALIX, INC (CALX) · Entity 4385 | GrantCommon Stock | 2,000 | $5.27 | $10,540.00 |
DisclosureSEC source: 0001406666-17-000125 · wf-form4_151088081739978.xml · nonDerivative · entry 1 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Calix, Inc. Amended and Restated Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of May 15, 2017 through November 14, 2017. This transaction is also exempt under Rule 16b-3(c). F2 · price: In accordance with the ESPP, these shares were purchased at 85% of the closing price of the issuer's common stock on November 14, 2017, the last trading day of the purchase period. Read SEC document |
| August 30, 2017 Filed Sep 1, 2017 00:08 UTC | CALIX, INC (CALX) · Entity 4385 | SaleCommon Stock | 1,033 | $4.85 | $5,010.05 |
DisclosureSEC source: 0001406666-17-000095 · wf-form4_150422451631397.xml · nonDerivative · entry 1 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| August 20, 2017 Filed Aug 23, 2017 00:20 UTC | CALIX, INC (CALX) · Entity 4385 | Exercise / conversionRestricted Stock Units · Derivative | 1,656 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001406666-17-000090 · wf-form4_150344763189809.xml · derivative · entry 3 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,219 Underlying: Common Stock · 1,656 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock upon vesting. F3 · derivative.exercise_date: The reporting person was granted 26,500 RSUs as reported on the Form 3 filed on June 27, 2016. 25% of the RSUs vested on May 20, 2017 and 6.25% of the total RSUs granted will continue to vest in quarterly increments until the RSUs are fully vested. F3 · derivative.expiration_date: The reporting person was granted 26,500 RSUs as reported on the Form 3 filed on June 27, 2016. 25% of the RSUs vested on May 20, 2017 and 6.25% of the total RSUs granted will continue to vest in quarterly increments until the RSUs are fully vested. Read SEC document |
| August 20, 2017 Filed Aug 23, 2017 00:20 UTC | CALIX, INC (CALX) · Entity 4385 | Tax withholdingCommon Stock | 623 | $4.85 | $3,021.55 |
DisclosureSEC source: 0001406666-17-000090 · wf-form4_150344763189809.xml · nonDerivative · entry 2 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,033 F2 · shares: Represents shares withheld by the issuer to satisfy certain tax withholding obligations associated with the vesting of RSUs. Read SEC document |
| August 20, 2017 Filed Aug 23, 2017 00:20 UTC | CALIX, INC (CALX) · Entity 4385 | Exercise / conversionCommon Stock | 1,656 | $0.00 | $0.00 |
DisclosureSEC source: 0001406666-17-000090 · wf-form4_150344763189809.xml · nonDerivative · entry 1 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock upon vesting. Read SEC document |
| May 31, 2017 Filed Jun 3, 2017 00:43 UTC | CALIX, INC (CALX) · Entity 4385 | SaleCommon Stock | 4,109 | $6.58 | $27,037.22 |
DisclosureSEC source: 0001406666-17-000071 · wf-form4_149645061390118.xml · nonDerivative · entry 1 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Shares sold between $6.50 and $6.65 per share at a weighted average price of $6.58. The reporting person will provide full information regarding the number of shares sold at each sale price upon request. Read SEC document |
| May 20, 2017 Filed May 24, 2017 00:03 UTC | CALIX, INC (CALX) · Entity 4385 | Exercise / conversionRestricted Stock Units · Derivative | 6,625 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001406666-17-000062 · wf-form4_149558419879888.xml · derivative · entry 3 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,875 Underlying: Common Stock · 6,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock upon vesting. F3 · derivative.exercise_date: The reporting person was granted 26,500 RSUs as reported on the Form 3 filed on June 27, 2016. 25% of the RSUs vested on May, 20, 2017 and 6.25% of the total RSUs granted will continue to vest in quarterly increments until the RSUs are fully vested. F3 · derivative.expiration_date: The reporting person was granted 26,500 RSUs as reported on the Form 3 filed on June 27, 2016. 25% of the RSUs vested on May, 20, 2017 and 6.25% of the total RSUs granted will continue to vest in quarterly increments until the RSUs are fully vested. Read SEC document |
| May 20, 2017 Filed May 24, 2017 00:03 UTC | CALIX, INC (CALX) · Entity 4385 | Tax withholdingCommon Stock | 2,516 | $6.65 | $16,731.40 |
DisclosureSEC source: 0001406666-17-000062 · wf-form4_149558419879888.xml · nonDerivative · entry 2 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,109 F2 · shares: Represents shares withheld by the issuer to satisfy certain tax withholding obligations associated with the vesting of RSUs. Read SEC document |
| May 20, 2017 Filed May 24, 2017 00:03 UTC | CALIX, INC (CALX) · Entity 4385 | Exercise / conversionCommon Stock | 6,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001406666-17-000062 · wf-form4_149558419879888.xml · nonDerivative · entry 1 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock upon vesting. Read SEC document |
| May 18, 2017 Filed May 22, 2017 23:33 UTC | CALIX, INC (CALX) · Entity 4385 | SaleCommon Stock | 414 | $6.67 | $2,761.38 |
DisclosureSEC source: 0001406666-17-000058 · wf-form4_149549601805785.xml · nonDerivative · entry 1 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 12, 2017 Filed May 17, 2017 00:39 UTC | CALIX, INC (CALX) · Entity 4385 | GrantCommon Stock | 414 | $5.65 | $2,339.10 |
DisclosureSEC source: 0001406666-17-000039 · wf-form4_149498158581064.xml · nonDerivative · entry 1 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Calix, Inc. Amended and Restated Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of November 2, 2016 through May 14, 2017. This transaction is exempt under Rule 16b-3(c). F2 · price: In accordance with the ESPP, these shares were purchased at 85% of the closing price of the issuer's common stock on May 12, 2017, the last trading day of the purchase period. Read SEC document |
| November 07, 2016 Filed Nov 8, 2016 23:49 UTC | CALIX, INC (CALX) · Entity 4385 | SaleCommon Stock | 2,000 | $6.75 | $13,500.00 |
DisclosureSEC source: 0001406666-16-000149 · wf-form4_147864898085231.xml · nonDerivative · entry 1 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 01, 2016 Filed Nov 5, 2016 00:33 UTC | CALIX, INC (CALX) · Entity 4385 | GrantCommon Stock | 2,000 | $5.31 | $10,620.00 |
DisclosureSEC source: 0001406666-16-000146 · wf-form4_147830598903527.xml · nonDerivative · entry 1 CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Calix, Inc. Amended and Restated Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of May 2, 2016 through November 1, 2016. This transaction is exempt under Rule 16b-3(c). F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on November 1, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.