CAL

SEC source: 0001127602-22-009912 · form4.xml · nonDerivative · entry 1

Freidman Daniel R · CIK 0001481947 · Chief Sourcing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,962

SEC source: 0001127602-22-009907 · form4.xml · nonDerivative · entry 1

Burke Thomas C · CIK 0001814242 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,358

SEC source: 0001127602-22-009910 · form4.xml · nonDerivative · entry 1

Edwards Michael R · CIK 0001833004 · Div President, Famous Footwear

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,239

SEC source: 0001127602-22-009376 · form4.xml · nonDerivative · entry 2

SULLIVAN DIANE M · CIK 0001245939 · Director · CEO & Chair. of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,708

SEC source: 0001127602-22-009376 · form4.xml · nonDerivative · entry 1

SULLIVAN DIANE M · CIK 0001245939 · Director · CEO & Chair. of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518,951

F1 · shares: Represents issuance of shares pursuant to performance share award covering fiscal years 2019, 2020, and 2021, as approved for payment by the Compensation Committee on March 2, 2022.

SEC source: 0001127602-22-009374 · form4.xml · nonDerivative · entry 2

HANNAH KEN · CIK 0001360839 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,456

SEC source: 0001127602-22-009374 · form4.xml · nonDerivative · entry 1

HANNAH KEN · CIK 0001360839 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,302

SEC source: 0001127602-22-009372 · form4.xml · nonDerivative · entry 2

Koch Douglas · CIK 0001328688 · SVP, Strategic Projects

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,796

SEC source: 0001127602-22-009372 · form4.xml · nonDerivative · entry 1

Koch Douglas · CIK 0001328688 · SVP, Strategic Projects

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,116

F1 · shares: Represents issuance of shares pursuant to performance share award covering fiscal years 2019, 2020, and 2021, as approved for payment by the Compensation Committee on March 2, 2022.

SEC source: 0001127602-22-009370 · form4.xml · nonDerivative · entry 2

Freidman Daniel R · CIK 0001481947 · Chief Sourcing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,914

SEC source: 0001127602-22-009370 · form4.xml · nonDerivative · entry 1

Freidman Daniel R · CIK 0001481947 · Chief Sourcing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,092

F1 · shares: Represents issuance of shares pursuant to performance share award covering fiscal years 2019, 2020, and 2021, as approved for payment by the Compensation Committee on March 2, 2022.

SEC source: 0001127602-22-009368 · form4.xml · nonDerivative · entry 2

Schmidt John W · CIK 0001511976 · President, Caleres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,691

SEC source: 0001127602-22-009368 · form4.xml · nonDerivative · entry 1

Schmidt John W · CIK 0001511976 · President, Caleres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,214

F1 · shares: Represents issuance of shares pursuant to performance share award covering fiscal years 2019, 2020, and 2021, as approved for payment by the Compensation Committee on March 2, 2022.

SEC source: 0001127602-22-009366 · form4.xml · nonDerivative · entry 2

Hill Willis · CIK 0001752854 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,193.664

SEC source: 0001127602-22-009366 · form4.xml · nonDerivative · entry 1

Hill Willis · CIK 0001752854 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,137.664

F1 · shares: Represents issuance of shares pursuant to performance share award covering fiscal years 2019, 2020, and 2021, as approved for payment by the Compensation Committee on March 2, 2022.

SEC source: 0001127602-22-009364 · form4.xml · nonDerivative · entry 2

Schmitt Mark A · CIK 0001567756 · SVP, Chief Logistics Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,358

SEC source: 0001127602-22-009364 · form4.xml · nonDerivative · entry 1

Schmitt Mark A · CIK 0001567756 · SVP, Chief Logistics Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,780

F1 · shares: Represents issuance of shares pursuant to performance share award covering fiscal years 2019, 2020, and 2021, as approved for payment by the Compensation Committee on March 2, 2022.

SEC source: 0001771837-22-000001 · primary_doc.xml · nonDerivative · entry 1

Hasty Todd E · CIK 0001771837 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,640

SEC source: 0001127602-21-031093 · form4.xml · nonDerivative · entry 1

Edwards Michael R · CIK 0001833004 · Div President, Famous Footwear

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,276

SEC source: 0001127602-21-030986 · form4.xml · nonDerivative · entry 1

Hill Willis · CIK 0001752854 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,950.664

SEC source: 0001871383-21-000002 · primary_doc.xml · nonDerivative · entry 1

Olsen Jennifer · CIK 0001871383 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,933

F1 · shares: Restricted stock vests 50% after 2 years and 50% after 3 years.

SEC source: 0001127602-21-029732 · form4.xml · nonDerivative · entry 2

SULLIVAN DIANE M · CIK 0001245939 · Director · CEO & Chair. of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,701

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 4, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.04 to $28.91, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

SEC source: 0001127602-21-029732 · form4.xml · nonDerivative · entry 1

SULLIVAN DIANE M · CIK 0001245939 · Director · CEO & Chair. of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,101

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 4, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.11 to $27.91, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

SEC source: 0001127602-21-029475 · form4.xml · nonDerivative · entry 2

SULLIVAN DIANE M · CIK 0001245939 · Director · CEO & Chair. of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518,493

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 4, 2021.

F3 · price: he price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.545, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.

SEC source: 0001127602-21-029475 · form4.xml · nonDerivative · entry 1

SULLIVAN DIANE M · CIK 0001245939 · Director · CEO & Chair. of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532,785

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 4, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.085, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

SEC source: 0001127602-21-029473 · form4.xml · derivative · entry 4

Edwards Michael R · CIK 0001833004 · Div President, Famous Footwear

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2021-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-029473 · form4.xml · nonDerivative · entry 2

Edwards Michael R · CIK 0001833004 · Div President, Famous Footwear

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,019

SEC source: 0001127602-21-029473 · form4.xml · nonDerivative · entry 1

Edwards Michael R · CIK 0001833004 · Div President, Famous Footwear

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-028998 · form4.xml · nonDerivative · entry 1

SULLIVAN DIANE M · CIK 0001245939 · Director · CEO & Chair. of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,649

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 4, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.02 to $27.04, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

SEC source: 0001127602-21-028831 · form4.xml · nonDerivative · entry 1

SULLIVAN DIANE M · CIK 0001245939 · Director · CEO & Chair. of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,875

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 4, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.03, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

SEC source: 0001127602-21-028738 · form4.xml · nonDerivative · entry 1

SULLIVAN DIANE M · CIK 0001245939 · Director · CEO & Chair. of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,501

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 4, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.50 to $27.13, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

SEC source: 0001127602-21-028418 · form4.xml · nonDerivative · entry 1

SULLIVAN DIANE M · CIK 0001245939 · Director · CEO & Chair. of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 556,701

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 4, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.27, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

SEC source: 0001127602-21-026579 · form4.xml · nonDerivative · entry 2

HANNAH KEN · CIK 0001360839 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,927

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.9250 to $23.03, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

SEC source: 0001127602-21-026579 · form4.xml · nonDerivative · entry 1

HANNAH KEN · CIK 0001360839 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,327

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.96 to $22.91, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

SEC source: 0001127602-21-026035 · form4.xml · nonDerivative · entry 1

Koch Douglas · CIK 0001328688 · SVP, Strategic Projects

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,866

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.205, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

SEC source: 0001127602-21-024738 · form4.xml · nonDerivative · entry 1

SULLIVAN DIANE M · CIK 0001245939 · Director · CEO & Chair. of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575,701

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 4, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.50 to $25.84, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

SEC source: 0001127602-21-024740 · form4.xml · nonDerivative · entry 1

Hill Willis · CIK 0001752854 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,562.577

SEC source: 0001127602-21-022873 · form4.xml · nonDerivative · entry 2

SULLIVAN DIANE M · CIK 0001245939 · Director · CEO & Chair. of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 593,601

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 4, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.53 to $25.62, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

SEC source: 0001127602-21-022873 · form4.xml · nonDerivative · entry 1

SULLIVAN DIANE M · CIK 0001245939 · Director · CEO & Chair. of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594,301

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 4, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.50 to $25.51, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

SEC source: 0001127602-21-022557 · form4.xml · nonDerivative · entry 1

SULLIVAN DIANE M · CIK 0001245939 · Director · CEO & Chair. of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594,701

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 4, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.42, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

SEC source: 0001127602-21-022411 · form4.xml · nonDerivative · entry 1

SULLIVAN DIANE M · CIK 0001245939 · Director · CEO & Chair. of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 612,360

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 4, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.02 to $25.30, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

SEC source: 0001127602-21-021154 · form4.xml · nonDerivative · entry 1

HANNAH KEN · CIK 0001360839 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,927

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.35 to $28.15, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

SEC source: 0001127602-21-019548 · form4.xml · nonDerivative · entry 1

Hasty Todd E · CIK 0001771837 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,340

SEC source: 0001127602-21-019239 · form4.xml · derivative · entry 1

Freeman Brenda · CIK 0001553153 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,910

Underlying: Common Stock · 4,910 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company.

F2 · derivative.exercise_date: Vesting of each restricted stock unit is contingent on the Director's continued service as a director through the next annual meeting of shareholders. The restricted stock units will be settled in shares of common stock of the Company on the date the Director's service as a director terminates or such other date as the Director may elect.

F2 · derivative.expiration_date: Vesting of each restricted stock unit is contingent on the Director's continued service as a director through the next annual meeting of shareholders. The restricted stock units will be settled in shares of common stock of the Company on the date the Director's service as a director terminates or such other date as the Director may elect.

SEC source: 0001127602-21-019237 · form4.xml · derivative · entry 1

MILLARD WENDA HARRIS · CIK 0001238510 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,910

Underlying: Common Stock · 4,910 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company.

F2 · derivative.exercise_date: Vesting of each restricted stock unit is contingent on the Director's continued service as a director through the next annual meeting of shareholders. The restricted stock units will be settled in shares of common stock of the Company on the date the Director's service as a director terminates or such other date as the Director may elect.

F2 · derivative.expiration_date: Vesting of each restricted stock unit is contingent on the Director's continued service as a director through the next annual meeting of shareholders. The restricted stock units will be settled in shares of common stock of the Company on the date the Director's service as a director terminates or such other date as the Director may elect.

SEC source: 0001127602-21-019235 · form4.xml · derivative · entry 1

MCGINNIS W PATRICK · CIK 0001197775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,910

Underlying: Common Stock · 4,910 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company.

F2 · derivative.exercise_date: Vesting of each restricted stock unit is contingent on the Director's continued service as a director through the next annual meeting of shareholders. The restricted stock units will be settled in shares of common stock of the Company on the date the Director's service as a director terminates or such other date as the Director may elect.

F2 · derivative.expiration_date: Vesting of each restricted stock unit is contingent on the Director's continued service as a director through the next annual meeting of shareholders. The restricted stock units will be settled in shares of common stock of the Company on the date the Director's service as a director terminates or such other date as the Director may elect.

SEC source: 0001127602-21-019233 · form4.xml · nonDerivative · entry 1

KLEIN WARD M · CIK 0001182829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,419

F1 · shares: Vesting of restricted stock is contingent on the Director's continued service as a director through the next annual meeting of shareholders.

SEC source: 0001127602-21-019230 · form4.xml · derivative · entry 1

Korn Steven W · CIK 0001300467 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,910

Underlying: Common Stock · 4,910 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company.

F2 · derivative.exercise_date: Vesting of each restricted stock unit is contingent on the Director's continued service as a director through the next annual meeting of shareholders. The restricted stock units will be settled in shares of common stock of the Company on the date the Director's service as a director terminates or such other date as the Director may elect.

F2 · derivative.expiration_date: Vesting of each restricted stock unit is contingent on the Director's continued service as a director through the next annual meeting of shareholders. The restricted stock units will be settled in shares of common stock of the Company on the date the Director's service as a director terminates or such other date as the Director may elect.

SEC source: 0001127602-21-019228 · form4.xml · nonDerivative · entry 1

Hill Willis · CIK 0001752854 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,253.041

SEC source: 0001127602-21-019226 · form4.xml · derivative · entry 1

Hendra Carla C · CIK 0001345575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,910

Underlying: Common Stock · 4,910 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company.

F2 · derivative.exercise_date: Vesting of each restricted stock unit is contingent on the Director's continued service as a director through the next annual meeting of shareholders. The restricted stock units will be settled in shares of common stock of the Company on the date the Director's service as a director terminates or such other date as the Director may elect.

F2 · derivative.expiration_date: Vesting of each restricted stock unit is contingent on the Director's continued service as a director through the next annual meeting of shareholders. The restricted stock units will be settled in shares of common stock of the Company on the date the Director's service as a director terminates or such other date as the Director may elect.