Tapewire

Nasdaq · USD

CADL

Candel Therapeutics, Inc.

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Tapewire entity
4969
SEC CIK
0001841387
Parsed reports
200

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202601
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 26, 2024 Filed Jun 27, 2024 12:39 UTC GrantStock Option (Right to Buy) · Derivative 14,240 $0.00 Strike: $5.71 $0.00
Disclosure

SEC source: 0000950170-24-078172 · ownership.xml · derivative · entry 1

Martell Christopher · CIK 0001873465 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,240

Underlying: Common Stock · 14,240 shares

Expires 2034-06-26

F1 · derivative.exercise_date: This option is subject to time-based vesting. The shares underlying this option shall vest and become exercisable upon the earlier of (i) June 26, 2025 or (ii) the date of the next Annual Meeting of Stockholders of the Issuer; provided, however, that all vesting shall cease if the Reporting Person resigns from the Board of Directors (the "Board") of the Issuer or otherwise ceases to serve as a director, unless the Board determines that the circumstances warrant continuation of vesting.

Read SEC document
June 26, 2024 Filed Jun 27, 2024 12:40 UTC
Nguyen DiemDirector
GrantStock Option (Right to Buy) · Derivative 14,240 $0.00 Strike: $5.71 $0.00
Disclosure

SEC source: 0000950170-24-078174 · ownership.xml · derivative · entry 1

Nguyen Diem · CIK 0001814338 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,240

Underlying: Common Stock · 14,240 shares

Expires 2034-06-26

F1 · derivative.exercise_date: This option is subject to time-based vesting. The shares underlying this option shall vest and become exercisable upon the earlier of (i) June 26, 2025 or (ii) the date of the next Annual Meeting of Stockholders of the Issuer; provided, however, that all vesting shall cease if the Reporting Person resigns from the Board of Directors (the "Board") of the Issuer or otherwise ceases to serve as a director, unless the Board determines that the circumstances warrant continuation of vesting.

Read SEC document
June 26, 2024 Filed Jun 27, 2024 12:35 UTC
Gaeta ReneeDirector
GrantStock Option (Right to Buy) · Derivative 14,240 $0.00 Strike: $5.71 $0.00
Disclosure

SEC source: 0000950170-24-078169 · ownership.xml · derivative · entry 1

Gaeta Renee · CIK 0001742428 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,240

Underlying: Common Stock · 14,240 shares

Expires 2034-06-26

F1 · derivative.exercise_date: This option is subject to time-based vesting. The shares underlying this option shall vest and become exercisable upon the earlier of (i) June 26, 2025 or (ii) the date of the next Annual Meeting of Stockholders of the Issuer; provided, however, that all vesting shall cease if the Reporting Person resigns from the Board of Directors (the "Board") of the Issuer or otherwise ceases to serve as a director, unless the Board determines that the circumstances warrant continuation of vesting.

Read SEC document
June 26, 2024 Filed Jun 27, 2024 12:34 UTC GrantStock Option (Right to Buy) · Derivative 14,240 $0.00 Strike: $5.71 $0.00
Disclosure

SEC source: 0000950170-24-078168 · ownership.xml · derivative · entry 1

Benz Edward J. JR · CIK 0001691160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,240

Underlying: Common Stock · 14,240 shares

Expires 2034-06-26

F1 · derivative.exercise_date: This option is subject to time-based vesting. The shares underlying this option shall vest and become exercisable upon the earlier of (i) June 26, 2025 or (ii) the date of the next Annual Meeting of Stockholders of the Issuer; provided, however, that all vesting shall cease if the Reporting Person resigns from the Board of Directors (the "Board") of the Issuer or otherwise ceases to serve as a director, unless the Board determines that the circumstances warrant continuation of vesting.

Read SEC document
June 26, 2024 Filed Jun 27, 2024 12:37 UTC GrantStock Option (Right to Buy) · Derivative 14,240 $0.00 Strike: $5.71 $0.00
Disclosure

SEC source: 0000950170-24-078171 · ownership.xml · derivative · entry 1

Manning Paul B · CIK 0001494695 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,240

Underlying: Common Stock · 14,240 shares

Expires 2034-06-26

F1 · derivative.exercise_date: This option is subject to time-based vesting. The shares underlying this option shall vest and become exercisable upon the earlier of (i) June 26, 2025 or (ii) the date of the next Annual Meeting of Stockholders of the Issuer; provided, however, that all vesting shall cease if the Reporting Person resigns from the Board of Directors (the "Board") of the Issuer or otherwise ceases to serve as a director, unless the Board determines that the circumstances warrant continuation of vesting.

Read SEC document
June 26, 2024 Filed Jun 27, 2024 12:41 UTC GrantStock Option (Right to Buy) · Derivative 14,240 $0.00 Strike: $5.71 $0.00
Disclosure

SEC source: 0000950170-24-078175 · ownership.xml · derivative · entry 1

PAPA JOSEPH C · CIK 0001242215 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,240

Underlying: Common Stock · 14,240 shares

Expires 2034-06-26

F1 · derivative.exercise_date: This option is subject to time-based vesting. The shares underlying this option shall vest and become exercisable upon the earlier of (i) June 26, 2025 or (ii) the date of the next Annual Meeting of Stockholders of the Issuer; provided, however, that all vesting shall cease if the Reporting Person resigns from the Board of Directors (the "Board") of the Issuer or otherwise ceases to serve as a director, unless the Board determines that the circumstances warrant continuation of vesting.

Read SEC document
June 26, 2024 Filed Jun 27, 2024 12:39 UTC GrantStock Option (Right to Buy) · Derivative 14,240 $0.00 Strike: $5.71 $0.00
Disclosure

SEC source: 0000950170-24-078173 · ownership.xml · derivative · entry 1

Nabel Gary J. · CIK 0001867450 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,240

Underlying: Common Stock · 14,240 shares

Expires 2034-06-26

F1 · derivative.exercise_date: This option is subject to time-based vesting. The shares underlying this option shall vest and become exercisable upon the earlier of (i) June 26, 2025 or (ii) the date of the next Annual Meeting of Stockholders of the Issuer; provided, however, that all vesting shall cease if the Reporting Person resigns from the Board of Directors (the "Board") of the Issuer or otherwise ceases to serve as a director, unless the Board determines that the circumstances warrant continuation of vesting.

Read SEC document
June 26, 2024 Filed Jun 27, 2024 12:36 UTC GrantStock Option (Right to Buy) · Derivative 14,240 $0.00 Strike: $5.71 $0.00
Disclosure

SEC source: 0000950170-24-078170 · ownership.xml · derivative · entry 1

Loggia Nicoletta · CIK 0001979825 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,240

Underlying: Common Stock · 14,240 shares

Expires 2034-06-26

F1 · derivative.exercise_date: This option is subject to time-based vesting. The shares underlying this option shall vest and become exercisable upon the earlier of (i) June 26, 2025 or (ii) the date of the next Annual Meeting of Stockholders of the Issuer; provided, however, that all vesting shall cease if the Reporting Person resigns from the Board of Directors (the "Board") of the Issuer or otherwise ceases to serve as a director, unless the Board determines that the circumstances warrant continuation of vesting.

Read SEC document
November 28, 2023 Filed Nov 30, 2023 22:00 UTC
Barone FrancescaChief Scientific Officer
Tax withholdingCommon Stock 19,748 $0.90 $17,773.20
Disclosure

SEC source: 0001209191-23-056982 · doc4.xml · nonDerivative · entry 1

Barone Francesca · CIK 0001909680 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,657

F1 · shares: These shares were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting and settlement of restricted stock units.

Read SEC document
November 28, 2023 Filed Nov 30, 2023 22:00 UTC
Tyagarajan SeshuChief Technology Officer
Tax withholdingCommon Stock 17,328 $0.90 $15,595.20
Disclosure

SEC source: 0001209191-23-056985 · doc4.xml · nonDerivative · entry 1

Tyagarajan Seshu · CIK 0001923794 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,230

F1 · shares: These shares were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting and settlement of restricted stock units.

Read SEC document
November 28, 2023 Filed Nov 30, 2023 17:00 UTC
Nichols William GarrettChief Medical Officer
Tax withholdingCommon Stock 12,175 $0.90 $10,957.50
Disclosure

SEC source: 0001209191-23-056986 · doc4.xml · nonDerivative · entry 1

Nichols William Garrett · CIK 0001618364 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,126

F1 · shares: These shares were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting and settlement of restricted stock units.

Read SEC document
November 28, 2023 Filed Nov 30, 2023 17:00 UTC
Amello JasonChief Financial Officer
Tax withholdingCommon Stock 20,153 $0.90 $18,137.70
Disclosure

SEC source: 0001209191-23-056981 · doc4.xml · nonDerivative · entry 1

Amello Jason · CIK 0001451805 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,009

F1 · shares: These shares were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting and settlement of restricted stock units.

Read SEC document
November 28, 2023 Filed Nov 30, 2023 22:00 UTC
Tak Paul PeterDirector · Chief Executive Officer
Tax withholdingCommon Stock 43,443 $0.90 $39,098.70
Disclosure

SEC source: 0001209191-23-056987 · doc4.xml · nonDerivative · entry 1

Tak Paul Peter · CIK 0001873905 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 373,556

F1 · shares: These shares were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting and settlement of restricted stock units.

Read SEC document
November 26, 2023 Filed Nov 28, 2023 21:30 UTC
Barone FrancescaChief Scientific Officer
GrantCommon Stock 112,790 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056806 · doc4.xml · nonDerivative · entry 1

Barone Francesca · CIK 0001909680 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,405

F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting and settlement. 50% of the RSUs shall vest on June 30, 2024, and the remaining 50% on December 31, 2024, in each case subject to the Reporting Person's continued service on such vesting date.

Read SEC document
November 26, 2023 Filed Nov 28, 2023 21:30 UTC
Tyagarajan SeshuChief Technology Officer
GrantCommon Stock 104,516 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056803 · doc4.xml · nonDerivative · entry 1

Tyagarajan Seshu · CIK 0001923794 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,558

F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting and settlement. 50% of the RSUs shall vest on June 30, 2024, and the remaining 50% on December 31, 2024, in each case subject to the Reporting Person's continued service on such vesting date.

Read SEC document
November 26, 2023 Filed Nov 28, 2023 16:30 UTC
Nichols William GarrettChief Medical Officer
GrantCommon Stock 88,822 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056804 · doc4.xml · nonDerivative · entry 1

Nichols William Garrett · CIK 0001618364 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,301

F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting and settlement. 50% of the RSUs shall vest on June 30, 2024, and the remaining 50% on December 31, 2024, in each case subject to the Reporting Person's continued service on such vesting date.

Read SEC document
November 26, 2023 Filed Nov 28, 2023 16:30 UTC
Amello JasonChief Financial Officer
GrantCommon Stock 125,717 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056802 · doc4.xml · nonDerivative · entry 1

Amello Jason · CIK 0001451805 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,162

F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting and settlement. 50% of the RSUs shall vest on June 30, 2024, and the remaining 50% on December 31, 2024, in each case subject to the Reporting Person's continued service on such vesting date.

Read SEC document
November 26, 2023 Filed Nov 28, 2023 21:30 UTC
Tak Paul PeterDirector · Chief Executive Officer
GrantCommon Stock 180,108 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056801 · doc4.xml · nonDerivative · entry 1

Tak Paul Peter · CIK 0001873905 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 416,999

F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting and settlement. 50% of the RSUs shall vest on June 30, 2024, and the remaining 50% on December 31, 2024, in each case subject to the Reporting Person's continued service on such vesting date.

Read SEC document
June 28, 2023 Filed Jun 29, 2023 13:00 UTC GrantStock Option (Right to Buy) · Derivative 14,240 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001209191-23-040137 · doc4.xml · derivative · entry 1

Martell Christopher · CIK 0001873465 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,240

Underlying: Common Stock · 14,240 shares

Expires 2033-06-28

F1 · derivative.exercise_date: This option is subject to time-based vesting. The shares underlying this option shall vest and become exercisable upon the earlier of (i) June 28, 2024 or (ii) the date of the next Annual Meeting of Stockholders of the Issuer; provided, however, that all vesting shall cease if the Reporting Person resigns from the Board of Directors (the "Board") of the Issuer or otherwise ceases to serve as a director, unless the Board determines that the circumstances warrant continuation of vesting.

Read SEC document
June 28, 2023 Filed Jun 29, 2023 13:00 UTC
Nguyen DiemDirector
GrantStock Option (Right to Buy) · Derivative 14,240 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001209191-23-040135 · doc4.xml · derivative · entry 1

Nguyen Diem · CIK 0001814338 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,240

Underlying: Common Stock · 14,240 shares

Expires 2033-06-28

F1 · derivative.exercise_date: This option is subject to time-based vesting. The shares underlying this option shall vest and become exercisable upon the earlier of (i) June 28, 2024 or (ii) the date of the next Annual Meeting of Stockholders of the Issuer; provided, however, that all vesting shall cease if the Reporting Person resigns from the Board of Directors (the "Board") of the Issuer or otherwise ceases to serve as a director, unless the Board determines that the circumstances warrant continuation of vesting.

Read SEC document
June 28, 2023 Filed Jun 29, 2023 13:00 UTC
Gaeta ReneeDirector
GrantStock Option (Right to Buy) · Derivative 14,240 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001209191-23-040136 · doc4.xml · derivative · entry 1

Gaeta Renee · CIK 0001742428 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,240

Underlying: Common Stock · 14,240 shares

Expires 2033-06-28

F1 · derivative.exercise_date: This option is subject to time-based vesting. The shares underlying this option shall vest and become exercisable upon the earlier of (i) June 28, 2024 or (ii) the date of the next Annual Meeting of Stockholders of the Issuer; provided, however, that all vesting shall cease if the Reporting Person resigns from the Board of Directors (the "Board") of the Issuer or otherwise ceases to serve as a director, unless the Board determines that the circumstances warrant continuation of vesting.

Read SEC document
June 28, 2023 Filed Jun 29, 2023 13:00 UTC GrantStock Option (Right to Buy) · Derivative 14,240 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001209191-23-040133 · doc4.xml · derivative · entry 1

Benz Edward J. JR · CIK 0001691160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,240

Underlying: Common Stock · 14,240 shares

Expires 2033-06-28

F1 · derivative.exercise_date: This option is subject to time-based vesting. The shares underlying this option shall vest and become exercisable upon the earlier of (i) June 28, 2024 or (ii) the date of the next Annual Meeting of Stockholders of the Issuer; provided, however, that all vesting shall cease if the Reporting Person resigns from the Board of Directors (the "Board") of the Issuer or otherwise ceases to serve as a director, unless the Board determines that the circumstances warrant continuation of vesting.

Read SEC document
June 28, 2023 Filed Jun 29, 2023 13:00 UTC GrantStock Option (Right to Buy) · Derivative 14,240 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001209191-23-040134 · doc4.xml · derivative · entry 1

Manning Paul B · CIK 0001494695 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,240

Underlying: Common Stock · 14,240 shares

Expires 2033-06-28

F1 · derivative.exercise_date: This option is subject to time-based vesting. The shares underlying this option shall vest and become exercisable upon the earlier of (i) June 28, 2024 or (ii) the date of the next Annual Meeting of Stockholders of the Issuer; provided, however, that all vesting shall cease if the Reporting Person resigns from the Board of Directors (the "Board") of the Issuer or otherwise ceases to serve as a director, unless the Board determines that the circumstances warrant continuation of vesting.

Read SEC document
June 28, 2023 Filed Jun 29, 2023 13:00 UTC GrantStock Option (Right to Buy) · Derivative 14,240 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001209191-23-040132 · doc4.xml · derivative · entry 1

PAPA JOSEPH C · CIK 0001242215 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,240

Underlying: Common Stock · 14,240 shares

Expires 2033-06-28

F1 · derivative.exercise_date: This option is subject to time-based vesting. The shares underlying this option shall vest and become exercisable upon the earlier of (i) June 28, 2024 or (ii) the date of the next Annual Meeting of Stockholders of the Issuer; provided, however, that all vesting shall cease if the Reporting Person resigns from the Board of Directors (the "Board") of the Issuer or otherwise ceases to serve as a director, unless the Board determines that the circumstances warrant continuation of vesting.

Read SEC document
June 28, 2023 Filed Jun 29, 2023 13:00 UTC GrantStock Option (Right to Buy) · Derivative 14,240 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001209191-23-040131 · doc4.xml · derivative · entry 1

Aguilar-Cordova Estuardo · CIK 0001873919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,240

Underlying: Common Stock · 14,240 shares

Expires 2033-06-28

F1 · derivative.exercise_date: This option is subject to time-based vesting. The shares underlying this option shall vest and become exercisable upon the earlier of (i) June 28, 2024 or (ii) the date of the next Annual Meeting of Stockholders of the Issuer; provided, however, that all vesting shall cease if the Reporting Person resigns from the Board of Directors (the "Board") of the Issuer or otherwise ceases to serve as a director, unless the Board determines that the circumstances warrant continuation of vesting.

Read SEC document
June 28, 2023 Filed Jun 29, 2023 13:00 UTC GrantStock Option (Right to Buy) · Derivative 14,240 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001209191-23-040130 · doc4.xml · derivative · entry 1

Nabel Gary J. · CIK 0001867450 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,240

Underlying: Common Stock · 14,240 shares

Expires 2033-06-28

F1 · derivative.exercise_date: This option is subject to time-based vesting. The shares underlying this option shall vest and become exercisable upon the earlier of (i) June 28, 2024 or (ii) the date of the next Annual Meeting of Stockholders of the Issuer; provided, however, that all vesting shall cease if the Reporting Person resigns from the Board of Directors (the "Board") of the Issuer or otherwise ceases to serve as a director, unless the Board determines that the circumstances warrant continuation of vesting.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 12:45 UTC GrantStock Option (Right to Buy) · Derivative 28,480 $0.00 Strike: $1.51 $0.00
Disclosure

SEC source: 0001209191-23-035623 · doc4.xml · derivative · entry 1

Loggia Nicoletta · CIK 0001979825 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,480

Underlying: Common Stock · 28,480 shares

Expires 2033-06-07

F1 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in 36 equal monthly installments, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
April 28, 2023 Filed May 2, 2023 20:50 UTC
Barone FrancescaChief Scientific Officer
GrantStock Option (Right to Biuy) · Derivative 90,000 $0.00 Strike: $1.29 $0.00
Disclosure

SEC source: 0001209191-23-026549 · doc4.xml · derivative · entry 1

Barone Francesca · CIK 0001909680 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2033-04-28

F1 · derivative.exercise_date: This option is subject to time-based vesting. The shares underlying this option shall vest and become exercisable in forty-eight (48) equal monthly installments following April 28, 2023, subject to the Reporting Person's continued service on each vesting date.

Read SEC document
April 28, 2023 Filed May 2, 2023 21:05 UTC
Tyagarajan SeshuChief Technology Officer
GrantStock Option (Right to Buy) · Derivative 90,000 $0.00 Strike: $1.29 $0.00
Disclosure

SEC source: 0001209191-23-026574 · doc4.xml · derivative · entry 1

Tyagarajan Seshu · CIK 0001923794 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2033-04-28

F1 · derivative.exercise_date: This option is subject to time-based vesting. The shares underlying this option shall vest and become exercisable in forty-eight (48) equal monthly installments following April 28, 2023, subject to the Reporting Person's continued service on each vesting date.

Read SEC document
April 28, 2023 Filed May 2, 2023 17:00 UTC
Nichols William GarrettChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 45,000 $0.00 Strike: $1.29 $0.00
Disclosure

SEC source: 0001209191-23-026569 · doc4.xml · derivative · entry 1

Nichols William Garrett · CIK 0001618364 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2033-04-28

F1 · derivative.exercise_date: This option is subject to time-based vesting. The shares underlying this option shall vest and become exercisable in forty-eight (48) equal monthly installments following April 28, 2023, subject to the Reporting Person's continued service on each vesting date.

Read SEC document
April 28, 2023 Filed May 2, 2023 16:45 UTC
Amello JasonChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 90,000 $0.00 Strike: $1.29 $0.00
Disclosure

SEC source: 0001209191-23-026542 · doc4.xml · derivative · entry 1

Amello Jason · CIK 0001451805 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2033-04-28

F1 · derivative.exercise_date: This option is subject to time-based vesting. The shares underlying this option shall vest and become exercisable in forty-eight (48) equal monthly installments following April 28, 2023, subject to the Reporting Person's continued service on each vesting date.

Read SEC document
April 28, 2023 Filed May 2, 2023 21:10 UTC
Tak Paul PeterDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 180,000 $0.00 Strike: $1.29 $0.00
Disclosure

SEC source: 0001209191-23-026581 · doc4.xml · derivative · entry 1

Tak Paul Peter · CIK 0001873905 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 180,000 shares

Expires 2033-04-28

F1 · derivative.exercise_date: One third of the shares underlying this option shall vest and become exercisable in forty-eight equal monthly installments following April 28, 2023, subject to the Reporting Person's continued service on each vesting date. One third of the shares underlying this option shall vest and become exercisable if the average closing market price of the Issuer's common stock exceeds $3.00 per share for at least 20 consecutive trading days prior to the expiration of the option. The final third of shares underlying this option shall vest and become exercisable if the average closing market price of the Issuer's common stock exceeds $4.50 per share for at least 20 consecutive trading days prior to the expiration of the option. If either stock price hurdle is achieved prior to April 28, 2024, the applicable award would vest fully on April 28, 2024, so long as the Reporting Person remains an employee or service provider of the Issuer through such date.

Read SEC document
December 09, 2022 Filed Dec 12, 2022 21:25 UTC
Tyagarajan SeshuChief Technology Officer
PurchaseCommon Stock 10,358 $1.93 $19,990.94
Disclosure

SEC source: 0001209191-22-060692 · doc4.xml · nonDerivative · entry 2

Tyagarajan Seshu · CIK 0001923794 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,358

F2 · price: The price in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.85 to $2.00. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 09, 2022 Filed Dec 12, 2022 21:25 UTC PurchaseCommon Stock 23,950 $1.92 $45,984.00
Disclosure

SEC source: 0001209191-22-060693 · doc4.xml · nonDerivative · entry 2

Martell Christopher · CIK 0001873465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,000

F2 · price: The price in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.88 to $1.98. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 09, 2022 Filed Dec 12, 2022 16:25 UTC
Amello JasonChief Financial Officer
PurchaseCommon Stock 2,468 $1.93 $4,763.24
Disclosure

SEC source: 0001209191-22-060691 · doc4.xml · nonDerivative · entry 2

Amello Jason · CIK 0001451805 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,568

F2 · price: The price in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.85 to $2.00. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 09, 2022 Filed Dec 12, 2022 21:25 UTC PurchaseCommon Stock 35,018 $1.94 $67,934.92
Disclosure

SEC source: 0001209191-22-060694 · doc4.xml · nonDerivative · entry 2

PAPA JOSEPH C · CIK 0001242215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,032

F2 · price: The price in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.85 to $2.00. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 09, 2022 Filed Dec 12, 2022 21:25 UTC
Tak Paul PeterDirector · Chief Executive Officer
PurchaseCommon Stock 12,935 $1.92 $24,835.20
Disclosure

SEC source: 0001209191-22-060689 · doc4.xml · nonDerivative · entry 2

Tak Paul Peter · CIK 0001873905 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,985

F2 · price: The price in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.89 to $2.00. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 09, 2022 Filed Feb 17, 2023 23:40 UTC Amendment PurchaseCommon Stock 23,950 $1.92 $45,984.00
Disclosure

SEC source: 0000899243-23-005523 · doc4a.xml · nonDerivative · entry 2

Martell Christopher · CIK 0001873465 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By GTAM1 2012 LLC

Disclosed balance after: 152,000

F2 · price: The price in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.88 to $1.98. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares held by GTAM1 2012 LLC, which is wholly owned by a trust for which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any.

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December 08, 2022 Filed Dec 12, 2022 21:30 UTC
Barone FrancescaChief Scientific Officer
PurchaseCommon Stock 1,238 $1.61 $1,993.18
Disclosure

SEC source: 0001209191-22-060700 · doc4.xml · nonDerivative · entry 1

Barone Francesca · CIK 0001909680 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,738

F1 · price: The price in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.55 to $1.64. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 08, 2022 Filed Dec 12, 2022 21:25 UTC
Tyagarajan SeshuChief Technology Officer
PurchaseCommon Stock 3,000 $1.69 $5,070.00
Disclosure

SEC source: 0001209191-22-060692 · doc4.xml · nonDerivative · entry 1

Tyagarajan Seshu · CIK 0001923794 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

F1 · price: The price in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.55 to $1.80. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 08, 2022 Filed Dec 12, 2022 21:25 UTC PurchaseCommon Stock 3,050 $1.68 $5,124.00
Disclosure

SEC source: 0001209191-22-060693 · doc4.xml · nonDerivative · entry 1

Martell Christopher · CIK 0001873465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,050

F1 · price: The price in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.55 to $1.80. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 08, 2022 Filed Dec 12, 2022 16:25 UTC
Amello JasonChief Financial Officer
PurchaseCommon Stock 3,100 $1.69 $5,239.00
Disclosure

SEC source: 0001209191-22-060691 · doc4.xml · nonDerivative · entry 1

Amello Jason · CIK 0001451805 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,100

F1 · price: The price in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.55 to $1.78. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 08, 2022 Filed Dec 12, 2022 21:25 UTC PurchaseCommon Stock 3,014 $1.70 $5,123.80
Disclosure

SEC source: 0001209191-22-060694 · doc4.xml · nonDerivative · entry 1

PAPA JOSEPH C · CIK 0001242215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,014

F1 · price: The price in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.55 to $1.80. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 21:25 UTC
Tak Paul PeterDirector · Chief Executive Officer
PurchaseCommon Stock 3,050 $1.70 $5,185.00
Disclosure

SEC source: 0001209191-22-060689 · doc4.xml · nonDerivative · entry 1

Tak Paul Peter · CIK 0001873905 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,050

F1 · price: The price in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.55 to $1.80. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 08, 2022 Filed Feb 17, 2023 23:40 UTC Amendment PurchaseCommon Stock 3,050 $1.68 $5,124.00
Disclosure

SEC source: 0000899243-23-005523 · doc4a.xml · nonDerivative · entry 1

Martell Christopher · CIK 0001873465 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By GTAM1 2012 LLC

Disclosed balance after: 128,050

F1 · price: The price in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.55 to $1.80. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares held by GTAM1 2012 LLC, which is wholly owned by a trust for which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any.

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November 28, 2022 Filed Nov 30, 2022 23:30 UTC
Barone FrancescaChief Scientific Officer
GrantCommon Stock 90,877 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-037230 · doc4.xml · nonDerivative · entry 1

Barone Francesca · CIK 0001909680 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,377

F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting and settlement. 50% of the RSUs shall vest on November 28, 2023, and the remaining 50% on November 28, 2024, in each case subject to the Reporting Person's continued service on such vesting date.

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November 28, 2022 Filed Nov 30, 2022 23:26 UTC
Tyagarajan SeshuSee Remarks
GrantCommon Stock 73,684 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-037224 · doc4.xml · nonDerivative · entry 1

Tyagarajan Seshu · CIK 0001923794 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,684

F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting and settlement. 50% of the RSUs shall vest on November 28, 2023, and the remaining 50% on November 28, 2024, in each case subject to the Reporting Person's continued service on such vesting date.

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November 28, 2022 Filed Nov 30, 2022 18:29 UTC
Nichols William GarrettChief Medical Officer
GrantCommon Stock 58,479 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-037228 · doc4.xml · nonDerivative · entry 1

Nichols William Garrett · CIK 0001618364 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,479

F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting and settlement. 50% of the RSUs shall vest on November 28, 2023, and the remaining 50% on November 28, 2024, in each case subject to the Reporting Person's continued service on such vesting date.

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November 28, 2022 Filed Nov 30, 2022 18:31 UTC
Amello JasonChief Financial Officer
GrantCommon Stock 90,877 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-037232 · doc4.xml · nonDerivative · entry 1

Amello Jason · CIK 0001451805 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,877

F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting and settlement. 50% of the RSUs shall vest on November 28, 2023, and the remaining 50% on November 28, 2024, in each case subject to the Reporting Person's continued service on such vesting date.

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November 28, 2022 Filed Nov 30, 2022 23:30 UTC
Tak Paul PeterDirector · Chief Executive Officer
GrantCommon Stock 195,906 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-037231 · doc4.xml · nonDerivative · entry 1

Tak Paul Peter · CIK 0001873905 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,906

F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting and settlement. 50% of the RSUs shall vest on November 28, 2023, and the remaining 50% on November 28, 2024, in each case subject to the Reporting Person's continued service on such vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.