Last 12 months
Inside the activity.
0 purchase rows · 11 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 8 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 15, 2003 Filed Jul 17, 2003 19:32 UTC |
JONES THOMAS WCEO Global Investment Mgt.
|
Exercise / conversionEmployee Stock Options - Right to Buy · Derivative | 37,944 | $39.08 Strike: $39.08 | $1,483,018.47 |
DisclosureSEC source: 0001181431-03-014410 · rrd13457.xml · derivative · entry 4 JONES THOMAS W · CIK 0001192374 · CEO Global Investment Mgt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,944 shares Expires 2007-08-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2003 Filed Jul 17, 2003 19:32 UTC |
JONES THOMAS WCEO Global Investment Mgt.
|
Tax withholdingCommon Stock | 2,188 | $47.12 | $103,098.56 |
DisclosureSEC source: 0001181431-03-014410 · rrd13457.xml · nonDerivative · entry 3 JONES THOMAS W · CIK 0001192374 · CEO Global Investment Mgt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 537,475.2 F1 · balance_after: In addition, the Reporting Person indirectly beneficially owns 2,061 shares of common stock as of June 30, 2003 under the Issuer's 401(k) Plan. Read SEC document |
| July 15, 2003 Filed Jul 17, 2003 19:32 UTC |
JONES THOMAS WCEO Global Investment Mgt.
|
Tax withholdingCommon Stock | 31,473 | $47.12 | $1,483,007.76 |
DisclosureSEC source: 0001181431-03-014410 · rrd13457.xml · nonDerivative · entry 2 JONES THOMAS W · CIK 0001192374 · CEO Global Investment Mgt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 539,663.2 F1 · balance_after: In addition, the Reporting Person indirectly beneficially owns 2,061 shares of common stock as of June 30, 2003 under the Issuer's 401(k) Plan. Read SEC document |
| July 15, 2003 Filed Jul 17, 2003 19:32 UTC |
JONES THOMAS WCEO Global Investment Mgt.
|
Exercise / conversionCommon Stock | 37,944 | $39.08 | $1,483,018.47 |
DisclosureSEC source: 0001181431-03-014410 · rrd13457.xml · nonDerivative · entry 1 JONES THOMAS W · CIK 0001192374 · CEO Global Investment Mgt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 571,136.2 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: In addition, the Reporting Person indirectly beneficially owns 2,061 shares of common stock as of June 30, 2003 under the Issuer's 401(k) Plan. Read SEC document |
| July 15, 2003 Filed Jul 17, 2003 15:33 UTC |
PRINCE CHARLESDirector · CEO CGMI
|
GrantEmployee Stock Options - Right to Buy · Derivative | 56,695 | $47.12 Strike: $47.12 | $2,671,468.40 |
DisclosureSEC source: 0001181431-03-014413 · rrd13456.xml · derivative · entry 6 PRINCE CHARLES · CIK 0001225179 · Director · CEO CGMI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,695 Underlying: Common Stock · 56,695 shares Expires 2008-11-02 F3 · balance_after: In addition, the Reporting Person directly beneficially owns 1,153,991 employee stock options representing rights to purchase an equivalent number of shares of common stock, which have various exercise prices, exercise dates and expiration dates. Read SEC document |
| July 15, 2003 Filed Jul 17, 2003 15:33 UTC |
PRINCE CHARLESDirector · CEO CGMI
|
Exercise / conversionEmployee Stock Options - Right to Buy · Derivative | 64,052 | $37.93 Strike: $37.93 | $2,429,492.36 |
DisclosureSEC source: 0001181431-03-014413 · rrd13456.xml · derivative · entry 5 PRINCE CHARLES · CIK 0001225179 · Director · CEO CGMI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 64,052 shares Expires 2008-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2003 Filed Jul 17, 2003 15:33 UTC |
PRINCE CHARLESDirector · CEO CGMI
|
GrantCommon Stock | 318,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-03-014413 · rrd13456.xml · nonDerivative · entry 4 PRINCE CHARLES · CIK 0001225179 · Director · CEO CGMI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,068,501 F2 · shares: Award of restricted stock under the Issuer's 1999 Stock Incentive Plan ("SIP"). F1 · balance_after: In addition, the Reporting Person indirectly beneficially owns (1) 2, 413 shares of common stock as of June 30, 2003 under the Issuer's 401(k) Plan and (2) 4,080 shares of common stock in his children's names, for which the Reporting Person disclaims beneficial ownership. Read SEC document |
| July 15, 2003 Filed Jul 17, 2003 15:33 UTC |
PRINCE CHARLESDirector · CEO CGMI
|
Tax withholdingCommon Stock | 5,136 | $47.12 | $242,008.32 |
DisclosureSEC source: 0001181431-03-014413 · rrd13456.xml · nonDerivative · entry 3 PRINCE CHARLES · CIK 0001225179 · Director · CEO CGMI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,164 F1 · balance_after: In addition, the Reporting Person indirectly beneficially owns (1) 2, 413 shares of common stock as of June 30, 2003 under the Issuer's 401(k) Plan and (2) 4,080 shares of common stock in his children's names, for which the Reporting Person disclaims beneficial ownership. Read SEC document |
| July 15, 2003 Filed Jul 17, 2003 15:33 UTC |
PRINCE CHARLESDirector · CEO CGMI
|
Tax withholdingCommon Stock | 51,559 | $47.12 | $2,429,460.08 |
DisclosureSEC source: 0001181431-03-014413 · rrd13456.xml · nonDerivative · entry 2 PRINCE CHARLES · CIK 0001225179 · Director · CEO CGMI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 755,300 F1 · balance_after: In addition, the Reporting Person indirectly beneficially owns (1) 2, 413 shares of common stock as of June 30, 2003 under the Issuer's 401(k) Plan and (2) 4,080 shares of common stock in his children's names, for which the Reporting Person disclaims beneficial ownership. Read SEC document |
| July 15, 2003 Filed Jul 17, 2003 15:33 UTC |
PRINCE CHARLESDirector · CEO CGMI
|
Exercise / conversionCommon Stock | 64,052 | $37.93 | $2,429,492.36 |
DisclosureSEC source: 0001181431-03-014413 · rrd13456.xml · nonDerivative · entry 1 PRINCE CHARLES · CIK 0001225179 · Director · CEO CGMI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 806,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: In addition, the Reporting Person indirectly beneficially owns (1) 2, 413 shares of common stock as of June 30, 2003 under the Issuer's 401(k) Plan and (2) 4,080 shares of common stock in his children's names, for which the Reporting Person disclaims beneficial ownership. Read SEC document |
| July 15, 2003 Filed Jul 17, 2003 15:35 UTC |
WILLUMSTAD ROBERT BDirector · President
|
GrantCommon Stock | 318,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-03-014414 · rrd13454.xml · nonDerivative · entry 1 WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,472,427.5 F1 · shares: Award of restricted stock under the Issuer's 1999 Stock Incentive Plan ("SIP"). F2 · balance_after: Includes 98,681 shares directly beneficially owned by the Reporting Person in his capacity as trustee of two Grantor Retained Annuity Trusts. In addition, the Reporting Person indirectly beneficially owns 8,594 shares of common stock as of June 30, 2003 under the Issuer's 401(k) Plan. Read SEC document |
| July 14, 2003 Filed Jul 16, 2003 12:14 UTC |
PRINCE CHARLESCEO CGMI
|
Tax withholdingCommon Stock | 3,642.9 | $46.68 | $170,041.46 |
DisclosureSEC source: 0001181431-03-014193 · rrd13283.xml · nonDerivative · entry 1 PRINCE CHARLES · CIK 0001225179 · CEO CGMI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 742,807 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 1999 Stock Incentive Plan ("SIP"). F2 · balance_after: In addition, the Reporting Person indirectly beneficially owns (1) 2, 413 shares of common stock as of June 30, 2003 under the Issuer's 401(k) Plan and (2) 4,080 shares of common stock in his children's names, for which the Reporting Person disclaims beneficial ownership. Read SEC document |
| July 14, 2003 Filed Jul 16, 2003 12:16 UTC |
MAUGHAN DERYCK CVice Chairman
|
Tax withholdingCommon Stock | 3,459 | $46.68 | $161,457.47 |
DisclosureSEC source: 0001181431-03-014194 · rrd13280.xml · nonDerivative · entry 1 MAUGHAN DERYCK C · CIK 0001225176 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,471,879.8 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 1999 Stock Incentive Plan ("SIP"). F2 · balance_after: In addition, the Reporting Person indirectly beneficially owns 11,564 shares of common stock as of June 30, 2003 under the Issuer's 401(k) Plan. Read SEC document |
| July 14, 2003 Filed Jul 16, 2003 12:17 UTC |
DRUSKIN ROBERTChief Operations/Tech Officer
|
Tax withholdingCommon Stock | 2,809 | $46.68 | $131,117.10 |
DisclosureSEC source: 0001181431-03-014195 · rrd13274.xml · nonDerivative · entry 1 DRUSKIN ROBERT · CIK 0001225175 · Chief Operations/Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 951,919.8 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's Stock Incentive Plan ("SIP"). F2 · balance_after: In addition, the Reporting Person indirectly beneficially owns 5,406 shares of common stock as of June 30, 2003 under the Issuer's 401(k) Plan. Read SEC document |
| July 14, 2003 Filed Jul 16, 2003 12:18 UTC |
BISCHOFF WINFRIED F W SIRChairman, Citigroup Europe
|
Tax withholdingCommon Stock | 1,799.5 | $46.68 | $83,996.16 |
DisclosureSEC source: 0001181431-03-014196 · rrd13271.xml · nonDerivative · entry 1 BISCHOFF WINFRIED F W SIR · CIK 0001196150 · Chairman, Citigroup Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,216.5 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of deferred stock awarded under the Issuer's 1999 Stock Incentive Plan ("SIP"). Read SEC document |
| July 01, 2003 Filed Jul 3, 2003 11:28 UTC |
THOMAS FRANKLIN ADirector
|
OtherCommon Stock | 35.5 | $43.22 | $1,534.13 |
DisclosureSEC source: 0001181431-03-013021 · rrd12650.xml · nonDerivative · entry 2 THOMAS FRANKLIN A · CIK 0001184012 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 2 Disclosed balance after: 7,912.6 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. In addition, the Reporting Person directly beneficially owns 13,846 shares of common stock. F4 · balance_after: In addition, the Reporting Person directly beneficially owns 261,392.6033 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 75,641.1991 shares of common stock. Read SEC document |
| July 01, 2003 Filed Jul 3, 2003 11:28 UTC |
THOMAS FRANKLIN ADirector
|
GrantCommon Stock | 224.2 | $43.22 | $9,688.80 |
DisclosureSEC source: 0001181431-03-013021 · rrd12650.xml · nonDerivative · entry 1 THOMAS FRANKLIN A · CIK 0001184012 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 2 Disclosed balance after: 7,877.1 F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. In addition, the Reporting Person directly beneficially owns 13,846 shares of common stock. Read SEC document |
| July 01, 2003 Filed Jul 3, 2003 11:30 UTC |
PEARSON ANDRALLDirector
|
OtherCommon Stock | 1,074.9 | $43.22 | $46,451.80 |
DisclosureSEC source: 0001181431-03-013023 · rrd12647.xml · nonDerivative · entry 2 PEARSON ANDRALL · CIK 0001238582 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 2 Disclosed balance after: 233,782.1 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. In addition, the Reporting Person directly beneficially owns 28,874 shares of common stock. Read SEC document |
| July 01, 2003 Filed Jul 3, 2003 11:30 UTC |
PEARSON ANDRALLDirector
|
GrantCommon Stock | 723.1 | $43.22 | $31,248.77 |
DisclosureSEC source: 0001181431-03-013023 · rrd12647.xml · nonDerivative · entry 1 PEARSON ANDRALL · CIK 0001238582 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 2 Disclosed balance after: 232,707.2 F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. In addition, the Reporting Person directly beneficially owns 28,874 shares of common stock. Read SEC document |
| July 01, 2003 Filed Jul 3, 2003 11:33 UTC |
PARSONS RICHARD DDirector
|
OtherCommon Stock | 74.1 | $43.22 | $3,202.23 |
DisclosureSEC source: 0001181431-03-013026 · rrd12614.xml · nonDerivative · entry 2 PARSONS RICHARD D · CIK 0001008086 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 2 Disclosed balance after: 16,886.1 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. In addition, the Reporting Person directly beneficially owns 5,000 shares of common stock. F4 · balance_after: In addition, the Reporting Person directly beneficially owns 35,867.2948 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 10,379.1965 shares of common stock. Read SEC document |
| July 01, 2003 Filed Jul 3, 2003 11:33 UTC |
PARSONS RICHARD DDirector
|
GrantCommon Stock | 809.9 | $43.22 | $34,999.83 |
DisclosureSEC source: 0001181431-03-013026 · rrd12614.xml · nonDerivative · entry 1 PARSONS RICHARD D · CIK 0001008086 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 2 Disclosed balance after: 16,812 F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. In addition, the Reporting Person directly beneficially owns 5,000 shares of common stock. Read SEC document |
| July 01, 2003 Filed Jul 3, 2003 11:35 UTC |
MECUM DUDLEY C IIDirector
|
OtherCommon Stock | 1,150 | $43.22 | $49,697.25 |
DisclosureSEC source: 0001181431-03-013027 · rrd12609.xml · nonDerivative · entry 2 MECUM DUDLEY C II · CIK 0001046321 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 2 Disclosed balance after: 250,207.5 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. In addition, the Reporting Person (1) directly beneficially owns 75,600 shares of common stock and (2) indirectly beneficially owns 5,054 shares of common stock in his wife's name, for which the Reporting Person disclaims beneficial ownership. Read SEC document |
| July 01, 2003 Filed Jul 3, 2003 11:35 UTC |
MECUM DUDLEY C IIDirector
|
GrantCommon Stock | 867.8 | $43.22 | $37,501.98 |
DisclosureSEC source: 0001181431-03-013027 · rrd12609.xml · nonDerivative · entry 1 MECUM DUDLEY C II · CIK 0001046321 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 2 Disclosed balance after: 249,057.5 F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. In addition, the Reporting Person (1) directly beneficially owns 75,600 shares of common stock and (2) indirectly beneficially owns 5,054 shares of common stock in his wife's name, for which the Reporting Person disclaims beneficial ownership. Read SEC document |
| July 01, 2003 Filed Jul 3, 2003 11:36 UTC |
ARMSTRONG C MICHAELDirector
|
OtherCommon Stock | 126 | $43.22 | $5,445.09 |
DisclosureSEC source: 0001181431-03-013029 · rrd12597.xml · nonDerivative · entry 3 ARMSTRONG C MICHAEL · CIK 0001168011 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 2 Disclosed balance after: 90,024.2 F4 · shares: Reinvestment of dividends under The Travelers Insurance Company ("TIC") Deferred Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors and The Travelers Insurance Company ("TIC") Deferred Compensation Plan for Non-Employee Directors. In addition, the Reporting Person directly beneficially owns 5,895 shares of common stock Read SEC document |
| July 01, 2003 Filed Jul 3, 2003 11:36 UTC |
ARMSTRONG C MICHAELDirector
|
OtherCommon Stock | 285.5 | $43.22 | $12,337.88 |
DisclosureSEC source: 0001181431-03-013029 · rrd12597.xml · nonDerivative · entry 2 ARMSTRONG C MICHAEL · CIK 0001168011 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 2 Disclosed balance after: 89,898.2 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors and The Travelers Insurance Company ("TIC") Deferred Compensation Plan for Non-Employee Directors. In addition, the Reporting Person directly beneficially owns 5,895 shares of common stock Read SEC document |
| July 01, 2003 Filed Jul 3, 2003 11:36 UTC |
ARMSTRONG C MICHAELDirector
|
GrantCommon Stock | 809.9 | $43.22 | $34,999.83 |
DisclosureSEC source: 0001181431-03-013029 · rrd12597.xml · nonDerivative · entry 1 ARMSTRONG C MICHAEL · CIK 0001168011 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 2 Disclosed balance after: 89,612.7 F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors and The Travelers Insurance Company ("TIC") Deferred Compensation Plan for Non-Employee Directors. In addition, the Reporting Person directly beneficially owns 5,895 shares of common stock Read SEC document |
| July 01, 2003 Filed Jul 3, 2003 11:42 UTC |
DAVID GEORGE ALDirector
|
OtherCommon Stock | 14.3 | $43.22 | $617.97 |
DisclosureSEC source: 0001181431-03-013034 · rrd12568.xml · nonDerivative · entry 2 DAVID GEORGE AL · CIK 0001184174 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 2 Disclosed balance after: 3,193.7 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. In addition, the Reporting Person directly beneficially owns 10,000 shares of common stock. Read SEC document |
| July 01, 2003 Filed Jul 3, 2003 11:42 UTC |
DAVID GEORGE ALDirector
|
GrantCommon Stock | 86.8 | $43.22 | $3,751.06 |
DisclosureSEC source: 0001181431-03-013034 · rrd12568.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 2 Disclosed balance after: 3,179.4 F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. In addition, the Reporting Person directly beneficially owns 10,000 shares of common stock. Read SEC document |
| July 01, 2003 Filed Jul 3, 2003 11:38 UTC |
FORD GERALD RDirector
|
GrantCommon Stock | 506 | $43.22 | $21,866.79 |
DisclosureSEC source: 0001181431-03-013030 · rrd12593.xml · nonDerivative · entry 1 FORD GERALD R · CIK 0001232769 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · In Trust Disclosed balance after: 107,487 F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| July 01, 2003 Filed Jul 3, 2003 11:40 UTC |
JORDAN ANN DIBBLEDirector
|
OtherCommon Stock | 37.1 | $43.22 | $1,603.28 |
DisclosureSEC source: 0001181431-03-013031 · rrd12562.xml · nonDerivative · entry 2 JORDAN ANN DIBBLE · CIK 0001198864 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 2 Disclosed balance after: 8,443.1 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. In addition, the Reporting Person directly beneficially owns 12,905 shares of common stock. Read SEC document |
| July 01, 2003 Filed Jul 3, 2003 11:40 UTC |
JORDAN ANN DIBBLEDirector
|
GrantCommon Stock | 405 | $43.22 | $17,502.08 |
DisclosureSEC source: 0001181431-03-013031 · rrd12562.xml · nonDerivative · entry 1 JORDAN ANN DIBBLE · CIK 0001198864 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 2 Disclosed balance after: 8,406 F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. In addition, the Reporting Person directly beneficially owns 12,905 shares of common stock. Read SEC document |
| July 01, 2003 Filed Jul 3, 2003 11:43 UTC |
BELDA ALAIN J PDirector
|
OtherCommon Stock | 43.2 | $43.22 | $1,866.89 |
DisclosureSEC source: 0001181431-03-013035 · rrd12561.xml · nonDerivative · entry 2 BELDA ALAIN J P · CIK 0001127285 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 2 Disclosed balance after: 10,170.5 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. In addition, the Reporting Person directly beneficially owns 5,000 shares of common stock. F4 · balance_after: In addition, the Reporting Person directly beneficially owns 14,130.8355 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 4,089.1491 shares of common stock. Read SEC document |
| July 01, 2003 Filed Jul 3, 2003 11:43 UTC |
BELDA ALAIN J PDirector
|
GrantCommon Stock | 809.9 | $43.22 | $34,999.83 |
DisclosureSEC source: 0001181431-03-013035 · rrd12561.xml · nonDerivative · entry 1 BELDA ALAIN J P · CIK 0001127285 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 2 Disclosed balance after: 10,127.3 F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. In addition, the Reporting Person directly beneficially owns 5,000 shares of common stock. Read SEC document |
| July 01, 2003 Filed Jul 3, 2003 11:44 UTC |
DERR KENNETH TDirector
|
OtherCommon Stock | 62.9 | $43.22 | $2,718.22 |
DisclosureSEC source: 0001181431-03-013037 · rrd12572.xml · nonDerivative · entry 2 DERR KENNETH T · CIK 0001182087 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 2 Disclosed balance after: 14,012.1 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. In addition, the Reporting Person directly beneficially owns 30,736 shares of common stock. F4 · balance_after: In addition, the Reporting Person directly beneficially owns 39,279.3833 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 11,366.579 shares of common stock. Read SEC document |
| July 01, 2003 Filed Jul 3, 2003 11:44 UTC |
DERR KENNETH TDirector
|
GrantCommon Stock | 361.6 | $43.22 | $15,626.54 |
DisclosureSEC source: 0001181431-03-013037 · rrd12572.xml · nonDerivative · entry 1 DERR KENNETH T · CIK 0001182087 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 2 Disclosed balance after: 13,949.2 F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. In addition, the Reporting Person directly beneficially owns 30,736 shares of common stock. Read SEC document |
| July 01, 2003 Filed Jul 3, 2003 11:45 UTC |
DEUTCH JOHN MDirector
|
OtherCommon Stock | 21.6 | $43.22 | $933.44 |
DisclosureSEC source: 0001181431-03-013040 · rrd12589.xml · nonDerivative · entry 2 DEUTCH JOHN M · CIK 0001179111 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 2 Disclosed balance after: 5,041.9 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. In addition, the Reporting Person directly beneficially owns 50,117 shares of common stock. F4 · balance_after: In addition, the Reporting Person directly beneficially owns 1,647.3093 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 476.6946 shares of common stock. Read SEC document |
| July 01, 2003 Filed Jul 3, 2003 11:45 UTC |
DEUTCH JOHN MDirector
|
GrantCommon Stock | 361.6 | $43.22 | $15,626.54 |
DisclosureSEC source: 0001181431-03-013040 · rrd12589.xml · nonDerivative · entry 1 DEUTCH JOHN M · CIK 0001179111 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 2 Disclosed balance after: 5,020.3 F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. In addition, the Reporting Person directly beneficially owns 50,117 shares of common stock. Read SEC document |
| July 01, 2003 Filed Jul 3, 2003 12:01 UTC |
WEILL SANFORD IDirector · Chairman and CEO
|
OtherCommon Stock | 30 | $43.22 | $1,296.45 |
DisclosureSEC source: 0001181431-03-013044 · rrd11929.xml · nonDerivative · entry 1 WEILL SANFORD I · CIK 0001127316 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,399,475 F1 · shares: Reinvestment of dividends under The Travelers Corporation ("TIC") Deferred Compensation Plan for Non-Employee Directors. F2 · balance_after: Includes 877,560 shares directly beneficially owned by the Reporting Person in his capacity as trustee of four Grantor Retained Annuity Trusts. In addition, the Reporting Person indirectly beneficially owns (1) 36,266 shares of common stock as of June 30, 2003 under the Issuer's 401(k) Plan and (2) 600 shares of common stock in his wife's name, for which the Reporting Person disclaims beneficial ownership. Read SEC document |
| June 30, 2003 Filed Jul 2, 2003 15:51 UTC |
MENEZES VICTOR JSenior Vice Chairman
|
OtherDeferred Share Units · Derivative | 62.5461 | $39.73 Strike: $0.00 | $2,484.64 |
DisclosureSEC source: 0001181431-03-012754 · rrd12089.xml · derivative · entry 1 MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,485.7668 Underlying: Common Stock · 62.5461 shares Expires 2004-01-19 F1 · security: These Deferred Share Units are calculated as of June 30, 2003 and are payable in cash on a 1 for 1 basis upon vesting. F1 · derivative.exercise_price: These Deferred Share Units are calculated as of June 30, 2003 and are payable in cash on a 1 for 1 basis upon vesting. F2 · price: The price used is the average of the high and low price of the Issuer's common stock on the dividend record date. F3 · balance_after: In addition, the Reporting Person directly beneficially owns options to purchase 1,215,150 shares of common stock which have various exercise prices, exercise dates and expiration dates. Read SEC document |
| June 30, 2003 Filed Jul 2, 2003 15:54 UTC |
RHODES WILLIAM RSenior Vice Chairman
|
OtherDeferred Share Units · Derivative | 37.2791 | $39.73 Strike: $0.00 | $1,480.91 |
DisclosureSEC source: 0001181431-03-012762 · rrd12076.xml · derivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,441.8481 Underlying: Common Stock · 37.2791 shares Expires 2004-01-19 F1 · security: These Deferred Share Units are calculated as of June 30, 2003 and are payable in cash on a 1 for 1 basis upon vesting. F1 · derivative.exercise_price: These Deferred Share Units are calculated as of June 30, 2003 and are payable in cash on a 1 for 1 basis upon vesting. F2 · price: The price used is the average of the high and low price of the Issuer's common stock on the dividend record date. F3 · balance_after: In addition, the Reporting Person directly beneficially owns options to purchase 1,273,750 shares of common stock which have various exercise prices, exercise dates and expiration dates. Read SEC document |
| June 26, 2003 Filed Jul 2, 2003 15:30 UTC |
MAUGHAN DERYCK CVice Chairman
|
GiftCommon Stock | 30,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-03-012745 · rrd12116.xml · nonDerivative · entry 1 MAUGHAN DERYCK C · CIK 0001225176 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,475,338 F1 · balance_after: In addition, the Reporting Person indirectly beneficially owns 11,564 shares of common stock as of June 30, 2003 under the Issuer's 401(k) Plan. Read SEC document |
| June 18, 2003 Filed Jun 19, 2003 12:54 UTC |
MAGNER MARJORIECOO - Global Consumer
|
GiftCommon Stock | 5,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000831001-03-000391 · primary_doc.xml · nonDerivative · entry 4 MAGNER MARJORIE · CIK 0001225173 · COO - Global Consumer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,916 F1 · balance_after: In addition, the Reporting Person indirectly beneficially owns 14,652 shares of common stock as of May 31, 2003 under the Issuer's 401(k) plan. Read SEC document |
| June 17, 2003 Filed Jun 19, 2003 11:48 UTC |
WEILL SANFORD IDirector · Chairman and CEO
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 503,121 | $0.00 Strike: $45.24 | $0.00 |
DisclosureSEC source: 0000831001-03-000390 · primary_doc.xml · derivative · entry 5 WEILL SANFORD I · CIK 0001127316 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 503,121 Underlying: Common Stock · 503,121 shares Expires 2008-11-02 F2 · balance_after: In addition, the Reporting Person directly beneficially owns 4,836,851 options to purchase 4,836,851 shares of common stock which have various exercise prices, exercise dates and expiration dates. Read SEC document |
| June 17, 2003 Filed Jun 19, 2003 11:48 UTC |
WEILL SANFORD IDirector · Chairman and CEO
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 561,740 | $0.00 Strike: $37.65 | $0.00 |
DisclosureSEC source: 0000831001-03-000390 · primary_doc.xml · derivative · entry 4 WEILL SANFORD I · CIK 0001127316 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 561,740 shares Expires 2008-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 17, 2003 Filed Jun 19, 2003 11:48 UTC |
WEILL SANFORD IDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 35,626 | $45.24 | $1,611,720.24 |
DisclosureSEC source: 0000831001-03-000390 · primary_doc.xml · nonDerivative · entry 3 WEILL SANFORD I · CIK 0001127316 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,399,445 F1 · balance_after: Includes 877,560 shares directly beneficially owned by the Reporting Person in his capacity as trustee of four grantor retained annuity trusts. In addition, the Reporting Person indirectly beneficially owns (1) 36,274 shares of common stock as of May 31, 2003 under the Issuer's 401(k) plan and (2) 600 shares of common stock in his wife's name, for which the Reporting Person disclaims beneficial ownership. Read SEC document |
| June 17, 2003 Filed Jun 19, 2003 11:48 UTC |
WEILL SANFORD IDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 467,495 | $45.24 | $21,149,473.80 |
DisclosureSEC source: 0000831001-03-000390 · primary_doc.xml · nonDerivative · entry 2 WEILL SANFORD I · CIK 0001127316 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,435,071 Read SEC document |
| June 17, 2003 Filed Jun 19, 2003 11:48 UTC |
WEILL SANFORD IDirector · Chairman and CEO
|
Exercise / conversionCommon Stock | 561,740 | $37.65 | $21,149,511.00 |
DisclosureSEC source: 0000831001-03-000390 · primary_doc.xml · nonDerivative · entry 1 WEILL SANFORD I · CIK 0001127316 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,902,566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 17, 2003 Filed Jun 19, 2003 12:54 UTC |
MAGNER MARJORIECOO - Global Consumer
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 49,470 | $0.00 Strike: $45.24 | $0.00 |
DisclosureSEC source: 0000831001-03-000391 · primary_doc.xml · derivative · entry 6 MAGNER MARJORIE · CIK 0001225173 · COO - Global Consumer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,470 Underlying: Common Stock · 49,470 shares Expires 2008-11-02 F2 · balance_after: In addition, the Reporting Person directly beneficially owns 689,449 options to purchase 689,449 shares of common stock which have various exercise prices, exercise dates and expiration dates. Read SEC document |
| June 17, 2003 Filed Jun 19, 2003 12:54 UTC |
MAGNER MARJORIECOO - Global Consumer
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 55,233 | $0.00 Strike: $37.65 | $0.00 |
DisclosureSEC source: 0000831001-03-000391 · primary_doc.xml · derivative · entry 5 MAGNER MARJORIE · CIK 0001225173 · COO - Global Consumer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,233 shares Expires 2008-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 17, 2003 Filed Jun 19, 2003 12:54 UTC |
MAGNER MARJORIECOO - Global Consumer
|
Tax withholdingCommon Stock | 3,504 | $45.24 | $158,520.96 |
DisclosureSEC source: 0000831001-03-000391 · primary_doc.xml · nonDerivative · entry 3 MAGNER MARJORIE · CIK 0001225173 · COO - Global Consumer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,416 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.