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CITIGROUP INC

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2837
SEC CIK
0000831001
Parsed reports
2,547

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202608
Mar 202600
Apr 202602
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 03, 2003 Filed Nov 5, 2003 13:24 UTC
WEILL SANFORD IDirector · Chairman of the Board
GrantEmployee Stock Option (Right to Buy) · Derivative 512,882 $0.00 Strike: $47.40 $0.00
Disclosure

SEC source: 0001181431-03-029114 · rrd21592.xml · derivative · entry 7

WEILL SANFORD I · CIK 0001127316 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,882

Underlying: Common Stock · 512,882 shares

Expires 2008-11-02

Read SEC document
November 03, 2003 Filed Nov 5, 2003 13:24 UTC
WEILL SANFORD IDirector · Chairman of the Board
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 750,539 $0.00 Strike: $21.92 $0.00
Disclosure

SEC source: 0001181431-03-029114 · rrd21592.xml · derivative · entry 6

WEILL SANFORD I · CIK 0001127316 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 750,539 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2003 Filed Nov 5, 2003 13:24 UTC
WEILL SANFORD IDirector · Chairman of the Board
Tax withholdingCommon Stock 165,836 $47.40 $7,860,626.40
Disclosure

SEC source: 0001181431-03-029114 · rrd21592.xml · nonDerivative · entry 3

WEILL SANFORD I · CIK 0001127316 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,071,413.4

F1 · balance_after: Includes 803,193 shares directly beneficially owned by the Reporting Person in his capacity as trustee of four Grantor Retained Annuity Trusts.

F2 · balance_after: Includes 6,563.6 deferred shares of common stock held under The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors for the benefit of the Reporting Person.

Read SEC document
November 03, 2003 Filed Nov 5, 2003 13:24 UTC
WEILL SANFORD IDirector · Chairman of the Board
Tax withholdingCommon Stock 347,046 $47.40 $16,449,980.40
Disclosure

SEC source: 0001181431-03-029114 · rrd21592.xml · nonDerivative · entry 2

WEILL SANFORD I · CIK 0001127316 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,237,249.4

F1 · balance_after: Includes 803,193 shares directly beneficially owned by the Reporting Person in his capacity as trustee of four Grantor Retained Annuity Trusts.

F2 · balance_after: Includes 6,563.6 deferred shares of common stock held under The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors for the benefit of the Reporting Person.

Read SEC document
November 03, 2003 Filed Nov 5, 2003 13:24 UTC
WEILL SANFORD IDirector · Chairman of the Board
Exercise / conversionCommon Stock 750,539 $21.92 $16,450,013.59
Disclosure

SEC source: 0001181431-03-029114 · rrd21592.xml · nonDerivative · entry 1

WEILL SANFORD I · CIK 0001127316 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,584,295.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 803,193 shares directly beneficially owned by the Reporting Person in his capacity as trustee of four Grantor Retained Annuity Trusts.

F2 · balance_after: Includes 6,563.6 deferred shares of common stock held under The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors for the benefit of the Reporting Person.

Read SEC document
November 03, 2003 Filed Nov 5, 2003 13:31 UTC
WILLUMSTAD ROBERT BDirector · President and COO
GrantEmployee Stock Option (Right to Buy) · Derivative 87,923 $0.00 Strike: $47.40 $0.00
Disclosure

SEC source: 0001181431-03-029115 · rrd21599.xml · derivative · entry 7

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,923

Underlying: Common Stock · 87,923 shares

Expires 2008-11-02

Read SEC document
November 03, 2003 Filed Nov 5, 2003 13:31 UTC
WILLUMSTAD ROBERT BDirector · President and COO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 128,664 $0.00 Strike: $21.92 $0.00
Disclosure

SEC source: 0001181431-03-029115 · rrd21599.xml · derivative · entry 6

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 128,664 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2003 Filed Nov 5, 2003 13:31 UTC
WILLUMSTAD ROBERT BDirector · President and COO
Tax withholdingCommon Stock 28,429 $47.40 $1,347,534.60
Disclosure

SEC source: 0001181431-03-029115 · rrd21599.xml · nonDerivative · entry 3

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,511,608.5

F1 · balance_after: Includes 98,681 shares directly beneficially owned by the Reporting Person in his capacity as trustee of two Grantor Retained Annuity Trusts.

Read SEC document
November 03, 2003 Filed Nov 5, 2003 13:31 UTC
WILLUMSTAD ROBERT BDirector · President and COO
Tax withholdingCommon Stock 59,494 $47.40 $2,820,015.60
Disclosure

SEC source: 0001181431-03-029115 · rrd21599.xml · nonDerivative · entry 2

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,540,037.5

F1 · balance_after: Includes 98,681 shares directly beneficially owned by the Reporting Person in his capacity as trustee of two Grantor Retained Annuity Trusts.

Read SEC document
November 03, 2003 Filed Nov 5, 2003 13:31 UTC
WILLUMSTAD ROBERT BDirector · President and COO
Exercise / conversionCommon Stock 128,664 $21.92 $2,820,006.09
Disclosure

SEC source: 0001181431-03-029115 · rrd21599.xml · nonDerivative · entry 1

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,599,531.5

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 98,681 shares directly beneficially owned by the Reporting Person in his capacity as trustee of two Grantor Retained Annuity Trusts.

Read SEC document
October 21, 2003 Filed Oct 23, 2003 15:13 UTC GrantCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-03-027361 · rrd20723.xml · nonDerivative · entry 1

HANNON WILLIAM P · CIK 0001140931 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,279.1

F1 · shares: Award of restricted stock under the Issuer's stock incentive plan.

Read SEC document
October 02, 2003 Filed Oct 2, 2003 17:57 UTC
WEILL SANFORD IDirector · Chairman
Disposition to issuerCommon Stock 5,565,771 $47.14 $262,397,717.22
Disclosure

SEC source: 0001181431-03-025480 · rrd19717.xml · nonDerivative · entry 2

WEILL SANFORD I · CIK 0001127316 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,833,755.5

F4 · shares: The Board of Directors of Citigroup Inc. (the "Company") approved the Company's purchase of 5,565,771 shares of Common Stock from the Reporting Person. The transaction is exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 803,193 shares directly beneficially owned by the Reporting Person in his capacity as trustee of four Grantor Retained Annuity Trusts.

F3 · balance_after: Includes 6,563.6 deferred shares under the TIC Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2003 Filed Oct 2, 2003 17:57 UTC
WEILL SANFORD IDirector · Chairman
OtherCommon Stock 51.5 $44.29 $2,280.68
Disclosure

SEC source: 0001181431-03-025480 · rrd19717.xml · nonDerivative · entry 1

WEILL SANFORD I · CIK 0001127316 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,399,526.5

F1 · shares: Reinvestment of dividends under The Travelers Corporation ("TIC") Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Includes 803,193 shares directly beneficially owned by the Reporting Person in his capacity as trustee of four Grantor Retained Annuity Trusts.

F3 · balance_after: Includes 6,563.6 deferred shares under the TIC Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2003 Filed Oct 3, 2003 10:42 UTC OtherCommon Stock 216.1 $44.29 $9,569.99
Disclosure

SEC source: 0001181431-03-025593 · rrd19449.xml · nonDerivative · entry 3

ARMSTRONG C MICHAEL · CIK 0001168011 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2).

Disclosed balance after: 91,526.7

F4 · shares: Reinvestment of dividends under the TIC Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors and The Travelers Insurance Company ("TIC") Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2003 Filed Oct 3, 2003 10:42 UTC OtherCommon Stock 496.1 $44.29 $21,969.79
Disclosure

SEC source: 0001181431-03-025593 · rrd19449.xml · nonDerivative · entry 2

ARMSTRONG C MICHAEL · CIK 0001168011 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2).

Disclosed balance after: 91,310.6

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors and The Travelers Insurance Company ("TIC") Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2003 Filed Oct 3, 2003 10:42 UTC GrantCommon Stock 790.3 $44.29 $34,998.44
Disclosure

SEC source: 0001181431-03-025593 · rrd19449.xml · nonDerivative · entry 1

ARMSTRONG C MICHAEL · CIK 0001168011 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2).

Disclosed balance after: 90,814.5

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors and The Travelers Insurance Company ("TIC") Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2003 Filed Oct 3, 2003 10:45 UTC OtherCommon Stock 80.5 $44.29 $3,564.94
Disclosure

SEC source: 0001181431-03-025595 · rrd19584.xml · nonDerivative · entry 2

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes 2 and 4

Disclosed balance after: 11,041.3

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 14,130.8355 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 4,086.4076 shares of common stock.

Read SEC document
October 01, 2003 Filed Oct 3, 2003 10:45 UTC GrantCommon Stock 790.3 $44.29 $34,998.44
Disclosure

SEC source: 0001181431-03-025595 · rrd19584.xml · nonDerivative · entry 1

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 2

Disclosed balance after: 10,960.8

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2003 Filed Oct 3, 2003 10:51 UTC OtherCommon Stock 110.9 $44.29 $4,911.21
Disclosure

SEC source: 0001181431-03-025597 · rrd19562.xml · nonDerivative · entry 2

DERR KENNETH T · CIK 0001182087 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes 2 and 4

Disclosed balance after: 14,475.8

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 39,279.3833 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 11,358.958 shares of common stock.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2003 Filed Oct 3, 2003 10:51 UTC GrantCommon Stock 352.8 $44.29 $15,623.75
Disclosure

SEC source: 0001181431-03-025597 · rrd19562.xml · nonDerivative · entry 1

DERR KENNETH T · CIK 0001182087 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 2

Disclosed balance after: 14,364.9

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2003 Filed Oct 3, 2003 10:58 UTC OtherCommon Stock 39.9 $44.29 $1,766.97
Disclosure

SEC source: 0001181431-03-025601 · rrd19184.xml · nonDerivative · entry 2

DEUTCH JOHN M · CIK 0001179111 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes (2) and (4).

Disclosed balance after: 5,434.6

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 1,647.3093 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 476.4 shares of common stock.

Read SEC document
October 01, 2003 Filed Oct 3, 2003 10:58 UTC GrantCommon Stock 352.8 $44.29 $15,623.75
Disclosure

SEC source: 0001181431-03-025601 · rrd19184.xml · nonDerivative · entry 1

DEUTCH JOHN M · CIK 0001179111 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 2.

Disclosed balance after: 5,394.7

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2003 Filed Oct 3, 2003 11:00 UTC GrantCommon Stock 493 $44.29 $21,832.51
Disclosure

SEC source: 0001181431-03-025603 · rrd19577.xml · nonDerivative · entry 1

FORD GERALD R · CIK 0001232769 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · In Trust.

Disclosed balance after: 103,580

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2003 Filed Oct 3, 2003 11:03 UTC OtherCommon Stock 66.8 $44.29 $2,958.24
Disclosure

SEC source: 0001181431-03-025605 · rrd19604.xml · nonDerivative · entry 2

JORDAN ANN DIBBLE · CIK 0001198864 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 2

Disclosed balance after: 8,905.1

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2003 Filed Oct 3, 2003 11:03 UTC GrantCommon Stock 395.2 $44.29 $17,501.43
Disclosure

SEC source: 0001181431-03-025605 · rrd19604.xml · nonDerivative · entry 1

JORDAN ANN DIBBLE · CIK 0001198864 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 2

Disclosed balance after: 8,838.3

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2003 Filed Oct 3, 2003 11:05 UTC OtherCommon Stock 1,979.4 $44.29 $87,657.73
Disclosure

SEC source: 0001181431-03-025607 · rrd19605.xml · nonDerivative · entry 2

MECUM DUDLEY C II · CIK 0001046321 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 2

Disclosed balance after: 253,033.7

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2003 Filed Oct 3, 2003 11:05 UTC GrantCommon Stock 846.8 $44.29 $37,500.54
Disclosure

SEC source: 0001181431-03-025607 · rrd19605.xml · nonDerivative · entry 1

MECUM DUDLEY C II · CIK 0001046321 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 2

Disclosed balance after: 251,054.3

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2003 Filed Oct 3, 2003 11:08 UTC OtherCommon Stock 133.6 $44.29 $5,916.48
Disclosure

SEC source: 0001181431-03-025609 · rrd19691.xml · nonDerivative · entry 2

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 2

Disclosed balance after: 17,810

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 35,867.2948 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 10,372.2377 shares of common stock.

Read SEC document
October 01, 2003 Filed Oct 3, 2003 11:08 UTC GrantCommon Stock 790.3 $44.29 $34,998.44
Disclosure

SEC source: 0001181431-03-025609 · rrd19691.xml · nonDerivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 2

Disclosed balance after: 17,676.4

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2003 Filed Oct 3, 2003 11:09 UTC OtherCommon Stock 1,849.5 $44.29 $81,905.11
Disclosure

SEC source: 0001181431-03-025610 · rrd19574.xml · nonDerivative · entry 2

PEARSON ANDRALL · CIK 0001238582 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 2

Disclosed balance after: 236,337.3

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2003 Filed Oct 3, 2003 11:09 UTC GrantCommon Stock 705.7 $44.29 $31,251.92
Disclosure

SEC source: 0001181431-03-025610 · rrd19574.xml · nonDerivative · entry 1

PEARSON ANDRALL · CIK 0001238582 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 2

Disclosed balance after: 234,487.8

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2003 Filed Oct 3, 2003 11:14 UTC OtherCommon Stock 62.6 $44.29 $2,772.24
Disclosure

SEC source: 0001181431-03-025613 · rrd19581.xml · nonDerivative · entry 2

THOMAS FRANKLIN A · CIK 0001184012 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 2

Disclosed balance after: 8,194

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. .

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 261,392.6033 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 75,590.4849 shares of common stock.

Read SEC document
October 01, 2003 Filed Oct 3, 2003 11:14 UTC GrantCommon Stock 218.8 $44.29 $9,689.56
Disclosure

SEC source: 0001181431-03-025613 · rrd19581.xml · nonDerivative · entry 1

THOMAS FRANKLIN A · CIK 0001184012 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 2

Disclosed balance after: 8,131.4

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. .

Read SEC document
October 01, 2003 Filed Oct 3, 2003 11:29 UTC OtherCommon Stock 25.3 $44.29 $1,120.41
Disclosure

SEC source: 0001181431-03-025618 · rrd19592.xml · nonDerivative · entry 2

DAVID GEORGE AL · CIK 0001184174 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 2

Disclosed balance after: 3,303.7

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2003 Filed Oct 3, 2003 11:29 UTC GrantCommon Stock 84.7 $44.29 $3,750.94
Disclosure

SEC source: 0001181431-03-025618 · rrd19592.xml · nonDerivative · entry 1

DAVID GEORGE AL · CIK 0001184174 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 2

Disclosed balance after: 3,278.4

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
September 30, 2003 Filed Oct 2, 2003 15:43 UTC
RHODES WILLIAM RSenior Vice Chairman
OtherDeferred Share Units · Derivative 60.2 $43.24 Strike: $0.00 $2,602.75
Disclosure

SEC source: 0001181431-03-025369 · rrd19662.xml · derivative · entry 1

RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,502.1

Underlying: Common Stock · 60.2 shares

Expires 2004-01-19

F1 · security: These Deferred Share Units are calculated as of September 30, 2003 and are payable in cash on a 1 for 1 basis upon vesting.

F1 · derivative.exercise_price: These Deferred Share Units are calculated as of September 30, 2003 and are payable in cash on a 1 for 1 basis upon vesting.

F2 · price: The price used is the average of the high and low price of the Issuer's common stock on the dividend record date.

Read SEC document
September 30, 2003 Filed Oct 2, 2003 15:45 UTC
MENEZES VICTOR JSenior Vice Chairman
OtherDeferred Share Units · Derivative 101.1 $43.24 Strike: $0.00 $4,371.06
Disclosure

SEC source: 0001181431-03-025374 · rrd19652.xml · derivative · entry 1

MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,586.8

Underlying: Common Stock · 101.1 shares

Expires 2004-01-19

F1 · security: These Deferred Share Units are calculated as of September 30, 2003 and are payable in cash on a 1 for 1 basis upon vesting.

F1 · derivative.exercise_price: These Deferred Share Units are calculated as of September 30, 2003 and are payable in cash on a 1 for 1 basis upon vesting.

F2 · price: The price used is the average of the high and low price of the Issuer's common stock on the dividend record date.

Read SEC document
September 26, 2003 Filed Oct 10, 2003 12:17 UTC
MAGNER MARJORIECEO Global Consumer
GiftCommon Stock 3,250 $0.00 $0.00
Disclosure

SEC source: 0001181431-03-026341 · rrd20165.xml · nonDerivative · entry 2

MAGNER MARJORIE · CIK 0001225173 · CEO Global Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,293.8

Read SEC document
September 25, 2003 Filed Sep 29, 2003 14:29 UTC
DRUSKIN ROBERTPresident & COO, GCIB
GrantEmployee Stock Option (Right to Buy) · Derivative 12,801 $46.53 Strike: $46.53 $595,630.53
Disclosure

SEC source: 0001181431-03-024623 · rrd19200.xml · derivative · entry 6

DRUSKIN ROBERT · CIK 0001225175 · President & COO, GCIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,801

Underlying: Common Stock · 12,801 shares

Expires 2008-03-25

Read SEC document
September 25, 2003 Filed Sep 29, 2003 14:29 UTC
DRUSKIN ROBERTPresident & COO, GCIB
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 15,062 $35.70 Strike: $35.70 $537,713.40
Disclosure

SEC source: 0001181431-03-024623 · rrd19200.xml · derivative · entry 5

DRUSKIN ROBERT · CIK 0001225175 · President & COO, GCIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,062 shares

Expires 2008-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2003 Filed Sep 29, 2003 14:29 UTC
DRUSKIN ROBERTPresident & COO, GCIB
Tax withholdingCommon Stock 1,245 $46.53 $57,929.85
Disclosure

SEC source: 0001181431-03-024623 · rrd19200.xml · nonDerivative · entry 3

DRUSKIN ROBERT · CIK 0001225175 · President & COO, GCIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 954,180.8

Read SEC document
September 25, 2003 Filed Sep 29, 2003 14:29 UTC
DRUSKIN ROBERTPresident & COO, GCIB
Tax withholdingCommon Stock 11,556 $46.53 $537,700.68
Disclosure

SEC source: 0001181431-03-024623 · rrd19200.xml · nonDerivative · entry 2

DRUSKIN ROBERT · CIK 0001225175 · President & COO, GCIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 955,425.8

Read SEC document
September 25, 2003 Filed Sep 29, 2003 14:29 UTC
DRUSKIN ROBERTPresident & COO, GCIB
Exercise / conversionCommon Stock 15,062 $35.70 $537,713.40
Disclosure

SEC source: 0001181431-03-024623 · rrd19200.xml · nonDerivative · entry 1

DRUSKIN ROBERT · CIK 0001225175 · President & COO, GCIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 966,981.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2003 Filed Oct 10, 2003 12:17 UTC
MAGNER MARJORIECEO Global Consumer
GiftCommon Stock 538 $0.00 $0.00
Disclosure

SEC source: 0001181431-03-026341 · rrd20165.xml · nonDerivative · entry 1

MAGNER MARJORIE · CIK 0001225173 · CEO Global Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,543.8

Read SEC document
September 22, 2003 Filed Sep 24, 2003 18:23 UTC
JONES THOMAS WCEO Global Investment Mgt.
GrantEmployee Stock Options - Right to Buy · Derivative 77,638 $46.99 Strike: $46.99 $3,648,209.62
Disclosure

SEC source: 0001181431-03-024203 · rrd19013.xml · derivative · entry 6

JONES THOMAS W · CIK 0001192374 · CEO Global Investment Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,638

Underlying: Common Stock · 77,638 shares

Expires 2007-08-18

Read SEC document
September 22, 2003 Filed Sep 24, 2003 18:23 UTC
JONES THOMAS WCEO Global Investment Mgt.
Exercise / conversionEmployee Stock Options - Right to Buy · Derivative 92,235 $35.46 Strike: $35.46 $3,270,653.10
Disclosure

SEC source: 0001181431-03-024203 · rrd19013.xml · derivative · entry 5

JONES THOMAS W · CIK 0001192374 · CEO Global Investment Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 92,235 shares

Expires 2007-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 22, 2003 Filed Sep 24, 2003 18:23 UTC
JONES THOMAS WCEO Global Investment Mgt.
Tax withholdingCommon Stock 8,035 $46.99 $377,564.65
Disclosure

SEC source: 0001181431-03-024203 · rrd19013.xml · nonDerivative · entry 3

JONES THOMAS W · CIK 0001192374 · CEO Global Investment Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 552,072.2

Read SEC document
September 22, 2003 Filed Sep 24, 2003 18:23 UTC
JONES THOMAS WCEO Global Investment Mgt.
Tax withholdingCommon Stock 69,603 $46.99 $3,270,644.97
Disclosure

SEC source: 0001181431-03-024203 · rrd19013.xml · nonDerivative · entry 2

JONES THOMAS W · CIK 0001192374 · CEO Global Investment Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 560,107.2

Read SEC document
September 22, 2003 Filed Sep 24, 2003 18:23 UTC
JONES THOMAS WCEO Global Investment Mgt.
Exercise / conversionCommon Stock 92,235 $35.46 $3,270,653.10
Disclosure

SEC source: 0001181431-03-024203 · rrd19013.xml · nonDerivative · entry 1

JONES THOMAS W · CIK 0001192374 · CEO Global Investment Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,710.2

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2003 Filed Sep 18, 2003 15:37 UTC
MENEZES VICTOR JSenior Vice Chairman
GiftCommon Stock 2,900 $0.00 $0.00
Disclosure

SEC source: 0001181431-03-023644 · rrd18801.xml · nonDerivative · entry 1

MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,904,860.9

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.