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CITIGROUP INC

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Tapewire entity
2837
SEC CIK
0000831001
Parsed reports
2,547

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202608
Mar 202600
Apr 202602
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 06, 2004 Filed Jan 8, 2004 14:55 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 18,441 $0.00 Strike: $49.79 $0.00
Disclosure

SEC source: 0001181431-04-001796 · rrd28241.xml · derivative · entry 8

HANNON WILLIAM P · CIK 0001140931 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,441

Underlying: Common Stock · 18,441 shares

Expires 2010-04-18

Read SEC document
January 06, 2004 Filed Jan 8, 2004 14:55 UTC Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 20,586 $0.00 Strike: $41.45 $0.00
Disclosure

SEC source: 0001181431-04-001796 · rrd28241.xml · derivative · entry 7

HANNON WILLIAM P · CIK 0001140931 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,586 shares

Expires 2010-04-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2004 Filed Jan 8, 2004 14:55 UTC Tax withholdingCommon Stock 1,306 $49.79 $65,025.74
Disclosure

SEC source: 0001181431-04-001796 · rrd28241.xml · nonDerivative · entry 3

HANNON WILLIAM P · CIK 0001140931 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,116.1

Read SEC document
January 06, 2004 Filed Jan 8, 2004 14:55 UTC Tax withholdingCommon Stock 17,135 $49.79 $853,151.65
Disclosure

SEC source: 0001181431-04-001796 · rrd28241.xml · nonDerivative · entry 2

HANNON WILLIAM P · CIK 0001140931 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,422.1

Read SEC document
January 06, 2004 Filed Jan 8, 2004 14:55 UTC Exercise / conversionCommon Stock 20,586 $41.45 $853,190.89
Disclosure

SEC source: 0001181431-04-001796 · rrd28241.xml · nonDerivative · entry 1

HANNON WILLIAM P · CIK 0001140931 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,557.1

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2004 Filed Jan 5, 2004 17:50 UTC OtherCommon Stock 60.8 $47.24 $2,872.44
Disclosure

SEC source: 0001181431-04-000934 · rrd27539.xml · nonDerivative · entry 2

THOMAS FRANKLIN A · CIK 0001184012 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes (2) & (4)

Disclosed balance after: 8,459.8

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 261,392.6033 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 75,555.6 shares of common stock.

Read SEC document
January 01, 2004 Filed Jan 5, 2004 17:50 UTC GrantCommon Stock 205 $47.24 $9,685.02
Disclosure

SEC source: 0001181431-04-000934 · rrd27539.xml · nonDerivative · entry 1

THOMAS FRANKLIN A · CIK 0001184012 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2)

Disclosed balance after: 8,399

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2004 Filed Jan 5, 2004 17:52 UTC OtherCommon Stock 204.1 $47.24 $9,642.50
Disclosure

SEC source: 0001181431-04-000938 · rrd27453.xml · nonDerivative · entry 3

ARMSTRONG C MICHAEL · CIK 0001168011 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 92,999.1

F4 · shares: Reinvestment of dividends under The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors and The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2004 Filed Jan 5, 2004 17:52 UTC OtherCommon Stock 474.6 $47.24 $22,422.00
Disclosure

SEC source: 0001181431-04-000938 · rrd27453.xml · nonDerivative · entry 2

ARMSTRONG C MICHAEL · CIK 0001168011 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 92,795

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors and The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2004 Filed Jan 5, 2004 17:52 UTC GrantCommon Stock 793.7 $47.24 $37,497.56
Disclosure

SEC source: 0001181431-04-000938 · rrd27453.xml · nonDerivative · entry 1

ARMSTRONG C MICHAEL · CIK 0001168011 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 92,320.4

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors and The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2004 Filed Jan 5, 2004 17:52 UTC OtherCommon Stock 1,876.3 $47.24 $88,643.92
Disclosure

SEC source: 0001181431-04-000939 · rrd27517.xml · nonDerivative · entry 2

MECUM DUDLEY C II · CIK 0001046321 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 2

Disclosed balance after: 255,571.5

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2004 Filed Jan 5, 2004 17:52 UTC GrantCommon Stock 661.5 $47.24 $31,251.91
Disclosure

SEC source: 0001181431-04-000939 · rrd27517.xml · nonDerivative · entry 1

MECUM DUDLEY C II · CIK 0001046321 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 2

Disclosed balance after: 253,695.2

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2004 Filed Jan 5, 2004 17:53 UTC OtherCommon Stock 132.1 $47.24 $6,240.93
Disclosure

SEC source: 0001181431-04-000941 · rrd27514.xml · nonDerivative · entry 2

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes (2) & (4)

Disclosed balance after: 18,683

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 35,867.2948 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 10,367.5 shares of common stock.

Read SEC document
January 01, 2004 Filed Jan 5, 2004 17:53 UTC GrantCommon Stock 740.9 $47.24 $35,003.08
Disclosure

SEC source: 0001181431-04-000941 · rrd27514.xml · nonDerivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2)

Disclosed balance after: 18,550.9

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2004 Filed Jan 5, 2004 18:00 UTC
WEILL SANFORD IDirector · Chairman
OtherCommon Stock 48.6 $47.24 $2,296.06
Disclosure

SEC source: 0001181431-04-000945 · rrd27509.xml · nonDerivative · entry 1

WEILL SANFORD I · CIK 0001127316 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,525,108.2

F1 · shares: Reinvestment of dividends under The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Includes 803,193 shares directly beneficially owned by the Reporting Person in his capacity as trustee of four Grantor Retained Annuity Trusts.

F3 · balance_after: Includes 6,612.2 deferred shares of common stock held under The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors for the benefit of the Reporting Person.

Read SEC document
January 01, 2004 Filed Jan 5, 2004 18:00 UTC OtherCommon Stock 81.9 $47.24 $3,869.28
Disclosure

SEC source: 0001181431-04-000946 · rrd27459.xml · nonDerivative · entry 2

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes 2 and 4

Disclosed balance after: 11,864

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 14,130.8355 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 4,084.5 shares of common stock.

Read SEC document
January 01, 2004 Filed Jan 5, 2004 18:00 UTC GrantCommon Stock 740.8 $47.24 $34,998.36
Disclosure

SEC source: 0001181431-04-000946 · rrd27459.xml · nonDerivative · entry 1

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 2

Disclosed balance after: 11,782.1

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2004 Filed Jan 5, 2004 18:03 UTC OtherCommon Stock 24.4 $47.24 $1,152.75
Disclosure

SEC source: 0001181431-04-000948 · rrd27534.xml · nonDerivative · entry 2

DAVID GEORGE AL · CIK 0001184174 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2)

Disclosed balance after: 3,407.5

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2004 Filed Jan 5, 2004 18:03 UTC GrantCommon Stock 79.4 $47.24 $3,751.17
Disclosure

SEC source: 0001181431-04-000948 · rrd27534.xml · nonDerivative · entry 1

DAVID GEORGE AL · CIK 0001184174 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2)

Disclosed balance after: 3,383.1

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2004 Filed Jan 5, 2004 18:04 UTC OtherCommon Stock 107.3 $47.24 $5,069.28
Disclosure

SEC source: 0001181431-04-000949 · rrd27531.xml · nonDerivative · entry 2

DERR KENNETH T · CIK 0001182087 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes (2) and (4)

Disclosed balance after: 14,913.9

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 39,279.3833 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 11,353.7 shares of common stock.

Read SEC document
January 01, 2004 Filed Jan 5, 2004 18:04 UTC GrantCommon Stock 330.8 $47.24 $15,628.32
Disclosure

SEC source: 0001181431-04-000949 · rrd27531.xml · nonDerivative · entry 1

DERR KENNETH T · CIK 0001182087 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2)

Disclosed balance after: 14,806.6

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2004 Filed Jan 5, 2004 18:06 UTC OtherCommon Stock 40.3 $47.24 $1,903.93
Disclosure

SEC source: 0001181431-04-000950 · rrd27527.xml · nonDerivative · entry 2

DEUTCH JOHN M · CIK 0001179111 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes (2) and (4).

Disclosed balance after: 5,845.3

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns1,647.3093 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 476.2 shares of common stock.

Read SEC document
January 01, 2004 Filed Jan 5, 2004 18:06 UTC GrantCommon Stock 370.4 $47.24 $17,499.18
Disclosure

SEC source: 0001181431-04-000950 · rrd27527.xml · nonDerivative · entry 1

DEUTCH JOHN M · CIK 0001179111 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2)

Disclosed balance after: 5,805

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2004 Filed Jan 5, 2004 18:08 UTC OtherCommon Stock 66 $47.24 $3,118.10
Disclosure

SEC source: 0001181431-04-000951 · rrd27523.xml · nonDerivative · entry 2

JORDAN ANN DIBBLE · CIK 0001198864 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 2

Disclosed balance after: 9,341.5

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2004 Filed Jan 5, 2004 18:08 UTC GrantCommon Stock 370.4 $47.24 $17,499.18
Disclosure

SEC source: 0001181431-04-000951 · rrd27523.xml · nonDerivative · entry 1

JORDAN ANN DIBBLE · CIK 0001198864 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 2

Disclosed balance after: 9,275.5

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2004 Filed Jan 5, 2004 18:09 UTC GrantCommon Stock 463 $47.24 $21,873.97
Disclosure

SEC source: 0001181431-04-000952 · rrd27524.xml · nonDerivative · entry 1

FORD GERALD R · CIK 0001232769 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · In Trust.

Disclosed balance after: 104,043

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2004 Filed Jan 5, 2004 18:21 UTC OtherCommon Stock 1,752.5 $47.24 $82,795.11
Disclosure

SEC source: 0001181431-04-000959 · rrd27913.xml · nonDerivative · entry 2

PEARSON ANDRALL · CIK 0001238582 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes 2 & 3

Disclosed balance after: 212,224.2

F4 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F3 · balance_after: Reflects shares distributed to the Reporting Person on January 1, 2004 in accordance with an election made under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2004 Filed Jan 5, 2004 18:21 UTC GrantCommon Stock 661.5 $47.24 $31,251.91
Disclosure

SEC source: 0001181431-04-000959 · rrd27913.xml · nonDerivative · entry 1

PEARSON ANDRALL · CIK 0001238582 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes 2 & 3

Disclosed balance after: 210,471.7

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F3 · balance_after: Reflects shares distributed to the Reporting Person on January 1, 2004 in accordance with an election made under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
December 31, 2003 Filed Jan 5, 2004 17:51 UTC
MENEZES VICTOR JSenior Vice Chairman
OtherDeferred Share Units · Derivative 91.9 $47.96 Strike: $0.00 $4,407.52
Disclosure

SEC source: 0001181431-04-000935 · rrd27535.xml · derivative · entry 1

MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,678.7

Underlying: Common Stock · 91.9 shares

Expires 2004-01-19

F1 · security: These Deferred Share Units are calculated as of December 31, 2003 and are payable in cash on a 1 for 1 basis upon vesting.

F1 · derivative.exercise_price: These Deferred Share Units are calculated as of December 31, 2003 and are payable in cash on a 1 for 1 basis upon vesting.

F2 · price: The price used is the average of the high and low price of the Issuer's common stock on the dividend record date.

Read SEC document
December 31, 2003 Filed Jan 5, 2004 17:52 UTC
RHODES WILLIAM RSenior Vice Chairman
OtherDeferred Shares Units · Derivative 54.7 $47.96 Strike: $0.00 $2,623.41
Disclosure

SEC source: 0001181431-04-000936 · rrd27530.xml · derivative · entry 1

RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,556.8

Underlying: Common Stock · 54.7 shares

Expires 2004-01-19

F1 · security: These Deferred Share Units are calculated as of December 31, 2003 and are payable in cash on a 1 for 1 basis upon vesting.

F1 · derivative.exercise_price: These Deferred Share Units are calculated as of December 31, 2003 and are payable in cash on a 1 for 1 basis upon vesting.

F2 · price: The price used is the average of the high and low price of the Issuer's common stock on the dividend record date.

Read SEC document
December 24, 2003 Filed Dec 31, 2003 11:43 UTC
WILLUMSTAD ROBERT BDirector · President and COO
GiftCommon Stock 3,498 $0.00 $0.00
Disclosure

SEC source: 0001181431-03-038287 · rrd27164.xml · nonDerivative · entry 2

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,506,418.5

F1 · balance_after: Includes 64,320 shares directly beneficially owned by the Reporting Person in his capacity as trustee of a Grantor Retained Annuity Trust.

Read SEC document
December 23, 2003 Filed Dec 31, 2003 16:37 UTC
THOMSON TODD SChief Financial Officer
GiftCommon Stock 2,656 $0.00 $0.00
Disclosure

SEC source: 0001181431-03-038283 · rrd27159.xml · nonDerivative · entry 1

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,191.9

Read SEC document
December 19, 2003 Filed Dec 23, 2003 17:40 UTC
WEILL SANFORD IDirector · Chairman
Tax withholdingCommon Stock 146,353.8 $48.06 $7,033,031.86
Disclosure

SEC source: 0001181431-03-037598 · rrd26688.xml · nonDerivative · entry 1

WEILL SANFORD I · CIK 0001127316 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,525,059.6

F1 · balance_after: Includes 803,193 shares directly beneficially owned by the Reporting Person in his capacity as trustee of four Grantor Retained Annuity Trusts.

F2 · balance_after: Includes 6,563.6 deferred shares of common stock held under The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors for the benefit of the Reporting Person.

Read SEC document
December 18, 2003 Filed Dec 31, 2003 11:43 UTC
WILLUMSTAD ROBERT BDirector · President and COO
GiftCommon Stock 1,170 $0.00 $0.00
Disclosure

SEC source: 0001181431-03-038287 · rrd27164.xml · nonDerivative · entry 1

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,509,916.5

F1 · balance_after: Includes 64,320 shares directly beneficially owned by the Reporting Person in his capacity as trustee of a Grantor Retained Annuity Trust.

Read SEC document
December 12, 2003 Filed Dec 23, 2003 17:37 UTC
MENEZES VICTOR JSenior Vice Chairman
GiftCommon Stock 18,900 $0.00 $0.00
Disclosure

SEC source: 0001181431-03-037596 · rrd26082.xml · nonDerivative · entry 1

MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,939,017.9

Read SEC document
December 10, 2003 Filed Dec 23, 2003 22:39 UTC
BUSHNELL DAVID CSenior Risk Officer
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-03-037597 · rrd26086.xml · nonDerivative · entry 1

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,352.9

Read SEC document
December 05, 2003 Filed Dec 9, 2003 10:52 UTC
MAUGHAN DERYCK CVice Chairman
GrantEmployee Stock Option (Right to Buy) · Derivative 264,629 $0.00 Strike: $47.19 $0.00
Disclosure

SEC source: 0001181431-03-034670 · rrd24841.xml · derivative · entry 11

MAUGHAN DERYCK C · CIK 0001225176 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,629

Underlying: Common Stock · 264,629 shares

Expires 2007-12-01

Read SEC document
December 05, 2003 Filed Dec 9, 2003 10:52 UTC
MAUGHAN DERYCK CVice Chairman
GrantEmployee Stock Option (Right to Buy) · Derivative 141,387 $0.00 Strike: $47.19 $0.00
Disclosure

SEC source: 0001181431-03-034670 · rrd24841.xml · derivative · entry 10

MAUGHAN DERYCK C · CIK 0001225176 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,387

Underlying: Common Stock · 141,387 shares

Expires 2008-11-02

Read SEC document
December 05, 2003 Filed Dec 9, 2003 10:52 UTC
MAUGHAN DERYCK CVice Chairman
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 296,740 $0.00 Strike: $38.52 $0.00
Disclosure

SEC source: 0001181431-03-034670 · rrd24841.xml · derivative · entry 9

MAUGHAN DERYCK C · CIK 0001225176 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 296,740 shares

Expires 2007-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2003 Filed Dec 9, 2003 10:52 UTC
MAUGHAN DERYCK CVice Chairman
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 160,497 $0.00 Strike: $37.65 $0.00
Disclosure

SEC source: 0001181431-03-034670 · rrd24841.xml · derivative · entry 8

MAUGHAN DERYCK C · CIK 0001225176 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 160,497 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2003 Filed Dec 9, 2003 10:52 UTC
MAUGHAN DERYCK CVice Chairman
Tax withholdingCommon Stock 22,408 $47.19 $1,057,433.52
Disclosure

SEC source: 0001181431-03-034670 · rrd24841.xml · nonDerivative · entry 6

MAUGHAN DERYCK C · CIK 0001225176 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,589,614.8

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December 05, 2003 Filed Dec 9, 2003 10:52 UTC
MAUGHAN DERYCK CVice Chairman
Tax withholdingCommon Stock 242,221 $47.19 $11,430,408.99
Disclosure

SEC source: 0001181431-03-034670 · rrd24841.xml · nonDerivative · entry 5

MAUGHAN DERYCK C · CIK 0001225176 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,612,022.8

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December 05, 2003 Filed Dec 9, 2003 10:52 UTC
MAUGHAN DERYCK CVice Chairman
Exercise / conversionCommon Stock 296,740 $38.52 $11,430,424.80
Disclosure

SEC source: 0001181431-03-034670 · rrd24841.xml · nonDerivative · entry 4

MAUGHAN DERYCK C · CIK 0001225176 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,854,243.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 05, 2003 Filed Dec 9, 2003 10:52 UTC
MAUGHAN DERYCK CVice Chairman
Tax withholdingCommon Stock 13,337 $47.19 $629,373.03
Disclosure

SEC source: 0001181431-03-034670 · rrd24841.xml · nonDerivative · entry 3

MAUGHAN DERYCK C · CIK 0001225176 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,557,503.8

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December 05, 2003 Filed Dec 9, 2003 10:52 UTC
MAUGHAN DERYCK CVice Chairman
Tax withholdingCommon Stock 128,050 $47.19 $6,042,679.50
Disclosure

SEC source: 0001181431-03-034670 · rrd24841.xml · nonDerivative · entry 2

MAUGHAN DERYCK C · CIK 0001225176 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,570,840.8

Read SEC document
December 05, 2003 Filed Dec 9, 2003 10:52 UTC
MAUGHAN DERYCK CVice Chairman
Exercise / conversionCommon Stock 160,497 $37.65 $6,042,712.05
Disclosure

SEC source: 0001181431-03-034670 · rrd24841.xml · nonDerivative · entry 1

MAUGHAN DERYCK C · CIK 0001225176 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,698,890.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 28, 2003 Filed Dec 9, 2003 10:46 UTC
MENEZES VICTOR JSenior Vice Chairman
GiftCommon Stock 21,300 $0.00 $0.00
Disclosure

SEC source: 0001181431-03-034662 · rrd24776.xml · nonDerivative · entry 1

MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,957,917.9

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November 18, 2003 Filed Nov 20, 2003 13:28 UTC
MAUGHAN DERYCK CVice Chairman
GrantEmployee Stock Options (Right to Buy) · Derivative 147,926 $0.00 Strike: $46.30 $0.00
Disclosure

SEC source: 0001181431-03-032011 · rrd23253.xml · derivative · entry 6

MAUGHAN DERYCK C · CIK 0001225176 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,926

Underlying: Common Stock · 147,926 shares

Expires 2008-11-02

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November 18, 2003 Filed Nov 20, 2003 13:28 UTC
MAUGHAN DERYCK CVice Chairman
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 214,440 $0.00 Strike: $21.92 $0.00
Disclosure

SEC source: 0001181431-03-032011 · rrd23253.xml · derivative · entry 5

MAUGHAN DERYCK C · CIK 0001225176 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 214,440 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2003 Filed Nov 20, 2003 13:28 UTC
MAUGHAN DERYCK CVice Chairman
Tax withholdingCommon Stock 46,414 $46.30 $2,148,968.20
Disclosure

SEC source: 0001181431-03-032011 · rrd23253.xml · nonDerivative · entry 3

MAUGHAN DERYCK C · CIK 0001225176 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,538,393.8

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.