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CITIGROUP INC

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2837
SEC CIK
0000831001
Parsed reports
2,547

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202608
Mar 202600
Apr 202602
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 23, 2004 Filed Jan 27, 2004 13:09 UTC
DRUSKIN ROBERTPresident & COO, GCIB
Exercise / conversionCommon Stock 26,804 $42.11 $1,128,708.40
Disclosure

SEC source: 0001181431-04-004602 · rrd30198.xml · nonDerivative · entry 1

DRUSKIN ROBERT · CIK 0001225175 · President & COO, GCIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,029,191.1

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2004 Filed Jan 27, 2004 13:10 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 4,768 $0.00 Strike: $50.69 $0.00
Disclosure

SEC source: 0001181431-04-004603 · rrd30194.xml · derivative · entry 8

HANNON WILLIAM P · CIK 0001140931 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,768

Underlying: Common Stock · 4,768 shares

Expires 2012-02-13

Read SEC document
January 23, 2004 Filed Jan 27, 2004 13:10 UTC Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 5,361 $0.00 Strike: $42.11 $0.00
Disclosure

SEC source: 0001181431-04-004603 · rrd30194.xml · derivative · entry 7

HANNON WILLIAM P · CIK 0001140931 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,443

Underlying: Common Stock · 5,361 shares

Expires 2012-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2004 Filed Jan 27, 2004 13:10 UTC Tax withholdingCommon Stock 315 $50.69 $15,967.35
Disclosure

SEC source: 0001181431-04-004603 · rrd30194.xml · nonDerivative · entry 3

HANNON WILLIAM P · CIK 0001140931 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,648.5

Read SEC document
January 23, 2004 Filed Jan 27, 2004 13:10 UTC Tax withholdingCommon Stock 4,453 $50.69 $225,722.57
Disclosure

SEC source: 0001181431-04-004603 · rrd30194.xml · nonDerivative · entry 2

HANNON WILLIAM P · CIK 0001140931 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,963.5

Read SEC document
January 23, 2004 Filed Jan 27, 2004 13:10 UTC Exercise / conversionCommon Stock 5,361 $42.11 $225,750.10
Disclosure

SEC source: 0001181431-04-004603 · rrd30194.xml · nonDerivative · entry 1

HANNON WILLIAM P · CIK 0001140931 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,416.5

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2004 Filed Jan 27, 2004 18:11 UTC
JONES THOMAS WCEO Global Investment Mgt.
GrantEmployee Stock Options (Right to Buy) · Derivative 23,878 $0.00 Strike: $50.69 $0.00
Disclosure

SEC source: 0001181431-04-004604 · rrd30195.xml · derivative · entry 6

JONES THOMAS W · CIK 0001192374 · CEO Global Investment Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,878

Underlying: Common Stock · 23,878 shares

Expires 2012-02-13

Read SEC document
January 23, 2004 Filed Jan 27, 2004 18:11 UTC
JONES THOMAS WCEO Global Investment Mgt.
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 26,804 $0.00 Strike: $42.11 $0.00
Disclosure

SEC source: 0001181431-04-004604 · rrd30195.xml · derivative · entry 5

JONES THOMAS W · CIK 0001192374 · CEO Global Investment Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,220

Underlying: Common Stock · 26,804 shares

Expires 2012-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2004 Filed Jan 27, 2004 18:11 UTC
JONES THOMAS WCEO Global Investment Mgt.
Tax withholdingCommon Stock 1,612 $50.69 $81,712.28
Disclosure

SEC source: 0001181431-04-004604 · rrd30195.xml · nonDerivative · entry 3

JONES THOMAS W · CIK 0001192374 · CEO Global Investment Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,357.4

Read SEC document
January 23, 2004 Filed Jan 27, 2004 18:11 UTC
JONES THOMAS WCEO Global Investment Mgt.
Tax withholdingCommon Stock 22,266 $50.69 $1,128,663.54
Disclosure

SEC source: 0001181431-04-004604 · rrd30195.xml · nonDerivative · entry 2

JONES THOMAS W · CIK 0001192374 · CEO Global Investment Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,969.4

Read SEC document
January 23, 2004 Filed Jan 27, 2004 18:11 UTC
JONES THOMAS WCEO Global Investment Mgt.
Exercise / conversionCommon Stock 26,804 $42.11 $1,128,708.40
Disclosure

SEC source: 0001181431-04-004604 · rrd30195.xml · nonDerivative · entry 1

JONES THOMAS W · CIK 0001192374 · CEO Global Investment Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,235.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2004 Filed Jan 27, 2004 13:12 UTC
MAGNER MARJORIECEO Global Consumer
GrantEmployee Stock Options (Right to Buy) · Derivative 14,434 $0.00 Strike: $50.69 $0.00
Disclosure

SEC source: 0001181431-04-004605 · rrd30196.xml · derivative · entry 6

MAGNER MARJORIE · CIK 0001225173 · CEO Global Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,434

Underlying: Common Stock · 14,434 shares

Expires 2012-02-13

Read SEC document
January 23, 2004 Filed Jan 27, 2004 13:12 UTC
MAGNER MARJORIECEO Global Consumer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 16,082 $0.00 Strike: $42.11 $0.00
Disclosure

SEC source: 0001181431-04-004605 · rrd30196.xml · derivative · entry 5

MAGNER MARJORIE · CIK 0001225173 · CEO Global Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,332

Underlying: Common Stock · 16,082 shares

Expires 2012-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2004 Filed Jan 27, 2004 13:12 UTC
MAGNER MARJORIECEO Global Consumer
Tax withholdingCommon Stock 1,075 $50.69 $54,491.75
Disclosure

SEC source: 0001181431-04-004605 · rrd30196.xml · nonDerivative · entry 3

MAGNER MARJORIE · CIK 0001225173 · CEO Global Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,663.8

Read SEC document
January 23, 2004 Filed Jan 27, 2004 13:12 UTC
MAGNER MARJORIECEO Global Consumer
Tax withholdingCommon Stock 13,359 $50.69 $677,167.71
Disclosure

SEC source: 0001181431-04-004605 · rrd30196.xml · nonDerivative · entry 2

MAGNER MARJORIE · CIK 0001225173 · CEO Global Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,738.8

Read SEC document
January 23, 2004 Filed Jan 27, 2004 13:12 UTC
MAGNER MARJORIECEO Global Consumer
Exercise / conversionCommon Stock 16,082 $42.11 $677,208.20
Disclosure

SEC source: 0001181431-04-004605 · rrd30196.xml · nonDerivative · entry 1

MAGNER MARJORIE · CIK 0001225173 · CEO Global Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,097.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2004 Filed Jan 27, 2004 13:14 UTC
MENEZES VICTOR JSenior Vice Chairman
GrantEmployee Stock Options (Right to Buy) · Derivative 23,840 $0.00 Strike: $50.69 $0.00
Disclosure

SEC source: 0001181431-04-004609 · rrd30199.xml · derivative · entry 6

MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,840

Underlying: Common Stock · 23,840 shares

Expires 2012-02-13

Read SEC document
January 23, 2004 Filed Jan 27, 2004 13:14 UTC
MENEZES VICTOR JSenior Vice Chairman
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 26,804 $0.00 Strike: $42.11 $0.00
Disclosure

SEC source: 0001181431-04-004609 · rrd30199.xml · derivative · entry 5

MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,220

Underlying: Common Stock · 26,804 shares

Expires 2012-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2004 Filed Jan 27, 2004 13:14 UTC
MENEZES VICTOR JSenior Vice Chairman
Tax withholdingCommon Stock 1,574 $50.69 $79,786.06
Disclosure

SEC source: 0001181431-04-004609 · rrd30199.xml · nonDerivative · entry 3

MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,939,463.1

Read SEC document
January 23, 2004 Filed Jan 27, 2004 13:14 UTC
MENEZES VICTOR JSenior Vice Chairman
Tax withholdingCommon Stock 22,266 $50.69 $1,128,663.54
Disclosure

SEC source: 0001181431-04-004609 · rrd30199.xml · nonDerivative · entry 2

MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,941,037.1

Read SEC document
January 23, 2004 Filed Jan 27, 2004 13:14 UTC
MENEZES VICTOR JSenior Vice Chairman
Exercise / conversionCommon Stock 26,804 $42.11 $1,128,708.40
Disclosure

SEC source: 0001181431-04-004609 · rrd30199.xml · nonDerivative · entry 1

MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,963,303.1

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2004 Filed Jan 27, 2004 13:15 UTC
PRINCE CHARLESDirector · Chief Executive Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 38,492 $0.00 Strike: $50.69 $0.00
Disclosure

SEC source: 0001181431-04-004610 · rrd30200.xml · derivative · entry 7

PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,492

Underlying: Common Stock · 38,492 shares

Expires 2012-02-13

Read SEC document
January 23, 2004 Filed Jan 27, 2004 13:15 UTC
PRINCE CHARLESDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 42,887 $0.00 Strike: $42.11 $0.00
Disclosure

SEC source: 0001181431-04-004610 · rrd30200.xml · derivative · entry 6

PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,552

Underlying: Common Stock · 42,887 shares

Expires 2012-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2004 Filed Jan 27, 2004 13:15 UTC
PRINCE CHARLESDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,865 $50.69 $145,226.85
Disclosure

SEC source: 0001181431-04-004610 · rrd30200.xml · nonDerivative · entry 3

PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,175,247.4

Read SEC document
January 23, 2004 Filed Jan 27, 2004 13:15 UTC
PRINCE CHARLESDirector · Chief Executive Officer
Tax withholdingCommon Stock 35,627 $50.69 $1,805,932.63
Disclosure

SEC source: 0001181431-04-004610 · rrd30200.xml · nonDerivative · entry 2

PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,178,112.4

Read SEC document
January 23, 2004 Filed Jan 27, 2004 13:15 UTC
PRINCE CHARLESDirector · Chief Executive Officer
Exercise / conversionCommon Stock 42,887 $42.11 $1,805,958.70
Disclosure

SEC source: 0001181431-04-004610 · rrd30200.xml · nonDerivative · entry 1

PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,213,739.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2004 Filed Jan 27, 2004 13:16 UTC
RHODES WILLIAM RSenior Vice Chairman
GrantEmployee Stock Options (Right to Buy) · Derivative 48,115 $0.00 Strike: $50.69 $0.00
Disclosure

SEC source: 0001181431-04-004611 · rrd30202.xml · derivative · entry 5

RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,115

Underlying: Common Stock · 48,115 shares

Expires 2012-02-13

Read SEC document
January 23, 2004 Filed Jan 27, 2004 13:16 UTC
RHODES WILLIAM RSenior Vice Chairman
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 53,609 $0.00 Strike: $42.11 $0.00
Disclosure

SEC source: 0001181431-04-004611 · rrd30202.xml · derivative · entry 4

RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,440

Underlying: Common Stock · 53,609 shares

Expires 2012-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2004 Filed Jan 27, 2004 13:16 UTC
RHODES WILLIAM RSenior Vice Chairman
Tax withholdingCommon Stock 3,581 $50.69 $181,520.89
Disclosure

SEC source: 0001181431-04-004611 · rrd30202.xml · nonDerivative · entry 3

RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 796,011.9

Read SEC document
January 23, 2004 Filed Jan 27, 2004 13:16 UTC
RHODES WILLIAM RSenior Vice Chairman
Tax withholdingCommon Stock 44,534 $50.69 $2,257,428.46
Disclosure

SEC source: 0001181431-04-004611 · rrd30202.xml · nonDerivative · entry 2

RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 799,592.9

Read SEC document
January 23, 2004 Filed Jan 27, 2004 13:16 UTC
RHODES WILLIAM RSenior Vice Chairman
Exercise / conversionCommon Stock 53,609 $42.11 $2,257,458.91
Disclosure

SEC source: 0001181431-04-004611 · rrd30202.xml · nonDerivative · entry 1

RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 844,126.9

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2004 Filed Jan 27, 2004 13:17 UTC
WILLUMSTAD ROBERT BDirector · President and COO
GrantEmployee Stock Options (Right to Buy) · Derivative 48,115 $0.00 Strike: $50.69 $0.00
Disclosure

SEC source: 0001181431-04-004612 · rrd30201.xml · derivative · entry 6

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,115

Underlying: Common Stock · 48,115 shares

Expires 2012-02-13

Read SEC document
January 23, 2004 Filed Jan 27, 2004 13:17 UTC
WILLUMSTAD ROBERT BDirector · President and COO
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 53,609 $0.00 Strike: $42.11 $0.00
Disclosure

SEC source: 0001181431-04-004612 · rrd30201.xml · derivative · entry 5

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,440

Underlying: Common Stock · 53,609 shares

Expires 2012-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2004 Filed Jan 27, 2004 13:17 UTC
WILLUMSTAD ROBERT BDirector · President and COO
Tax withholdingCommon Stock 3,581 $50.69 $181,520.89
Disclosure

SEC source: 0001181431-04-004612 · rrd30201.xml · nonDerivative · entry 3

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,572,691.6

F1 · balance_after: Includes 64,320 shares directly beneficially owned by the Reporting Person in his capacity as trustee of a Grantor Retained Annuity Trust.

Read SEC document
January 23, 2004 Filed Jan 27, 2004 13:17 UTC
WILLUMSTAD ROBERT BDirector · President and COO
Tax withholdingCommon Stock 44,534 $50.69 $2,257,428.46
Disclosure

SEC source: 0001181431-04-004612 · rrd30201.xml · nonDerivative · entry 2

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,576,272.6

F1 · balance_after: Includes 64,320 shares directly beneficially owned by the Reporting Person in his capacity as trustee of a Grantor Retained Annuity Trust.

Read SEC document
January 23, 2004 Filed Jan 27, 2004 13:17 UTC
WILLUMSTAD ROBERT BDirector · President and COO
Exercise / conversionCommon Stock 53,609 $42.11 $2,257,458.91
Disclosure

SEC source: 0001181431-04-004612 · rrd30201.xml · nonDerivative · entry 1

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,620,806.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 64,320 shares directly beneficially owned by the Reporting Person in his capacity as trustee of a Grantor Retained Annuity Trust.

Read SEC document
January 22, 2004 Filed Jan 22, 2004 16:23 UTC SaleCommon Stock 11,570 $50.64 $585,904.80
Disclosure

SEC source: 0001181431-04-003791 · rrd29912.xml · nonDerivative · entry 1

PEARSON ANDRALL · CIK 0001238582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,831

Read SEC document
January 22, 2004 Filed Jan 23, 2004 21:27 UTC
BUSHNELL DAVID CSenior Risk Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 3,941 $0.00 Strike: $50.36 $0.00
Disclosure

SEC source: 0001181431-04-004148 · rrd30030.xml · derivative · entry 6

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,941

Underlying: Common Stock · 3,941 shares

Expires 2012-02-13

Read SEC document
January 22, 2004 Filed Jan 23, 2004 21:27 UTC
BUSHNELL DAVID CSenior Risk Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 4,427 $0.00 Strike: $41.90 $0.00
Disclosure

SEC source: 0001181431-04-004148 · rrd30030.xml · derivative · entry 5

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,710

Underlying: Common Stock · 4,427 shares

Expires 2012-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2004 Filed Jan 23, 2004 21:27 UTC
BUSHNELL DAVID CSenior Risk Officer
Tax withholdingCommon Stock 258 $50.36 $12,992.88
Disclosure

SEC source: 0001181431-04-004148 · rrd30030.xml · nonDerivative · entry 3

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,154.8

Read SEC document
January 22, 2004 Filed Jan 23, 2004 21:27 UTC
BUSHNELL DAVID CSenior Risk Officer
Tax withholdingCommon Stock 3,683 $50.36 $185,475.88
Disclosure

SEC source: 0001181431-04-004148 · rrd30030.xml · nonDerivative · entry 2

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,412.8

Read SEC document
January 22, 2004 Filed Jan 23, 2004 21:27 UTC
BUSHNELL DAVID CSenior Risk Officer
Exercise / conversionCommon Stock 4,427 $41.90 $185,478.46
Disclosure

SEC source: 0001181431-04-004148 · rrd30030.xml · nonDerivative · entry 1

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,095.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2004 Filed Jan 23, 2004 16:30 UTC
PRINCE CHARLESDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 15,942 $0.00 Strike: $46.34 $0.00
Disclosure

SEC source: 0001181431-04-004155 · rrd30029.xml · derivative · entry 6

PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,942 shares

Expires 2004-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2004 Filed Jan 23, 2004 16:30 UTC
PRINCE CHARLESDirector · Chief Executive Officer
Tax withholdingCommon Stock 502 $50.36 $25,280.72
Disclosure

SEC source: 0001181431-04-004155 · rrd30029.xml · nonDerivative · entry 3

PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,170,852.4

Read SEC document
January 22, 2004 Filed Jan 23, 2004 16:30 UTC
PRINCE CHARLESDirector · Chief Executive Officer
Tax withholdingCommon Stock 14,670 $50.36 $738,781.20
Disclosure

SEC source: 0001181431-04-004155 · rrd30029.xml · nonDerivative · entry 2

PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,171,354.4

Read SEC document
January 22, 2004 Filed Jan 23, 2004 16:30 UTC
PRINCE CHARLESDirector · Chief Executive Officer
Exercise / conversionCommon Stock 15,942 $46.34 $738,779.38
Disclosure

SEC source: 0001181431-04-004155 · rrd30029.xml · nonDerivative · entry 1

PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,186,024.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2004 Filed Jan 22, 2004 20:25 UTC GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001181431-04-003937 · rrd29804.xml · nonDerivative · entry 3

HANNON WILLIAM P · CIK 0001140931 · Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children

Disclosed balance after: 2,813

Read SEC document
January 21, 2004 Filed Jan 22, 2004 20:25 UTC GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001181431-04-003937 · rrd29804.xml · nonDerivative · entry 2

HANNON WILLIAM P · CIK 0001140931 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,055.5

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January 21, 2004 Filed Jan 22, 2004 20:25 UTC SaleCommon Stock 6,000 $50.28 $301,680.00
Disclosure

SEC source: 0001181431-04-003938 · rrd29802.xml · nonDerivative · entry 2

DRUSKIN ROBERT · CIK 0001225175 · CEO, GCIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,002,387.1

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January 21, 2004 Filed Jan 22, 2004 21:23 UTC
MAUGHAN DERYCK CVice Chairman
GiftCommon Stock 29,700 $0.00 $0.00
Disclosure

SEC source: 0001181431-04-003947 · rrd29811.xml · nonDerivative · entry 2

MAUGHAN DERYCK C · CIK 0001225176 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,588,274.7

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.