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CITIGROUP INC

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2837
SEC CIK
0000831001
Parsed reports
2,547

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202608
Mar 202600
Apr 202602
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2004 Filed Apr 2, 2004 20:29 UTC
JONES THOMAS WCEO Global Investment Mgt.
Tax withholdingCommon Stock 38,964 $51.94 $2,023,790.16
Disclosure

SEC source: 0001181431-04-019023 · rrd38188.xml · nonDerivative · entry 2

JONES THOMAS W · CIK 0001192374 · CEO Global Investment Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,310.4

Read SEC document
March 31, 2004 Filed Apr 2, 2004 20:29 UTC
JONES THOMAS WCEO Global Investment Mgt.
Exercise / conversionCommon Stock 46,917 $43.14 $2,023,792.95
Disclosure

SEC source: 0001181431-04-019023 · rrd38188.xml · nonDerivative · entry 1

JONES THOMAS W · CIK 0001192374 · CEO Global Investment Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,274.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2004 Filed Apr 2, 2004 15:31 UTC
PRINCE CHARLESDirector · Chief Executive Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 54,330 $0.00 Strike: $51.94 $0.00
Disclosure

SEC source: 0001181431-04-019024 · rrd38192.xml · derivative · entry 7

PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,330

Underlying: Common Stock · 54,330 shares

Expires 2008-11-02

Read SEC document
March 31, 2004 Filed Apr 2, 2004 15:31 UTC
PRINCE CHARLESDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 60,544 $0.00 Strike: $43.14 $0.00
Disclosure

SEC source: 0001181431-04-019024 · rrd38192.xml · derivative · entry 6

PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,544 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2004 Filed Apr 2, 2004 15:31 UTC
PRINCE CHARLESDirector · Chief Executive Officer
Tax withholdingCommon Stock 4,049 $51.94 $210,305.06
Disclosure

SEC source: 0001181431-04-019024 · rrd38192.xml · nonDerivative · entry 3

PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,181,461.4

Read SEC document
March 31, 2004 Filed Apr 2, 2004 15:31 UTC
PRINCE CHARLESDirector · Chief Executive Officer
Tax withholdingCommon Stock 50,281 $51.94 $2,611,595.14
Disclosure

SEC source: 0001181431-04-019024 · rrd38192.xml · nonDerivative · entry 2

PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,185,510.4

Read SEC document
March 31, 2004 Filed Apr 2, 2004 15:31 UTC
PRINCE CHARLESDirector · Chief Executive Officer
Exercise / conversionCommon Stock 60,544 $43.14 $2,611,601.77
Disclosure

SEC source: 0001181431-04-019024 · rrd38192.xml · nonDerivative · entry 1

PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,235,791.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2004 Filed Apr 2, 2004 15:33 UTC
WILLUMSTAD ROBERT BDirector · President and COO
GrantEmployee Stock Options (Right to Buy) · Derivative 81,496 $0.00 Strike: $51.94 $0.00
Disclosure

SEC source: 0001181431-04-019025 · rrd38193.xml · derivative · entry 6

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,496

Underlying: Common Stock · 81,496 shares

Expires 2008-11-02

Read SEC document
March 31, 2004 Filed Apr 2, 2004 15:33 UTC
WILLUMSTAD ROBERT BDirector · President and COO
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 90,817 $0.00 Strike: $43.14 $0.00
Disclosure

SEC source: 0001181431-04-019025 · rrd38193.xml · derivative · entry 5

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 90,817 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2004 Filed Apr 2, 2004 15:33 UTC
WILLUMSTAD ROBERT BDirector · President and COO
Tax withholdingCommon Stock 6,074 $51.94 $315,483.56
Disclosure

SEC source: 0001181431-04-019025 · rrd38193.xml · nonDerivative · entry 3

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,582,376.6

F1 · balance_after: Includes 43,150 shares directly beneficially owned by the Reporting Person in his capacity as trustee of a Grantor Retained Annuity Trust.

Read SEC document
March 31, 2004 Filed Apr 2, 2004 15:33 UTC
WILLUMSTAD ROBERT BDirector · President and COO
Tax withholdingCommon Stock 75,422 $51.94 $3,917,418.68
Disclosure

SEC source: 0001181431-04-019025 · rrd38193.xml · nonDerivative · entry 2

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,588,450.6

F1 · balance_after: Includes 43,150 shares directly beneficially owned by the Reporting Person in his capacity as trustee of a Grantor Retained Annuity Trust.

Read SEC document
March 31, 2004 Filed Apr 2, 2004 15:33 UTC
WILLUMSTAD ROBERT BDirector · President and COO
Exercise / conversionCommon Stock 90,817 $43.14 $3,917,445.79
Disclosure

SEC source: 0001181431-04-019025 · rrd38193.xml · nonDerivative · entry 1

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,663,872.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 43,150 shares directly beneficially owned by the Reporting Person in his capacity as trustee of a Grantor Retained Annuity Trust.

Read SEC document
March 31, 2004 Filed Apr 2, 2004 15:36 UTC
WEILL SANFORD IDirector · Chairman
GrantEmployee Stock Options (Right to Buy) · Derivative 475,394 $0.00 Strike: $51.94 $0.00
Disclosure

SEC source: 0001181431-04-019027 · rrd38186.xml · derivative · entry 8

WEILL SANFORD I · CIK 0001127316 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,394

Underlying: Common Stock · 475,394 shares

Expires 2008-11-02

Read SEC document
March 31, 2004 Filed Apr 2, 2004 15:36 UTC
WEILL SANFORD IDirector · Chairman
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 529,768 $0.00 Strike: $43.14 $0.00
Disclosure

SEC source: 0001181431-04-019027 · rrd38186.xml · derivative · entry 7

WEILL SANFORD I · CIK 0001127316 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 529,768 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2004 Filed Apr 2, 2004 15:36 UTC
WEILL SANFORD IDirector · Chairman
Tax withholdingCommon Stock 35,427 $51.94 $1,840,078.38
Disclosure

SEC source: 0001181431-04-019027 · rrd38186.xml · nonDerivative · entry 3

WEILL SANFORD I · CIK 0001127316 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,589,370.2

F1 · balance_after: Includes 803,193 shares directly beneficially owned by the Reporting Person in his capacity as trustee of four Grantor Retained Annuity Trusts.

F2 · balance_after: Includes 6,612.2 deferred shares of common stock held under The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors for the benefit of the Reporting Person.

Read SEC document
March 31, 2004 Filed Apr 2, 2004 15:36 UTC
WEILL SANFORD IDirector · Chairman
Tax withholdingCommon Stock 439,967 $51.94 $22,851,885.98
Disclosure

SEC source: 0001181431-04-019027 · rrd38186.xml · nonDerivative · entry 2

WEILL SANFORD I · CIK 0001127316 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,624,797.2

F1 · balance_after: Includes 803,193 shares directly beneficially owned by the Reporting Person in his capacity as trustee of four Grantor Retained Annuity Trusts.

F2 · balance_after: Includes 6,612.2 deferred shares of common stock held under The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors for the benefit of the Reporting Person.

Read SEC document
March 31, 2004 Filed Apr 2, 2004 15:36 UTC
WEILL SANFORD IDirector · Chairman
Exercise / conversionCommon Stock 529,768 $43.14 $22,851,860.54
Disclosure

SEC source: 0001181431-04-019027 · rrd38186.xml · nonDerivative · entry 1

WEILL SANFORD I · CIK 0001127316 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,064,764.2

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 803,193 shares directly beneficially owned by the Reporting Person in his capacity as trustee of four Grantor Retained Annuity Trusts.

F2 · balance_after: Includes 6,612.2 deferred shares of common stock held under The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors for the benefit of the Reporting Person.

Read SEC document
March 31, 2004 Filed Apr 2, 2004 15:38 UTC
MENEZES VICTOR JSenior Vice Chairman
GrantEmployee Stock Option (Right to Buy) · Derivative 130,937 $0.00 Strike: $51.94 $0.00
Disclosure

SEC source: 0001181431-04-019029 · rrd38277.xml · derivative · entry 6

MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,937

Underlying: Common Stock · 130,937 shares

Expires 2008-11-02

Read SEC document
March 31, 2004 Filed Apr 2, 2004 15:38 UTC
MENEZES VICTOR JSenior Vice Chairman
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 147,248 $0.00 Strike: $43.14 $0.00
Disclosure

SEC source: 0001181431-04-019029 · rrd38277.xml · derivative · entry 5

MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 147,248 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2004 Filed Apr 2, 2004 15:38 UTC
MENEZES VICTOR JSenior Vice Chairman
Tax withholdingCommon Stock 8,649 $51.94 $449,229.06
Disclosure

SEC source: 0001181431-04-019029 · rrd38277.xml · nonDerivative · entry 3

MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,755,774.1

Read SEC document
March 31, 2004 Filed Apr 2, 2004 15:38 UTC
MENEZES VICTOR JSenior Vice Chairman
Tax withholdingCommon Stock 122,288 $51.94 $6,351,638.72
Disclosure

SEC source: 0001181431-04-019029 · rrd38277.xml · nonDerivative · entry 2

MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,764,423.1

Read SEC document
March 31, 2004 Filed Apr 2, 2004 15:38 UTC
MENEZES VICTOR JSenior Vice Chairman
Exercise / conversionCommon Stock 147,248 $43.14 $6,351,630.83
Disclosure

SEC source: 0001181431-04-019029 · rrd38277.xml · nonDerivative · entry 1

MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,886,711.1

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2004 Filed Mar 23, 2004 11:40 UTC
CARPENTER MICHAEL ACEO Global Investments
GrantEmployee Stock Options (Right to Buy) · Derivative 21,077 $0.00 Strike: $51.28 $0.00
Disclosure

SEC source: 0001181431-04-017073 · rrd37252.xml · derivative · entry 7

CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,077

Underlying: Common Stock · 21,077 shares

Expires 2006-11-01

Read SEC document
March 19, 2004 Filed Mar 23, 2004 11:40 UTC
CARPENTER MICHAEL ACEO Global Investments
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 23,708 $0.00 Strike: $42.45 $0.00
Disclosure

SEC source: 0001181431-04-017073 · rrd37252.xml · derivative · entry 6

CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,708 shares

Expires 2006-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2004 Filed Mar 23, 2004 11:40 UTC
CARPENTER MICHAEL ACEO Global Investments
Tax withholdingCommon Stock 1,449 $51.28 $74,304.72
Disclosure

SEC source: 0001181431-04-017073 · rrd37252.xml · nonDerivative · entry 3

CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,047,597.6

Read SEC document
March 19, 2004 Filed Mar 23, 2004 11:40 UTC
CARPENTER MICHAEL ACEO Global Investments
Tax withholdingCommon Stock 19,628 $51.28 $1,006,523.84
Disclosure

SEC source: 0001181431-04-017073 · rrd37252.xml · nonDerivative · entry 2

CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,049,046.6

Read SEC document
March 19, 2004 Filed Mar 23, 2004 11:40 UTC
CARPENTER MICHAEL ACEO Global Investments
Exercise / conversionCommon Stock 23,708 $42.45 $1,006,518.40
Disclosure

SEC source: 0001181431-04-017073 · rrd37252.xml · nonDerivative · entry 1

CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,068,674.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2004 Filed Mar 4, 2004 16:55 UTC
BUSHNELL DAVID CSenior Risk Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 3,937 $0.00 Strike: $50.46 $0.00
Disclosure

SEC source: 0001181431-04-013634 · rrd35497.xml · derivative · entry 6

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,937

Underlying: Common Stock · 3,937 shares

Expires 2012-02-13

Read SEC document
March 02, 2004 Filed Mar 4, 2004 16:55 UTC
BUSHNELL DAVID CSenior Risk Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 4,428 $0.00 Strike: $41.90 $0.00
Disclosure

SEC source: 0001181431-04-013634 · rrd35497.xml · derivative · entry 5

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,282.6

Underlying: Common Stock · 4,428 shares

Expires 2012-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2004 Filed Mar 4, 2004 16:55 UTC
BUSHNELL DAVID CSenior Risk Officer
Tax withholdingCommon Stock 261 $50.46 $13,170.06
Disclosure

SEC source: 0001181431-04-013634 · rrd35497.xml · nonDerivative · entry 3

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,593.8

Read SEC document
March 02, 2004 Filed Mar 4, 2004 16:55 UTC
BUSHNELL DAVID CSenior Risk Officer
Tax withholdingCommon Stock 3,676 $50.46 $185,490.96
Disclosure

SEC source: 0001181431-04-013634 · rrd35497.xml · nonDerivative · entry 2

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,854.8

Read SEC document
March 02, 2004 Filed Mar 4, 2004 16:55 UTC
BUSHNELL DAVID CSenior Risk Officer
Exercise / conversionCommon Stock 4,428 $41.90 $185,520.36
Disclosure

SEC source: 0001181431-04-013634 · rrd35497.xml · nonDerivative · entry 1

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,530.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2004 Filed Mar 2, 2004 14:00 UTC GiftCommon Stock 457 $0.00 $0.00
Disclosure

SEC source: 0001181431-04-013044 · rrd35140.xml · nonDerivative · entry 1

JORDAN ANN DIBBLE · CIK 0001198864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,694

Read SEC document
February 25, 2004 Filed Feb 27, 2004 12:46 UTC
WILLUMSTAD ROBERT BDirector · President and COO
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 9,533 $0.00 Strike: $49.36 $0.00
Disclosure

SEC source: 0001181431-04-012356 · rrd34668.xml · derivative · entry 13

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,533 shares

Expires 2004-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2004 Filed Feb 27, 2004 12:46 UTC
WILLUMSTAD ROBERT BDirector · President and COO
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 10,982 $0.00 Strike: $48.92 $0.00
Disclosure

SEC source: 0001181431-04-012356 · rrd34668.xml · derivative · entry 12

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,982 shares

Expires 2004-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2004 Filed Feb 27, 2004 12:46 UTC
WILLUMSTAD ROBERT BDirector · President and COO
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 11,246 $0.00 Strike: $46.34 $0.00
Disclosure

SEC source: 0001181431-04-012356 · rrd34668.xml · derivative · entry 11

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,246 shares

Expires 2004-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2004 Filed Feb 27, 2004 12:46 UTC
WILLUMSTAD ROBERT BDirector · President and COO
Tax withholdingCommon Stock 47 $49.44 $2,323.68
Disclosure

SEC source: 0001181431-04-012356 · rrd34668.xml · nonDerivative · entry 9

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,573,055.6

F1 · balance_after: Includes 43,150 shares directly beneficially owned by the Reporting Person in his capacity as trustee of a Grantor Retained Annuity Trust.

Read SEC document
February 25, 2004 Filed Feb 27, 2004 12:46 UTC
WILLUMSTAD ROBERT BDirector · President and COO
Tax withholdingCommon Stock 10,866 $49.44 $537,215.04
Disclosure

SEC source: 0001181431-04-012356 · rrd34668.xml · nonDerivative · entry 8

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,573,102.6

F1 · balance_after: Includes 43,150 shares directly beneficially owned by the Reporting Person in his capacity as trustee of a Grantor Retained Annuity Trust.

Read SEC document
February 25, 2004 Filed Feb 27, 2004 12:46 UTC
WILLUMSTAD ROBERT BDirector · President and COO
Exercise / conversionCommon Stock 10,982 $48.92 $537,251.52
Disclosure

SEC source: 0001181431-04-012356 · rrd34668.xml · nonDerivative · entry 7

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,583,968.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 43,150 shares directly beneficially owned by the Reporting Person in his capacity as trustee of a Grantor Retained Annuity Trust.

Read SEC document
February 25, 2004 Filed Feb 27, 2004 12:46 UTC
WILLUMSTAD ROBERT BDirector · President and COO
Tax withholdingCommon Stock 6 $49.44 $296.64
Disclosure

SEC source: 0001181431-04-012356 · rrd34668.xml · nonDerivative · entry 6

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,572,986.6

F1 · balance_after: Includes 43,150 shares directly beneficially owned by the Reporting Person in his capacity as trustee of a Grantor Retained Annuity Trust.

Read SEC document
February 25, 2004 Filed Feb 27, 2004 12:46 UTC
WILLUMSTAD ROBERT BDirector · President and COO
Tax withholdingCommon Stock 9,518 $49.44 $470,569.92
Disclosure

SEC source: 0001181431-04-012356 · rrd34668.xml · nonDerivative · entry 5

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,572,992.6

F1 · balance_after: Includes 43,150 shares directly beneficially owned by the Reporting Person in his capacity as trustee of a Grantor Retained Annuity Trust.

Read SEC document
February 25, 2004 Filed Feb 27, 2004 12:46 UTC
WILLUMSTAD ROBERT BDirector · President and COO
Exercise / conversionCommon Stock 9,533 $49.36 $470,532.67
Disclosure

SEC source: 0001181431-04-012356 · rrd34668.xml · nonDerivative · entry 4

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,582,510.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 43,150 shares directly beneficially owned by the Reporting Person in his capacity as trustee of a Grantor Retained Annuity Trust.

Read SEC document
February 25, 2004 Filed Feb 27, 2004 12:46 UTC
WILLUMSTAD ROBERT BDirector · President and COO
Tax withholdingCommon Stock 279 $49.44 $13,793.76
Disclosure

SEC source: 0001181431-04-012356 · rrd34668.xml · nonDerivative · entry 3

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,572,977.6

F1 · balance_after: Includes 43,150 shares directly beneficially owned by the Reporting Person in his capacity as trustee of a Grantor Retained Annuity Trust.

Read SEC document
February 25, 2004 Filed Feb 27, 2004 12:46 UTC
WILLUMSTAD ROBERT BDirector · President and COO
Tax withholdingCommon Stock 10,541 $49.44 $521,147.04
Disclosure

SEC source: 0001181431-04-012356 · rrd34668.xml · nonDerivative · entry 2

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,573,256.6

F1 · balance_after: Includes 43,150 shares directly beneficially owned by the Reporting Person in his capacity as trustee of a Grantor Retained Annuity Trust.

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February 25, 2004 Filed Feb 27, 2004 12:46 UTC
WILLUMSTAD ROBERT BDirector · President and COO
Exercise / conversionCommon Stock 11,246 $46.34 $521,158.76
Disclosure

SEC source: 0001181431-04-012356 · rrd34668.xml · nonDerivative · entry 1

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,583,797.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 43,150 shares directly beneficially owned by the Reporting Person in his capacity as trustee of a Grantor Retained Annuity Trust.

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February 24, 2004 Filed Feb 26, 2004 16:38 UTC
CARPENTER MICHAEL ACEO Global Investments
OtherCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-04-012222 · rrd34566.xml · nonDerivative · entry 2

CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,194,966.6

F1 · kind: Represents a substitution of assets in accordance with the terms of the Grantor Retained Annuity Trust.

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February 24, 2004 Filed Feb 26, 2004 16:38 UTC
CARPENTER MICHAEL ACEO Global Investments
OtherCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-04-012222 · rrd34566.xml · nonDerivative · entry 1

CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT

Disclosed balance after: 0

F1 · kind: Represents a substitution of assets in accordance with the terms of the Grantor Retained Annuity Trust.

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February 12, 2004 Filed Feb 13, 2004 19:04 UTC
BUSHNELL DAVID CSenior Risk Officer
SaleCommon Stock 19,000 $49.60 $942,400.00
Disclosure

SEC source: 0001181431-04-009121 · rrd33100.xml · nonDerivative · entry 1

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,102.8

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February 10, 2004 Filed Feb 12, 2004 12:35 UTC
MENEZES VICTOR JSenior Vice Chairman
OtherCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-04-008524 · rrd32667.xml · nonDerivative · entry 2

MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family LLCs.

Disclosed balance after: 265,000

F1 · kind: Reflects a transfer of shares by the Reporting Person to a family limited liability company of which he is a member.

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February 10, 2004 Filed Feb 12, 2004 12:35 UTC
MENEZES VICTOR JSenior Vice Chairman
OtherCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-04-008524 · rrd32667.xml · nonDerivative · entry 1

MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,739,463.1

F1 · kind: Reflects a transfer of shares by the Reporting Person to a family limited liability company of which he is a member.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.