Tapewire

NYSE · USD

C

CITIGROUP INC

Export transactions ↓
Tapewire entity
2837
SEC CIK
0000831001
Parsed reports
2,547

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202608
Mar 202600
Apr 202602
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2006 Filed Jul 5, 2006 16:12 UTC GrantCommon Stock 47.7 $49.44 $2,358.10
Disclosure

SEC source: 0001181431-06-040296 · rrd121826.xml · nonDerivative · entry 4

ARMSTRONG C MICHAEL · CIK 0001168011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,584.7

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2006 Filed Jul 5, 2006 16:12 UTC GrantCommon Stock 299.5 $49.44 $14,806.08
Disclosure

SEC source: 0001181431-06-040296 · rrd121826.xml · nonDerivative · entry 3

ARMSTRONG C MICHAEL · CIK 0001168011 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 108,234.7

F4 · shares: Reinvestment of cash, including dividends and interest, under The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors and The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2006 Filed Jul 5, 2006 16:12 UTC GrantCommon Stock 763 $49.44 $37,719.67
Disclosure

SEC source: 0001181431-06-040296 · rrd121826.xml · nonDerivative · entry 2

ARMSTRONG C MICHAEL · CIK 0001168011 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 107,935.2

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors and The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2006 Filed Jul 5, 2006 16:12 UTC GrantCommon Stock 461.5 $49.44 $22,814.71
Disclosure

SEC source: 0001181431-06-040296 · rrd121826.xml · nonDerivative · entry 1

ARMSTRONG C MICHAEL · CIK 0001168011 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 107,172.2

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors and The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2006 Filed Jul 5, 2006 16:12 UTC GrantCommon Stock 48.1 $49.44 $2,377.87
Disclosure

SEC source: 0001181431-06-040297 · rrd121832.xml · nonDerivative · entry 3

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,883.5

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2006 Filed Jul 5, 2006 16:12 UTC GrantCommon Stock 185.9 $49.44 $9,190.15
Disclosure

SEC source: 0001181431-06-040297 · rrd121832.xml · nonDerivative · entry 2

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes (2) and (4)

Disclosed balance after: 19,125.3

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 14,130.8355 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 4,079.2 shares of common stock.

Read SEC document
July 01, 2006 Filed Jul 5, 2006 16:12 UTC GrantCommon Stock 265.5 $49.44 $13,125.26
Disclosure

SEC source: 0001181431-06-040297 · rrd121832.xml · nonDerivative · entry 1

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 18,939.4

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2006 Filed Jul 5, 2006 16:13 UTC GrantCommon Stock 49.5 $49.44 $2,447.08
Disclosure

SEC source: 0001181431-06-040300 · rrd121835.xml · nonDerivative · entry 2

DAVID GEORGE AL · CIK 0001184174 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 5,206.1

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2006 Filed Jul 5, 2006 16:13 UTC GrantCommon Stock 177 $49.44 $8,750.17
Disclosure

SEC source: 0001181431-06-040300 · rrd121835.xml · nonDerivative · entry 1

DAVID GEORGE AL · CIK 0001184174 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 5,156.6

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2006 Filed Jul 5, 2006 16:13 UTC GrantCommon Stock 63.6 $49.44 $3,144.13
Disclosure

SEC source: 0001181431-06-040302 · rrd121836.xml · nonDerivative · entry 3

DERR KENNETH T · CIK 0001182087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,189

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2006 Filed Jul 5, 2006 16:13 UTC GrantCommon Stock 209.1 $49.44 $10,337.07
Disclosure

SEC source: 0001181431-06-040302 · rrd121836.xml · nonDerivative · entry 2

DERR KENNETH T · CIK 0001182087 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes (2) and (4)

Disclosed balance after: 21,596.5

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 39,279.3833 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 11,341.0 shares of common stock.

Read SEC document
July 01, 2006 Filed Jul 5, 2006 16:13 UTC GrantCommon Stock 379.3 $49.44 $18,751.07
Disclosure

SEC source: 0001181431-06-040302 · rrd121836.xml · nonDerivative · entry 1

DERR KENNETH T · CIK 0001182087 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 21,387.4

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2006 Filed Jul 5, 2006 16:13 UTC GrantCommon Stock 63.6 $49.44 $3,144.13
Disclosure

SEC source: 0001181431-06-040304 · rrd121837.xml · nonDerivative · entry 2

DEUTCH JOHN M · CIK 0001179111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,570.5

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2006 Filed Jul 5, 2006 16:13 UTC GrantCommon Stock 78.7 $49.44 $3,890.61
Disclosure

SEC source: 0001181431-06-040304 · rrd121837.xml · nonDerivative · entry 1

DEUTCH JOHN M · CIK 0001179111 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes (2) and (3)

Disclosed balance after: 7,987.7

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F3 · balance_after: In addition, the Reporting Person directly beneficially owns 1,647.3093 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 475.6 shares of common stock.

Read SEC document
July 01, 2006 Filed Jul 5, 2006 16:14 UTC
FORD GERALD RHonorary Director
GrantCommon Stock 284 $49.44 $14,039.82
Disclosure

SEC source: 0001181431-06-040306 · rrd123153.xml · nonDerivative · entry 1

FORD GERALD R · CIK 0001232769 · Honorary Director

10b5-1 filing: Not disclosed

Ownership: Indirect · In Trust

Disclosed balance after: 95,911

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2006 Filed Jul 5, 2006 16:14 UTC GrantCommon Stock 63.6 $49.44 $3,144.13
Disclosure

SEC source: 0001181431-06-040308 · rrd121840.xml · nonDerivative · entry 2

JORDAN ANN DIBBLE · CIK 0001198864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,147

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2006 Filed Jul 5, 2006 16:14 UTC GrantCommon Stock 116.5 $49.44 $5,759.29
Disclosure

SEC source: 0001181431-06-040308 · rrd121840.xml · nonDerivative · entry 1

JORDAN ANN DIBBLE · CIK 0001198864 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 11,818

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2006 Filed Jul 5, 2006 20:15 UTC GrantCommon Stock 19.4 $49.44 $959.06
Disclosure

SEC source: 0001181431-06-040310 · rrd121842.xml · nonDerivative · entry 1

LIVERIS ANDREW N · CIK 0001269971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,963.9

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2006 Filed Jul 5, 2006 20:15 UTC GrantCommon Stock 63.6 $49.44 $3,144.13
Disclosure

SEC source: 0001181431-06-040311 · rrd121846.xml · nonDerivative · entry 3

MULCAHY ANNE M · CIK 0001201725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,453

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2006 Filed Jul 5, 2006 20:15 UTC GrantCommon Stock 20.5 $49.44 $1,013.44
Disclosure

SEC source: 0001181431-06-040311 · rrd121846.xml · nonDerivative · entry 2

MULCAHY ANNE M · CIK 0001201725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 2,158.4

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2006 Filed Jul 5, 2006 20:15 UTC GrantCommon Stock 75.9 $49.44 $3,752.19
Disclosure

SEC source: 0001181431-06-040311 · rrd121846.xml · nonDerivative · entry 1

MULCAHY ANNE M · CIK 0001201725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 2,137.9

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2006 Filed Jul 5, 2006 16:15 UTC GrantCommon Stock 237 $49.44 $11,716.33
Disclosure

SEC source: 0001181431-06-040312 · rrd121847.xml · nonDerivative · entry 2

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes (2) & (4)

Disclosed balance after: 24,121.8

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 35,867.2948 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 10,355.8 shares of common stock.

Read SEC document
July 01, 2006 Filed Jul 5, 2006 16:15 UTC GrantCommon Stock 75.9 $49.44 $3,752.19
Disclosure

SEC source: 0001181431-06-040312 · rrd121847.xml · nonDerivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 23,884.8

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2006 Filed Jul 5, 2006 20:16 UTC
RODIN JUDITHDirector
GrantCommon Stock 48.1 $49.44 $2,377.87
Disclosure

SEC source: 0001181431-06-040316 · rrd121848.xml · nonDerivative · entry 3

RODIN JUDITH · CIK 0001102075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,883.5

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2006 Filed Jul 5, 2006 20:16 UTC
RODIN JUDITHDirector
GrantCommon Stock 26 $49.44 $1,285.34
Disclosure

SEC source: 0001181431-06-040316 · rrd121848.xml · nonDerivative · entry 2

RODIN JUDITH · CIK 0001102075 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 2,910

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2006 Filed Jul 5, 2006 20:16 UTC
RODIN JUDITHDirector
GrantCommon Stock 265.5 $49.44 $13,125.26
Disclosure

SEC source: 0001181431-06-040316 · rrd121848.xml · nonDerivative · entry 1

RODIN JUDITH · CIK 0001102075 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 2,884

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
June 19, 2006 Filed Jun 21, 2006 16:14 UTC
RUBIN ROBERT EDirector · Office of the Chairman
GrantEmployee Stock Options (Right to Buy) · Derivative 196,624 $0.00 Strike: $48.36 $0.00
Disclosure

SEC source: 0001181431-06-037822 · rrd121918.xml · derivative · entry 5

RUBIN ROBERT E · CIK 0001225178 · Director · Office of the Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,624

Underlying: Common Stock · 196,624 shares

Expires 2009-10-26

Read SEC document
June 19, 2006 Filed Jun 21, 2006 16:14 UTC
RUBIN ROBERT EDirector · Office of the Chairman
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 234,353 $0.00 Strike: $33.44 $0.00
Disclosure

SEC source: 0001181431-06-037822 · rrd121918.xml · derivative · entry 4

RUBIN ROBERT E · CIK 0001225178 · Director · Office of the Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,717,213

Underlying: Common Stock · 234,353 shares

Expires 2009-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 19, 2006 Filed Jun 21, 2006 16:14 UTC
RUBIN ROBERT EDirector · Office of the Chairman
Tax withholdingCommon Stock 34,551 $48.36 $1,670,886.36
Disclosure

SEC source: 0001181431-06-037822 · rrd121918.xml · nonDerivative · entry 3

RUBIN ROBERT E · CIK 0001225178 · Director · Office of the Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 645,189.9

Read SEC document
June 19, 2006 Filed Jun 21, 2006 16:14 UTC
RUBIN ROBERT EDirector · Office of the Chairman
Tax withholdingCommon Stock 162,073 $48.36 $7,837,850.28
Disclosure

SEC source: 0001181431-06-037822 · rrd121918.xml · nonDerivative · entry 2

RUBIN ROBERT E · CIK 0001225178 · Director · Office of the Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 679,740.9

Read SEC document
June 19, 2006 Filed Jun 21, 2006 16:14 UTC
RUBIN ROBERT EDirector · Office of the Chairman
Exercise / conversionCommon Stock 234,353 $33.44 $7,837,865.78
Disclosure

SEC source: 0001181431-06-037822 · rrd121918.xml · nonDerivative · entry 1

RUBIN ROBERT E · CIK 0001225178 · Director · Office of the Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 841,813.9

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2006 Filed May 18, 2006 16:26 UTC
BANGA AJAYCo-CEO, Global Consumer Group
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 7,100 $0.00 Strike: $21.92 $0.00
Disclosure

SEC source: 0001181431-06-031428 · rrd118250.xml · derivative · entry 5

BANGA AJAY · CIK 0001338914 · Co-CEO, Global Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,057

Underlying: Common Stock · 7,100 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2006 Filed May 18, 2006 16:26 UTC
BANGA AJAYCo-CEO, Global Consumer Group
Tax withholdingCommon Stock 1,892 $49.51 $93,672.92
Disclosure

SEC source: 0001181431-06-031428 · rrd118250.xml · nonDerivative · entry 3

BANGA AJAY · CIK 0001338914 · Co-CEO, Global Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,818.5

Read SEC document
May 16, 2006 Filed May 18, 2006 16:26 UTC
BANGA AJAYCo-CEO, Global Consumer Group
Tax withholdingCommon Stock 3,143 $49.51 $155,609.93
Disclosure

SEC source: 0001181431-06-031428 · rrd118250.xml · nonDerivative · entry 2

BANGA AJAY · CIK 0001338914 · Co-CEO, Global Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,710.5

Read SEC document
May 16, 2006 Filed May 18, 2006 16:26 UTC
BANGA AJAYCo-CEO, Global Consumer Group
Exercise / conversionCommon Stock 7,100 $21.92 $155,614.96
Disclosure

SEC source: 0001181431-06-031428 · rrd118250.xml · nonDerivative · entry 1

BANGA AJAY · CIK 0001338914 · Co-CEO, Global Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,853.5

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2006 Filed May 10, 2006 20:05 UTC
BUSHNELL DAVID CSenior Risk Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 8,056 $0.00 Strike: $50.37 $0.00
Disclosure

SEC source: 0001181431-06-029370 · rrd117159.xml · derivative · entry 5

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,056

Underlying: Common Stock · 8,056 shares

Expires 2012-02-13

Read SEC document
May 08, 2006 Filed May 10, 2006 20:05 UTC
BUSHNELL DAVID CSenior Risk Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 8,855 $0.00 Strike: $41.90 $0.00
Disclosure

SEC source: 0001181431-06-029370 · rrd117159.xml · derivative · entry 4

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,427

Underlying: Common Stock · 8,855 shares

Expires 2012-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2006 Filed May 10, 2006 20:05 UTC
BUSHNELL DAVID CSenior Risk Officer
Tax withholdingCommon Stock 691 $50.37 $34,805.67
Disclosure

SEC source: 0001181431-06-029370 · rrd117159.xml · nonDerivative · entry 3

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,020.6

Read SEC document
May 08, 2006 Filed May 10, 2006 20:05 UTC
BUSHNELL DAVID CSenior Risk Officer
Tax withholdingCommon Stock 7,365 $50.37 $370,975.05
Disclosure

SEC source: 0001181431-06-029370 · rrd117159.xml · nonDerivative · entry 2

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,711.6

Read SEC document
May 08, 2006 Filed May 10, 2006 20:05 UTC
BUSHNELL DAVID CSenior Risk Officer
Exercise / conversionCommon Stock 8,855 $41.90 $370,998.82
Disclosure

SEC source: 0001181431-06-029370 · rrd117159.xml · nonDerivative · entry 1

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,076.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2006 Filed May 5, 2006 16:47 UTC
FORD GERALD RHonorary Director
Purchase6.365% Cumulative Preferred Stock, Series F 5,000 $51.97 $259,850.00
Disclosure

SEC source: 0001181431-06-028321 · rrd116790.xml · nonDerivative · entry 1

FORD GERALD R · CIK 0001232769 · Honorary Director

10b5-1 filing: Not disclosed

Ownership: Indirect · In Trust

Disclosed balance after: 5,000

F1 · security: These shares have no voting rights and are not convertible into voting stock.

Read SEC document
May 03, 2006 Filed May 5, 2006 16:48 UTC
RHODES WILLIAM RSenior Vice Chairman
SaleCommon Stock 12,500 $49.70 $621,250.00
Disclosure

SEC source: 0001181431-06-028322 · rrd116796.xml · nonDerivative · entry 1

RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 856,717

Read SEC document
May 02, 2006 Filed May 3, 2006 17:27 UTC
RHODES WILLIAM RSenior Vice Chairman
SaleCommon Stock 12,500 $49.54 $619,250.00
Disclosure

SEC source: 0001181431-06-027467 · rrd116004.xml · nonDerivative · entry 4

RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 869,217

Read SEC document
May 01, 2006 Filed May 3, 2006 17:27 UTC
RHODES WILLIAM RSenior Vice Chairman
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 258,357 $0.00 Strike: $20.61 $0.00
Disclosure

SEC source: 0001181431-06-027467 · rrd116004.xml · derivative · entry 5

RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 258,357 shares

Expires 2007-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2006 Filed May 3, 2006 17:27 UTC
RHODES WILLIAM RSenior Vice Chairman
Tax withholdingCommon Stock 72,536 $49.95 $3,623,173.20
Disclosure

SEC source: 0001181431-06-027467 · rrd116004.xml · nonDerivative · entry 3

RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 881,717

Read SEC document
May 01, 2006 Filed May 3, 2006 17:27 UTC
RHODES WILLIAM RSenior Vice Chairman
Tax withholdingCommon Stock 106,610 $49.95 $5,325,169.50
Disclosure

SEC source: 0001181431-06-027467 · rrd116004.xml · nonDerivative · entry 2

RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 954,253

Read SEC document
May 01, 2006 Filed May 3, 2006 17:27 UTC
RHODES WILLIAM RSenior Vice Chairman
Exercise / conversionCommon Stock 258,357 $20.61 $5,325,202.81
Disclosure

SEC source: 0001181431-06-027467 · rrd116004.xml · nonDerivative · entry 1

RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,060,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2006 Filed May 3, 2006 21:28 UTC
Gerspach John CController
GrantEmployee Stock Options (Right to Buy) · Derivative 8,274 $0.00 Strike: $49.95 $0.00
Disclosure

SEC source: 0001181431-06-027469 · rrd116006.xml · derivative · entry 10

Gerspach John C · CIK 0001321140 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,274

Underlying: Common Stock · 8,274 shares

Expires 2010-04-18

Read SEC document
May 01, 2006 Filed May 3, 2006 21:28 UTC
Gerspach John CController
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 9,149 $0.00 Strike: $41.45 $0.00
Disclosure

SEC source: 0001181431-06-027469 · rrd116006.xml · derivative · entry 9

Gerspach John C · CIK 0001321140 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,149 shares

Expires 2010-04-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2006 Filed May 3, 2006 21:28 UTC
Gerspach John CController
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 21,876 $0.00 Strike: $20.61 $0.00
Disclosure

SEC source: 0001181431-06-027469 · rrd116006.xml · derivative · entry 8

Gerspach John C · CIK 0001321140 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,876 shares

Expires 2007-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.