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CITIGROUP INC

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2837
SEC CIK
0000831001
Parsed reports
2,547

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202608
Mar 202600
Apr 202602
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 13, 2007 Filed Jul 17, 2007 16:56 UTC
DRUSKIN ROBERTChief Operating Officer
Exercise / conversionCommon Stock 26,805 $42.11 $1,128,750.51
Disclosure

SEC source: 0001181431-07-046199 · rrd166056.xml · nonDerivative · entry 1

DRUSKIN ROBERT · CIK 0001225175 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,147,357.9

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 13, 2007 Filed Jul 17, 2007 17:00 UTC
RHODES WILLIAM RSenior Vice Chairman
GrantEmployee Stock Options (Right to Buy) · Derivative 47,928 $0.00 Strike: $52.52 $0.00
Disclosure

SEC source: 0001181431-07-046204 · rrd166058.xml · derivative · entry 5

RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,928

Underlying: Common Stock · 47,928 shares

Expires 2012-02-13

Read SEC document
July 13, 2007 Filed Jul 17, 2007 17:00 UTC
RHODES WILLIAM RSenior Vice Chairman
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 53,610 $0.00 Strike: $42.11 $0.00
Disclosure

SEC source: 0001181431-07-046204 · rrd166058.xml · derivative · entry 4

RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 53,610 shares

Expires 2012-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 13, 2007 Filed Jul 17, 2007 17:00 UTC
RHODES WILLIAM RSenior Vice Chairman
Tax withholdingCommon Stock 5,205 $52.84 $275,032.20
Disclosure

SEC source: 0001181431-07-046204 · rrd166058.xml · nonDerivative · entry 3

RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 811,220

Read SEC document
July 13, 2007 Filed Jul 17, 2007 17:00 UTC
RHODES WILLIAM RSenior Vice Chairman
Tax withholdingCommon Stock 42,723 $52.84 $2,257,483.32
Disclosure

SEC source: 0001181431-07-046204 · rrd166058.xml · nonDerivative · entry 2

RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 816,425

Read SEC document
July 13, 2007 Filed Jul 17, 2007 17:00 UTC
RHODES WILLIAM RSenior Vice Chairman
Exercise / conversionCommon Stock 53,610 $42.11 $2,257,501.02
Disclosure

SEC source: 0001181431-07-046204 · rrd166058.xml · nonDerivative · entry 1

RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 859,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 13, 2007 Filed Jul 17, 2007 17:03 UTC
PRINCE CHARLESDirector · Chairman and CEO
GrantEmployee Stock Options (Right to Buy) · Derivative 38,342 $0.00 Strike: $52.52 $0.00
Disclosure

SEC source: 0001181431-07-046205 · rrd166057.xml · derivative · entry 7

PRINCE CHARLES · CIK 0001225179 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,342

Underlying: Common Stock · 38,342 shares

Expires 2012-02-13

Read SEC document
July 13, 2007 Filed Jul 17, 2007 17:03 UTC
PRINCE CHARLESDirector · Chairman and CEO
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 42,888 $0.00 Strike: $42.11 $0.00
Disclosure

SEC source: 0001181431-07-046205 · rrd166057.xml · derivative · entry 6

PRINCE CHARLES · CIK 0001225179 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,888 shares

Expires 2012-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 13, 2007 Filed Jul 17, 2007 17:03 UTC
PRINCE CHARLESDirector · Chairman and CEO
Tax withholdingCommon Stock 4,163 $52.84 $219,972.92
Disclosure

SEC source: 0001181431-07-046205 · rrd166057.xml · nonDerivative · entry 3

PRINCE CHARLES · CIK 0001225179 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,612,732.4

Read SEC document
July 13, 2007 Filed Jul 17, 2007 17:03 UTC
PRINCE CHARLESDirector · Chairman and CEO
Tax withholdingCommon Stock 34,179 $52.84 $1,806,018.36
Disclosure

SEC source: 0001181431-07-046205 · rrd166057.xml · nonDerivative · entry 2

PRINCE CHARLES · CIK 0001225179 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,616,895.4

Read SEC document
July 13, 2007 Filed Jul 17, 2007 17:03 UTC
PRINCE CHARLESDirector · Chairman and CEO
Exercise / conversionCommon Stock 42,888 $42.11 $1,806,000.81
Disclosure

SEC source: 0001181431-07-046205 · rrd166057.xml · nonDerivative · entry 1

PRINCE CHARLES · CIK 0001225179 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,651,074.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2007 Filed Jul 3, 2007 14:31 UTC GrantCommon Stock 59.8 $53.52 $3,200.26
Disclosure

SEC source: 0001181431-07-043845 · rrd164362.xml · nonDerivative · entry 2

DAVID GEORGE AL · CIK 0001184174 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 6,118.7

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2007 Filed Jul 3, 2007 14:31 UTC GrantCommon Stock 163.5 $53.52 $8,749.87
Disclosure

SEC source: 0001181431-07-043845 · rrd164362.xml · nonDerivative · entry 1

DAVID GEORGE AL · CIK 0001184174 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 6,058.9

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2007 Filed Jul 3, 2007 18:32 UTC GrantCommon Stock 34.7 $53.52 $1,857.01
Disclosure

SEC source: 0001181431-07-043846 · rrd164475.xml · nonDerivative · entry 1

LIVERIS ANDREW N · CIK 0001269971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,451

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2007 Filed Jul 3, 2007 15:25 UTC GrantCommon Stock 30.5 $53.52 $1,632.24
Disclosure

SEC source: 0001181431-07-043936 · rrd164044.xml · nonDerivative · entry 3

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,040.4

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F3 · balance_after: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 14,130.8 deferred units pursuant to the Citicorp Director's Deferred Compensation Plan through which the Reporting Person has the right to acquire 4,078.5 shares of common stock.

Read SEC document
July 01, 2007 Filed Jul 3, 2007 15:25 UTC GrantCommon Stock 242.6 $53.52 $12,982.98
Disclosure

SEC source: 0001181431-07-043936 · rrd164044.xml · nonDerivative · entry 2

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes (2) and (4)

Disclosed balance after: 24,411.2

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 14,130.8 deferred units pursuant to the Citicorp Director's Deferred Compensation Plan through which the Reporting Person has the right to acquire 4,078.5 shares of common stock.

Read SEC document
July 01, 2007 Filed Jul 3, 2007 15:25 UTC GrantCommon Stock 245.3 $53.52 $13,127.47
Disclosure

SEC source: 0001181431-07-043936 · rrd164044.xml · nonDerivative · entry 1

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 24,168.6

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2007 Filed Jul 3, 2007 15:26 UTC GrantCommon Stock 61.1 $53.52 $3,269.83
Disclosure

SEC source: 0001181431-07-043938 · rrd164365.xml · nonDerivative · entry 3

DERR KENNETH T · CIK 0001182087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,816.9

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F3 · balance_after: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 39,279.4 deferred units pursuant to the Citicorp Director's Deferred Compensation Plan through which the Reporting Person has the right to acquire 11,337 shares of common stock.

Read SEC document
July 01, 2007 Filed Jul 3, 2007 15:26 UTC GrantCommon Stock 271.9 $53.52 $14,551.00
Disclosure

SEC source: 0001181431-07-043938 · rrd164365.xml · nonDerivative · entry 2

DERR KENNETH T · CIK 0001182087 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes (2) and (4)

Disclosed balance after: 27,432.9

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 39,279.4 deferred units pursuant to the Citicorp Director's Deferred Compensation Plan through which the Reporting Person has the right to acquire 11,337 shares of common stock.

Read SEC document
July 01, 2007 Filed Jul 3, 2007 15:26 UTC GrantCommon Stock 350.4 $53.52 $18,752.01
Disclosure

SEC source: 0001181431-07-043938 · rrd164365.xml · nonDerivative · entry 1

DERR KENNETH T · CIK 0001182087 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 27,161

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2007 Filed Jul 3, 2007 15:28 UTC GrantCommon Stock 61.1 $53.52 $3,269.83
Disclosure

SEC source: 0001181431-07-043944 · rrd164424.xml · nonDerivative · entry 2

DEUTCH JOHN M · CIK 0001179111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,577

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2007 Filed Jul 3, 2007 15:28 UTC GrantCommon Stock 83.5 $53.52 $4,468.59
Disclosure

SEC source: 0001181431-07-043944 · rrd164424.xml · nonDerivative · entry 1

DEUTCH JOHN M · CIK 0001179111 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes (2) and (3)

Disclosed balance after: 8,317

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F3 · balance_after: In addition, the Reporting Person directly beneficially owns 1,647.3 deferred units pursuant to the Citicorp Director's Deferred Compensation Plan through which the Reporting Person has the right to acquire 475.4 shares of common stock.

Read SEC document
July 01, 2007 Filed Jul 3, 2007 19:29 UTC GrantCommon Stock 61.1 $53.52 $3,269.83
Disclosure

SEC source: 0001181431-07-043948 · rrd164484.xml · nonDerivative · entry 3

MULCAHY ANNE M · CIK 0001201725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,080.8

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2007 Filed Jul 3, 2007 19:29 UTC GrantCommon Stock 59.5 $53.52 $3,184.20
Disclosure

SEC source: 0001181431-07-043948 · rrd164484.xml · nonDerivative · entry 2

MULCAHY ANNE M · CIK 0001201725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 5,997.2

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2007 Filed Jul 3, 2007 19:29 UTC GrantCommon Stock 70.1 $53.52 $3,751.47
Disclosure

SEC source: 0001181431-07-043948 · rrd164484.xml · nonDerivative · entry 1

MULCAHY ANNE M · CIK 0001201725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 5,937.7

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2007 Filed Jul 3, 2007 15:30 UTC GrantCommon Stock 28.2 $53.52 $1,509.15
Disclosure

SEC source: 0001181431-07-043950 · rrd164492.xml · nonDerivative · entry 3

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,795.4

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2007 Filed Jul 3, 2007 15:30 UTC GrantCommon Stock 258.3 $53.52 $13,823.18
Disclosure

SEC source: 0001181431-07-043950 · rrd164492.xml · nonDerivative · entry 2

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes (2) and (4)

Disclosed balance after: 26,144.4

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 35,867.2948 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 10,352.2 shares of common stock.

Read SEC document
July 01, 2007 Filed Jul 3, 2007 15:30 UTC GrantCommon Stock 420.4 $53.52 $22,498.13
Disclosure

SEC source: 0001181431-07-043950 · rrd164492.xml · nonDerivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 25,886.1

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2007 Filed Jul 3, 2007 19:31 UTC
RODIN JUDITHDirector
GrantCommon Stock 30.5 $53.52 $1,632.24
Disclosure

SEC source: 0001181431-07-043953 · rrd164496.xml · nonDerivative · entry 3

RODIN JUDITH · CIK 0001102075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,040.4

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2007 Filed Jul 3, 2007 19:31 UTC
RODIN JUDITHDirector
GrantCommon Stock 73.1 $53.52 $3,912.02
Disclosure

SEC source: 0001181431-07-043953 · rrd164496.xml · nonDerivative · entry 2

RODIN JUDITH · CIK 0001102075 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 7,527.6

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2007 Filed Jul 3, 2007 19:31 UTC
RODIN JUDITHDirector
GrantCommon Stock 245.3 $53.52 $13,127.47
Disclosure

SEC source: 0001181431-07-043953 · rrd164496.xml · nonDerivative · entry 1

RODIN JUDITH · CIK 0001102075 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 7,454.5

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
May 25, 2007 Filed May 30, 2007 17:43 UTC
BANGA AJAYCo-CEO, Global Consumer Group
GrantEmployee Stock Options (Right to Buy) · Derivative 26,079 $0.00 Strike: $55.12 $0.00
Disclosure

SEC source: 0001181431-07-036279 · rrd160665.xml · derivative · entry 6

BANGA AJAY · CIK 0001338914 · Co-CEO, Global Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,079

Underlying: Common Stock · 26,079 shares

Expires 2008-11-02

Read SEC document
May 25, 2007 Filed May 30, 2007 17:43 UTC
BANGA AJAYCo-CEO, Global Consumer Group
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 38,000 $0.00 Strike: $21.92 $0.00
Disclosure

SEC source: 0001181431-07-036279 · rrd160665.xml · derivative · entry 5

BANGA AJAY · CIK 0001338914 · Co-CEO, Global Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,057

Underlying: Common Stock · 38,000 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2007 Filed May 30, 2007 17:43 UTC
BANGA AJAYCo-CEO, Global Consumer Group
Tax withholdingCommon Stock 10,917 $54.93 $599,670.81
Disclosure

SEC source: 0001181431-07-036279 · rrd160665.xml · nonDerivative · entry 3

BANGA AJAY · CIK 0001338914 · Co-CEO, Global Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,538.1

Read SEC document
May 25, 2007 Filed May 30, 2007 17:43 UTC
BANGA AJAYCo-CEO, Global Consumer Group
Tax withholdingCommon Stock 15,162 $54.93 $832,848.66
Disclosure

SEC source: 0001181431-07-036279 · rrd160665.xml · nonDerivative · entry 2

BANGA AJAY · CIK 0001338914 · Co-CEO, Global Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,455.1

Read SEC document
May 25, 2007 Filed May 30, 2007 17:43 UTC
BANGA AJAYCo-CEO, Global Consumer Group
Exercise / conversionCommon Stock 38,000 $21.92 $832,868.80
Disclosure

SEC source: 0001181431-07-036279 · rrd160665.xml · nonDerivative · entry 1

BANGA AJAY · CIK 0001338914 · Co-CEO, Global Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,617.1

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects a distribution of shares to the Reporting Person in accordance with the terms of a Grantor Retained Annuity Trust.

Read SEC document
May 17, 2007 Filed May 21, 2007 16:26 UTC
PRINCE CHARLESDirector · Chairman and CEO
GrantEmployee Stock Options (Right to Buy) · Derivative 13,395 $0.00 Strike: $54.78 $0.00
Disclosure

SEC source: 0001181431-07-034073 · rrd159382.xml · derivative · entry 7

PRINCE CHARLES · CIK 0001225179 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,395

Underlying: Common Stock · 13,395 shares

Expires 2008-01-28

Read SEC document
May 17, 2007 Filed May 21, 2007 16:26 UTC
PRINCE CHARLESDirector · Chairman and CEO
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 14,675 $0.00 Strike: $45.73 $0.00
Disclosure

SEC source: 0001181431-07-034073 · rrd159382.xml · derivative · entry 6

PRINCE CHARLES · CIK 0001225179 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,675 shares

Expires 2008-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2007 Filed May 21, 2007 16:26 UTC
PRINCE CHARLESDirector · Chairman and CEO
Tax withholdingCommon Stock 1,174 $54.91 $64,464.34
Disclosure

SEC source: 0001181431-07-034073 · rrd159382.xml · nonDerivative · entry 3

PRINCE CHARLES · CIK 0001225179 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,608,186.4

Read SEC document
May 17, 2007 Filed May 21, 2007 16:26 UTC
PRINCE CHARLESDirector · Chairman and CEO
Tax withholdingCommon Stock 12,221 $54.91 $671,055.11
Disclosure

SEC source: 0001181431-07-034073 · rrd159382.xml · nonDerivative · entry 2

PRINCE CHARLES · CIK 0001225179 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,609,360.4

Read SEC document
May 17, 2007 Filed May 21, 2007 16:26 UTC
PRINCE CHARLESDirector · Chairman and CEO
Exercise / conversionCommon Stock 14,675 $45.73 $671,087.75
Disclosure

SEC source: 0001181431-07-034073 · rrd159382.xml · nonDerivative · entry 1

PRINCE CHARLES · CIK 0001225179 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,621,581.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2007 Filed May 21, 2007 16:21 UTC
RHODES WILLIAM RSenior Vice Chairman
GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-07-034064 · rrd159429.xml · nonDerivative · entry 1

RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 805,538

F1 · balance_after: Includes 3.6 shares the Reporting Person acquired as a participant in the Issuer's employee Stock Purchase Program.

Read SEC document
May 11, 2007 Filed Feb 7, 2008 21:15 UTC GiftCommon Stock 48 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-008418 · rrd188595.xml · nonDerivative · entry 1

MULCAHY ANNE M · CIK 0001201725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 58.7

F1 · ownership.direct: In addition to the shares reported on Table I of this Form 5, as of December 31, 2007 the Reporting Person directly beneficially owned 6,152.5 shares, and indirectly beneficially owned 6,149.3 shares, of the Issuer's common stock.

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May 09, 2007 Filed May 11, 2007 20:03 UTC
Klein Michael StuartCo-Pres Citi Markets & Banking
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 202 $0.00 Strike: $19.82 $0.00
Disclosure

SEC source: 0001181431-07-031808 · rrd158120.xml · derivative · entry 4

Klein Michael Stuart · CIK 0001327392 · Co-Pres Citi Markets & Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 202 shares

Expires 2007-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 09, 2007 Filed May 11, 2007 20:03 UTC
Klein Michael StuartCo-Pres Citi Markets & Banking
Exercise / conversionCommon Stock 202 $19.82 $4,003.64
Disclosure

SEC source: 0001181431-07-031808 · rrd158120.xml · nonDerivative · entry 1

Klein Michael Stuart · CIK 0001327392 · Co-Pres Citi Markets & Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 735,389.5

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 30, 2007 Filed May 1, 2007 16:43 UTC
DRUSKIN ROBERTChief Operating Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 202 $0.00 Strike: $19.81 $0.00
Disclosure

SEC source: 0001181431-07-028515 · rrd156413.xml · derivative · entry 4

DRUSKIN ROBERT · CIK 0001225175 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 202 shares

Expires 2007-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 30, 2007 Filed May 1, 2007 16:43 UTC
DRUSKIN ROBERTChief Operating Officer
Exercise / conversionCommon Stock 202 $19.81 $4,001.62
Disclosure

SEC source: 0001181431-07-028515 · rrd156413.xml · nonDerivative · entry 1

DRUSKIN ROBERT · CIK 0001225175 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,120,552.9

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 18, 2007 Filed Apr 19, 2007 16:06 UTC
DRUSKIN ROBERTChief Operating Officer
SaleCommon Stock 10,000 $53.07 $530,700.00
Disclosure

SEC source: 0001181431-07-026148 · rrd155039.xml · nonDerivative · entry 1

DRUSKIN ROBERT · CIK 0001225175 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,120,350.9

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April 17, 2007 Filed Apr 19, 2007 20:08 UTC
Gerspach John CController
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 28,258 $0.00 Strike: $22.50 $0.00
Disclosure

SEC source: 0001181431-07-026150 · rrd154867.xml · derivative · entry 5

Gerspach John C · CIK 0001321140 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,258 shares

Expires 2008-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 17, 2007 Filed Apr 19, 2007 20:08 UTC
Gerspach John CController
Tax withholdingCommon Stock 7,116 $52.93 $376,649.88
Disclosure

SEC source: 0001181431-07-026150 · rrd154867.xml · nonDerivative · entry 3

Gerspach John C · CIK 0001321140 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,501

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.