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Nasdaq · USD

BWB

Bridgewater Bancshares Inc

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Tapewire entity
2317
SEC CIK
0001341317
Parsed reports
497

Last 12 months

Inside the activity.

1 purchase rows · 42 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202506
Jan 202600
Feb 202603
Mar 202600
Apr 202601
May 202616
Jun 202602
Jul 202603
Aug 2026010
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 06, 2022 Filed Dec 8, 2022 21:04 UTC
Shellberg Jeffrey D.Director · EVP AND CHIEF CREDIT OFFICER
Tax withholdingCommon Stock 1,439 $18.72 $26,938.08
Disclosure

SEC source: 0001415889-22-012225 · form4-12082022_091258.xml · nonDerivative · entry 1

Shellberg Jeffrey D. · CIK 0001732717 · Director · EVP AND CHIEF CREDIT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,552

Read SEC document
December 05, 2022 Filed Dec 6, 2022 21:16 UTC
Place Nicholas L.CHIEF LENDING OFFICER
Otheroption to buy · Derivative 5,000 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0001415889-22-012123 · form4-12062022_091214.xml · derivative · entry 5

Place Nicholas L. · CIK 0001732712 · CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 5,000 shares

Expires 2024-12-31

F3 · security: Options to buy granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan.

F4 · derivative.exercise_date: Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2015.

Read SEC document
December 05, 2022 Filed Dec 6, 2022 21:16 UTC
Place Nicholas L.CHIEF LENDING OFFICER
Otheroption to buy · Derivative 5,000 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001415889-22-012123 · form4-12062022_091214.xml · derivative · entry 4

Place Nicholas L. · CIK 0001732712 · CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2023-12-31

F1 · security: Options to buy granted under the 2005 Combined Incentive and Non-Statutory Stock Option Plan.

F2 · derivative.exercise_date: Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2014.

Read SEC document
December 05, 2022 Filed Dec 6, 2022 21:16 UTC
Place Nicholas L.CHIEF LENDING OFFICER
Exercise / conversionCommon Stock 5,000 $3.58 $17,900.00
Disclosure

SEC source: 0001415889-22-012123 · form4-12062022_091214.xml · nonDerivative · entry 2

Place Nicholas L. · CIK 0001732712 · CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2022 Filed Dec 6, 2022 21:16 UTC
Place Nicholas L.CHIEF LENDING OFFICER
Exercise / conversionCommon Stock 5,000 $3.00 $15,000.00
Disclosure

SEC source: 0001415889-22-012123 · form4-12062022_091214.xml · nonDerivative · entry 1

Place Nicholas L. · CIK 0001732712 · CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 21:15 UTC
Baack Jerry J.Director · PRESIDENT & CEO
SaleCommon Stock 4,166 $18.99 $79,099.01
Disclosure

SEC source: 0001415889-22-011496 · form4-11172022_041102.xml · nonDerivative · entry 1

Baack Jerry J. · CIK 0001733126 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,177,978

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.85 to $19.10, inclusive. The reporting person undertakes to provide to Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote to this Form 4.

Read SEC document
October 19, 2022 Filed Oct 20, 2022 18:05 UTC
Baack Jerry J.Director · PRESIDENT & CEO
SaleCommon Stock 4,166 $17.77 $74,015.24
Disclosure

SEC source: 0001415889-22-010736 · form4-10202022_021001.xml · nonDerivative · entry 1

Baack Jerry J. · CIK 0001733126 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,182,144

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.66 to $17.90, inclusive. The reporting person undertakes to provide to Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote to this Form 4.

Read SEC document
October 11, 2022 Filed Oct 17, 2022 20:34 UTC GiftDepositary Shares 3,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-010599 · form4-10172022_011004.xml · nonDerivative · entry 2

Parish Douglas J. · CIK 0001745268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · security: Each depositary share represents ownership of a 1/100th interest in a share of the Issuer's 5.875% Non-Cumulative Perpetual Preferred Stock, Series A, $0.01 par value per share.

F3 · shares: On October 11, 2022, the reporting person transferred 3,000 shares of preferred stock to a family trust of which the reporting person is trustee. The reporting person and members of his immediate family are the sole beneficiaries of the trust.

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October 11, 2022 Filed Oct 17, 2022 20:34 UTC GiftCommon Stock 15,607 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-010599 · form4-10172022_011004.xml · nonDerivative · entry 1

Parish Douglas J. · CIK 0001745268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 593

F1 · shares: On October 11, 2022, the reporting person transferred 15,607 shares of common stock to a family trust of which the reporting person is trustee. The reporting person and members of his immediate family are the sole beneficiaries of the trust.

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September 30, 2022 Filed Oct 3, 2022 21:06 UTC GrantCommon Stock 593 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-010087 · form4-10032022_021020.xml · nonDerivative · entry 1

Brezonik Lisa · CIK 0001796490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,750

Read SEC document
September 30, 2022 Filed Oct 3, 2022 20:49 UTC GrantCommon Stock 593 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-010078 · form4-10032022_011000.xml · nonDerivative · entry 1

Parish Douglas J. · CIK 0001745268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,200

Read SEC document
September 30, 2022 Filed Oct 3, 2022 21:03 UTC GrantCommon Stock 593 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-010085 · form4-10032022_021030.xml · nonDerivative · entry 1

Juran David B. · CIK 0001733121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,288,398

Read SEC document
September 30, 2022 Filed Oct 3, 2022 20:59 UTC GrantCommon Stock 593 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-010082 · form4-10032022_011024.xml · nonDerivative · entry 1

Johnson James S. · CIK 0001733285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,616

Read SEC document
September 30, 2022 Filed Oct 3, 2022 20:52 UTC GrantCommon Stock 593 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-010080 · form4-10032022_011022.xml · nonDerivative · entry 1

Lawal Mohammed · CIK 0001828123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,970

Read SEC document
September 30, 2022 Filed Oct 3, 2022 20:42 UTC GrantCommon Stock 593 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-010076 · form4-10032022_011004.xml · nonDerivative · entry 1

Trutna Thomas P. · CIK 0001733117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,678

Read SEC document
September 30, 2022 Filed Oct 3, 2022 20:40 UTC GrantCommon Stock 593 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-010074 · form4-10032022_011055.xml · nonDerivative · entry 1

Urness Todd B. · CIK 0001733123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,115,412

Read SEC document
September 21, 2022 Filed Sep 22, 2022 20:09 UTC
Baack Jerry J.Director · PRESIDENT & CEO
SaleCommon Stock 4,166 $17.64 $73,504.07
Disclosure

SEC source: 0001415889-22-009864 · form4-09222022_010908.xml · nonDerivative · entry 1

Baack Jerry J. · CIK 0001733126 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,186,310

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.60 to $17.77, inclusive. The reporting person undertakes to provide to Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote to this Form 4.

Read SEC document
September 09, 2022 Filed Sep 14, 2022 20:04 UTC
Shellberg Jeffrey D.Director · EVP AND CHIEF CREDIT OFFICER
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-009609 · form4-09142022_010948.xml · nonDerivative · entry 1

Shellberg Jeffrey D. · CIK 0001732717 · Director · EVP AND CHIEF CREDIT OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 288,890

F1 · ownership.nature: Shares of common stock are held by Mr. Shellberg as co-trustee of the Jeffrey D. Shellberg Trust under agreement dated October 1, 2014. Mr. Shellberg possesses shared voting and investment power with respect to the shares of common stock held by the Jeffrey D. Shellberg Trust under agreement dated October 1, 2014.

Read SEC document
August 17, 2022 Filed Aug 18, 2022 20:22 UTC
Baack Jerry J.Director · PRESIDENT & CEO
SaleCommon Stock 4,166 $17.83 $74,260.20
Disclosure

SEC source: 0001415889-22-008820 · form4-08182022_010806.xml · nonDerivative · entry 1

Baack Jerry J. · CIK 0001733126 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,190,476

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.75 to $18.00, inclusive. The reporting person undertakes to provide to Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote to this Form 4.

Read SEC document
July 20, 2022 Filed Jul 21, 2022 20:41 UTC
Baack Jerry J.Director · PRESIDENT & CEO
SaleCommon Stock 4,166 $16.64 $69,340.99
Disclosure

SEC source: 0001415889-22-007873 · form4-07212022_010732.xml · nonDerivative · entry 1

Baack Jerry J. · CIK 0001733126 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,194,642

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.60 to $16.68, inclusive. The reporting person undertakes to provide to Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote to this Form 4.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 20:13 UTC GrantCommon Stock 625 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-007159 · form4-07012022_010731.xml · nonDerivative · entry 1

Brezonik Lisa · CIK 0001796490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,157

Read SEC document
June 30, 2022 Filed Jul 1, 2022 20:15 UTC GrantCommon Stock 625 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-007161 · form4-07012022_010707.xml · nonDerivative · entry 1

Parish Douglas J. · CIK 0001745268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,607

Read SEC document
June 30, 2022 Filed Jul 1, 2022 20:29 UTC GrantCommon Stock 625 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-007176 · form4-07012022_010745.xml · nonDerivative · entry 1

Juran David B. · CIK 0001733121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,287,805

Read SEC document
June 30, 2022 Filed Jul 1, 2022 20:25 UTC GrantCommon Stock 625 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-007171 · form4-07012022_010739.xml · nonDerivative · entry 1

Johnson James S. · CIK 0001733285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,023

Read SEC document
June 30, 2022 Filed Jul 1, 2022 20:20 UTC GrantCommon Stock 625 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-007166 · form4-07012022_010743.xml · nonDerivative · entry 1

Urness Todd B. · CIK 0001733123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,114,819

Read SEC document
June 30, 2022 Filed Jul 1, 2022 20:18 UTC GrantCommon Stock 625 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-007163 · form4-07012022_010704.xml · nonDerivative · entry 1

Trutna Thomas P. · CIK 0001733117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,085

Read SEC document
June 30, 2022 Filed Jul 1, 2022 20:11 UTC GrantCommon Stock 625 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-007157 · form4-07012022_010735.xml · nonDerivative · entry 1

Lawal Mohammed · CIK 0001828123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,377

Read SEC document
June 15, 2022 Filed Jun 15, 2022 21:39 UTC
Baack Jerry J.Director · PRESIDENT & CEO
SaleCommon Stock 4,166 $15.56 $64,807.96
Disclosure

SEC source: 0001415889-22-006605 · form4-06152022_020650.xml · nonDerivative · entry 1

Baack Jerry J. · CIK 0001733126 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,198,808

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.60 to $15.50, inclusive. The reporting person undertakes to provide to Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote to this Form 4.

Read SEC document
May 18, 2022 Filed May 19, 2022 20:20 UTC
Baack Jerry J.Director · PRESIDENT & CEO
SaleCommon Stock 4,166 $15.63 $65,115.41
Disclosure

SEC source: 0001415889-22-005313 · form4-05192022_010522.xml · nonDerivative · entry 1

Baack Jerry J. · CIK 0001733126 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,202,974

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.74 to $15.46, inclusive. The reporting person undertakes to provide to Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote to this Form 4.

Read SEC document
April 20, 2022 Filed Apr 21, 2022 20:06 UTC
Baack Jerry J.Director · PRESIDENT & CEO
SaleCommon Stock 4,166 $16.79 $69,938.39
Disclosure

SEC source: 0001415889-22-004213 · form4-04212022_010449.xml · nonDerivative · entry 1

Baack Jerry J. · CIK 0001733126 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,207,140

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.92 to $16.50, inclusive. The reporting person undertakes to provide to Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote to this Form 4.

Read SEC document
April 07, 2022 Filed Apr 8, 2022 21:05 UTC
Crocker Mary JayneEVP & CHIEF OPERATING OFFICER
OtherOption to buy · Derivative 14,750 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001415889-22-003963 · form4-04082022_020420.xml · derivative · entry 2

Crocker Mary Jayne · CIK 0001732716 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,750 shares

Expires 2023-12-31

F1 · security: Options to buy granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan

F2 · derivative.exercise_date: Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2014.

Read SEC document
April 07, 2022 Filed Apr 8, 2022 21:05 UTC
Crocker Mary JayneEVP & CHIEF OPERATING OFFICER
Exercise / conversionCommon Stock 14,750 $3.00 $44,250.00
Disclosure

SEC source: 0001415889-22-003963 · form4-04082022_020420.xml · nonDerivative · entry 1

Crocker Mary Jayne · CIK 0001732716 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 21:28 UTC GrantCommon Stock 582 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003599 · form4-04012022_020440.xml · nonDerivative · entry 1

Brezonik Lisa · CIK 0001796490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,532

Read SEC document
March 31, 2022 Filed Apr 1, 2022 21:23 UTC GrantCommon Stock 582 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003590 · form4-04012022_020401.xml · nonDerivative · entry 1

Parish Douglas J. · CIK 0001745268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,982

Read SEC document
March 31, 2022 Filed Apr 1, 2022 21:24 UTC GrantCommon Stock 582 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003593 · form4-04012022_020442.xml · nonDerivative · entry 1

Juran David B. · CIK 0001733121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,287,180

Read SEC document
March 31, 2022 Filed Apr 1, 2022 21:26 UTC GrantCommon Stock 582 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003596 · form4-04012022_020424.xml · nonDerivative · entry 1

Johnson James S. · CIK 0001733285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,398

Read SEC document
March 31, 2022 Filed Apr 1, 2022 21:33 UTC GrantCommon Stock 582 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003607 · form4-04012022_020441.xml · nonDerivative · entry 1

Trutna Thomas P. · CIK 0001733117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,460

Read SEC document
March 31, 2022 Filed Apr 1, 2022 21:30 UTC GrantCommon Stock 582 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003602 · form4-04012022_020430.xml · nonDerivative · entry 1

Lawal Mohammed · CIK 0001828123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,752

Read SEC document
March 31, 2022 Filed Apr 1, 2022 21:32 UTC GrantCommon Stock 582 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003605 · form4-04012022_020456.xml · nonDerivative · entry 1

Urness Todd B. · CIK 0001733123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,114,194

Read SEC document
March 16, 2022 Filed Mar 16, 2022 20:53 UTC
Baack Jerry J.Director · PRESIDENT & CEO
SaleCommon Stock 4,166 $17.23 $71,788.10
Disclosure

SEC source: 0001415889-22-003057 · form4-03162022_010354.xml · nonDerivative · entry 1

Baack Jerry J. · CIK 0001733126 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,211,306

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.17 to $17.31, inclusive. The reporting person undertakes to provide to Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote to this Form 4.

Read SEC document
February 16, 2022 Filed Feb 16, 2022 22:08 UTC
Baack Jerry J.Director · PRESIDENT & CEO
SaleCommon Stock 4,166 $17.46 $72,737.53
Disclosure

SEC source: 0001415889-22-001443 · form4-02162022_020256.xml · nonDerivative · entry 1

Baack Jerry J. · CIK 0001733126 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,215,472

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.43 to $17.54, inclusive. The reporting person undertakes to provide to Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote to this Form 4.

Read SEC document
February 10, 2022 Filed Feb 10, 2022 23:03 UTC PurchaseCommon Stock 10,000 $17.50 $175,047.00
Disclosure

SEC source: 0001415889-22-001199 · form4-02102022_030249.xml · nonDerivative · entry 1

Lawal Mohammed · CIK 0001828123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,170

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.4850 to $17.5384, inclusive. The reporting person undertakes to provide to Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote to this Form 4.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 23:08 UTC
Baack Jerry J.Director · PRESIDENT & CEO
GrantCommon Stock · Derivative 100,000 $0.00 Strike: $17.50 $0.00
Disclosure

SEC source: 0001415889-22-001001 · form4-02022022_030225.xml · derivative · entry 1

Baack Jerry J. · CIK 0001733126 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-02-01

F1 · security: Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.

F2 · derivative.exercise_date: Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 2/1/2022.

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February 01, 2022 Filed Feb 2, 2022 23:06 UTC
Crocker Mary JayneEVP & CHIEF OPERATING OFFICER
GrantOption to buy · Derivative 20,000 $0.00 Strike: $17.50 $0.00
Disclosure

SEC source: 0001415889-22-000999 · form4-02022022_030242.xml · derivative · entry 1

Crocker Mary Jayne · CIK 0001732716 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2032-02-01

F1 · security: Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.

F2 · derivative.exercise_date: Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 2/1/2022.

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February 01, 2022 Filed Feb 2, 2022 23:04 UTC
Place Nicholas L.CHIEF LENDING OFFICER
Grantoption to buy · Derivative 50,000 $0.00 Strike: $17.50 $0.00
Disclosure

SEC source: 0001415889-22-000997 · form4-02022022_030246.xml · derivative · entry 1

Place Nicholas L. · CIK 0001732712 · CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2032-02-01

F1 · security: Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.

F2 · derivative.exercise_date: Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 2/1/2022.

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February 01, 2022 Filed Feb 2, 2022 23:01 UTC
Hokanson Mark E.CHIEF TECHNOLOGY OFFICER
GrantOption to buy · Derivative 20,000 $0.00 Strike: $17.50 $0.00
Disclosure

SEC source: 0001415889-22-000994 · form4-02022022_030208.xml · derivative · entry 1

Hokanson Mark E. · CIK 0001794268 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2032-02-01

F1 · security: Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.

F2 · derivative.exercise_date: Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 2/1/2022.

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February 01, 2022 Filed Feb 2, 2022 22:59 UTC
Salazar Lisa MCHIEF DEPOSIT OFFICER
GrantOption to buy · Derivative 25,000 $0.00 Strike: $17.50 $0.00
Disclosure

SEC source: 0001415889-22-000991 · form4-02022022_020212.xml · derivative · entry 1

Salazar Lisa M · CIK 0001756428 · CHIEF DEPOSIT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2032-02-01

F1 · security: Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.

F2 · derivative.exercise_date: Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 2/1/2022.

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February 01, 2022 Filed Feb 2, 2022 22:52 UTC
Chybowski Joseph M.CHIEF FINANCIAL OFFICER
GrantOption to buy · Derivative 20,000 $0.00 Strike: $17.50 $0.00
Disclosure

SEC source: 0001415889-22-000988 · form4-02022022_020214.xml · derivative · entry 2

Chybowski Joseph M. · CIK 0001732715 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2032-02-01

F3 · security: Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.

F2 · derivative.exercise_date: Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 2/1/2022.

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February 01, 2022 Filed Feb 2, 2022 22:52 UTC
Chybowski Joseph M.CHIEF FINANCIAL OFFICER
GrantOption to buy · Derivative 30,000 $0.00 Strike: $17.50 $0.00
Disclosure

SEC source: 0001415889-22-000988 · form4-02022022_020214.xml · derivative · entry 1

Chybowski Joseph M. · CIK 0001732715 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2032-02-01

F1 · security: Options to buy granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan.

F2 · derivative.exercise_date: Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 2/1/2022.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 22:49 UTC
Shellberg Jeffrey D.Director · EVP AND CHIEF CREDIT OFFICER
GrantOption to buy · Derivative 20,000 $0.00 Strike: $17.50 $0.00
Disclosure

SEC source: 0001415889-22-000986 · form4-02022022_020235.xml · derivative · entry 1

Shellberg Jeffrey D. · CIK 0001732717 · Director · EVP AND CHIEF CREDIT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2032-02-01

F1 · security: Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.

F2 · derivative.exercise_date: Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 2/1/2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.