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Place Nicholas L.

Disclosed activity across 1 company

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SEC CIK
0001732712

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Bridgewater Bancshares IncBWB · Entity 2317CHIEF BANKING OFFICERJune 05, 2026June 08, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Bridgewater Bancshares Inc

Report date June 05, 2026 · Filed June 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect152,122 Ending reported balance After 2026-06-08 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-06-05 · Sale · Disposed 4,688 · Balance 139,622

Row 2 · 2026-06-08 · Exercise / conversion · Acquired 12,500 · Balance 152,122

option to buySEC Table II · derivative / convertible security · Conversion / exercise price $7.47 · Expires 2027-09-30Direct127,500 Reported balance After 2026-06-08 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-06-08 · Exercise / conversion · Disposed 12,500 · Balance 127,500

F1: Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.

F2: Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 10/1/2017.

option to buySEC Table II · derivative / convertible security · Conversion / exercise price $12.92 · Expires 2029-12-06Direct21,000 Reported balance Holding disclosure · report date 2026-06-05 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 21,000

F1: Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.

F3: Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 12/6/2019.

option to buySEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2032-02-01Direct50,000 Reported balance Holding disclosure · report date 2026-06-05 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 50,000

F1: Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.

F4: Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 2/1/2022.

Common StockSEC Table I · non-derivativeIndirectBy Spouse IRA7,500 Reported balance Holding disclosure · report date 2026-06-05 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 7,500

Filing footnotes · ownership attribution and instrument terms

F1: Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.

F2: Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 10/1/2017.

F3: Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 12/6/2019.

F4: Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 2/1/2022.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 08, 2026 Filed Jun 8, 2026 21:41 UTC Bridgewater Bancshares Inc BWB · Entity 2317 Exercise / conversionoption to buy · Derivative 12,500 $0.00 Strike: $7.47 $0.00
Disclosure

SEC source: 0001732712-26-000004 · form4-06082026_090626.xml · derivative · entry 4

Place Nicholas L. · CIK 0001732712 · CHIEF BANKING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,500

Underlying: Common Stock · 12,500 shares

Expires 2027-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.

F2 · derivative.exercise_date: Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 10/1/2017.

Read SEC document
June 08, 2026 Filed Jun 8, 2026 21:41 UTC Bridgewater Bancshares Inc BWB · Entity 2317 Exercise / conversionCommon Stock 12,500 $7.47 $93,375.00
Disclosure

SEC source: 0001732712-26-000004 · form4-06082026_090626.xml · nonDerivative · entry 2

Place Nicholas L. · CIK 0001732712 · CHIEF BANKING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2026 Filed Jun 8, 2026 21:41 UTC Bridgewater Bancshares Inc BWB · Entity 2317 SaleCommon Stock 4,688 $19.28 $90,361.20
Disclosure

SEC source: 0001732712-26-000004 · form4-06082026_090626.xml · nonDerivative · entry 1

Place Nicholas L. · CIK 0001732712 · CHIEF BANKING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,622

Read SEC document
February 03, 2026 Filed Feb 4, 2026 22:46 UTC Bridgewater Bancshares Inc BWB · Entity 2317 GrantCommon Stock 15,022 $0.00 $0.00
Disclosure

SEC source: 0001732712-26-000002 · form4-02042026_100252.xml · nonDerivative · entry 3

Place Nicholas L. · CIK 0001732712 · CHIEF BANKING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,310

Read SEC document
February 03, 2026 Filed Feb 4, 2026 22:46 UTC Bridgewater Bancshares Inc BWB · Entity 2317 Tax withholdingCommon Stock 554 $19.54 $10,825.16
Disclosure

SEC source: 0001732712-26-000002 · form4-02042026_100252.xml · nonDerivative · entry 2

Place Nicholas L. · CIK 0001732712 · CHIEF BANKING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,288

Read SEC document
February 02, 2026 Filed Feb 4, 2026 22:46 UTC Bridgewater Bancshares Inc BWB · Entity 2317 Tax withholdingCommon Stock 1,389 $19.63 $27,266.07
Disclosure

SEC source: 0001732712-26-000002 · form4-02042026_100252.xml · nonDerivative · entry 1

Place Nicholas L. · CIK 0001732712 · CHIEF BANKING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,842

Read SEC document
December 12, 2025 Filed Dec 15, 2025 23:25 UTC Bridgewater Bancshares Inc BWB · Entity 2317 Exercise / conversionoption to buy · Derivative 10,000 $0.00 Strike: $7.47 $0.00
Disclosure

SEC source: 0001732712-25-000005 · form4-12152025_111259.xml · derivative · entry 3

Place Nicholas L. · CIK 0001732712 · CHIEF BANKING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock · 10,000 shares

Expires 2027-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.

F2 · derivative.exercise_date: Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 10/1/2017.

Read SEC document
December 12, 2025 Filed Dec 15, 2025 23:25 UTC Bridgewater Bancshares Inc BWB · Entity 2317 Exercise / conversionCommon Stock 10,000 $7.47 $74,700.00
Disclosure

SEC source: 0001732712-25-000005 · form4-12152025_111259.xml · nonDerivative · entry 1

Place Nicholas L. · CIK 0001732712 · CHIEF BANKING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2025 Filed Dec 9, 2025 23:24 UTC Bridgewater Bancshares Inc BWB · Entity 2317 SaleCommon Stock 1,408 $17.63 $24,829.52
Disclosure

SEC source: 0001732712-25-000003 · form4-12092025_111200.xml · nonDerivative · entry 2

Place Nicholas L. · CIK 0001732712 · CHIEF BANKING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,231

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.62 to $17.77, inclusive. The reporting person undertakes to provide to Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote to this Form 4.

Read SEC document
December 06, 2025 Filed Dec 9, 2025 23:24 UTC Bridgewater Bancshares Inc BWB · Entity 2317 Tax withholdingCommon Stock 621 $17.84 $11,078.64
Disclosure

SEC source: 0001732712-25-000003 · form4-12092025_111200.xml · nonDerivative · entry 1

Place Nicholas L. · CIK 0001732712 · CHIEF BANKING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,639

Read SEC document
February 03, 2025 Filed Feb 4, 2025 22:20 UTC Bridgewater Bancshares Inc BWB · Entity 2317 GrantCommon Stock 7,236 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-002967 · form4-02042025_100245.xml · nonDerivative · entry 2

Place Nicholas L. · CIK 0001732712 · CHIEF BANKING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,260

Read SEC document
February 02, 2025 Filed Feb 4, 2025 22:20 UTC Bridgewater Bancshares Inc BWB · Entity 2317 Tax withholdingCommon Stock 1,542 $14.12 $21,773.04
Disclosure

SEC source: 0001415889-25-002967 · form4-02042025_100245.xml · nonDerivative · entry 1

Place Nicholas L. · CIK 0001732712 · CHIEF BANKING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,024

Read SEC document
December 07, 2024 Filed Dec 9, 2024 22:50 UTC Bridgewater Bancshares Inc BWB · Entity 2317 Tax withholdingCommon Stock 835 $15.13 $12,633.55
Disclosure

SEC source: 0001415889-24-028706 · form4-12092024_101257.xml · nonDerivative · entry 2

Place Nicholas L. · CIK 0001732712 · CHIEF BANKING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,566

Read SEC document
December 06, 2024 Filed Dec 9, 2024 22:50 UTC Bridgewater Bancshares Inc BWB · Entity 2317 Tax withholdingCommon Stock 621 $15.13 $9,395.73
Disclosure

SEC source: 0001415889-24-028706 · form4-12092024_101257.xml · nonDerivative · entry 1

Place Nicholas L. · CIK 0001732712 · CHIEF BANKING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,401

Read SEC document
September 06, 2024 Filed Sep 9, 2024 21:01 UTC Bridgewater Bancshares Inc BWB · Entity 2317 Otheroption to buy · Derivative 10,000 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0001415889-24-023075 · form4-09092024_090944.xml · derivative · entry 4

Place Nicholas L. · CIK 0001732712 · CHIEF LENDING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2024-12-31

F1 · security: Options to buy granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan.

F2 · derivative.exercise_date: Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2015.

Read SEC document
September 06, 2024 Filed Sep 9, 2024 21:01 UTC Bridgewater Bancshares Inc BWB · Entity 2317 Tax withholdingCommon Stock 2,633 $13.60 $35,808.80
Disclosure

SEC source: 0001415889-24-023075 · form4-09092024_090944.xml · nonDerivative · entry 2

Place Nicholas L. · CIK 0001732712 · CHIEF LENDING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,022

Read SEC document
September 06, 2024 Filed Sep 9, 2024 21:01 UTC Bridgewater Bancshares Inc BWB · Entity 2317 Exercise / conversionCommon Stock 10,000 $3.58 $35,800.00
Disclosure

SEC source: 0001415889-24-023075 · form4-09092024_090944.xml · nonDerivative · entry 1

Place Nicholas L. · CIK 0001732712 · CHIEF LENDING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2024 Filed Feb 5, 2024 22:52 UTC Bridgewater Bancshares Inc BWB · Entity 2317 Tax withholdingCommon Stock 929 $11.89 $11,045.81
Disclosure

SEC source: 0001415889-24-002623 · form4-02052024_100239.xml · nonDerivative · entry 2

Place Nicholas L. · CIK 0001732712 · CHIEF LENDING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,655

Read SEC document
February 02, 2024 Filed Feb 5, 2024 22:52 UTC Bridgewater Bancshares Inc BWB · Entity 2317 GrantCommon Stock 7,799 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-002623 · form4-02052024_100239.xml · nonDerivative · entry 1

Place Nicholas L. · CIK 0001732712 · CHIEF LENDING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,584

Read SEC document
December 07, 2023 Filed Dec 8, 2023 21:40 UTC Bridgewater Bancshares Inc BWB · Entity 2317 Tax withholdingCommon Stock 835 $11.10 $9,268.50
Disclosure

SEC source: 0001415889-23-016071 · form4-12082023_091239.xml · nonDerivative · entry 2

Place Nicholas L. · CIK 0001732712 · CHIEF LENDING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,785

Read SEC document
December 06, 2023 Filed Dec 8, 2023 21:40 UTC Bridgewater Bancshares Inc BWB · Entity 2317 Tax withholdingCommon Stock 1,233 $11.00 $13,563.00
Disclosure

SEC source: 0001415889-23-016071 · form4-12082023_091239.xml · nonDerivative · entry 1

Place Nicholas L. · CIK 0001732712 · CHIEF LENDING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,620

Read SEC document
May 23, 2023 Filed May 24, 2023 20:30 UTC Bridgewater Bancshares Inc BWB · Entity 2317 PurchaseCommon Stock 3,300 $9.25 $30,517.41
Disclosure

SEC source: 0001415889-23-008714 · form4-05242023_080551.xml · nonDerivative · entry 1

Place Nicholas L. · CIK 0001732712 · CHIEF LENDING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,853

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.21 to $9.25, inclusive. The reporting person undertakes to provide to Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote to this Form 4.

Read SEC document
May 01, 2023 Filed May 2, 2023 21:07 UTC Bridgewater Bancshares Inc BWB · Entity 2317 Otheroption to buy · Derivative 10,000 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0001415889-23-007106 · form4-05022023_090525.xml · derivative · entry 3

Place Nicholas L. · CIK 0001732712 · CHIEF LENDING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2024-12-31

F1 · security: Options to buy granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan.

F2 · derivative.exercise_date: Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2015.

Read SEC document
May 01, 2023 Filed May 2, 2023 21:07 UTC Bridgewater Bancshares Inc BWB · Entity 2317 Exercise / conversionCommon Stock 10,000 $3.58 $35,800.00
Disclosure

SEC source: 0001415889-23-007106 · form4-05022023_090525.xml · nonDerivative · entry 1

Place Nicholas L. · CIK 0001732712 · CHIEF LENDING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 22:20 UTC Bridgewater Bancshares Inc BWB · Entity 2317 GrantCommon Stock 10,347 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-001954 · form4-02032023_100239.xml · nonDerivative · entry 1

Place Nicholas L. · CIK 0001732712 · CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,553

Read SEC document
December 07, 2022 Filed Dec 8, 2022 21:10 UTC Bridgewater Bancshares Inc BWB · Entity 2317 Tax withholdingCommon Stock 835 $18.61 $15,539.35
Disclosure

SEC source: 0001415889-22-012231 · form4-12082022_091218.xml · nonDerivative · entry 2

Place Nicholas L. · CIK 0001732712 · CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,206

Read SEC document
December 06, 2022 Filed Dec 8, 2022 21:10 UTC Bridgewater Bancshares Inc BWB · Entity 2317 Tax withholdingCommon Stock 1,233 $18.72 $23,081.76
Disclosure

SEC source: 0001415889-22-012231 · form4-12082022_091218.xml · nonDerivative · entry 1

Place Nicholas L. · CIK 0001732712 · CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,041

Read SEC document
December 05, 2022 Filed Dec 6, 2022 21:16 UTC Bridgewater Bancshares Inc BWB · Entity 2317 Otheroption to buy · Derivative 5,000 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0001415889-22-012123 · form4-12062022_091214.xml · derivative · entry 5

Place Nicholas L. · CIK 0001732712 · CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 5,000 shares

Expires 2024-12-31

F3 · security: Options to buy granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan.

F4 · derivative.exercise_date: Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2015.

Read SEC document
December 05, 2022 Filed Dec 6, 2022 21:16 UTC Bridgewater Bancshares Inc BWB · Entity 2317 Otheroption to buy · Derivative 5,000 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001415889-22-012123 · form4-12062022_091214.xml · derivative · entry 4

Place Nicholas L. · CIK 0001732712 · CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2023-12-31

F1 · security: Options to buy granted under the 2005 Combined Incentive and Non-Statutory Stock Option Plan.

F2 · derivative.exercise_date: Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2014.

Read SEC document
December 05, 2022 Filed Dec 6, 2022 21:16 UTC Bridgewater Bancshares Inc BWB · Entity 2317 Exercise / conversionCommon Stock 5,000 $3.58 $17,900.00
Disclosure

SEC source: 0001415889-22-012123 · form4-12062022_091214.xml · nonDerivative · entry 2

Place Nicholas L. · CIK 0001732712 · CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2022 Filed Dec 6, 2022 21:16 UTC Bridgewater Bancshares Inc BWB · Entity 2317 Exercise / conversionCommon Stock 5,000 $3.00 $15,000.00
Disclosure

SEC source: 0001415889-22-012123 · form4-12062022_091214.xml · nonDerivative · entry 1

Place Nicholas L. · CIK 0001732712 · CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 23:04 UTC Bridgewater Bancshares Inc BWB · Entity 2317 Grantoption to buy · Derivative 50,000 $0.00 Strike: $17.50 $0.00
Disclosure

SEC source: 0001415889-22-000997 · form4-02022022_030246.xml · derivative · entry 1

Place Nicholas L. · CIK 0001732712 · CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2032-02-01

F1 · security: Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.

F2 · derivative.exercise_date: Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 2/1/2022.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:28 UTC Bridgewater Bancshares Inc BWB · Entity 2317 GrantCommon Stock 8,116 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-005753 · form4-12072021_031206.xml · nonDerivative · entry 1

Place Nicholas L. · CIK 0001732712 · CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,274

Read SEC document
November 29, 2021 Filed Nov 30, 2021 22:36 UTC Bridgewater Bancshares Inc BWB · Entity 2317 Otheroption to buy · Derivative 10,000 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001415889-21-005597 · form4-11302021_021140.xml · derivative · entry 4

Place Nicholas L. · CIK 0001732712 · CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 10,000 shares

Expires 2023-12-31

F2 · security: Options to buy granted under the 2005 Combined Incentive and Non-Statutory Stock Option Plan.

F3 · derivative.exercise_date: Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2014.

Read SEC document
November 29, 2021 Filed Nov 30, 2021 22:36 UTC Bridgewater Bancshares Inc BWB · Entity 2317 Exercise / conversionCommon Stock 10,000 $3.00 $30,000.00
Disclosure

SEC source: 0001415889-21-005597 · form4-11302021_021140.xml · nonDerivative · entry 1

Place Nicholas L. · CIK 0001732712 · CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2021 Filed Aug 17, 2021 21:36 UTC Bridgewater Bancshares Inc BWB · Entity 2317 PurchaseDepositary Shares 200 $25.00 $5,000.00
Disclosure

SEC source: 0001415889-21-003963 · form4-08172021_020850.xml · nonDerivative · entry 1

Place Nicholas L. · CIK 0001732712 · CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

F1 · security: Each depositary share represents ownership of a 1/100th interest in a share of the Issuer's 5.875% Non-Cumulative Perpetual Preferred Stock, Series A, $0.01 par value per share.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 22:58 UTC Bridgewater Bancshares Inc BWB · Entity 2317 OtherOption to buy · Derivative 10,000 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001179110-20-011818 · edgar.xml · derivative · entry 3

Place Nicholas L. · CIK 0001732712 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 10,000 shares

Expires 2023-12-31

F1 · security: Options to buy granted under the 2005 Combined Incentive and Non-Statutory Stock Option Plan.

F2 · derivative.exercise_date: Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2014.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 22:58 UTC Bridgewater Bancshares Inc BWB · Entity 2317 Exercise / conversionCommon Stock 10,000 $3.00 $30,000.00
Disclosure

SEC source: 0001179110-20-011818 · edgar.xml · nonDerivative · entry 1

Place Nicholas L. · CIK 0001732712 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2020 Filed Dec 7, 2020 20:54 UTC Bridgewater Bancshares Inc BWB · Entity 2317 GrantCommon Stock 10,908 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-011710 · edgar.xml · nonDerivative · entry 1

Place Nicholas L. · CIK 0001732712 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,158

Read SEC document
December 16, 2019 Filed Dec 18, 2019 21:41 UTC Bridgewater Bancshares Inc BWB · Entity 2317 OtherOption to buy · Derivative 7,500 $0.00 Strike: $1.65 $0.00
Disclosure

SEC source: 0001179110-19-013000 · edgar.xml · derivative · entry 3

Place Nicholas L. · CIK 0001732712 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2021-11-07

F1 · security: Options to buy granted under the 2005 Combined Incentive and Non-Statutory Stock Option Plan.

F2 · derivative.exercise_date: Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 11/5/2011.

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December 16, 2019 Filed Dec 18, 2019 21:41 UTC Bridgewater Bancshares Inc BWB · Entity 2317 Exercise / conversionCommon Stock 7,500 $1.65 $12,375.00
Disclosure

SEC source: 0001179110-19-013000 · edgar.xml · nonDerivative · entry 1

Place Nicholas L. · CIK 0001732712 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 06, 2019 Filed Dec 10, 2019 16:49 UTC Bridgewater Bancshares Inc BWB · Entity 2317 GrantOption to buy · Derivative 21,000 $0.00 Strike: $12.92 $0.00
Disclosure

SEC source: 0001179110-19-012581 · edgar.xml · derivative · entry 3

Place Nicholas L. · CIK 0001732712 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Common Stock · 21,000 shares

Expires 2029-12-06

F1 · security: Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.

F4 · derivative.exercise_date: Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 12/6/2019.

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December 06, 2019 Filed Dec 10, 2019 16:49 UTC Bridgewater Bancshares Inc BWB · Entity 2317 GrantCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-012581 · edgar.xml · nonDerivative · entry 1

Place Nicholas L. · CIK 0001732712 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,750

F9 · balance_after: Includes 7,250 shares held in a Roth Contributory IRA previously reported as indirectly owned.

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December 07, 2018 Filed Dec 10, 2018 16:47 UTC Bridgewater Bancshares Inc BWB · Entity 2317 Exercise / conversionOption to buy · Derivative 7,500 $0.00 Strike: $1.65 $0.00
Disclosure

SEC source: 0001179110-18-013613 · edgar.xml · derivative · entry 4

Place Nicholas L. · CIK 0001732712 · SVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2021-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options to buy granted under the 2005 Combined Incentive and Non-Statutory Stock Option Plan.

F4 · derivative.exercise_date: Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 11/5/2011.

F8 · balance_after: On March 19, 2018, the reporting person filed a Form 4 which inadvertently reported that the reporting person beneficially owned 215,000 derivative securities at an exercise price of $7.47 granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan (which amount was the aggregate of all derivative securities beneficially owned by the reporting person following such reported transaction). In fact, on March 19, 2018 the reporting person beneficially owned 150,000 derivative securities at an exercise price of $7.47 granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan, beneficially owned 15,000 derivative securities at an exercise price of $1.65 and 25,000 derivative securities at an exercise price of $3.00 granted under the 2005 Combined Incentive and Non-Statutory Stock Option Plan, and 25,000 derivative securities at an exercise price of $3.58 granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan.

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December 07, 2018 Filed Dec 10, 2018 16:47 UTC Bridgewater Bancshares Inc BWB · Entity 2317 Exercise / conversionCommon Stock 7,500 $1.65 $12,375.00
Disclosure

SEC source: 0001179110-18-013613 · edgar.xml · nonDerivative · entry 1

Place Nicholas L. · CIK 0001732712 · SVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2018 Filed Mar 19, 2018 15:32 UTC Bridgewater Bancshares Inc BWB · Entity 2317 PurchaseCommon Stock 2,000 $11.75 $23,500.00
Disclosure

SEC source: 0001179110-18-004548 · edgar.xml · nonDerivative · entry 1

Place Nicholas L. · CIK 0001732712 · SVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,750

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October 01, 2017 Filed Mar 19, 2018 15:32 UTC Bridgewater Bancshares Inc BWB · Entity 2317 GrantOption to buy · Derivative 150,000 $0.00 Strike: $7.47 $0.00
Disclosure

SEC source: 0001179110-18-004548 · edgar.xml · derivative · entry 2

Place Nicholas L. · CIK 0001732712 · SVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,000

Underlying: Common Stock · 150,000 shares

Expires 2027-09-30

F1 · security: Option to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.

F2 · derivative.exercise_date: Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 10/1/2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.