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Nasdaq · USD

BWB

Bridgewater Bancshares Inc

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Tapewire entity
2317
SEC CIK
0001341317
Parsed reports
497

Last 12 months

Inside the activity.

1 purchase rows · 42 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202506
Jan 202600
Feb 202603
Mar 202600
Apr 202601
May 202616
Jun 202602
Jul 202603
Aug 2026010
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 29, 2023 Filed Jan 3, 2024 21:28 UTC GrantCommon Stock 1,549 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-000294 · form4-01032024_090111.xml · nonDerivative · entry 1

Urness Todd B. · CIK 0001733123 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,163,449

Read SEC document
December 29, 2023 Filed Jan 3, 2024 21:26 UTC GrantCommon Stock 1,549 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-000292 · form4-01032024_090126.xml · nonDerivative · entry 1

Johnson James S. · CIK 0001733285 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,653

Read SEC document
December 29, 2023 Filed Jan 3, 2024 21:21 UTC GrantCommon Stock 774 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-000286 · form4-01032024_090117.xml · nonDerivative · entry 1

Trutna Thomas P. · CIK 0001733117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,098

Read SEC document
December 27, 2023 Filed Dec 29, 2023 21:10 UTC OtherOptions to buy · Derivative 40,000 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001415889-23-017010 · form4-12292023_041201.xml · derivative · entry 3

Trutna Thomas P. · CIK 0001733117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2023-12-31

F2 · security: Options to buy granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan.

F3 · derivative.exercise_date: Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2014.

Read SEC document
December 27, 2023 Filed Dec 29, 2023 21:10 UTC Tax withholdingCommon Stock 4,648 $12.91 $60,005.68
Disclosure

SEC source: 0001415889-23-017010 · form4-12292023_041201.xml · nonDerivative · entry 2

Trutna Thomas P. · CIK 0001733117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,324

Read SEC document
December 27, 2023 Filed Dec 29, 2023 21:10 UTC Exercise / conversionCommon Stock 40,000 $3.00 $120,000.00
Disclosure

SEC source: 0001415889-23-017010 · form4-12292023_041201.xml · nonDerivative · entry 1

Trutna Thomas P. · CIK 0001733117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Mr. Trutna's ex-spouse owned half of the economic benefits of the exercised option pursuant to a domestic relations order, and half of the shares received in connection with the exercise will be transferred to his ex-spouse as part of the transaction. The reporting person no longer reports as beneficially owned any securities owned by his ex-spouse.

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December 07, 2023 Filed Dec 8, 2023 21:44 UTC
Salazar Lisa MCHIEF DEPOSIT OFFICER
Tax withholdingCommon Stock 654 $11.10 $7,259.40
Disclosure

SEC source: 0001415889-23-016076 · form4-12082023_091213.xml · nonDerivative · entry 2

Salazar Lisa M · CIK 0001756428 · CHIEF DEPOSIT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,723

Read SEC document
December 07, 2023 Filed Dec 8, 2023 21:42 UTC
Hokanson Mark E.CHIEF TECHNOLOGY OFFICER
Tax withholdingCommon Stock 574 $11.10 $6,371.40
Disclosure

SEC source: 0001415889-23-016074 · form4-12082023_091227.xml · nonDerivative · entry 2

Hokanson Mark E. · CIK 0001794268 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,225

Read SEC document
December 07, 2023 Filed Dec 8, 2023 21:40 UTC
Place Nicholas L.CHIEF LENDING OFFICER
Tax withholdingCommon Stock 835 $11.10 $9,268.50
Disclosure

SEC source: 0001415889-23-016071 · form4-12082023_091239.xml · nonDerivative · entry 2

Place Nicholas L. · CIK 0001732712 · CHIEF LENDING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,785

Read SEC document
December 07, 2023 Filed Dec 8, 2023 21:39 UTC
Chybowski Joseph M.CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 905 $11.10 $10,045.50
Disclosure

SEC source: 0001415889-23-016068 · form4-12082023_091222.xml · nonDerivative · entry 2

Chybowski Joseph M. · CIK 0001732715 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,816

Read SEC document
December 07, 2023 Filed Dec 8, 2023 21:38 UTC
Crocker Mary JayneEVP & CHIEF OPERATING OFFICER
Tax withholdingCommon Stock 1,044 $11.10 $11,588.40
Disclosure

SEC source: 0001415889-23-016066 · form4-12082023_091254.xml · nonDerivative · entry 2

Crocker Mary Jayne · CIK 0001732716 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,046

Read SEC document
December 07, 2023 Filed Dec 8, 2023 21:36 UTC
Shellberg Jeffrey D.Director · EVP AND CHIEF CREDIT OFFICER
Tax withholdingCommon Stock 974 $11.10 $10,811.40
Disclosure

SEC source: 0001415889-23-016064 · form4-12082023_091224.xml · nonDerivative · entry 2

Shellberg Jeffrey D. · CIK 0001732717 · Director · EVP AND CHIEF CREDIT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 352,961

Read SEC document
December 06, 2023 Filed Dec 8, 2023 21:44 UTC
Salazar Lisa MCHIEF DEPOSIT OFFICER
Tax withholdingCommon Stock 757 $11.00 $8,327.00
Disclosure

SEC source: 0001415889-23-016076 · form4-12082023_091213.xml · nonDerivative · entry 1

Salazar Lisa M · CIK 0001756428 · CHIEF DEPOSIT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,377

Read SEC document
December 06, 2023 Filed Dec 8, 2023 21:42 UTC
Hokanson Mark E.CHIEF TECHNOLOGY OFFICER
Tax withholdingCommon Stock 446 $11.00 $4,906.00
Disclosure

SEC source: 0001415889-23-016074 · form4-12082023_091227.xml · nonDerivative · entry 1

Hokanson Mark E. · CIK 0001794268 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,799

Read SEC document
December 06, 2023 Filed Dec 8, 2023 21:40 UTC
Place Nicholas L.CHIEF LENDING OFFICER
Tax withholdingCommon Stock 1,233 $11.00 $13,563.00
Disclosure

SEC source: 0001415889-23-016071 · form4-12082023_091239.xml · nonDerivative · entry 1

Place Nicholas L. · CIK 0001732712 · CHIEF LENDING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,620

Read SEC document
December 06, 2023 Filed Dec 8, 2023 21:39 UTC
Chybowski Joseph M.CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 1,396 $11.00 $15,356.00
Disclosure

SEC source: 0001415889-23-016068 · form4-12082023_091222.xml · nonDerivative · entry 1

Chybowski Joseph M. · CIK 0001732715 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,721

Read SEC document
December 06, 2023 Filed Dec 8, 2023 21:38 UTC
Crocker Mary JayneEVP & CHIEF OPERATING OFFICER
Tax withholdingCommon Stock 1,609 $11.00 $17,699.00
Disclosure

SEC source: 0001415889-23-016066 · form4-12082023_091254.xml · nonDerivative · entry 1

Crocker Mary Jayne · CIK 0001732716 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,090

Read SEC document
December 06, 2023 Filed Dec 8, 2023 21:36 UTC
Shellberg Jeffrey D.Director · EVP AND CHIEF CREDIT OFFICER
Tax withholdingCommon Stock 1,440 $11.00 $15,840.00
Disclosure

SEC source: 0001415889-23-016064 · form4-12082023_091224.xml · nonDerivative · entry 1

Shellberg Jeffrey D. · CIK 0001732717 · Director · EVP AND CHIEF CREDIT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 353,935

Read SEC document
November 02, 2023 Filed Nov 2, 2023 20:10 UTC
Crocker Mary JayneEVP & CHIEF OPERATING OFFICER
PurchaseDepositary Shares 200 $16.00 $3,200.00
Disclosure

SEC source: 0001415889-23-014697 · form4-11022023_041101.xml · nonDerivative · entry 2

Crocker Mary Jayne · CIK 0001732716 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse IRA

Disclosed balance after: 4,775

F2 · security: Each depositary share represents ownership of a 1/100th interest in a share of the Issuer's 5.875% Non-Cumulative Perpetual Preferred Stock, Series A, $0.01 par value per share.

Read SEC document
November 02, 2023 Filed Nov 2, 2023 20:10 UTC
Crocker Mary JayneEVP & CHIEF OPERATING OFFICER
PurchaseCommon Stock 2,500 $9.89 $24,725.00
Disclosure

SEC source: 0001415889-23-014697 · form4-11022023_041101.xml · nonDerivative · entry 1

Crocker Mary Jayne · CIK 0001732716 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,699

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.88 to $9.90, inclusive. The reporting person undertakes to provide to Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote to this Form 4.

Read SEC document
September 29, 2023 Filed Oct 2, 2023 20:04 UTC GrantCommon Stock 2,098 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-013718 · form4-10022023_081005.xml · nonDerivative · entry 1

Brezonik Lisa · CIK 0001796490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,138

Read SEC document
September 29, 2023 Filed Oct 2, 2023 20:10 UTC GrantCommon Stock 1,049 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-013731 · form4-10022023_081012.xml · nonDerivative · entry 1

Parish Douglas J. · CIK 0001745268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,126

Read SEC document
September 29, 2023 Filed Oct 2, 2023 20:16 UTC GrantCommon Stock 2,098 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-013739 · form4-10022023_081027.xml · nonDerivative · entry 1

Juran David B. · CIK 0001733121 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,334,886

Read SEC document
September 29, 2023 Filed Oct 2, 2023 20:08 UTC GrantCommon Stock 2,098 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-013729 · form4-10022023_081005.xml · nonDerivative · entry 1

Lawal Mohammed · CIK 0001828123 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,458

Read SEC document
September 29, 2023 Filed Oct 2, 2023 20:13 UTC GrantCommon Stock 2,098 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-013735 · form4-10022023_081021.xml · nonDerivative · entry 1

Urness Todd B. · CIK 0001733123 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,161,900

Read SEC document
September 29, 2023 Filed Oct 2, 2023 20:11 UTC GrantCommon Stock 1,049 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-013733 · form4-10022023_081020.xml · nonDerivative · entry 1

Trutna Thomas P. · CIK 0001733117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,972

Read SEC document
September 29, 2023 Filed Oct 2, 2023 20:06 UTC GrantCommon Stock 2,098 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-013721 · form4-10022023_081017.xml · nonDerivative · entry 1

Johnson James S. · CIK 0001733285 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,104

Read SEC document
September 22, 2023 Filed Sep 25, 2023 20:20 UTC
Shellberg Jeffrey D.Director · EVP AND CHIEF CREDIT OFFICER
OtherOption to buy · Derivative 25,000 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001415889-23-013558 · form4-09252023_080934.xml · derivative · entry 4

Shellberg Jeffrey D. · CIK 0001732717 · Director · EVP AND CHIEF CREDIT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2023-12-31

F3 · security: Options to buy granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan.

F4 · derivative.exercise_date: Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2014.

Read SEC document
September 22, 2023 Filed Sep 25, 2023 20:20 UTC
Shellberg Jeffrey D.Director · EVP AND CHIEF CREDIT OFFICER
Exercise / conversionCommon Stock 25,000 $3.00 $75,000.00
Disclosure

SEC source: 0001415889-23-013558 · form4-09252023_080934.xml · nonDerivative · entry 1

Shellberg Jeffrey D. · CIK 0001732717 · Director · EVP AND CHIEF CREDIT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 355,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2023 Filed Sep 14, 2023 21:36 UTC
Chybowski Joseph M.CHIEF FINANCIAL OFFICER
PurchaseCommon Stock 1,500 $10.17 $15,250.35
Disclosure

SEC source: 0001415889-23-013294 · form4-09142023_090913.xml · nonDerivative · entry 1

Chybowski Joseph M. · CIK 0001732715 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,117

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.08 to $10.26, inclusive. The reporting person undertakes to provide to Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote to this Form 4.

Read SEC document
August 22, 2023 Filed Aug 29, 2023 20:36 UTC PurchaseCommon Stock 4,900 $10.08 $49,391.02
Disclosure

SEC source: 0001415889-23-012756 · form4-08292023_080803.xml · nonDerivative · entry 1

Brezonik Lisa · CIK 0001796490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,040

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.055 to $10.08, inclusive. The reporting person undertakes to provide to Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote to this Form 4.

Read SEC document
August 01, 2023 Filed Aug 2, 2023 20:28 UTC GiftCommon Stok 16,328 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-011746 · form4-08022023_080818.xml · nonDerivative · entry 3

Juran David B. · CIK 0001733121 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 157,629

F1 · ownership.nature: Shares of common stock are held by Mr. Juran as trustee of a Revocable Trust dated September 17, 2018.

Read SEC document
August 01, 2023 Filed Aug 2, 2023 20:28 UTC GiftCommon Stock 16,328 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-011746 · form4-08022023_080818.xml · nonDerivative · entry 2

Juran David B. · CIK 0001733121 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 141,301

F1 · ownership.nature: Shares of common stock are held by Mr. Juran as trustee of a Revocable Trust dated September 17, 2018.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 20:28 UTC GiftCommon Stock 81,645 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-011746 · form4-08022023_080818.xml · nonDerivative · entry 1

Juran David B. · CIK 0001733121 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 157,629

F1 · ownership.nature: Shares of common stock are held by Mr. Juran as trustee of a Revocable Trust dated September 17, 2018.

Read SEC document
June 30, 2023 Filed Jun 30, 2023 20:43 UTC GrantCommon Stock 2,044 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010471 · form4-06302023_080616.xml · nonDerivative · entry 1

Brezonik Lisa · CIK 0001796490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,140

Read SEC document
June 30, 2023 Filed Jun 30, 2023 20:39 UTC GrantCommon Stock 1,022 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010467 · form4-06302023_080612.xml · nonDerivative · entry 1

Parish Douglas J. · CIK 0001745268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,077

Read SEC document
June 30, 2023 Filed Jun 30, 2023 21:49 UTC GrantCommon Stock 2,044 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010492 · form4-06302023_090659.xml · nonDerivative · entry 1

Juran David B. · CIK 0001733121 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,332,788

Read SEC document
June 30, 2023 Filed Jun 30, 2023 20:44 UTC GrantCommon Stock 2,044 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010473 · form4-06302023_080626.xml · nonDerivative · entry 1

Johnson James S. · CIK 0001733285 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,006

Read SEC document
June 30, 2023 Filed Jun 30, 2023 20:40 UTC GrantCommon Stock 2,044 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010469 · form4-06302023_080650.xml · nonDerivative · entry 1

Lawal Mohammed · CIK 0001828123 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,360

Read SEC document
June 30, 2023 Filed Jun 30, 2023 20:37 UTC GrantCommon Stock 1,022 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010464 · form4-06302023_080617.xml · nonDerivative · entry 1

Trutna Thomas P. · CIK 0001733117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,923

Read SEC document
June 30, 2023 Filed Jun 30, 2023 20:34 UTC GrantCommon Stock 2,044 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010462 · form4-06302023_080617.xml · nonDerivative · entry 1

Urness Todd B. · CIK 0001733123 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,159,802

Read SEC document
June 22, 2023 Filed Jun 26, 2023 20:49 UTC
Shellberg Jeffrey D.Director · EVP AND CHIEF CREDIT OFFICER
OtherOption to buy · Derivative 25,000 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001415889-23-010299 · form4-06262023_080610.xml · derivative · entry 4

Shellberg Jeffrey D. · CIK 0001732717 · Director · EVP AND CHIEF CREDIT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2023-12-31

F3 · security: Options to buy granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan.

F4 · derivative.exercise_date: Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2014.

Read SEC document
June 22, 2023 Filed Jun 26, 2023 20:49 UTC
Shellberg Jeffrey D.Director · EVP AND CHIEF CREDIT OFFICER
Exercise / conversionCommon Stock 25,000 $3.00 $75,000.00
Disclosure

SEC source: 0001415889-23-010299 · form4-06262023_080610.xml · nonDerivative · entry 1

Shellberg Jeffrey D. · CIK 0001732717 · Director · EVP AND CHIEF CREDIT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 330,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2023 Filed May 24, 2023 20:35 UTC
Crocker Mary JayneEVP & CHIEF OPERATING OFFICER
PurchaseDepositary Shares 575 $15.00 $8,625.00
Disclosure

SEC source: 0001415889-23-008718 · form4-05242023_080505.xml · nonDerivative · entry 1

Crocker Mary Jayne · CIK 0001732716 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse IRA

Disclosed balance after: 4,575

F1 · security: Each depositary share represents ownership of a 1/100th interest in a share of the Issuer's 5.875% Non-Cumulative Perpetual Preferred Stock, Series A, $0.01 par value per share.

Read SEC document
May 23, 2023 Filed May 24, 2023 20:30 UTC
Place Nicholas L.CHIEF LENDING OFFICER
PurchaseCommon Stock 3,300 $9.25 $30,517.41
Disclosure

SEC source: 0001415889-23-008714 · form4-05242023_080551.xml · nonDerivative · entry 1

Place Nicholas L. · CIK 0001732712 · CHIEF LENDING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,853

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.21 to $9.25, inclusive. The reporting person undertakes to provide to Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote to this Form 4.

Read SEC document
May 12, 2023 Filed May 15, 2023 20:38 UTC
Chybowski Joseph M.CHIEF FINANCIAL OFFICER
PurchaseCommon Stock 10,000 $8.04 $80,422.00
Disclosure

SEC source: 0001415889-23-007998 · form4-05152023_080524.xml · nonDerivative · entry 1

Chybowski Joseph M. · CIK 0001732715 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,617

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.93 to $8.12, inclusive. The reporting person undertakes to provide to Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote to this Form 4.

Read SEC document
May 01, 2023 Filed May 2, 2023 21:07 UTC
Place Nicholas L.CHIEF LENDING OFFICER
Otheroption to buy · Derivative 10,000 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0001415889-23-007106 · form4-05022023_090525.xml · derivative · entry 3

Place Nicholas L. · CIK 0001732712 · CHIEF LENDING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2024-12-31

F1 · security: Options to buy granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan.

F2 · derivative.exercise_date: Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2015.

Read SEC document
May 01, 2023 Filed May 2, 2023 21:07 UTC
Place Nicholas L.CHIEF LENDING OFFICER
Exercise / conversionCommon Stock 10,000 $3.58 $35,800.00
Disclosure

SEC source: 0001415889-23-007106 · form4-05022023_090525.xml · nonDerivative · entry 1

Place Nicholas L. · CIK 0001732712 · CHIEF LENDING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 25, 2023 Filed Apr 27, 2023 20:20 UTC OtherOption to buy · Derivative 40,000 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001415889-23-006964 · form4-04272023_080445.xml · derivative · entry 2

Urness Todd B. · CIK 0001733123 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2023-12-31

F1 · security: Options to buy granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan.

F2 · derivative.exercise_date: Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2014.

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April 25, 2023 Filed Apr 27, 2023 20:20 UTC Exercise / conversionCommon Stock 40,000 $3.00 $120,000.00
Disclosure

SEC source: 0001415889-23-006964 · form4-04272023_080445.xml · nonDerivative · entry 1

Urness Todd B. · CIK 0001733123 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,157,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.