Last 12 months
Inside the activity.
1 purchase rows · 42 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 8 |
| Dec 2025 | 0 | 6 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 3 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 1 |
| May 2026 | 1 | 6 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 3 |
| Aug 2026 | 0 | 10 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2020 Filed Oct 1, 2020 16:19 UTC |
Urness Todd B.Director
|
GrantCommon Stock | 1,057 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-010014 · edgar.xml · nonDerivative · entry 1 Urness Todd B. · CIK 0001733123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,085,442 Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 14:23 UTC |
Juran David B.Director
|
PurchaseCommon Stock | 10,000 | $9.67 | $96,741.00 |
DisclosureSEC source: 0001179110-20-009502 · edgar.xml · nonDerivative · entry 1 Juran David B. · CIK 0001733121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,282,371 F1 · price: The price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.60 to $9.70, inclusive. The reporting person undertakes to provide Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote to this Form 4. Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 14:07 UTC |
Juran David B.Director
|
PurchaseCommon Stock | 10,000 | $9.68 | $96,835.00 |
DisclosureSEC source: 0001179110-20-009385 · edgar.xml · nonDerivative · entry 2 Juran David B. · CIK 0001733121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,272,371 F2 · price: The price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.65 to $9.70, inclusive. The reporting person undertakes to provide Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote to this Form 4. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 14:07 UTC |
Juran David B.Director
|
PurchaseCommon Stock | 6,000 | $9.68 | $58,080.00 |
DisclosureSEC source: 0001179110-20-009385 · edgar.xml · nonDerivative · entry 1 Juran David B. · CIK 0001733121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,262,371 F1 · price: The price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.67 to $9.70, inclusive. The reporting person undertakes to provide Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote to this Form 4. Read SEC document |
| August 24, 2020 Filed Aug 25, 2020 14:31 UTC |
Juran David B.Director
|
PurchaseCommon Stock | 4,608 | $9.68 | $44,583.78 |
DisclosureSEC source: 0001179110-20-009283 · edgar.xml · nonDerivative · entry 2 Juran David B. · CIK 0001733121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,256,371 F2 · price: The price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.65 to $9.70, inclusive. The reporting person undertakes to provide Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote to this Form 4. Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 14:31 UTC |
Juran David B.Director
|
PurchaseCommon Stock | 43,543 | $9.51 | $414,207.14 |
DisclosureSEC source: 0001179110-20-009283 · edgar.xml · nonDerivative · entry 1 Juran David B. · CIK 0001733121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,251,763 F1 · price: The price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.445 to $9.60, inclusive. The reporting person undertakes to provide Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote to this Form 4. Read SEC document |
| August 05, 2020 Filed Aug 6, 2020 14:11 UTC |
Juran David B.Director
|
PurchaseCommon Stock | 29,457 | $9.57 | $281,941.78 |
DisclosureSEC source: 0001179110-20-008764 · edgar.xml · nonDerivative · entry 2 Juran David B. · CIK 0001733121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,208,220 F2 · price: The price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.40 to $9.75, inclusive. The reporting person undertakes to provide Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote to this Form 4. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 14:11 UTC |
Juran David B.Director
|
PurchaseCommon Stock | 25,000 | $9.33 | $233,257.50 |
DisclosureSEC source: 0001179110-20-008764 · edgar.xml · nonDerivative · entry 1 Juran David B. · CIK 0001733121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,178,763 F1 · price: The price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.21 to $9.42, inclusive. The reporting person undertakes to provide Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote to this Form 4. Read SEC document |
| July 30, 2020 Filed Jul 30, 2020 23:32 UTC |
Chybowski Joseph M.Chief Financial Officer
|
PurchaseCommon Stock | 500 | $9.23 | $4,615.00 |
DisclosureSEC source: 0001179110-20-008597 · edgar.xml · nonDerivative · entry 1 Chybowski Joseph M. · CIK 0001732715 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,167 F1 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2019. F2 · price: The price in Column 4 is a weighted average price. These shares were purchased in two transactions at prices of $9.26 and $9.20. The reporting person undertakes to provide Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote to this Form 4. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 17:07 UTC |
Brezonik LisaDirector
|
GrantCommon Stock | 1,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-007868 · edgar.xml · nonDerivative · entry 1 Brezonik Lisa · CIK 0001796490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,923 Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 17:10 UTC |
Parish Douglas J.Director
|
GrantCommon Stock | 1,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-007872 · edgar.xml · nonDerivative · entry 1 Parish Douglas J. · CIK 0001745268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,173 Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 17:12 UTC |
Juran David B.Director
|
GrantCommon Stock | 1,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-007876 · edgar.xml · nonDerivative · entry 1 Juran David B. · CIK 0001733121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,153,763 Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 17:13 UTC |
Urness Todd B.Director
|
GrantCommon Stock | 1,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-007878 · edgar.xml · nonDerivative · entry 1 Urness Todd B. · CIK 0001733123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,084,385 Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 17:12 UTC |
Trutna Thomas P.Director
|
GrantCommon Stock | 1,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-007875 · edgar.xml · nonDerivative · entry 1 Trutna Thomas P. · CIK 0001733117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,651 Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 17:10 UTC |
Johnson James S.Director
|
GrantCommon Stock | 1,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-007871 · edgar.xml · nonDerivative · entry 1 Johnson James S. · CIK 0001733285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,589 Read SEC document |
| May 14, 2020 Filed May 15, 2020 20:19 UTC |
Crocker Mary JayneEVP & Chief Operating Officer
|
OtherOption to buy · Derivative | 7,500 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001179110-20-006093 · edgar.xml · derivative · entry 2 Crocker Mary Jayne · CIK 0001732716 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,500 Underlying: Common Stock · 7,500 shares Expires 2023-12-31 F1 · security: Options to buy granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan. F2 · derivative.exercise_date: Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2014. Read SEC document |
| May 14, 2020 Filed May 15, 2020 20:19 UTC |
Crocker Mary JayneEVP & Chief Operating Officer
|
Exercise / conversionCommon Stock | 7,500 | $3.00 | $22,500.00 |
DisclosureSEC source: 0001179110-20-006093 · edgar.xml · nonDerivative · entry 1 Crocker Mary Jayne · CIK 0001732716 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,481 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2020 Filed May 12, 2020 15:01 UTC |
Baack Jerry J.Director · President & CEO
|
PurchaseCommon Stock | 700 | $9.25 | $6,475.00 |
DisclosureSEC source: 0001179110-20-005747 · edgar.xml · nonDerivative · entry 1 Baack Jerry J. · CIK 0001733126 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,144,404 Read SEC document |
| April 30, 2020 Filed Apr 30, 2020 19:44 UTC |
Chybowski Joseph M.Chief Financial Officer
|
PurchaseCommon Stock | 500 | $10.14 | $5,070.00 |
DisclosureSEC source: 0001179110-20-005282 · edgar.xml · nonDerivative · entry 1 Chybowski Joseph M. · CIK 0001732715 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,667 F1 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2019. Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 16:33 UTC |
Brezonik LisaDirector
|
GrantCommon Stock | 1,103 | $9.75 | $10,754.25 |
DisclosureSEC source: 0001179110-20-004306 · edgar.xml · nonDerivative · entry 1 Brezonik Lisa · CIK 0001796490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,853 Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 16:29 UTC |
Parish Douglas J.Director
|
GrantCommon Stock | 1,103 | $9.75 | $10,754.25 |
DisclosureSEC source: 0001179110-20-004301 · edgar.xml · nonDerivative · entry 1 Parish Douglas J. · CIK 0001745268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,103 Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 16:17 UTC |
Juran David B.Director
|
GrantCommon Stock | 1,103 | $9.75 | $10,754.25 |
DisclosureSEC source: 0001179110-20-004298 · edgar.xml · nonDerivative · entry 1 Juran David B. · CIK 0001733121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,152,693 F1 · balance_after: Includes 95,000 shares held in an IRA previously reported as indirectly owned. Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 16:51 UTC |
Trutna Thomas P.Director
|
GrantCommon Stock | 1,103 | $9.75 | $10,754.25 |
DisclosureSEC source: 0001179110-20-004314 · edgar.xml · nonDerivative · entry 1 Trutna Thomas P. · CIK 0001733117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,581 F1 · balance_after: Includes 20,000 shares held in an IRA previously reported as indirectly owned. Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 16:48 UTC |
Urness Todd B.Director
|
GrantCommon Stock | 1,103 | $9.75 | $10,754.25 |
DisclosureSEC source: 0001179110-20-004312 · edgar.xml · nonDerivative · entry 1 Urness Todd B. · CIK 0001733123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,083,315 Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 16:31 UTC |
Johnson James S.Director
|
GrantCommon Stock | 1,103 | $9.75 | $10,754.25 |
DisclosureSEC source: 0001179110-20-004304 · edgar.xml · nonDerivative · entry 1 Johnson James S. · CIK 0001733285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,519 Read SEC document |
| March 20, 2020 Filed Feb 5, 2021 15:00 UTC |
Shellberg Jeffrey D.Director · EVP and Chief Credit Officer
|
GiftCommon Stock | 172,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-001339 · edgar.xml · nonDerivative · entry 1 Shellberg Jeffrey D. · CIK 0001732717 · Director · EVP and Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,207 F1 · shares: On March 20, 2020, Mr. Shellberg transferred 172,000 shares of common stock to the Susan K. Shellberg Trust of which Mr. Shellberg is co-trustee. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 16:27 UTC |
Urness Todd B.Director
|
PurchaseCommon Stock | 5,330 | $9.73 | $51,882.22 |
DisclosureSEC source: 0001179110-20-003774 · edgar.xml · nonDerivative · entry 1 Urness Todd B. · CIK 0001733123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,082,212 F1 · price: The price in Column 4 is a weighted average price. These shares were purchased in two transactions at prices of $9.42 and $9.76. The reporting person undertakes to provide Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote to this Form 4. F2 · balance_after: Includes 92,000 shares held in an IRA previously reported as indirectly owned. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 14:48 UTC |
Baack Jerry J.Director · President & CEO
|
PurchaseCommon Stock | 5,000 | $9.87 | $49,339.50 |
DisclosureSEC source: 0001179110-20-003750 · edgar.xml · nonDerivative · entry 1 Baack Jerry J. · CIK 0001733126 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,143,704 F1 · price: The price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.62 to $10.25, inclusive. The reporting person undertakes to provide Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote to this Form 4. Read SEC document |
| March 10, 2020 Filed Mar 11, 2020 14:06 UTC |
Baack Jerry J.Director · President & CEO
|
PurchaseCommon Stock | 40,000 | $10.99 | $439,608.00 |
DisclosureSEC source: 0001179110-20-003448 · edgar.xml · nonDerivative · entry 1 Baack Jerry J. · CIK 0001733126 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,138,704 F1 · price: The price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.68 to $11.20, inclusive. The reporting person undertakes to provide Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote to this Form 4. Read SEC document |
| February 27, 2020 Filed Feb 28, 2020 21:04 UTC |
Shellberg Jeffrey D.Director · EVP and Chief Credit Officer
|
GiftCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-002563 · edgar.xml · nonDerivative · entry 1 Shellberg Jeffrey D. · CIK 0001732717 · Director · EVP and Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,193 Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 17:10 UTC |
Johnson James S.Director
|
SaleCommon Stock | 7,500 | $13.45 | $100,886.25 |
DisclosureSEC source: 0001179110-20-002011 · edgar.xml · nonDerivative · entry 1 Johnson James S. · CIK 0001733285 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 69,250 F1 · price: The Price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.45 to $13.48, inclusive. The reporting person undertakes to provide Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · ownership.nature: Shares of common stock are held by Mr. Johnson as co-trustee of the James S. Johnson Trust, dated May 28, 2015. Mr. Johnson possesses shared voting and investment power with respect to the shares of common stock held under the James S. Johnson Trust dated May 28, 2015. Read SEC document |
| January 31, 2020 Filed Jan 31, 2020 22:08 UTC |
Brezonik LisaDirector
|
PurchaseCommon Stock | 750 | $13.16 | $9,869.55 |
DisclosureSEC source: 0001179110-20-000907 · edgar.xml · nonDerivative · entry 1 Brezonik Lisa · CIK 0001796490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750 F1 · price: The price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.15 to $13.18, inclusive. The reporting person undertakes to provide Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote to this Form 4. Read SEC document |
| January 30, 2020 Filed Jan 30, 2020 20:13 UTC |
Chybowski Joseph M.Chief Financial Officer
|
PurchaseCommon Stock | 500 | $13.35 | $6,675.00 |
DisclosureSEC source: 0001179110-20-000883 · edgar.xml · nonDerivative · entry 1 Chybowski Joseph M. · CIK 0001732715 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,167 F1 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2019. Read SEC document |
| December 20, 2019 Filed Dec 23, 2019 20:22 UTC |
Chybowski Joseph M.Chief Financial Officer
|
OtherOption to buy · Derivative | 5,000 | $0.00 Strike: $3.58 | $0.00 |
DisclosureSEC source: 0001179110-19-013117 · edgar.xml · derivative · entry 3 Chybowski Joseph M. · CIK 0001732715 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 5,000 shares Expires 2024-12-31 F1 · security: Options to buy granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan. F2 · derivative.exercise_date: Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2015. Read SEC document |
| December 20, 2019 Filed Dec 23, 2019 20:22 UTC |
Chybowski Joseph M.Chief Financial Officer
|
Exercise / conversionCommon Stock | 5,000 | $3.58 | $17,900.00 |
DisclosureSEC source: 0001179110-19-013117 · edgar.xml · nonDerivative · entry 1 Chybowski Joseph M. · CIK 0001732715 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 21:41 UTC |
Place Nicholas L.Chief Lending Officer
|
OtherOption to buy · Derivative | 7,500 | $0.00 Strike: $1.65 | $0.00 |
DisclosureSEC source: 0001179110-19-013000 · edgar.xml · derivative · entry 3 Place Nicholas L. · CIK 0001732712 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2021-11-07 F1 · security: Options to buy granted under the 2005 Combined Incentive and Non-Statutory Stock Option Plan. F2 · derivative.exercise_date: Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 11/5/2011. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 21:41 UTC |
Place Nicholas L.Chief Lending Officer
|
Exercise / conversionCommon Stock | 7,500 | $1.65 | $12,375.00 |
DisclosureSEC source: 0001179110-19-013000 · edgar.xml · nonDerivative · entry 1 Place Nicholas L. · CIK 0001732712 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 21:29 UTC |
Baack Jerry J.Director · President & CEO
|
OtherOption to buy · Derivative | 25,000 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001179110-19-012997 · edgar.xml · derivative · entry 6 Baack Jerry J. · CIK 0001733126 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 25,000 shares Expires 2023-12-31 F1 · security: Options to buy granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan. F2 · derivative.exercise_date: Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2014. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 21:29 UTC |
Baack Jerry J.Director · President & CEO
|
Exercise / conversionCommon Stock | 25,000 | $3.00 | $75,000.00 |
DisclosureSEC source: 0001179110-19-012997 · edgar.xml · nonDerivative · entry 1 Baack Jerry J. · CIK 0001733126 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,098,704 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 16:55 UTC |
Crocker Mary JayneEVP & Chief Operating Officer
|
GrantOption to buy · Derivative | 27,000 | $0.00 Strike: $12.92 | $0.00 |
DisclosureSEC source: 0001179110-19-012585 · edgar.xml · derivative · entry 2 Crocker Mary Jayne · CIK 0001732716 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Common Stock · 27,000 shares Expires 2029-12-06 F1 · security: Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan. F2 · derivative.exercise_date: Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 12/6/2019. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 16:55 UTC |
Crocker Mary JayneEVP & Chief Operating Officer
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-012585 · edgar.xml · nonDerivative · entry 1 Crocker Mary Jayne · CIK 0001732716 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,981 Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 16:52 UTC |
Chybowski Joseph M.Chief Financial Officer
|
GrantOption to buy · Derivative | 23,000 | $0.00 Strike: $12.92 | $0.00 |
DisclosureSEC source: 0001179110-19-012583 · edgar.xml · derivative · entry 3 Chybowski Joseph M. · CIK 0001732715 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,000 Underlying: Common Stock · 23,000 shares Expires 2029-12-06 F1 · security: Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan. F2 · derivative.exercise_date: Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 12/6/2019. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 16:52 UTC |
Chybowski Joseph M.Chief Financial Officer
|
GrantCommon Stock | 8,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-012583 · edgar.xml · nonDerivative · entry 1 Chybowski Joseph M. · CIK 0001732715 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,667 Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 16:47 UTC |
Shellberg Jeffrey D.Director · EVP and Chief Credit Officer
|
GrantOption to buy · Derivative | 25,000 | $0.00 Strike: $12.92 | $0.00 |
DisclosureSEC source: 0001179110-19-012579 · edgar.xml · derivative · entry 3 Shellberg Jeffrey D. · CIK 0001732717 · Director · EVP and Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2029-12-06 F1 · security: Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan. F2 · derivative.exercise_date: Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 12/6/2019. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 16:47 UTC |
Shellberg Jeffrey D.Director · EVP and Chief Credit Officer
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GrantCommon Stock | 9,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-012579 · edgar.xml · nonDerivative · entry 1 Shellberg Jeffrey D. · CIK 0001732717 · Director · EVP and Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,693 Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 16:49 UTC |
Place Nicholas L.Chief Lending Officer
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GrantOption to buy · Derivative | 21,000 | $0.00 Strike: $12.92 | $0.00 |
DisclosureSEC source: 0001179110-19-012581 · edgar.xml · derivative · entry 3 Place Nicholas L. · CIK 0001732712 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,000 Underlying: Common Stock · 21,000 shares Expires 2029-12-06 F1 · security: Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan. F4 · derivative.exercise_date: Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 12/6/2019. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 16:49 UTC |
Place Nicholas L.Chief Lending Officer
|
GrantCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-012581 · edgar.xml · nonDerivative · entry 1 Place Nicholas L. · CIK 0001732712 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,750 F9 · balance_after: Includes 7,250 shares held in a Roth Contributory IRA previously reported as indirectly owned. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 16:43 UTC |
Salazar Lisa MChief Deposit Officer
|
GrantOption to buy · Derivative | 17,000 | $0.00 Strike: $12.92 | $0.00 |
DisclosureSEC source: 0001179110-19-012577 · edgar.xml · derivative · entry 2 Salazar Lisa M · CIK 0001756428 · Chief Deposit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Underlying: Common Stock · 17,000 shares Expires 2029-12-06 F1 · security: Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan. F2 · derivative.exercise_date: Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 12/6/2019. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 16:43 UTC |
Salazar Lisa MChief Deposit Officer
|
GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-012577 · edgar.xml · nonDerivative · entry 1 Salazar Lisa M · CIK 0001756428 · Chief Deposit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 16:39 UTC |
Baack Jerry J.Director · President & CEO
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GrantOption to buy · Derivative | 65,000 | $0.00 Strike: $12.92 | $0.00 |
DisclosureSEC source: 0001179110-19-012575 · edgar.xml · derivative · entry 6 Baack Jerry J. · CIK 0001733126 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock · 65,000 shares Expires 2029-12-06 F1 · security: Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan. F2 · derivative.exercise_date: Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 12/6/2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.