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Nasdaq · USD

BWB

Bridgewater Bancshares Inc

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Tapewire entity
2317
SEC CIK
0001341317
Parsed reports
497

Last 12 months

Inside the activity.

1 purchase rows · 42 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202506
Jan 202600
Feb 202603
Mar 202600
Apr 202601
May 202616
Jun 202602
Jul 202603
Aug 2026010
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 19, 2022 Filed Jan 20, 2022 21:31 UTC
Baack Jerry J.Director · PRESIDENT & CEO
SaleCommon Stock 4,166 $17.67 $73,607.39
Disclosure

SEC source: 0001415889-22-000690 · form4-01202022_010149.xml · nonDerivative · entry 1

Baack Jerry J. · CIK 0001733126 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,219,638

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.58 to $17.85, inclusive. The reporting person undertakes to provide to Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote to this Form 4.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 21:26 UTC GrantCommon Stock 564 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000048 · form4-01032022_010109.xml · nonDerivative · entry 1

Brezonik Lisa · CIK 0001796490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,950

Read SEC document
December 31, 2021 Filed Jan 3, 2022 21:31 UTC GrantCommon Stock 564 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000052 · form4-01032022_010105.xml · nonDerivative · entry 1

Juran David B. · CIK 0001733121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,286,598

Read SEC document
December 31, 2021 Filed Jan 3, 2022 21:18 UTC GrantCommon Stock 564 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000035 · form4-01032022_010144.xml · nonDerivative · entry 1

Parish Douglas J. · CIK 0001745268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,400

Read SEC document
December 31, 2021 Filed Jan 3, 2022 21:29 UTC GrantCommon Stock 564 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000050 · form4-01032022_010155.xml · nonDerivative · entry 1

Johnson James S. · CIK 0001733285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,816

Read SEC document
December 31, 2021 Filed Jan 3, 2022 21:22 UTC GrantCommon Stock 564 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000043 · form4-01032022_010113.xml · nonDerivative · entry 1

Lawal Mohammed · CIK 0001828123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,170

Read SEC document
December 31, 2021 Filed Jan 3, 2022 21:19 UTC GrantCommon Stock 564 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000039 · form4-01032022_010145.xml · nonDerivative · entry 1

Trutna Thomas P. · CIK 0001733117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,878

Read SEC document
December 31, 2021 Filed Jan 3, 2022 21:15 UTC GrantCommon Stock 564 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000031 · form4-01032022_010152.xml · nonDerivative · entry 1

Urness Todd B. · CIK 0001733123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,113,612

Read SEC document
December 30, 2021 Filed Jan 3, 2022 21:11 UTC
Salazar Lisa MCHIEF DEPOSIT OFFICER
OtherOption to buy · Derivative 772 $0.00 Strike: $12.94 $0.00
Disclosure

SEC source: 0001415889-22-000029 · form4-01032022_010103.xml · derivative · entry 5

Salazar Lisa M · CIK 0001756428 · CHIEF DEPOSIT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,228

Underlying: Common Stock · 772 shares

Expires 2028-09-30

F2 · security: Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.

F3 · derivative.exercise_date: Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 10/1/2018.

Read SEC document
December 30, 2021 Filed Jan 3, 2022 21:11 UTC
Salazar Lisa MCHIEF DEPOSIT OFFICER
Exercise / conversionCommon Stock 772 $12.94 $9,989.68
Disclosure

SEC source: 0001415889-22-000029 · form4-01032022_010103.xml · nonDerivative · entry 1

Salazar Lisa M · CIK 0001756428 · CHIEF DEPOSIT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 22, 2021 Filed Dec 23, 2021 21:40 UTC
Baack Jerry J.Director · PRESIDENT & CEO
OtherOption to buy · Derivative 35,000 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001415889-21-006210 · form4-12232021_011258.xml · derivative · entry 7

Baack Jerry J. · CIK 0001733126 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 35,000 shares

Expires 2023-12-31

F2 · security: Options to buy granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan.

F3 · derivative.exercise_date: Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2014.

Read SEC document
December 22, 2021 Filed Dec 23, 2021 21:40 UTC
Baack Jerry J.Director · PRESIDENT & CEO
Exercise / conversionCommon Stock 35,000 $3.00 $105,000.00
Disclosure

SEC source: 0001415889-21-006210 · form4-12232021_011258.xml · nonDerivative · entry 1

Baack Jerry J. · CIK 0001733126 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,223,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 22:02 UTC
Chybowski Joseph M.CHIEF FINANCIAL OFFICER
OtherOption to buy · Derivative 3,000 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0001415889-21-005880 · form4-12142021_021249.xml · derivative · entry 4

Chybowski Joseph M. · CIK 0001732715 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 3,000 shares

Expires 2024-12-31

F2 · security: Options to buy granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan.

F3 · derivative.exercise_date: Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2015.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 22:02 UTC
Chybowski Joseph M.CHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 3,000 $3.58 $10,740.00
Disclosure

SEC source: 0001415889-21-005880 · form4-12142021_021249.xml · nonDerivative · entry 1

Chybowski Joseph M. · CIK 0001732715 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2021 Filed Dec 7, 2021 23:31 UTC
Shellberg Jeffrey D.Director · EVP AND CHIEF CREDIT OFFICER
Tax withholdingCommon Stock 974 $17.40 $16,947.60
Disclosure

SEC source: 0001415889-21-005757 · form4-12072021_031227.xml · nonDerivative · entry 3

Shellberg Jeffrey D. · CIK 0001732717 · Director · EVP AND CHIEF CREDIT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,991

Read SEC document
December 07, 2021 Filed Dec 7, 2021 23:29 UTC
Crocker Mary JayneEVP & CHIEF OPERATING OFFICER
Tax withholdingCommon Stock 1,044 $17.40 $18,165.60
Disclosure

SEC source: 0001415889-21-005755 · form4-12072021_031241.xml · nonDerivative · entry 3

Crocker Mary Jayne · CIK 0001732716 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,570

Read SEC document
December 07, 2021 Filed Dec 7, 2021 23:33 UTC
Salazar Lisa MCHIEF DEPOSIT OFFICER
Tax withholdingCommon Stock 654 $17.40 $11,379.60
Disclosure

SEC source: 0001415889-21-005759 · form4-12072021_031231.xml · nonDerivative · entry 3

Salazar Lisa M · CIK 0001756428 · CHIEF DEPOSIT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,061

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:31 UTC
Shellberg Jeffrey D.Director · EVP AND CHIEF CREDIT OFFICER
Tax withholdingCommon Stock 714 $17.41 $12,430.74
Disclosure

SEC source: 0001415889-21-005757 · form4-12072021_031227.xml · nonDerivative · entry 2

Shellberg Jeffrey D. · CIK 0001732717 · Director · EVP AND CHIEF CREDIT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,965

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:31 UTC
Shellberg Jeffrey D.Director · EVP AND CHIEF CREDIT OFFICER
GrantCommon Stock 9,472 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-005757 · form4-12072021_031227.xml · nonDerivative · entry 1

Shellberg Jeffrey D. · CIK 0001732717 · Director · EVP AND CHIEF CREDIT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,679

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:29 UTC
Crocker Mary JayneEVP & CHIEF OPERATING OFFICER
Tax withholdingCommon Stock 765 $17.41 $13,318.65
Disclosure

SEC source: 0001415889-21-005755 · form4-12072021_031241.xml · nonDerivative · entry 2

Crocker Mary Jayne · CIK 0001732716 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,614

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:29 UTC
Crocker Mary JayneEVP & CHIEF OPERATING OFFICER
GrantCommon Stock 11,028 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-005755 · form4-12072021_031241.xml · nonDerivative · entry 1

Crocker Mary Jayne · CIK 0001732716 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,379

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:33 UTC
Salazar Lisa MCHIEF DEPOSIT OFFICER
Tax withholdingCommon Stock 307 $17.41 $5,344.87
Disclosure

SEC source: 0001415889-21-005759 · form4-12072021_031231.xml · nonDerivative · entry 2

Salazar Lisa M · CIK 0001756428 · CHIEF DEPOSIT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,715

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:33 UTC
Salazar Lisa MCHIEF DEPOSIT OFFICER
GrantCommon Stock 5,884 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-005759 · form4-12072021_031231.xml · nonDerivative · entry 1

Salazar Lisa M · CIK 0001756428 · CHIEF DEPOSIT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,022

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:28 UTC
Place Nicholas L.CHIEF LENDING OFFICER
GrantCommon Stock 8,116 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-005753 · form4-12072021_031206.xml · nonDerivative · entry 1

Place Nicholas L. · CIK 0001732712 · CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,274

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:26 UTC
Baack Jerry J.Director · PRESIDENT & CEO
GrantCommon Stock 18,264 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-005751 · form4-12072021_031239.xml · nonDerivative · entry 1

Baack Jerry J. · CIK 0001733126 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,188,804

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:25 UTC
Hokanson Mark E.CHIEF TECHNOLOGY OFFICER
GrantCommon Stock 5,824 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-005749 · form4-12072021_031210.xml · nonDerivative · entry 1

Hokanson Mark E. · CIK 0001794268 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,324

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:22 UTC
Chybowski Joseph M.CHIEF FINANCIAL OFFICER
GrantCommon Stock 9,560 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-005747 · form4-12072021_031248.xml · nonDerivative · entry 1

Chybowski Joseph M. · CIK 0001732715 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,336

Read SEC document
November 29, 2021 Filed Nov 30, 2021 22:36 UTC
Place Nicholas L.CHIEF LENDING OFFICER
Otheroption to buy · Derivative 10,000 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001415889-21-005597 · form4-11302021_021140.xml · derivative · entry 4

Place Nicholas L. · CIK 0001732712 · CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 10,000 shares

Expires 2023-12-31

F2 · security: Options to buy granted under the 2005 Combined Incentive and Non-Statutory Stock Option Plan.

F3 · derivative.exercise_date: Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2014.

Read SEC document
November 29, 2021 Filed Nov 30, 2021 22:36 UTC
Place Nicholas L.CHIEF LENDING OFFICER
Exercise / conversionCommon Stock 10,000 $3.00 $30,000.00
Disclosure

SEC source: 0001415889-21-005597 · form4-11302021_021140.xml · nonDerivative · entry 1

Place Nicholas L. · CIK 0001732712 · CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2021 Filed Nov 22, 2021 22:46 UTC
Crocker Mary JayneEVP & CHIEF OPERATING OFFICER
OtherOption to buy · Derivative 12,750 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001415889-21-005408 · form4-11222021_021141.xml · derivative · entry 4

Crocker Mary Jayne · CIK 0001732716 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,750

Underlying: Common Stock · 12,750 shares

Expires 2023-12-31

F2 · security: Options to buy granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan

F3 · derivative.exercise_date: Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2014.

Read SEC document
November 21, 2021 Filed Nov 22, 2021 22:46 UTC
Crocker Mary JayneEVP & CHIEF OPERATING OFFICER
Tax withholdingCommon Stock 3,516 $18.51 $65,081.16
Disclosure

SEC source: 0001415889-21-005408 · form4-11222021_021141.xml · nonDerivative · entry 2

Crocker Mary Jayne · CIK 0001732716 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,351

Read SEC document
November 21, 2021 Filed Nov 22, 2021 22:46 UTC
Crocker Mary JayneEVP & CHIEF OPERATING OFFICER
Exercise / conversionCommon Stock 12,750 $3.00 $38,250.00
Disclosure

SEC source: 0001415889-21-005408 · form4-11222021_021141.xml · nonDerivative · entry 1

Crocker Mary Jayne · CIK 0001732716 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 22:44 UTC GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-005406 · form4-11222021_021107.xml · nonDerivative · entry 1

Parish Douglas J. · CIK 0001745268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,836

Read SEC document
November 03, 2021 Filed Nov 5, 2021 18:13 UTC
Shellberg Jeffrey D.Director · EVP AND CHIEF CREDIT OFFICER
GiftCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-005081 · form4-11052021_111127.xml · nonDerivative · entry 1

Shellberg Jeffrey D. · CIK 0001732717 · Director · EVP AND CHIEF CREDIT OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 298,890

F1 · ownership.nature: Shares of common stock are held by Mr. Shellberg as co-trustee of the Jeffrey D. Shellberg Trust under agreement dated October 1, 2014. Mr. Shellberg possesses shared voting and investment power with respect to the shares of common stock held by the Jeffrey D. Shellberg Trust under agreement dated October 1, 2014.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 19:35 UTC GrantCommon Stock 569 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004656 · form4-10012021_121059.xml · nonDerivative · entry 1

Brezonik Lisa · CIK 0001796490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,386

Read SEC document
September 30, 2021 Filed Oct 1, 2021 19:05 UTC GrantCommon Stock 569 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004648 · form4-10012021_121014.xml · nonDerivative · entry 1

Parish Douglas J. · CIK 0001745268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,836

Read SEC document
September 30, 2021 Filed Oct 1, 2021 19:43 UTC GrantCommon Stock 569 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004662 · form4-10012021_121019.xml · nonDerivative · entry 1

Juran David B. · CIK 0001733121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,286,034

Read SEC document
September 30, 2021 Filed Oct 1, 2021 19:41 UTC GrantCommon Stock 569 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004660 · form4-10012021_121024.xml · nonDerivative · entry 1

Urness Todd B. · CIK 0001733123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,113,048

Read SEC document
September 30, 2021 Filed Oct 1, 2021 19:37 UTC GrantCommon Stock 569 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004658 · form4-10012021_121034.xml · nonDerivative · entry 1

Johnson James S. · CIK 0001733285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,252

Read SEC document
September 30, 2021 Filed Oct 1, 2021 19:29 UTC GrantCommon Stock 569 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004654 · form4-10012021_121004.xml · nonDerivative · entry 1

Lawal Mohammed · CIK 0001828123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,606

Read SEC document
September 30, 2021 Filed Oct 1, 2021 19:17 UTC GrantCommon Stock 569 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004650 · form4-10012021_121053.xml · nonDerivative · entry 1

Trutna Thomas P. · CIK 0001733117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,314

Read SEC document
August 25, 2021 Filed Feb 3, 2022 21:46 UTC OtherCommon Stock 239,274 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001046 · form5-02032022_010238.xml · nonDerivative · entry 1

Juran David B. · CIK 0001733121 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 239,274

F1 · ownership.nature: Shares of common stock are held by Mr. Juran as trustee of a Revocable Trust dated September 17, 2018.

Read SEC document
August 17, 2021 Filed Aug 17, 2021 21:48 UTC PurchaseDepositary Shares 3,000 $25.00 $75,000.00
Disclosure

SEC source: 0001415889-21-003973 · form4-08172021_020814.xml · nonDerivative · entry 1

Parish Douglas J. · CIK 0001745268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

F1 · security: Each depositary share represents ownership of a 1/100th interest in a share of the Issuer's 5.875% Non-Cumulative Perpetual Preferred Stock, Series A, $0.01 par value per share.

Read SEC document
August 17, 2021 Filed Aug 17, 2021 21:53 UTC
Hokanson Mark E.CHIEF TECHNOLOGY OFFICER
PurchaseDepositary Shares 6,000 $25.00 $150,000.00
Disclosure

SEC source: 0001415889-21-003977 · form4-08172021_020850.xml · nonDerivative · entry 1

Hokanson Mark E. · CIK 0001794268 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F1 · security: Each depositary share represents ownership of a 1/100th interest in a share of the Issuer's 5.875% Non-Cumulative Perpetual Preferred Stock, Series A, $0.01 par value per share.

Read SEC document
August 17, 2021 Filed Aug 17, 2021 21:51 UTC
Chybowski Joseph M.CHIEF FINANCIAL OFFICER
PurchaseDepositary Shares 720 $25.00 $18,000.00
Disclosure

SEC source: 0001415889-21-003975 · form4-08172021_020833.xml · nonDerivative · entry 1

Chybowski Joseph M. · CIK 0001732715 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 720

F1 · security: Each depositary share represents ownership of a 1/100th interest in a share of the Issuer's 5.875% Non-Cumulative Perpetual Preferred Stock, Series A, $0.01 par value per share.

Read SEC document
August 17, 2021 Filed Aug 17, 2021 21:43 UTC
Baack Jerry J.Director · PRESIDENT & CEO
PurchaseDepositary Shares 1,000 $25.00 $25,000.00
Disclosure

SEC source: 0001415889-21-003971 · form4-08172021_020823.xml · nonDerivative · entry 1

Baack Jerry J. · CIK 0001733126 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · security: Each depositary share represents ownership of a 1/100th interest in a share of the Issuer's 5.875% Non-Cumulative Perpetual Preferred Stock, Series A, $0.01 par value per share.

Read SEC document
August 17, 2021 Filed Aug 17, 2021 21:41 UTC PurchaseDepositary Shares 20,000 $25.00 $500,000.00
Disclosure

SEC source: 0001415889-21-003969 · form4-08172021_020803.xml · nonDerivative · entry 1

Urness Todd B. · CIK 0001733123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · security: Each depositary share represents ownership of a 1/100th interest in a share of the Issuer's 5.875% Non-Cumulative Perpetual Preferred Stock, Series A, $0.01 par value per share.

Read SEC document
August 17, 2021 Filed Aug 17, 2021 21:39 UTC
Crocker Mary JayneEVP & CHIEF OPERATING OFFICER
PurchaseDepositary Shares 4,000 $25.00 $100,000.00
Disclosure

SEC source: 0001415889-21-003967 · form4-08172021_020804.xml · nonDerivative · entry 1

Crocker Mary Jayne · CIK 0001732716 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse IRA

Disclosed balance after: 4,000

F1 · security: Each depositary share represents ownership of a 1/100th interest in a share of the Issuer's 5.875% Non-Cumulative Perpetual Preferred Stock, Series A, $0.01 par value per share.

Read SEC document
August 17, 2021 Filed Aug 17, 2021 21:37 UTC
Salazar Lisa MCHIEF DEPOSIT OFFICER
PurchaseDepositary Shares 100 $25.00 $2,500.00
Disclosure

SEC source: 0001415889-21-003965 · form4-08172021_020818.xml · nonDerivative · entry 3

Salazar Lisa M · CIK 0001756428 · CHIEF DEPOSIT OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · As Custodian for Child

Disclosed balance after: 100

F1 · security: Each depositary share represents ownership of a 1/100th interest in a share of the Issuer's 5.875% Non-Cumulative Perpetual Preferred Stock, Series A, $0.01 par value per share.

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August 17, 2021 Filed Aug 17, 2021 21:37 UTC
Salazar Lisa MCHIEF DEPOSIT OFFICER
PurchaseDepositary Shares 100 $25.00 $2,500.00
Disclosure

SEC source: 0001415889-21-003965 · form4-08172021_020818.xml · nonDerivative · entry 2

Salazar Lisa M · CIK 0001756428 · CHIEF DEPOSIT OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · As Custodian for Child

Disclosed balance after: 100

F1 · security: Each depositary share represents ownership of a 1/100th interest in a share of the Issuer's 5.875% Non-Cumulative Perpetual Preferred Stock, Series A, $0.01 par value per share.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.