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Babcock & Wilcox Enterprises, Inc.

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4934
SEC CIK
0001630805
Parsed reports
443

Last 12 months

Inside the activity.

7 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202500
Jan 202600
Feb 202601
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202620
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 19, 2022 Filed May 23, 2022 20:38 UTC
Howe Alan BDirector
GrantRestricted Stock Units · Derivative 15,273 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-015386 · form4.xml · derivative · entry 3

Howe Alan B · CIK 0001296812 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,273

Underlying: Common Stock · 15,273 shares

Expires not disclosed

F2 · derivative.exercise_date: Vests May 19, 2023 or date of next Annual Meeting, whichever is earlier.

F2 · derivative.expiration_date: Vests May 19, 2023 or date of next Annual Meeting, whichever is earlier.

Read SEC document
May 19, 2022 Filed May 23, 2022 20:38 UTC
Howe Alan BDirector
Exercise / conversionRestricted Stock Units · Derivative 10,686 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-015386 · form4.xml · derivative · entry 2

Howe Alan B · CIK 0001296812 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,686 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vests May 20, 2022 or date of next Annual Meeting, whichever is earlier.

F1 · derivative.expiration_date: Vests May 20, 2022 or date of next Annual Meeting, whichever is earlier.

Read SEC document
May 19, 2022 Filed May 23, 2022 20:38 UTC
Howe Alan BDirector
Exercise / conversionCommon Stock 10,686 $6.22 $66,466.92
Disclosure

SEC source: 0001127602-22-015386 · form4.xml · nonDerivative · entry 1

Howe Alan B · CIK 0001296812 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2022 Filed May 23, 2022 20:48 UTC GrantRestricted Stock Units · Derivative 15,273 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-015395 · form4.xml · derivative · entry 3

Moeller Philip D · CIK 0001823422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,273

Underlying: Common Stock · 15,273 shares

Expires not disclosed

F2 · derivative.exercise_date: Vests May 19, 2023 or date of next Annual Meeting, whichever is earlier.

F2 · derivative.expiration_date: Vests May 19, 2023 or date of next Annual Meeting, whichever is earlier.

Read SEC document
May 19, 2022 Filed May 23, 2022 20:48 UTC Exercise / conversionRestricted Stock Units · Derivative 10,686 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-015395 · form4.xml · derivative · entry 2

Moeller Philip D · CIK 0001823422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,686 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vests May 20, 2022 or date of next Annual Meeting, whichever is earlier.

F1 · derivative.expiration_date: Vests May 20, 2022 or date of next Annual Meeting, whichever is earlier.

Read SEC document
May 19, 2022 Filed May 23, 2022 20:48 UTC Exercise / conversionCommon Stock 10,686 $6.22 $66,466.92
Disclosure

SEC source: 0001127602-22-015395 · form4.xml · nonDerivative · entry 1

Moeller Philip D · CIK 0001823422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2022 Filed May 23, 2022 20:43 UTC GrantRestricted Stock Units · Derivative 15,273 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-015392 · form4.xml · derivative · entry 3

Tato Joseph A · CIK 0001823397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,273

Underlying: Common Stock · 15,273 shares

Expires not disclosed

F2 · derivative.exercise_date: Vests May 19, 2023 or date of next Annual Meeting, whichever is earlier.

F2 · derivative.expiration_date: Vests May 19, 2023 or date of next Annual Meeting, whichever is earlier.

Read SEC document
May 19, 2022 Filed May 23, 2022 20:43 UTC Exercise / conversionRestricted Stock Units · Derivative 10,686 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-015392 · form4.xml · derivative · entry 2

Tato Joseph A · CIK 0001823397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,686 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vests in May 20, 2022 or date of next Annual Meeting, whichever is earlier.

F1 · derivative.expiration_date: Vests in May 20, 2022 or date of next Annual Meeting, whichever is earlier.

Read SEC document
May 19, 2022 Filed May 23, 2022 20:43 UTC Exercise / conversionCommon Stock 10,686 $6.22 $66,466.92
Disclosure

SEC source: 0001127602-22-015392 · form4.xml · nonDerivative · entry 1

Tato Joseph A · CIK 0001823397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2022 Filed May 23, 2022 20:41 UTC GrantRestricted Stock Units · Derivative 15,273 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-015390 · form4.xml · derivative · entry 3

Stahl Rebecca L · CIK 0001823445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,273

Underlying: Common Stock · 15,273 shares

Expires not disclosed

F2 · derivative.exercise_date: Vests May 19, 2023 or date of next Annual Meeting, whichever is earlier.

F2 · derivative.expiration_date: Vests May 19, 2023 or date of next Annual Meeting, whichever is earlier.

Read SEC document
May 19, 2022 Filed May 23, 2022 20:41 UTC Exercise / conversionRestricted Stock Units · Derivative 10,686 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-015390 · form4.xml · derivative · entry 2

Stahl Rebecca L · CIK 0001823445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,686 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vests May 20, 2022 or date of next Annual Meeting, whichever is earlier.

F1 · derivative.expiration_date: Vests May 20, 2022 or date of next Annual Meeting, whichever is earlier.

Read SEC document
May 19, 2022 Filed May 23, 2022 20:41 UTC Exercise / conversionCommon Stock 10,686 $6.22 $66,466.92
Disclosure

SEC source: 0001127602-22-015390 · form4.xml · nonDerivative · entry 1

Stahl Rebecca L · CIK 0001823445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2022 Filed May 23, 2022 20:36 UTC GrantRestricted Stock Units · Derivative 15,273 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-015384 · form4.xml · derivative · entry 3

Bartoli Henry E · CIK 0001726956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,273

Underlying: Common Stock · 15,273 shares

Expires not disclosed

F2 · derivative.exercise_price: Vests May 19, 2023 or date of next Annual Meeting, whichever is earlier.

F2 · derivative.exercise_date: Vests May 19, 2023 or date of next Annual Meeting, whichever is earlier.

F2 · derivative.expiration_date: Vests May 19, 2023 or date of next Annual Meeting, whichever is earlier.

Read SEC document
May 19, 2022 Filed May 23, 2022 20:36 UTC Exercise / conversionRestricted Stock Units · Derivative 10,686 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-015384 · form4.xml · derivative · entry 2

Bartoli Henry E · CIK 0001726956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,686 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vests May 20, 2022 or date of next Annual Meeting, whichever is earlier.

F1 · derivative.expiration_date: Vests May 20, 2022 or date of next Annual Meeting, whichever is earlier.

Read SEC document
May 19, 2022 Filed May 23, 2022 20:36 UTC Exercise / conversionCommon Stock 10,686 $6.22 $66,466.92
Disclosure

SEC source: 0001127602-22-015384 · form4.xml · nonDerivative · entry 1

Bartoli Henry E · CIK 0001726956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2022 Filed May 13, 2022 16:25 UTC
BRC Group Holdings, Inc.Director · 10% owner
PurchaseCommon Stock, $0.01 par value per share 200,000 $5.71 $1,142,320.00
Disclosure

SEC source: 0001213900-22-026275 · ownership.xml · nonDerivative · entry 1

B. Riley Financial, Inc. · CIK 0001464790 · Director · 10% owner

B. Riley Securities, Inc. · CIK 0001505748 · 10% owner

BRF Investments, LLC · CIK 0001880803 · 10% owner

RILEY BRYANT R · CIK 0001207269 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By B. Riley Securities, Inc.

Disclosed balance after: 11,531,099

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.62 to $5.75, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), BRF Investments, LLC, a Delaware corporation ("BRFI"), and Bryant R. Riley.

F2 · ownership.nature: BRF is the parent company of BRS and BRFI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS and BRFI.

F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS and BRFI. Each of BRF, BRS, BRFI, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein.

Read SEC document
May 12, 2022 Filed May 16, 2022 11:57 UTC
Howe Alan BDirector
PurchaseCommon Stock 2,000 $5.41 $10,820.00
Disclosure

SEC source: 0001127602-22-014541 · form4.xml · nonDerivative · entry 1

Howe Alan B · CIK 0001296812 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,106

Read SEC document
May 12, 2022 Filed May 16, 2022 07:52 UTC
Salamone Louis JrChief Financial Officer
PurchaseCommon Stock 20,000 $5.41 $108,200.00
Disclosure

SEC source: 0001127602-22-014537 · form4.xml · nonDerivative · entry 1

Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,982

Read SEC document
May 12, 2022 Filed May 16, 2022 11:49 UTC
Young Kenneth MDirector · Chief Executive Officer
PurchaseCommon Stock 30,000 $5.45 $163,401.00
Disclosure

SEC source: 0001127602-22-014535 · form4.xml · nonDerivative · entry 1

Young Kenneth M · CIK 0001365572 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 115,000

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.30 to $5.57, inclusive. The reporting person undertakes to provide full information regarding the number of shares purchased at a particular price upon request from SEC staff, the issuer or a shareholder of issuer.

F2 · ownership.nature: Held of record by the Kenneth M. Young Revocable Trust U/A 5/8/15.

Read SEC document
May 12, 2022 Filed May 16, 2022 12:00 UTC PurchaseCommon Stock 4,000 $5.41 $21,640.00
Disclosure

SEC source: 0001127602-22-014543 · form4.xml · nonDerivative · entry 1

Tato Joseph A · CIK 0001823397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,844

Read SEC document
May 12, 2022 Filed May 16, 2022 11:55 UTC PurchaseCommon Stock 2,000 $5.69 $11,380.00
Disclosure

SEC source: 0001127602-22-014539 · form4.xml · nonDerivative · entry 1

Stahl Rebecca L · CIK 0001823445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,844

Read SEC document
March 10, 2022 Filed Mar 14, 2022 21:18 UTC
Howe Alan BDirector
PurchaseCommon Stock 2,500 $7.63 $19,077.25
Disclosure

SEC source: 0001127602-22-009165 · form4.xml · nonDerivative · entry 1

Howe Alan B · CIK 0001296812 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,106

Read SEC document
March 10, 2022 Filed Mar 14, 2022 17:00 UTC
Salamone Louis JrChief Financial Officer
PurchaseCommon Stock 10,000 $7.79 $77,892.00
Disclosure

SEC source: 0001127602-22-009161 · form4.xml · nonDerivative · entry 1

Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,982

Read SEC document
March 10, 2022 Filed Mar 14, 2022 21:13 UTC
Young Kenneth MDirector · Chief Executive Officer
PurchaseCommon Stock 20,000 $7.82 $156,418.00
Disclosure

SEC source: 0001127602-22-009163 · form4.xml · nonDerivative · entry 1

Young Kenneth M · CIK 0001365572 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 85,000

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.64 and $7.92, inclusive. The reporting person undertakes to provide full information regarding the number of shares purchased at a particular price upon request from SEC staff, the issuer or a shareholder issuer.

F2 · ownership.nature: Held of record by the Kenneth M. Young Revocable Trust U/A 5/8/15.

Read SEC document
February 04, 2022 Filed Feb 7, 2022 20:26 UTC
Dziewisz John JGeneral Counsel & Secretary
SaleCommon Stock 1,976 $7.39 $14,602.64
Disclosure

SEC source: 0001127602-22-003509 · form4.xml · nonDerivative · entry 1

Dziewisz John J · CIK 0001801550 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,800

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2021.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:32 UTC
Dziewisz John JSVP & Corp. Secy.
Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003215 · form4.xml · derivative · entry 3

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2022-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan, each restricted stock unit (RSU) represents a contingent right to receive one share of BW common stock. RSUs vest in three installments beginning on August 25, 2021.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:32 UTC
Dziewisz John JSVP & Corp. Secy.
Tax withholdingCommon Stock 6,833 $7.37 $50,359.21
Disclosure

SEC source: 0001127602-22-003215 · form4.xml · nonDerivative · entry 2

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,776

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:32 UTC
Dziewisz John JSVP & Corp. Secy.
Exercise / conversionCommon Stock 20,000 $7.37 $147,400.00
Disclosure

SEC source: 0001127602-22-003215 · form4.xml · nonDerivative · entry 1

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: RSUs vest in two annual installments beginning on February 1, 2021.

Read SEC document
January 07, 2022 Filed Mar 14, 2022 16:55 UTC
Salamone Louis JrChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009158 · form4.xml · derivative · entry 3

Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2022-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan, each restricted stock unit represents a contingent right to receive one share of BW common stock.

F2 · derivative.exercise_date: RSUs vested January 3, 2022.

Read SEC document
January 07, 2022 Filed Mar 14, 2022 16:55 UTC
Salamone Louis JrChief Financial Officer
Exercise / conversionCommon Stock 20,000 $8.65 $173,000.00
Disclosure

SEC source: 0001127602-22-009158 · form4.xml · nonDerivative · entry 2

Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2022 Filed Mar 14, 2022 16:55 UTC
Salamone Louis JrChief Financial Officer
Tax withholdingCommon Stock 8,398 $8.65 $72,642.70
Disclosure

SEC source: 0001127602-22-009158 · form4.xml · nonDerivative · entry 1

Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,982

Read SEC document
January 07, 2022 Filed Mar 15, 2022 21:12 UTC
Morgan Jimmy BChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009335 · form4.xml · derivative · entry 3

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,000 shares

Expires 2022-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to the Babcock & Wilcox Enterprises, Inc. 2021 Long-Term Incentive Plan, each restricted stock unit represents a contingent right to receive one share of BW common stock.

F2 · derivative.exercise_date: RSUs vested January 3, 2022.

Read SEC document
January 07, 2022 Filed Mar 15, 2022 21:12 UTC
Morgan Jimmy BChief Operating Officer
Tax withholdingCommon Stock 11,336 $8.65 $98,056.40
Disclosure

SEC source: 0001127602-22-009335 · form4.xml · nonDerivative · entry 2

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,665

Read SEC document
January 07, 2022 Filed Mar 15, 2022 21:12 UTC
Morgan Jimmy BChief Operating Officer
Exercise / conversionCommon Stock 35,000 $8.65 $302,750.00
Disclosure

SEC source: 0001127602-22-009335 · form4.xml · nonDerivative · entry 1

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 21:34 UTC GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-001150 · form4.xml · nonDerivative · entry 1

Bartoli Henry E · CIK 0001726956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,090

F1 · kind: The Reporting Person was granted 100,000 Restricted Stock Units (RSUs) that are scheduled to vest in four substantially equal installments on June 30, 2022, December 31, 2022, June 30, 2023 and December 31, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. Each RSU represents the right to receive one share of the Issuer's common stock.

Read SEC document
December 28, 2021 Filed Dec 30, 2021 16:49 UTC
Salamone Louis JrChief Financial Officer
GrantRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-032068 · form4.xml · derivative · entry 1

Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2022-01-03

F1 · derivative.exercise_price: Pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan, each restricted stock unit represents a contingent right to receive one share of BW common stock.

F2 · derivative.exercise_date: RSUs will vest January 3, 2022.

Read SEC document
December 28, 2021 Filed Dec 30, 2021 21:42 UTC
Morgan Jimmy BChief Operating Officer
GrantRestricted Stock Units · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-032066 · form4.xml · derivative · entry 1

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2022-01-03

F1 · derivative.exercise_price: Pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan, each restricted stock unit represents a contingent right to receive one share of BW common stock.

F2 · derivative.exercise_date: RSUs will vest January 3, 2022.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 21:23 UTC Amendment
Young Kenneth MDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-028501 · form4a.xml · derivative · entry 1

Young Kenneth M · CIK 0001365572 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2024-11-03

F1 · derivative.exercise_price: Pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan, each restricted stock unit (RSU) represents a contingent right to receive one share of BW common stock.

F2 · derivative.exercise_date: RSUs vest annually in three equal installments beginning November 3, 2022.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 20:39 UTC
Young Kenneth MDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 200,000 $7.25 $1,450,000.00
Disclosure

SEC source: 0001127602-21-028483 · form4.xml · derivative · entry 1

Young Kenneth M · CIK 0001365572 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2024-11-03

F1 · derivative.exercise_price: Pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan, each restricted stock unit (RSU) represents a contingent right to receive one share of BW common stock.

F2 · derivative.expiration_date: RSUs vest annually in three equal installments beginning on November 11, 2024.

Read SEC document
October 08, 2021 Filed Oct 12, 2021 20:22 UTC
Morgan Jimmy BChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-026952 · form4.xml · derivative · entry 3

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2021-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F1 · derivative.exercise_date: Restricted Stock Unites (RSUs) fully vested.

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October 08, 2021 Filed Oct 12, 2021 20:22 UTC
Morgan Jimmy BChief Operating Officer
Tax withholdingCommon Stock 11,337 $6.19 $70,176.03
Disclosure

SEC source: 0001127602-21-026952 · form4.xml · nonDerivative · entry 2

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,001

F2 · shares: Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the RSUs.

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October 08, 2021 Filed Oct 12, 2021 20:22 UTC
Morgan Jimmy BChief Operating Officer
Exercise / conversionCommon Stock 25,000 $6.19 $154,750.00
Disclosure

SEC source: 0001127602-21-026952 · form4.xml · nonDerivative · entry 1

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Stock Unites (RSUs) fully vested.

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August 25, 2021 Filed Aug 27, 2021 20:35 UTC
Dziewisz John JSVP & Corp. Secy.
Exercise / conversionRestricted Stock Units · Derivative 33,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024417 · form4.xml · derivative · entry 4

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Common Stock · 33,333 shares

Expires 2023-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan, each restricted stock unit (RSU) represents a contingent right to receive one share of BW common stock. RSUs vest in three installments beginning on August 25, 2021.

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August 25, 2021 Filed Aug 27, 2021 20:35 UTC
Dziewisz John JSVP & Corp. Secy.
SaleCommon Stock 9,200 $7.92 $72,864.00
Disclosure

SEC source: 0001127602-21-024417 · form4.xml · nonDerivative · entry 3

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,609

F2 · price: Represents the share price weighted average.

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August 25, 2021 Filed Aug 27, 2021 20:35 UTC
Dziewisz John JSVP & Corp. Secy.
Tax withholdingCommon Stock 15,116 $7.85 $118,660.60
Disclosure

SEC source: 0001127602-21-024417 · form4.xml · nonDerivative · entry 2

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,809

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August 25, 2021 Filed Aug 27, 2021 20:35 UTC
Dziewisz John JSVP & Corp. Secy.
Exercise / conversionCommon Stock 33,333 $7.85 $261,664.05
Disclosure

SEC source: 0001127602-21-024417 · form4.xml · nonDerivative · entry 1

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: RSUs vest in three equal installments beginning on August 25, 2021.

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August 25, 2021 Filed Aug 27, 2021 16:39 UTC
Salamone Louis JrChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 50,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024423 · form4.xml · derivative · entry 3

Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 50,000 shares

Expires 2023-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: RSUs vest in three annual installments beginning on August 25, 2021.

F2 · derivative.exercise_date: Pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan, each restricted stock unit (RSU) represents a contingent right to receive one share of BW common stock. RSUs vest in three installments beginning on August 25, 2021.

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August 25, 2021 Filed Aug 27, 2021 16:39 UTC
Salamone Louis JrChief Financial Officer
Tax withholdingCommon Stock 26,768 $7.85 $210,128.80
Disclosure

SEC source: 0001127602-21-024423 · form4.xml · nonDerivative · entry 2

Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,380

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August 25, 2021 Filed Aug 27, 2021 16:39 UTC
Salamone Louis JrChief Financial Officer
Exercise / conversionCommon Stock 50,000 $7.85 $392,500.00
Disclosure

SEC source: 0001127602-21-024423 · form4.xml · nonDerivative · entry 1

Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: RSUs vest in three annual installments beginning on August 25, 2021.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 20:42 UTC
Young Kenneth MDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 66,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024426 · form4.xml · derivative · entry 3

Young Kenneth M · CIK 0001365572 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,334

Underlying: Common Stock · 66,666 shares

Expires 2023-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs vest in three equal installments beginning August 25, 2021.

F1 · derivative.exercise_date: Pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan, each restricted stock unit (RSU) represents a contingent right to receive one share of BW common stock. RSUs vest in three installments beginning on August 25, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.