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BrightView Holdings, Inc.

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4938
SEC CIK
0001734713
Parsed reports
406

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202511
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202620
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2020 Filed Oct 2, 2020 20:42 UTC
SWAN MARA EDirector
GrantCommon Stock 1,918 $11.40 $21,865.20
Disclosure

SEC source: 0001209191-20-053197 · doc4.xml · nonDerivative · entry 1

SWAN MARA E · CIK 0001197529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,712

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 20:39 UTC GrantCommon Stock 2,083 $11.40 $23,746.20
Disclosure

SEC source: 0001209191-20-053182 · doc4.xml · nonDerivative · entry 1

ABRAHAMSON JAMES R · CIK 0001201260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,562

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 16:41 UTC GrantCommon Stock 2,192 $11.40 $24,988.80
Disclosure

SEC source: 0001209191-20-053191 · doc4.xml · nonDerivative · entry 1

ROEDEL RICHARD · CIK 0001205976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,905

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 20:40 UTC GrantCommon Stock 1,973 $11.40 $22,492.20
Disclosure

SEC source: 0001209191-20-053187 · doc4.xml · nonDerivative · entry 1

Bomba Jane L Okun · CIK 0001324628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,985

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
August 12, 2020 Filed Jan 5, 2021 18:20 UTC GiftCommon Stock 2,232 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-001554 · doc4.xml · nonDerivative · entry 2

ROEDEL RICHARD · CIK 0001205976 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 61,170

Read SEC document
August 12, 2020 Filed Jan 5, 2021 18:20 UTC GiftCommon Stock 2,232 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-001554 · doc4.xml · nonDerivative · entry 1

ROEDEL RICHARD · CIK 0001205976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,481

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:58 UTC
SWAN MARA EDirector
GrantCommon Stock 1,953 $11.20 $21,873.60
Disclosure

SEC source: 0001209191-20-040474 · doc4.xml · nonDerivative · entry 1

SWAN MARA E · CIK 0001197529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,794

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 21:39 UTC GrantCommon Stock 2,120 $11.20 $23,744.00
Disclosure

SEC source: 0001209191-20-040563 · doc4.xml · nonDerivative · entry 1

ABRAHAMSON JAMES R · CIK 0001201260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,479

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 16:54 UTC GrantCommon Stock 2,232 $11.20 $24,998.40
Disclosure

SEC source: 0001209191-20-040453 · doc4.xml · nonDerivative · entry 1

ROEDEL RICHARD · CIK 0001205976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,713

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:33 UTC GrantCommon Stock 2,008 $11.20 $22,489.60
Disclosure

SEC source: 0001209191-20-040336 · doc4.xml · nonDerivative · entry 1

Bomba Jane L Okun · CIK 0001324628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,012

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 16:30 UTC GrantCommon Stock 2,120 $11.20 $23,744.00
Disclosure

SEC source: 0001209191-20-040327 · doc4.xml · nonDerivative · entry 1

Masterman Andrew · CIK 0001591931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,479

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 21:12 UTC
MSD Partners, L.P.Director · 10% owner
SaleCommon Stock 1,816,454 $13.40 $24,340,483.60
Disclosure

SEC source: 0001123292-20-000906 · edgar.xml · nonDerivative · entry 1

MSD Partners, L.P. · CIK 0001514334 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,813,908

F1 · ownership.direct: This statement is jointly filed by and on behalf of each of MSD Partners, L.P. ("MSD Partners") and MSD Valley Investments, LLC ("MSD Valley Investments"). MSD Valley Investments is the record and direct beneficial owner of the shares of the issuer's common stock reported herein. MSD Partners is the manager of MSD Valley Investments and may be deemed to beneficially own securities owned by MSD Valley Investments. MSD Partners (GP), LLC ("MSD GP") is the general partner of MSD Partners and may be deemed to beneficially own securities owned by MSD Partners. Each of John C. Phelan and Marc R. Lisker is a manager of MSD GP and may be deemed to beneficially own securities owned by MSD GP. Each of Messrs. Phelan and Lisker disclaim beneficial ownership of such securities except to the extent of any pecuniary interest therein.

F2 · ownership.direct: Each reporting person and each of Messrs. Phelan and Lisker may be deemed to be a member of a group with respect to the issuer or securities of the issuer for the purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934 (the "Act"). Each reporting person and each of Messrs. Phelan and Lisker declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 16:32 UTC SaleCommon Stock 7,785,123 $13.25 $103,152,879.75
Disclosure

SEC source: 0001140361-20-014069 · form4.xml · nonDerivative · entry 1

KKR BrightView Aggregator L.P. · CIK 0001743848 · 10% owner

KKR BrightView Aggregator GP LLC · CIK 0001743847 · 10% owner

KKR North America Fund XI L.P. · CIK 0001541293 · 10% owner

KKR Associates North America XI L.P. · CIK 0001619837 · 10% owner

KKR North America XI Ltd · CIK 0001552453 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 50,633,123

F1 · price: This amount represents the secondary public offering price per share of common stock of BrightView Holdings, Inc., less the underwriting discount of $0.15 per share.

F2 · ownership.nature: These securities of BrightView Holdings, Inc. are held by KKR BrightView Aggregator L.P. The general partner of KKR BrightView Aggregator L.P. is KKR BrightView Aggregator GP LLC. The sole member of KKR BrightView Aggregator GP LLC is KKR North America Fund XI L.P. The general partner of KKR North America Fund XI L.P. is KKR Associates North America XI L.P. The general partner of KKR Associates North America XI L.P. is KKR North America XI Limited. The sole shareholder of KKR North America XI Limited is KKR Group Partnership L.P.

F3 · ownership.nature: KKR Group Holdings Corp. is the general partner of KKR Group Partnership L.P. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLP is the Series I preferred stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP.

F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 21:14 UTC SaleCommon Stock 1,816,454 $13.40 $24,340,483.60
Disclosure

SEC source: 0001123292-20-000907 · edgar.xml · nonDerivative · entry 1

Grover Shamit · CIK 0001755912 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 11,813,908

F1 · ownership.nature: Represents securities owned by MSD Valley Investments, LLC ("MSD Valley Investments"). MSD Partners, L.P. ("MSD Partners") is the manager of MSD Valley Investments and may be deemed to beneficially own securities owned by MSD Valley Investments. MSD Partners (GP), LLC, ("MSD GP") is the general partner of MSD Partners and may be deemed to beneficially own securities owned by MSD Partners. Each of John C. Phelan and Marc R. Lisker is a manager of MSD GP and may be deemed to beneficially own securities owned by MSD GP. Each of Messrs. Phelan and Lisker disclaim beneficial ownership of such securities except to the extent of any pecuniary interest therein. The reporting person is an employee of MSD Partners and may be deemed to beneficially own securities owned by MSD Partners.

F2 · ownership.nature: The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities covered by this statement. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.

F3 · ownership.nature: The reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for the purposes of Section 13(d) or 13(g) of the Act. The reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 20:31 UTC SaleCommon Stock 7,785,123 $13.25 $103,152,879.75
Disclosure

SEC source: 0001140361-20-014068 · form4.xml · nonDerivative · entry 1

KKR Group Partnership L.P. · CIK 0001472698 · 10% owner

KKR Group Holdings Corp. · CIK 0001743754 · 10% owner

KKR & Co. Inc. · CIK 0001404912 · 10% owner

KKR Management LLP · CIK 0001472694 · 10% owner

KRAVIS HENRY R · CIK 0001081714 · 10% owner

ROBERTS GEORGE R · CIK 0001081715 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 50,633,123

F1 · price: This amount represents the secondary public offering price per share of common stock of BrightView Holdings, Inc., less the underwriting discount of $0.15 per share.

F2 · ownership.nature: These securities of BrightView Holdings, Inc. are held by KKR BrightView Aggregator L.P. The general partner of KKR BrightView Aggregator L.P. is KKR BrightView Aggregator GP LLC. The sole member of KKR BrightView Aggregator GP LLC is KKR North America Fund XI L.P. The general partner of KKR North America Fund XI L.P. is KKR Associates North America XI L.P. The general partner of KKR Associates North America XI L.P. is KKR North America XI Limited. The sole shareholder of KKR North America XI Limited is KKR Group Partnership L.P.

F3 · ownership.nature: KKR Group Holdings Corp. is the general partner of KKR Group Partnership L.P. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLP is the Series I preferred stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP.

F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

Read SEC document
May 08, 2020 Filed May 12, 2020 17:30 UTC GiftCommon Stock 17,904 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012862 · doc4.xml · nonDerivative · entry 2

ROEDEL RICHARD · CIK 0001205976 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 58,938

Read SEC document
May 08, 2020 Filed May 12, 2020 17:30 UTC GiftCommon Stock 17,904 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012862 · doc4.xml · nonDerivative · entry 1

ROEDEL RICHARD · CIK 0001205976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,481

Read SEC document
March 31, 2020 Filed Apr 1, 2020 21:31 UTC
SWAN MARA EDirector
GrantCommon Stock 1,977 $11.06 $21,865.62
Disclosure

SEC source: 0000899243-20-009858 · doc4.xml · nonDerivative · entry 1

SWAN MARA E · CIK 0001197529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,841

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 21:33 UTC GrantCommon Stock 1,073 $11.06 $11,867.38
Disclosure

SEC source: 0000899243-20-009864 · doc4.xml · nonDerivative · entry 1

ABRAHAMSON JAMES R · CIK 0001201260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,359

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 17:37 UTC GrantCommon Stock 2,260 $11.06 $24,995.60
Disclosure

SEC source: 0000899243-20-009869 · doc4.xml · nonDerivative · entry 1

ROEDEL RICHARD · CIK 0001205976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,385

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 21:33 UTC GrantCommon Stock 2,034 $11.06 $22,496.04
Disclosure

SEC source: 0000899243-20-009863 · doc4.xml · nonDerivative · entry 1

Bomba Jane L Okun · CIK 0001324628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,004

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
March 11, 2020 Filed Mar 11, 2020 20:30 UTC
SWAN MARA EDirector
GrantRestricted Stock Units · Derivative 7,832 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007893 · doc4.xml · derivative · entry 3

SWAN MARA E · CIK 0001197529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,832

Underlying: Common Stock · 7,832 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F4 · derivative.exercise_date: Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of: (a) March 11, 2021, or (b) the business day immediately preceding the Issuer's next annual meeting of stockholders.

F4 · derivative.expiration_date: Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of: (a) March 11, 2021, or (b) the business day immediately preceding the Issuer's next annual meeting of stockholders.

Read SEC document
March 11, 2020 Filed Mar 11, 2020 20:31 UTC GrantRestricted Stock Units · Derivative 7,832 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007894 · doc4.xml · derivative · entry 3

ABRAHAMSON JAMES R · CIK 0001201260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,832

Underlying: Common Stock · 7,832 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F4 · derivative.exercise_date: Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of: (a) March 11, 2021, or (b) the business day immediately preceding the Issuer's next annual meeting of stockholders.

F4 · derivative.expiration_date: Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of: (a) March 11, 2021, or (b) the business day immediately preceding the Issuer's next annual meeting of stockholders.

Read SEC document
March 11, 2020 Filed Mar 11, 2020 16:30 UTC GrantRestricted Stock Units · Derivative 7,832 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007892 · doc4.xml · derivative · entry 4

ROEDEL RICHARD · CIK 0001205976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,832

Underlying: Common Stock · 7,832 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F4 · derivative.exercise_date: Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of: (a) March 11, 2021, or (b) the business day immediately preceding the Issuer's next annual meeting of stockholders.

F4 · derivative.expiration_date: Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of: (a) March 11, 2021, or (b) the business day immediately preceding the Issuer's next annual meeting of stockholders.

Read SEC document
March 11, 2020 Filed Mar 11, 2020 20:30 UTC GrantRestricted Stock Units · Derivative 7,832 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007891 · doc4.xml · derivative · entry 3

Bomba Jane L Okun · CIK 0001324628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,832

Underlying: Common Stock · 7,832 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F4 · derivative.exercise_date: Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of: (a) March 11, 2021, or (b) the business day immediately preceding the Issuer's next annual meeting of stockholders.

F4 · derivative.expiration_date: Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of: (a) March 11, 2021, or (b) the business day immediately preceding the Issuer's next annual meeting of stockholders.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 20:30 UTC
SWAN MARA EDirector
Exercise / conversionRestricted Stock Units · Derivative 8,124 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007893 · doc4.xml · derivative · entry 2

SWAN MARA E · CIK 0001197529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,124 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F3 · derivative.exercise_date: On April 15, 2019, the Reporting Person was issued 8,124 time-based restricted stock units as director compensation that vested on March 9, 2020.

F3 · derivative.expiration_date: On April 15, 2019, the Reporting Person was issued 8,124 time-based restricted stock units as director compensation that vested on March 9, 2020.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 20:30 UTC
SWAN MARA EDirector
Exercise / conversionCommon Stock 8,124 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-007893 · doc4.xml · nonDerivative · entry 1

SWAN MARA E · CIK 0001197529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 20:31 UTC Exercise / conversionRestricted Stock Units · Derivative 12,869 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007894 · doc4.xml · derivative · entry 2

ABRAHAMSON JAMES R · CIK 0001201260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,869 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F3 · derivative.exercise_date: On March 27, 2019, the Reporting Person was issued 12,869 time-based restricted stock units as director compensation that vested on March 9, 2020.

F3 · derivative.expiration_date: On March 27, 2019, the Reporting Person was issued 12,869 time-based restricted stock units as director compensation that vested on March 9, 2020.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 20:31 UTC Exercise / conversionCommon Stock 12,869 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-007894 · doc4.xml · nonDerivative · entry 1

ABRAHAMSON JAMES R · CIK 0001201260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 16:30 UTC Exercise / conversionRestricted Stock Units · Derivative 9,634 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007892 · doc4.xml · derivative · entry 3

ROEDEL RICHARD · CIK 0001205976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,634 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F3 · derivative.exercise_date: On March 27, 2019, the Reporting Person was issued 9,634 time-based restricted stock units as director compensation that vested on March 9, 2020.

F3 · derivative.expiration_date: On March 27, 2019, the Reporting Person was issued 9,634 time-based restricted stock units as director compensation that vested on March 9, 2020.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 16:30 UTC Exercise / conversionCommon Stock 9,634 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-007892 · doc4.xml · nonDerivative · entry 1

ROEDEL RICHARD · CIK 0001205976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 20:30 UTC Exercise / conversionRestricted Stock Units · Derivative 8,124 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007891 · doc4.xml · derivative · entry 2

Bomba Jane L Okun · CIK 0001324628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,124 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F3 · derivative.exercise_date: On April 15, 2019, the Reporting Person was issued 8,124 time-based restricted stock units as director compensation that vested on March 9, 2020.

F3 · derivative.expiration_date: On April 15, 2019, the Reporting Person was issued 8,124 time-based restricted stock units as director compensation that vested on March 9, 2020.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 20:30 UTC Exercise / conversionCommon Stock 8,124 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-007891 · doc4.xml · nonDerivative · entry 1

Bomba Jane L Okun · CIK 0001324628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 23:04 UTC
SWAN MARA EDirector
GrantCommon Stock 1,296 $16.87 $21,863.52
Disclosure

SEC source: 0001209191-20-000416 · doc4.xml · nonDerivative · entry 1

SWAN MARA E · CIK 0001197529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,740

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 23:02 UTC GrantCommon Stock 703 $16.87 $11,859.61
Disclosure

SEC source: 0001209191-20-000412 · doc4.xml · nonDerivative · entry 1

ABRAHAMSON JAMES R · CIK 0001201260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,417

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

F2 · balance_after: Includes unvested shares of restricted stock.

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December 31, 2019 Filed Jan 2, 2020 18:03 UTC GrantCommon Stock 1,481 $16.87 $24,984.47
Disclosure

SEC source: 0001209191-20-000414 · doc4.xml · nonDerivative · entry 1

ROEDEL RICHARD · CIK 0001205976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,491

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

F2 · balance_after: Includes unvested shares of restricted stock.

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December 31, 2019 Filed Jan 2, 2020 23:03 UTC GrantCommon Stock 1,333 $16.87 $22,487.71
Disclosure

SEC source: 0001209191-20-000413 · doc4.xml · nonDerivative · entry 1

Bomba Jane L Okun · CIK 0001324628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,846

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

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November 28, 2019 Filed Dec 2, 2019 18:08 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Tax withholdingCommon Stock 816 $16.08 $13,121.28
Disclosure

SEC source: 0001209191-19-058594 · doc4.xml · nonDerivative · entry 1

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,579

F1 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock that vested on November 28, 2019.

F2 · balance_after: Includes unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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November 28, 2019 Filed Dec 2, 2019 18:09 UTC
Masterman AndrewDirector · President & CEO
Tax withholdingCommon Stock 2,909 $16.08 $46,776.72
Disclosure

SEC source: 0001209191-19-058597 · doc4.xml · nonDerivative · entry 1

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,399

F1 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock that vested on November 28, 2019.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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November 28, 2019 Filed Dec 2, 2019 23:09 UTC
Khatib Louay HChief Accounting Officer
Tax withholdingCommon Stock 330 $16.08 $5,306.40
Disclosure

SEC source: 0001209191-19-058596 · doc4.xml · nonDerivative · entry 1

Khatib Louay H · CIK 0001738548 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,532

F1 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock that vested on November 28, 2019.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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November 28, 2019 Filed Dec 2, 2019 23:10 UTC Tax withholdingCommon Stock 299 $16.08 $4,807.92
Disclosure

SEC source: 0001209191-19-058600 · doc4.xml · nonDerivative · entry 1

Orders Amanda Marie · CIK 0001794175 · CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,812

F1 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock that vested on November 28, 2019.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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November 28, 2019 Filed Dec 2, 2019 23:08 UTC
Dozier Michael JoePresident, Evergreen East
Tax withholdingCommon Stock 1,188 $16.08 $19,103.04
Disclosure

SEC source: 0001209191-19-058593 · doc4.xml · nonDerivative · entry 1

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,608

F1 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock that vested on November 28, 2019.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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November 22, 2019 Filed Nov 26, 2019 18:41 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
GrantRestricted Stock Units · Derivative 2,586 $16.89 $43,677.54
Disclosure

SEC source: 0001209191-19-058185 · doc4.xml · derivative · entry 3

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,586

Underlying: Common Stock · 2,586 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F4 · derivative.exercise_date: Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two equal installments beginning on November 22, 2020.

F4 · derivative.expiration_date: Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two equal installments beginning on November 22, 2020.

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November 22, 2019 Filed Nov 26, 2019 18:41 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
GrantRestricted Stock Units · Derivative 20,781 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-058185 · doc4.xml · derivative · entry 2

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,781

Underlying: Common Stock · 20,781 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F3 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest as follows: 10% vests on November 22, 2020, 20% vests on November 22, 2021, 30% vests on November 22, 2022 and 40% vests on November 22, 2023.

F3 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest as follows: 10% vests on November 22, 2020, 20% vests on November 22, 2021, 30% vests on November 22, 2022 and 40% vests on November 22, 2023.

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November 22, 2019 Filed Nov 26, 2019 18:41 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
GrantStock Options (Right to Buy) · Derivative 47,338 $0.00 Strike: $16.89 $0.00
Disclosure

SEC source: 0001209191-19-058185 · doc4.xml · derivative · entry 1

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,338

Underlying: Common Stock · 47,338 shares

Expires 2029-11-22

F1 · derivative.exercise_date: Represents a grant of time-based options that vest as follows: 10% vests on November 22, 2020, 20% vests on November 22, 2021, 30% vests on November 22, 2022 and 40% vests on November 22, 2023.

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November 22, 2019 Filed Nov 26, 2019 18:52 UTC
FEENAN JOHN AEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 3,895 $16.89 $65,786.55
Disclosure

SEC source: 0001209191-19-058192 · doc4.xml · derivative · entry 3

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,895

Underlying: Common Stock · 3,895 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F4 · derivative.exercise_date: Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two equal installments beginning on November 22, 2020.

F4 · derivative.expiration_date: Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two equal installments beginning on November 22, 2020.

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November 22, 2019 Filed Nov 26, 2019 18:52 UTC
FEENAN JOHN AEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 26,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-058192 · doc4.xml · derivative · entry 2

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,050

Underlying: Common Stock · 26,050 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F3 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest as follows: 10% vests on November 22, 2020, 20% vests on November 22, 2021, 30% vests on November 22, 2022 and 40% vests on November 22, 2023.

F3 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest as follows: 10% vests on November 22, 2020, 20% vests on November 22, 2021, 30% vests on November 22, 2022 and 40% vests on November 22, 2023.

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November 22, 2019 Filed Nov 26, 2019 18:52 UTC
FEENAN JOHN AEVP & Chief Financial Officer
GrantStock Options (Right to Buy) · Derivative 59,341 $0.00 Strike: $16.89 $0.00
Disclosure

SEC source: 0001209191-19-058192 · doc4.xml · derivative · entry 1

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,341

Underlying: Common Stock · 59,341 shares

Expires 2029-11-22

F1 · derivative.exercise_date: Represents a grant of time-based options that vest as follows: 10% vests on November 22, 2020, 20% vests on November 22, 2021, 30% vests on November 22, 2022 and 40% vests on November 22, 2023.

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November 22, 2019 Filed Nov 26, 2019 18:39 UTC
DONNELLY THOMAS CPresident, Landscape Dev.
GrantRestricted Stock Units · Derivative 2,785 $16.89 $47,038.65
Disclosure

SEC source: 0001209191-19-058183 · doc4.xml · derivative · entry 3

DONNELLY THOMAS C · CIK 0001360659 · President, Landscape Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,785

Underlying: Common Stock · 2,785 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F4 · derivative.exercise_date: Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two equal annual installments beginning on November 22, 2020.

F4 · derivative.expiration_date: Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two equal annual installments beginning on November 22, 2020.

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November 22, 2019 Filed Nov 26, 2019 18:39 UTC
DONNELLY THOMAS CPresident, Landscape Dev.
GrantStock Options (Right to Buy) · Derivative 38,326 $0.00 Strike: $16.89 $0.00
Disclosure

SEC source: 0001209191-19-058183 · doc4.xml · derivative · entry 2

DONNELLY THOMAS C · CIK 0001360659 · President, Landscape Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,326

Underlying: Common Stock · 38,326 shares

Expires 2029-11-22

F3 · derivative.exercise_date: Represents a grant of time-based options that vests in four equal annual installments beginning on November 22, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.