BSIN

SEC source: 0001437749-25-000372 · rdgdoc.xml · nonDerivative · entry 1

Smith Ryan Lewis · CIK 0001619129 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 892,919

SEC source: 0001493152-23-044621 · ownership.xml · nonDerivative · entry 1

Keys Randall D · CIK 0001050736 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,913

SEC source: 0001493152-23-020918 · ownership.xml · nonDerivative · entry 1

Zajac Mark L. · CIK 0001979641 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

F1 · kind: Restricted stock units representing the contingent right to receive, at settlement, one share of common stock. The restricted stock units (RSUs) vest at the rate of 50,000 RSUs on each of June 1, 2024 and 2025, subject to the reporting person's continued service through the applicable vesting date. Restricted stock units do not expire; they either vest or are canceled prior to vesting date. Granted in consideration for services rendered under the Issuer's 2022 Equity Incentive Plan.

SEC source: 0001493152-23-002973 · ownership.xml · nonDerivative · entry 1

Smith Ryan Lewis · CIK 0001619129 · Director · CEO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 615,593

F1 · kind: Represents payment of tax withholding requirements from exempt stock grants.

SEC source: 0001493152-23-002966 · ownership.xml · nonDerivative · entry 1

Kessel Donald Aloysius · CIK 0001903322 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,145

F1 · kind: Represents payment of tax withholding requirements from exempt restricted stock grants.

SEC source: 0001493152-23-000858 · ownership.xml · nonDerivative · entry 1

Smith Ryan Lewis · CIK 0001619129 · Director · CEO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 659,343

F1 · shares: Represents restricted stock shares subject to time-based vesting, which vest at the rate of 1/3rd of such shares on each of the three anniversaries of the grant date, subject to the recipient's continued service to the Issuer. Exempt pursuant to Rule 16b-3.

F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as an officer of the Issuer. Issued under the Issuer's 2022 Equity Compensation Plan.

SEC source: 0001493152-23-000868 · ownership.xml · nonDerivative · entry 1

King Duane H · CIK 0001903594 · Director

King Oil & Gas Company, Inc. · CIK 0001938274 · Director owned entity

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,913

F1 · balance_after: Excludes shares of common stock relating to the voting group included under "Remarks".

F2 · ownership.direct: Represents shares of common stock, $0.01 par value per share of the Issuer, held by Mr. Duane H. King.

SEC source: 0001493152-23-000854 · ownership.xml · nonDerivative · entry 1

Keys Randall D · CIK 0001050736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,913

F1 · shares: Represents restricted stock shares subject to time-based vesting, which vest at the rate of (a) 1/2 of such shares on July 5, 2023, and (b) 1/2 of such shares on January 5, 2024, subject to the recipient's continued service to the Issuer. Exempt pursuant to Rule 16b-3.

F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as a member of the Board of Directors of the Issuer. Issued under the Issuer's 2022 Equity Compensation Plan.

SEC source: 0001493152-23-000856 · ownership.xml · nonDerivative · entry 1

Slack Stephen · CIK 0001225203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,913

F1 · shares: Represents restricted stock shares subject to time-based vesting, which vest at the rate of (a) 1/2 of such shares on July 5, 2023, and (b) 1/2 of such shares on January 5, 2024, subject to the recipient's continued service to the Issuer. Exempt pursuant to Rule 16b-3.

F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as a member of the Board of Directors of the Issuer. Issued under the Issuer's 2022 Equity Compensation Plan.

SEC source: 0001493152-23-000852 · ownership.xml · nonDerivative · entry 1

Kessel Donald Aloysius · CIK 0001903322 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,274

F1 · shares: Represents restricted stock shares subject to time-based vesting, which vest at the rate of 1/3rd of such shares on each of the three anniversaries of the grant date, subject to the recipient's continued service to the Issuer. Exempt pursuant to Rule 16b-3.

F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as an officer of the Issuer. Issued under the Issuer's 2022 Equity Compensation Plan.

SEC source: 0001493152-23-000850 · ownership.xml · nonDerivative · entry 1

DENNY JAMES W III · CIK 0001221319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,913

F1 · shares: Represents restricted stock shares subject to time-based vesting, which vest at the rate of (a) 1/2 of such shares on July 5, 2023, and (b) 1/2 of such shares on January 5, 2024, subject to the recipient's continued service to the Issuer. Exempt pursuant to Rule 16b-3.

F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as a member of the Board of Directors of the Issuer. Issued under the Issuer's 2022 Equity Compensation Plan.

SEC source: 0001493152-23-000957 · ownership.xml · nonDerivative · entry 1

Batchelor Joshua Lane · CIK 0001903548 · Director · 10% owner · Member of 10% owner group

Sage Road Capital, LLC · CIK 0001903543 · 10% owner · Member of 10% owner group

Banner Oil & Gas, LLC · CIK 0001903556 · 10% owner · Member of 10% owner group

Woodford Petroleum, LLC · CIK 0001903542 · Member of 10% owner group

Llano Energy LLC · CIK 0001903563 · Member of 10% owner group

Stamets Benjamin Andrew · CIK 0001904963 · 10% owner · Member of 10% owner group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,913

F1 · shares: Represents restricted stock shares subject to time-based vesting, which vest at the rate of (a) 1/2 of such shares on July 5, 2023, and (b) 1/2 of such shares on January 5, 2024, subject to the recipient's continued service to the Issuer.

F2 · shares: Excludes shares of common stock relating to the voting group included under "Remarks", except as described in footnotes (5), (6) and (7).

F3 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as a member of the Board of Directors of the Issuer.

F4 · ownership.direct: Represents shares of shares of common stock, $0.01 par value per share of the Issuer, held by Mr. Joshua L. Batchelor.

SEC source: 0001493152-23-001109 · ownership.xml · nonDerivative · entry 2

Weinzierl John A · CIK 0001377295 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,826

F1 · kind: Grant of restricted stock subject to time-based vesting 50% on July 5, 2023 and 50% on January 5, 2024, subject to recipients continued service to the Issuer.

F1 · shares: Grant of restricted stock subject to time-based vesting 50% on July 5, 2023 and 50% on January 5, 2024, subject to recipients continued service to the Issuer.

F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the Chairman of the Board of Directors of the Issuer.

F3 · balance_after: Includes 97,826 shares of restricted stock subject to time-based vesting 50% on July 5, 2023 and 50% on January 5, 2024, subject to recipient's continued service to the Issuer.

SEC source: 0001493152-22-036701 · ownership.xml · nonDerivative · entry 1

Keys Randall D · CIK 0001050736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

SEC source: 0001493152-22-036580 · ownership.xml · nonDerivative · entry 1

Keys Randall D · CIK 0001050736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,500

SEC source: 0001493152-22-028339 · ownership.xml · nonDerivative · entry 1

Marsh Wallis T · CIK 0001906423 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · WDM Family Partnership, LP

Disclosed balance after: 3,124,893

F1 · balance_after: Excludes shares of common stock relating to the voting group described below under "Remarks".

SEC source: 0001493152-22-027812 · ownership.xml · nonDerivative · entry 2

Marsh Wallis T · CIK 0001906423 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · WDM Family Partnership, LP

Disclosed balance after: 3,117,893

F1 · balance_after: Excludes shares of common stock relating to the voting group described below under "Remarks".

SEC source: 0001493152-22-027812 · ownership.xml · nonDerivative · entry 1

Marsh Wallis T · CIK 0001906423 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · WDM Family Partnership, LP

Disclosed balance after: 3,116,914

F1 · balance_after: Excludes shares of common stock relating to the voting group described below under "Remarks".

SEC source: 0001493152-22-026803 · ownership.xml · nonDerivative · entry 1

Marsh Wallis T · CIK 0001906423 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · WDM Family Partnership, LP

Disclosed balance after: 3,111,914

F1 · balance_after: Excludes shares of common stock relating to the voting group described below under "Remarks".

SEC source: 0001493152-22-026560 · ownership.xml · nonDerivative · entry 2

Marsh Wallis T · CIK 0001906423 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · WDM Family Partnership, LP

Disclosed balance after: 3,101,914

F3 · price: This transaction was executed in multiple trades at prices ranging from $2.945 to $2.98, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Excludes shares of common stock relating to the voting group described below under "Remarks".

SEC source: 0001493152-22-026560 · ownership.xml · nonDerivative · entry 1

Marsh Wallis T · CIK 0001906423 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · WDM Family Partnership, LP

Disclosed balance after: 3,091,914

F1 · price: This transaction was executed in multiple trades at prices ranging from $2.94 to $3.00, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Excludes shares of common stock relating to the voting group described below under "Remarks".

SEC source: 0001493152-22-020065 · ownership.xml · nonDerivative · entry 3

King Duane H · CIK 0001903594 · Director · 10% owner · Member of 10% owner group

Hightower Lee · CIK 0001903597 · Members of 10% owner group

Synergy Offshore LLC · CIK 0001903570 · 10% owner

King Oil & Gas Company, Inc. · CIK 0001938274 · Members of 10% owner group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,027,399

F5 · kind: On July 20, 2022, King Oil and Gas Company, Inc. ("King Oil"), received 2,027,399 shares of common stock in the Distribution, for no consideration.

F5 · price: On July 20, 2022, King Oil and Gas Company, Inc. ("King Oil"), received 2,027,399 shares of common stock in the Distribution, for no consideration.

F1 · balance_after: Excludes shares of common stock relating to the voting group included under "Remarks".

F6 · ownership.direct: Represents shares of common stock, $0.01 par value per share of the Issuer, held by King Oil, which is 100% owned by Duane K. King. The shares held by King Oil may be deemed to be beneficially owned by Mr. King due to his status as Chief Executive Officer of King Oil. Mr. King however, disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

SEC source: 0001493152-22-020065 · ownership.xml · nonDerivative · entry 2

King Duane H · CIK 0001903594 · Director · 10% owner · Member of 10% owner group

Hightower Lee · CIK 0001903597 · Members of 10% owner group

Synergy Offshore LLC · CIK 0001903570 · 10% owner

King Oil & Gas Company, Inc. · CIK 0001938274 · Members of 10% owner group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: On July 20, 2022, Synergy Offshore LLC ("Synergy"), a Texas limited liability company, distributed all 6,546,384 shares of the common stock of the Issuer which it then held, for no consideration, to members of Synergy Producing Properties, LLC ("SPP"), a Texas limited liability company, which is the parent and 100% owner of Synergy (the "Distribution").

F3 · price: On July 20, 2022, Synergy Offshore LLC ("Synergy"), a Texas limited liability company, distributed all 6,546,384 shares of the common stock of the Issuer which it then held, for no consideration, to members of Synergy Producing Properties, LLC ("SPP"), a Texas limited liability company, which is the parent and 100% owner of Synergy (the "Distribution").

F1 · balance_after: Excludes shares of common stock relating to the voting group included under "Remarks".

F7 · balance_after: After the Distribution (see footnote 3), Reporting Person Synergy does not hold any ownership interest in the Issuer and Reporting Person Lee Hightower does not own any beneficial interest and both are no longer Reporting Persons.

F4 · ownership.direct: Represents shares of common stock, $0.01 par value per share of the Issuer, held by Synergy. Shares held by Synergy may be deemed to be beneficially owned by Mr. King and Mr. Lee Hightower due to their status as Chief Executive Officer and Manager and President and Manager, respectively, of Synergy, and a result of their respective ownership and positions as Managers and Officers of the limited liability company that owns 100% of the membership interests of Synergy. Mr. King and Mr. Hightower, however, disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein.

SEC source: 0001493152-22-021510 · ownership.xml · nonDerivative · entry 3

Weinzierl John A · CIK 0001377295 · Director · Chairman · 10% owner

Katla Energy Holdings LLC · CIK 0001940541 · Director · Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Katla Energy Holdings LLC

Disclosed balance after: 4,853,565

F2 · kind: Acquisition by Katla of 3,071,914 shares as a distribution from Lubbock for no consideration.

F3 · shares: Acquisition by Katla of 1,781,651 shares as a distribution from Synergy Offshore LLC for no consideration.

F3 · price: Acquisition by Katla of 1,781,651 shares as a distribution from Synergy Offshore LLC for no consideration.

SEC source: 0001493152-23-000868 · ownership.xml · nonDerivative · entry 2

King Duane H · CIK 0001903594 · Director

King Oil & Gas Company, Inc. · CIK 0001938274 · Director owned entity

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,027,399

F1 · balance_after: Excludes shares of common stock relating to the voting group included under "Remarks".

F3 · ownership.direct: Represents shares of common stock, $0.01 par value per share of the Issuer, held by King Oil & Gas Company, Inc. ("King Oil"), which is 100% owned by Duane K. King. The shares held by King Oil may be deemed to be beneficially owned by Mr. King due to his status as Chief Executive Officer of King Oil.

SEC source: 0001493152-22-021512 · ownership.xml · nonDerivative · entry 1

Lubbock Energy Partners LLC · CIK 0001904686 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Lubbock Energy Partners LLC ("Lubbock") distributed 6,143,828 shares pro rata to its members, Katla Energy Holdings LLC and WDM Family Partnership, LP, for no consideration and 425,000 shares to certain individuals as compensation for services provided to Lubbock.

F1 · shares: Lubbock Energy Partners LLC ("Lubbock") distributed 6,143,828 shares pro rata to its members, Katla Energy Holdings LLC and WDM Family Partnership, LP, for no consideration and 425,000 shares to certain individuals as compensation for services provided to Lubbock.

F1 · price: Lubbock Energy Partners LLC ("Lubbock") distributed 6,143,828 shares pro rata to its members, Katla Energy Holdings LLC and WDM Family Partnership, LP, for no consideration and 425,000 shares to certain individuals as compensation for services provided to Lubbock.

SEC source: 0001493152-22-021510 · ownership.xml · nonDerivative · entry 2

Weinzierl John A · CIK 0001377295 · Director · Chairman · 10% owner

Katla Energy Holdings LLC · CIK 0001940541 · Director · Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Katla Energy Holdings LLC

Disclosed balance after: 3,071,914

F1 · kind: Disposition by Lubbock of 6,143,828 shares pro rata to its members, Katla and WDM Family Partnership, LP, for no consideration and 425,000 shares to certain individuals as compensation for services provided to Lubbock.

F2 · shares: Acquisition by Katla of 3,071,914 shares as a distribution from Lubbock for no consideration.

F2 · price: Acquisition by Katla of 3,071,914 shares as a distribution from Lubbock for no consideration.

SEC source: 0001493152-22-021510 · ownership.xml · nonDerivative · entry 1

Weinzierl John A · CIK 0001377295 · Director · Chairman · 10% owner

Katla Energy Holdings LLC · CIK 0001940541 · Director · Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Lubbock Energy Partners LLC

Disclosed balance after: 0

F1 · kind: Disposition by Lubbock of 6,143,828 shares pro rata to its members, Katla and WDM Family Partnership, LP, for no consideration and 425,000 shares to certain individuals as compensation for services provided to Lubbock.

F1 · shares: Disposition by Lubbock of 6,143,828 shares pro rata to its members, Katla and WDM Family Partnership, LP, for no consideration and 425,000 shares to certain individuals as compensation for services provided to Lubbock.

F1 · price: Disposition by Lubbock of 6,143,828 shares pro rata to its members, Katla and WDM Family Partnership, LP, for no consideration and 425,000 shares to certain individuals as compensation for services provided to Lubbock.

SEC source: 0001493152-22-021509 · ownership.xml · nonDerivative · entry 2

Marsh Wallis T · CIK 0001906423 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · WDM Family Partnership, LP

Disclosed balance after: 3,071,914

F1 · kind: Disposition by Lubbock of 6,143,828 shares pro rata to its members, Katla Energy Holdings LLC and WDMFP for no consideration and 425,000 shares to certain individuals as compensation for services provided to Lubbock.

F2 · shares: Acquisition by WDMFP of 3,071,914 shares as a distribution from Lubbock for no consideration.

F2 · price: Acquisition by WDMFP of 3,071,914 shares as a distribution from Lubbock for no consideration.

SEC source: 0001493152-22-021509 · ownership.xml · nonDerivative · entry 1

Marsh Wallis T · CIK 0001906423 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Lubbock Energy Partners LLC

Disclosed balance after: 0

F1 · kind: Disposition by Lubbock of 6,143,828 shares pro rata to its members, Katla Energy Holdings LLC and WDMFP for no consideration and 425,000 shares to certain individuals as compensation for services provided to Lubbock.

F1 · shares: Disposition by Lubbock of 6,143,828 shares pro rata to its members, Katla Energy Holdings LLC and WDMFP for no consideration and 425,000 shares to certain individuals as compensation for services provided to Lubbock.

F1 · price: Disposition by Lubbock of 6,143,828 shares pro rata to its members, Katla Energy Holdings LLC and WDMFP for no consideration and 425,000 shares to certain individuals as compensation for services provided to Lubbock.

SEC source: 0001493152-22-002396 · ownership.xml · nonDerivative · entry 1

Kessel Donald Aloysius · CIK 0001903322 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,274

F1 · kind: Represents payment of tax withholding requirements from exempt restricted stock grants.

SEC source: 0001493152-22-002402 · ownership.xml · nonDerivative · entry 1

Smith Ryan Lewis · CIK 0001619129 · Director · CEO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,300

F1 · kind: Represents payment of tax withholding requirements from exempt restricted stock grants.

SEC source: 0001493152-22-001594 · ownership.xml · nonDerivative · entry 1

King Duane H · CIK 0001903594 · Director · 10% owner · Member of 10% owner group

Hightower Lee · CIK 0001903597 · 10% owner · Member of 10% owner group

Synergy Offshore LLC · CIK 0001903570 · 10% owner · Member of 10% owner group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

F1 · shares: Represents restricted stock shares subject to time-based vesting, which vest at the rate of (a) 1/4th of such shares on January 17, 2022, and (b) 1/4th of such shares on the last day of each six months thereafter for the following eighteen months, subject to the recipient's continued service to the Issuer.

F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as a member of the Board of Directors of the Issuer.

F3 · ownership.direct: Represents shares of shares of common stock, $0.01 par value per share of the Issuer, held by Mr. Duane H. King.

SEC source: 0001493152-22-001593 · ownership.xml · nonDerivative · entry 1

Kessel Donald Aloysius · CIK 0001903322 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,749

F1 · shares: Represents restricted stock shares subject to time-based vesting, which vest at the rate of (a) 1/4th of such shares on the grant date; and (b) 1/4th of such shares on each of the three anniversaries of the grant date, subject to the recipient's continued service to the Issuer.

F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as an officer of the Issuer.

SEC source: 0001493152-22-001592 · ownership.xml · nonDerivative · entry 1

Keys Randall D · CIK 0001050736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

F1 · shares: Represents restricted stock shares subject to time-based vesting, which vest at the rate of (a) 1/4th of such shares on January 17, 2022, and (b) 1/4th of such shares on the last day of each six months thereafter for the following eighteen months, subject to the recipient's continued service to the Issuer.

F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as a member of the Board of Directors of the Issuer.

SEC source: 0001493152-22-001591 · ownership.xml · nonDerivative · entry 1

Slack Stephen · CIK 0001225203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

F1 · shares: Represents restricted stock shares subject to time-based vesting, which vest at the rate of (a) 1/4th of such shares on January 17, 2022, and (b) 1/4th of such shares on the last day of each six months thereafter for the following eighteen months, subject to the recipient's continued service to the Issuer.

F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as a member of the Board of Directors of the Issuer.

SEC source: 0001493152-22-001587 · ownership.xml · nonDerivative · entry 1

Smith Ryan Lewis · CIK 0001619129 · Director · CEO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,450

F1 · shares: Represents restricted stock shares subject to time-based vesting, which vest at the rate of (a) 1/4th of such shares on the grant date; and (b) 1/4th of such shares on each of the three anniversaries of the grant date, subject to the recipient's continued service to the Issuer.

F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as an officer of the Issuer.

SEC source: 0001493152-22-001588 · ownership.xml · nonDerivative · entry 1

DENNY JAMES W III · CIK 0001221319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

F1 · shares: Represents restricted stock shares subject to time-based vesting, which vest at the rate of (a) 1/4th of such shares on January 17, 2022, and (b) 1/4th of such shares on the last day of each six months thereafter for the following eighteen months, subject to the recipient's continued service to the Issuer.

F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as a member of the Board of Directors of the Issuer.

SEC source: 0001493152-22-002757 · ownership.xml · nonDerivative · entry 1

Weinzierl John A · CIK 0001377295 · Director · 10% owner · Member of 10% owner group

Marsh Wallis T · CIK 0001906423 · Member of 10% owner group

Lubbock Energy Partners LLC · CIK 0001904686 · 10% owner · sMember of 10%

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

F1 · shares: Represents restricted stock shares subject to time-based vesting, which vest at the rate of (a) 1/4th of such shares on January 17, 2022, and (b) 1/4th of such shares on the last day of each six months thereafter for the following eighteen months, subject to the recipient's continued service to the Issuer.

F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the Chairman of the Board of Directors of the Issuer.

F3 · ownership.direct: Represents shares of shares of common stock, $0.01 par value per share of the Issuer, held by Mr. John A.Weinzierl.

F5 · ownership.direct: Excludes shares of common stock relating to the voting group included under "Remarks", except as described in footnote (4).

SEC source: 0001493152-22-002735 · ownership.xml · nonDerivative · entry 1

Batchelor Joshua Lane · CIK 0001903548 · Director · 10% owner · Member of 10% owner group

Sage Road Capital, LLC · CIK 0001903543 · 10% owner · Member of 10% owner group

Banner Oil & Gas, LLC · CIK 0001903556 · 10% owner · Member of 10% owner group

Woodford Petroleum, LLC · CIK 0001903542 · Member of 10% owner group

Llano Energy LLC · CIK 0001903563 · Member of 10% owner group

Stamets Benjamin Andrew · CIK 0001904963 · 10% owner · Member of 10% owner group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

F1 · shares: Represents restricted stock shares subject to time-based vesting, which vest at the rate of (a) 1/4th of such shares on January 17, 2022, and (b) 1/4th of such shares on the last day of each six months thereafter for the following eighteen months, subject to the recipient's continued service to the Issuer.

F2 · shares: Excludes shares of common stock relating to the voting group included under "Remarks", except as described in footnotes (5), (6) and (7).

F3 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as a member of the Board of Directors of the Issuer.

F4 · ownership.direct: Represents shares of shares of common stock, $0.01 par value per share of the Issuer, held by Mr. Joshua L. Batchelor.

SEC source: 0001493152-21-031790 · ownership.xml · nonDerivative · entry 1

Keys Randall D · CIK 0001050736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

SEC source: 0001493152-21-028568 · ownership.xml · nonDerivative · entry 1

Slack Stephen · CIK 0001225203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

SEC source: 0001493152-21-028567 · ownership.xml · nonDerivative · entry 1

Keys Randall D · CIK 0001050736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.77 to $3.79. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001493152-21-026872 · ownership.xml · nonDerivative · entry 1

Slack Stephen · CIK 0001225203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

SEC source: 0001493152-21-024994 · ownership.xml · nonDerivative · entry 1

Keys Randall D · CIK 0001050736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $4.06 to $4.08. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001493152-21-004722 · ownership.xml · nonDerivative · entry 1

Slack Stephen · CIK 0001225203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · shares: Represents shares of restricted stock granted pursuant to the U.S. Energy Corp. Amended and Restated 2012 Equity and Performance Incentive Plan that will vest in full on January 28, 2022.

SEC source: 0001493152-21-004720 · ownership.xml · nonDerivative · entry 1

DENNY JAMES W III · CIK 0001221319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · shares: Represents shares of restricted stock granted pursuant to the U.S. Energy Corp. Amended and Restated 2012 Equity and Performance Incentive Plan that will vest in full on January 28, 2022.

SEC source: 0001493152-21-004719 · ownership.xml · nonDerivative · entry 1

Keys Randall D · CIK 0001050736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · shares: Represents shares of restricted stock granted pursuant to the U.S. Energy Corp. Amended and Restated 2012 Equity and Performance Incentive Plan that will vest in full on January 28, 2022.

SEC source: 0001493152-21-004718 · ownership.xml · nonDerivative · entry 1

Pico Javier F · CIK 0001706900 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

F1 · shares: Represents shares of restricted stock granted pursuant to the U.S. Energy Corp. Amended and Restated 2012 Equity and Performance Incentive Plan that will vest in full on January 28, 2022.

SEC source: 0001493152-21-002394 · ownership.xml · nonDerivative · entry 1

Smith Ryan Lewis · CIK 0001619129 · Director · Director, CEO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,450

F1 · kind: Represents payment of tax withholding requirements from exempt restricted stock grant.