Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 19, 2011 Filed Dec 21, 2011 16:38 UTC |
MORGAN STANLEY10% owner
|
OtherAuction Preferred | 49 | $25,000.00 | $1,225,000.00 |
DisclosureSEC source: 0000950103-11-005351 · edgar.xml · nonDerivative · entry 1 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 150 F1 · kind: The Auction Preferred securities were called for redemption by the issuer at a price equal to their liquidation preference ($25,000 per share, plus any accumulated but unpaid dividends). F2 · price: Plus any accumulated but unpaid dividends. Read SEC document |
| October 14, 2011 Filed Oct 17, 2011 20:29 UTC |
CITIGROUP INC10% owner
|
OtherAuction Rate Preferred | 45 | $25,000.00 | $1,125,000.00 |
DisclosureSEC source: 0001181431-11-052842 · rrd323926.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 263 F1 · kind: These Auction Preferred Shares ("Shares") were called for redemption by the issuer. F2 · ownership.nature: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| October 14, 2011 Filed Oct 17, 2011 20:32 UTC |
MORGAN STANLEY10% owner
|
OtherAuction Preferred | 39 | $25,000.00 | $975,000.00 |
DisclosureSEC source: 0000950103-11-004338 · edgar.xml · nonDerivative · entry 2 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 199 F1 · kind: The Auction Preferred securities were called for redemption by the issuer at a price equal to their liquidation preference ($25,000 per share, plus any accumulated but unpaid dividends). F2 · price: Plus any accumulated but unpaid dividends. Read SEC document |
| October 13, 2011 Filed Oct 17, 2011 20:29 UTC |
CITIGROUP INC10% owner
|
OtherAuction Rate Preferred | 45 | $25,000.00 | $1,125,000.00 |
DisclosureSEC source: 0001181431-11-052842 · rrd323926.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 308 F1 · kind: These Auction Preferred Shares ("Shares") were called for redemption by the issuer. F2 · ownership.nature: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| October 13, 2011 Filed Oct 17, 2011 20:32 UTC |
MORGAN STANLEY10% owner
|
OtherAuction Preferred | 39 | $25,000.00 | $975,000.00 |
DisclosureSEC source: 0000950103-11-004338 · edgar.xml · nonDerivative · entry 1 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 238 F1 · kind: The Auction Preferred securities were called for redemption by the issuer at a price equal to their liquidation preference ($25,000 per share, plus any accumulated but unpaid dividends). F2 · price: Plus any accumulated but unpaid dividends. Read SEC document |
| October 12, 2011 Filed Oct 12, 2011 20:06 UTC |
CITIGROUP INC10% owner
|
OtherAuction Rate Preferred | 57 | $25,000.00 | $1,425,000.00 |
DisclosureSEC source: 0001181431-11-052582 · rrd323818.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 353 F1 · kind: These Auction Preferred Shares ("Shares") were called for redemption by the issuer. F2 · ownership.nature: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| October 12, 2011 Filed Oct 12, 2011 16:59 UTC |
MORGAN STANLEY10% owner
|
OtherAuction Preferred | 29 | $25,000.00 | $725,000.00 |
DisclosureSEC source: 0000950103-11-004256 · edgar.xml · nonDerivative · entry 3 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 277 F1 · kind: The Auction Preferred securities were called for redemption by the issuer at a price equal to their liquidation preference ($25,000 per share, plus any accumulated but unpaid dividends). F2 · price: Plus any accumulated but unpaid dividends. Read SEC document |
| October 11, 2011 Filed Oct 12, 2011 20:06 UTC |
CITIGROUP INC10% owner
|
OtherAuction Rate Preferred | 115 | $25,000.00 | $2,875,000.00 |
DisclosureSEC source: 0001181431-11-052582 · rrd323818.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 410 F1 · kind: These Auction Preferred Shares ("Shares") were called for redemption by the issuer. F2 · ownership.nature: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| October 11, 2011 Filed Oct 12, 2011 16:59 UTC |
MORGAN STANLEY10% owner
|
OtherAuction Preferred | 43 | $25,000.00 | $1,075,000.00 |
DisclosureSEC source: 0000950103-11-004256 · edgar.xml · nonDerivative · entry 2 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 306 F1 · kind: The Auction Preferred securities were called for redemption by the issuer at a price equal to their liquidation preference ($25,000 per share, plus any accumulated but unpaid dividends). F2 · price: Plus any accumulated but unpaid dividends. Read SEC document |
| October 11, 2011 Filed Oct 12, 2011 16:59 UTC |
MORGAN STANLEY10% owner
|
OtherAuction Preferred | 49 | $25,000.00 | $1,225,000.00 |
DisclosureSEC source: 0000950103-11-004256 · edgar.xml · nonDerivative · entry 1 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 349 F1 · kind: The Auction Preferred securities were called for redemption by the issuer at a price equal to their liquidation preference ($25,000 per share, plus any accumulated but unpaid dividends). F2 · price: Plus any accumulated but unpaid dividends. Read SEC document |
| July 15, 2011 Filed Jul 18, 2011 20:52 UTC |
CITIGROUP INC10% owner
|
OtherAuction Rate Preferred | 44 | $25,000.00 | $1,100,000.00 |
DisclosureSEC source: 0001181431-11-041456 · rrd317979.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 525 F1 · kind: These Auction Preferred Shares ("Shares") were called for redemption by the issuer. F2 · ownership.nature: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| July 15, 2011 Filed Jul 15, 2011 19:36 UTC |
MORGAN STANLEY10% owner
|
OtherAuction Preferred | 38 | $25,000.00 | $950,000.00 |
DisclosureSEC source: 0000950103-11-002836 · edgar.xml · nonDerivative · entry 2 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 398 F1 · kind: The Auction Preferred securities were called for redemption by the issuer at a price equal to their liquidation preference ($25,000 per share, plus any accumulated but unpaid dividends). F2 · price: Plus any accumulated but unpaid dividends. Read SEC document |
| July 14, 2011 Filed Jul 18, 2011 20:52 UTC |
CITIGROUP INC10% owner
|
OtherAuction Rate Preferred | 46 | $25,000.00 | $1,150,000.00 |
DisclosureSEC source: 0001181431-11-041456 · rrd317979.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 569 F1 · kind: These Auction Preferred Shares ("Shares") were called for redemption by the issuer. F2 · ownership.nature: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| July 14, 2011 Filed Jul 15, 2011 19:36 UTC |
MORGAN STANLEY10% owner
|
OtherAuction Preferred | 39 | $25,000.00 | $975,000.00 |
DisclosureSEC source: 0000950103-11-002836 · edgar.xml · nonDerivative · entry 1 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 436 F1 · kind: The Auction Preferred securities were called for redemption by the issuer at a price equal to their liquidation preference ($25,000 per share, plus any accumulated but unpaid dividends). F2 · price: Plus any accumulated but unpaid dividends. Read SEC document |
| July 13, 2011 Filed Jul 13, 2011 20:33 UTC |
CITIGROUP INC10% owner
|
OtherAuction Rate Preferred | 56 | $25,000.00 | $1,400,000.00 |
DisclosureSEC source: 0001181431-11-041114 · rrd317703.xml · nonDerivative · entry 3 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 615 F1 · kind: These Auction Preferred Shares ("Shares") were called for redemption by the issuer. F2 · ownership.nature: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| July 13, 2011 Filed Jul 13, 2011 17:40 UTC |
MORGAN STANLEY10% owner
|
OtherAuction Preferred | 29 | $25,000.00 | $725,000.00 |
DisclosureSEC source: 0000950103-11-002788 · edgar.xml · nonDerivative · entry 3 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 475 F1 · kind: The Auction Preferred securities were called for redemption by the issuer at a price equal to their liquidation preference ($25,000 per share, plus any accumulated but unpaid dividends). F2 · price: Plus any accumulated but unpaid dividends. Read SEC document |
| July 12, 2011 Filed Jul 13, 2011 20:33 UTC |
CITIGROUP INC10% owner
|
OtherAuction Rate Preferred | 61 | $25,000.00 | $1,525,000.00 |
DisclosureSEC source: 0001181431-11-041114 · rrd317703.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 671 F1 · kind: These Auction Preferred Shares ("Shares") were called for redemption by the issuer. F2 · ownership.nature: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| July 12, 2011 Filed Jul 13, 2011 17:40 UTC |
MORGAN STANLEY10% owner
|
OtherAuction Preferred | 43 | $25,000.00 | $1,075,000.00 |
DisclosureSEC source: 0000950103-11-002788 · edgar.xml · nonDerivative · entry 2 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 504 F1 · kind: The Auction Preferred securities were called for redemption by the issuer at a price equal to their liquidation preference ($25,000 per share, plus any accumulated but unpaid dividends). F2 · price: Plus any accumulated but unpaid dividends. Read SEC document |
| July 11, 2011 Filed Jul 13, 2011 20:33 UTC |
CITIGROUP INC10% owner
|
OtherAuction Rate Preferred | 54 | $25,000.00 | $1,350,000.00 |
DisclosureSEC source: 0001181431-11-041114 · rrd317703.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 732 F1 · kind: These Auction Preferred Shares ("Shares") were called for redemption by the issuer. F2 · ownership.nature: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| July 11, 2011 Filed Jul 13, 2011 17:40 UTC |
MORGAN STANLEY10% owner
|
OtherAuction Preferred | 49 | $25,000.00 | $1,225,000.00 |
DisclosureSEC source: 0000950103-11-002788 · edgar.xml · nonDerivative · entry 1 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 547 F1 · kind: The Auction Preferred securities were called for redemption by the issuer at a price equal to their liquidation preference ($25,000 per share, plus any accumulated but unpaid dividends). F2 · price: Plus any accumulated but unpaid dividends. Read SEC document |
| April 15, 2011 Filed Apr 15, 2011 20:37 UTC |
CITIGROUP INC10% owner
|
OtherAuction Rate Preferred | 44 | $25,000.00 | $1,100,000.00 |
DisclosureSEC source: 0001181431-11-024239 · rrd308616.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 786 F1 · kind: These Auction Preferred Shares ("Shares") were called for redemption by the issuer. F2 · ownership.nature: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| April 15, 2011 Filed Apr 15, 2011 18:48 UTC |
MORGAN STANLEY10% owner
|
OtherAuction Preferred | 38 | $25,000.00 | $950,000.00 |
DisclosureSEC source: 0000950103-11-001427 · edgar.xml · nonDerivative · entry 3 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 596 F1 · kind: The Auction Preferred securities were called for redemption by the issuer at a price equal to their liquidation preference ($25,000 per share, plus any accumulated but unpaid dividends). F2 · price: Plus any accumulated but unpaid dividends. Read SEC document |
| April 14, 2011 Filed Apr 15, 2011 20:37 UTC |
CITIGROUP INC10% owner
|
OtherAuction Rate Preferred | 45 | $25,000.00 | $1,125,000.00 |
DisclosureSEC source: 0001181431-11-024239 · rrd308616.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 830 F1 · kind: These Auction Preferred Shares ("Shares") were called for redemption by the issuer. F2 · ownership.nature: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| April 14, 2011 Filed Apr 15, 2011 18:48 UTC |
MORGAN STANLEY10% owner
|
OtherAuction Preferred | 39 | $25,000.00 | $975,000.00 |
DisclosureSEC source: 0000950103-11-001427 · edgar.xml · nonDerivative · entry 2 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 634 F1 · kind: The Auction Preferred securities were called for redemption by the issuer at a price equal to their liquidation preference ($25,000 per share, plus any accumulated but unpaid dividends). F2 · price: Plus any accumulated but unpaid dividends. Read SEC document |
| April 13, 2011 Filed Apr 13, 2011 20:12 UTC |
CITIGROUP INC10% owner
|
OtherAuction Rate Preferred | 57 | $25,000.00 | $1,425,000.00 |
DisclosureSEC source: 0001181431-11-023813 · rrd308337.xml · nonDerivative · entry 3 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 875 F1 · kind: These Auction Preferred Shares ("Shares") were called for redemption by the issuer. F2 · ownership.nature: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| April 13, 2011 Filed Apr 15, 2011 18:48 UTC |
MORGAN STANLEY10% owner
|
OtherAuction Preferred | 29 | $25,000.00 | $725,000.00 |
DisclosureSEC source: 0000950103-11-001427 · edgar.xml · nonDerivative · entry 1 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 673 F1 · kind: The Auction Preferred securities were called for redemption by the issuer at a price equal to their liquidation preference ($25,000 per share, plus any accumulated but unpaid dividends). F2 · price: Plus any accumulated but unpaid dividends. Read SEC document |
| April 12, 2011 Filed Apr 13, 2011 20:12 UTC |
CITIGROUP INC10% owner
|
OtherAuction Rate Preferred | 61 | $25,000.00 | $1,525,000.00 |
DisclosureSEC source: 0001181431-11-023813 · rrd308337.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 932 F1 · kind: These Auction Preferred Shares ("Shares") were called for redemption by the issuer. F2 · ownership.nature: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| April 12, 2011 Filed Apr 13, 2011 20:34 UTC |
MORGAN STANLEY10% owner
|
OtherAuction Preferred | 42 | $25,000.00 | $1,050,000.00 |
DisclosureSEC source: 0000950103-11-001393 · edgar.xml · nonDerivative · entry 2 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 702 F1 · kind: The Auction Preferred securities were called for redemption by the issuer at a price equal to their liquidation preference ($25,000 per share, plus any accumulated but unpaid dividends). F2 · price: Plus any accumulated but unpaid dividends Read SEC document |
| April 11, 2011 Filed Apr 13, 2011 20:12 UTC |
CITIGROUP INC10% owner
|
OtherAuction Rate Preferred | 54 | $25,000.00 | $1,350,000.00 |
DisclosureSEC source: 0001181431-11-023813 · rrd308337.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 993 F1 · kind: These Auction Preferred Shares ("Shares") were called for redemption by the issuer. F2 · ownership.nature: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| April 11, 2011 Filed Apr 13, 2011 20:34 UTC |
MORGAN STANLEY10% owner
|
OtherAuction Preferred | 49 | $25,000.00 | $1,225,000.00 |
DisclosureSEC source: 0000950103-11-001393 · edgar.xml · nonDerivative · entry 1 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 744 F1 · kind: The Auction Preferred securities were called for redemption by the issuer at a price equal to their liquidation preference ($25,000 per share, plus any accumulated but unpaid dividends). F2 · price: Plus any accumulated but unpaid dividends Read SEC document |
| January 18, 2011 Filed Jan 20, 2011 22:24 UTC |
MORGAN STANLEY10% owner
|
SaleCommon Stock | 200 | $5.85 | $1,169.98 |
DisclosureSEC source: 0000950103-11-000198 · edgar.xml · nonDerivative · entry 1 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Read SEC document |
| January 14, 2011 Filed Jan 19, 2011 22:28 UTC |
CITIGROUP INC10% owner
|
SaleAuction Rate Preferred | 44 | $25,000.00 | $1,100,000.00 |
DisclosureSEC source: 0001181431-11-004208 · rrd297914.xml · nonDerivative · entry 4 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,047 F1 · ownership.nature: The Auction Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGMH. Read SEC document |
| January 14, 2011 Filed Jan 20, 2011 22:24 UTC |
MORGAN STANLEY10% owner
|
OtherAuction Preferred | 38 | $25,000.00 | $950,000.00 |
DisclosureSEC source: 0000950103-11-000198 · edgar.xml · nonDerivative · entry 6 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 793 F1 · kind: The Auction Preferred securities were called for redemption by the issuer at a price equal to their liquidation preference ($25,000 per share, plus any accumulated but unpaid dividends). F2 · price: Plus any accumulated but unpaid dividends. Read SEC document |
| January 13, 2011 Filed Jan 19, 2011 22:28 UTC |
CITIGROUP INC10% owner
|
SaleAuction Rate Preferred | 45 | $25,000.00 | $1,125,000.00 |
DisclosureSEC source: 0001181431-11-004208 · rrd297914.xml · nonDerivative · entry 3 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,091 F1 · ownership.nature: The Auction Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGMH. Read SEC document |
| January 13, 2011 Filed Jan 20, 2011 22:24 UTC |
MORGAN STANLEY10% owner
|
OtherAuction Preferred | 40 | $25,000.00 | $1,000,000.00 |
DisclosureSEC source: 0000950103-11-000198 · edgar.xml · nonDerivative · entry 5 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 831 F1 · kind: The Auction Preferred securities were called for redemption by the issuer at a price equal to their liquidation preference ($25,000 per share, plus any accumulated but unpaid dividends). F2 · price: Plus any accumulated but unpaid dividends. Read SEC document |
| January 12, 2011 Filed Jan 19, 2011 22:28 UTC |
CITIGROUP INC10% owner
|
SaleAuction Rate Preferred | 56 | $25,000.00 | $1,400,000.00 |
DisclosureSEC source: 0001181431-11-004208 · rrd297914.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,136 F1 · ownership.nature: The Auction Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGMH. Read SEC document |
| January 12, 2011 Filed Jan 20, 2011 22:24 UTC |
MORGAN STANLEY10% owner
|
OtherAuction Preferred | 29 | $25,000.00 | $725,000.00 |
DisclosureSEC source: 0000950103-11-000198 · edgar.xml · nonDerivative · entry 4 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 871 F1 · kind: The Auction Preferred securities were called for redemption by the issuer at a price equal to their liquidation preference ($25,000 per share, plus any accumulated but unpaid dividends). F2 · price: Plus any accumulated but unpaid dividends. Read SEC document |
| January 11, 2011 Filed Jan 19, 2011 22:28 UTC |
CITIGROUP INC10% owner
|
SaleAuction Rate Preferred | 61 | $25,000.00 | $1,525,000.00 |
DisclosureSEC source: 0001181431-11-004208 · rrd297914.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,192 F1 · ownership.nature: The Auction Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGMH. Read SEC document |
| January 11, 2011 Filed Jan 20, 2011 22:24 UTC |
MORGAN STANLEY10% owner
|
OtherAuction Preferred | 43 | $25,000.00 | $1,075,000.00 |
DisclosureSEC source: 0000950103-11-000198 · edgar.xml · nonDerivative · entry 3 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 900 F1 · kind: The Auction Preferred securities were called for redemption by the issuer at a price equal to their liquidation preference ($25,000 per share, plus any accumulated but unpaid dividends). F2 · price: Plus any accumulated but unpaid dividends. Read SEC document |
| January 10, 2011 Filed Jan 11, 2011 22:04 UTC |
CITIGROUP INC10% owner
|
SaleAuction Rate Preferred | 53 | $25,000.00 | $1,325,000.00 |
DisclosureSEC source: 0001181431-11-003079 · rrd297443.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,253 F1 · ownership.nature: The Auction Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGMH. Read SEC document |
| January 10, 2011 Filed Jan 20, 2011 22:24 UTC |
MORGAN STANLEY10% owner
|
OtherAuction Preferred | 49 | $25,000.00 | $1,225,000.00 |
DisclosureSEC source: 0000950103-11-000198 · edgar.xml · nonDerivative · entry 2 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 943 F1 · kind: The Auction Preferred securities were called for redemption by the issuer at a price equal to their liquidation preference ($25,000 per share, plus any accumulated but unpaid dividends). F2 · price: Plus any accumulated but unpaid dividends. Read SEC document |
| December 26, 2008 Filed Jan 14, 2009 19:49 UTC |
MORGAN STANLEY10% owner
|
SaleCommon Stock | 15,500 | $3.23 | $50,065.00 |
DisclosureSEC source: 0000950103-09-000087 · dp12285_4-ingex.xml · nonDerivative · entry 2 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 900 Read SEC document |
| December 24, 2008 Filed Jan 14, 2009 19:49 UTC |
MORGAN STANLEY10% owner
|
SaleCommon Stock | 10,400 | $3.30 | $34,320.00 |
DisclosureSEC source: 0000950103-09-000087 · dp12285_4-ingex.xml · nonDerivative · entry 1 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 16,400 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.