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BRTX

BioRestorative Therapies, Inc.

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SEC CIK
0001505497
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204

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 25, 2019 Filed Mar 26, 2019 21:26 UTC
Silva FranciscoVP of Research and Development
GrantStock Option · Derivative 60,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007667 · doc1.xml · derivative · entry 28

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2026-06-10

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F9 · derivative.exercise_date: The option is exercisable to the extent of 20,000 shares on each of June 10, 2017, June 10, 2018 and June 10, 2019.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:26 UTC
Silva FranciscoVP of Research and Development
Disposition to issuerStock Option · Derivative 60,000 Not disclosed Strike: $3.73 Not disclosed
Disclosure

SEC source: 0001567619-19-007667 · doc1.xml · derivative · entry 27

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,000 shares

Expires 2026-06-10

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F9 · derivative.exercise_date: The option is exercisable to the extent of 20,000 shares on each of June 10, 2017, June 10, 2018 and June 10, 2019.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:26 UTC
Silva FranciscoVP of Research and Development
GrantStock Option · Derivative 25,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007667 · doc1.xml · derivative · entry 26

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2025-09-04

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F8 · derivative.exercise_date: The option is exercisable to the extent of 8,334 shares on September 4, 2016 and 8,333 shares on each of September 4, 2017 and September 4, 2018.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:26 UTC
Silva FranciscoVP of Research and Development
Disposition to issuerStock Option · Derivative 25,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001567619-19-007667 · doc1.xml · derivative · entry 25

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2025-09-04

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F8 · derivative.exercise_date: The option is exercisable to the extent of 8,334 shares on September 4, 2016 and 8,333 shares on each of September 4, 2017 and September 4, 2018.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:26 UTC
Silva FranciscoVP of Research and Development
GrantStock Option · Derivative 37,500 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007667 · doc1.xml · derivative · entry 24

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2024-10-23

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F7 · derivative.exercise_date: The option is exercisable to the extent of 12,500 shares on each of October 23, 2015, October 23, 2016 and October 23, 2017.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:26 UTC
Silva FranciscoVP of Research and Development
Disposition to issuerStock Option · Derivative 37,500 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001567619-19-007667 · doc1.xml · derivative · entry 23

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,500 shares

Expires 2024-10-23

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F7 · derivative.exercise_date: The option is exercisable to the extent of 12,500 shares on each of October 23, 2015, October 23, 2016 and October 23, 2017.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:26 UTC
Silva FranciscoVP of Research and Development
GrantStock Option · Derivative 2,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007667 · doc1.xml · derivative · entry 22

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2022-05-02

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:26 UTC
Silva FranciscoVP of Research and Development
Disposition to issuerStock Option · Derivative 2,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001567619-19-007667 · doc1.xml · derivative · entry 21

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2022-05-02

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:26 UTC
Silva FranciscoVP of Research and Development
GrantStock Option · Derivative 2,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007667 · doc1.xml · derivative · entry 20

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2024-03-11

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:26 UTC
Silva FranciscoVP of Research and Development
Disposition to issuerStock Option · Derivative 2,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001567619-19-007667 · doc1.xml · derivative · entry 19

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2024-03-11

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:26 UTC
Silva FranciscoVP of Research and Development
GrantStock Option · Derivative 12,500 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007667 · doc1.xml · derivative · entry 18

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2024-02-18

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F6 · derivative.exercise_date: The option is exercisable to the extent of 4,167 shares on each of February 18, 2014 and February 18, 2015, and 4,166 shares on February 18, 2016.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:26 UTC
Silva FranciscoVP of Research and Development
Disposition to issuerStock Option · Derivative 12,500 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001567619-19-007667 · doc1.xml · derivative · entry 17

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2024-02-18

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F6 · derivative.exercise_date: The option is exercisable to the extent of 4,167 shares on each of February 18, 2014 and February 18, 2015, and 4,166 shares on February 18, 2016.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:26 UTC
Silva FranciscoVP of Research and Development
GrantStock Option · Derivative 5,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007667 · doc1.xml · derivative · entry 16

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2023-10-04

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F5 · derivative.exercise_date: The option is exercisable to the extent of 2,500 shares on each of October 4, 2013 and October 4, 2014.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:26 UTC
Silva FranciscoVP of Research and Development
Disposition to issuerStock Option · Derivative 5,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001567619-19-007667 · doc1.xml · derivative · entry 15

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2023-10-04

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F5 · derivative.exercise_date: The option is exercisable to the extent of 2,500 shares on each of October 4, 2013 and October 4, 2014.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:26 UTC
Silva FranciscoVP of Research and Development
GrantStock Option · Derivative 4,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007667 · doc1.xml · derivative · entry 14

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2022-12-07

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F4 · derivative.exercise_date: The option is exercisable to the extent of 2,000 shares on each of December 7, 2012 and December 7, 2013.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:26 UTC
Silva FranciscoVP of Research and Development
Disposition to issuerStock Option · Derivative 4,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001567619-19-007667 · doc1.xml · derivative · entry 13

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2022-12-07

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F4 · derivative.exercise_date: The option is exercisable to the extent of 2,000 shares on each of December 7, 2012 and December 7, 2013.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:26 UTC
Silva FranciscoVP of Research and Development
GrantStock Option · Derivative 5,500 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007667 · doc1.xml · derivative · entry 12

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock · 5,500 shares

Expires 2022-05-02

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F3 · derivative.exercise_date: The option is exercisable to the extent of 500 shares on each of May 3, 2013, May 3, 2014 and May 3, 2015, became exercisable to the extent of 1,000 shares based on the satisfaction of certain conditions and is exercisable to the extent of 3,000 shares subject to the satisfaction of certain conditions.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:26 UTC
Silva FranciscoVP of Research and Development
Disposition to issuerStock Option · Derivative 5,500 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001567619-19-007667 · doc1.xml · derivative · entry 11

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,500 shares

Expires 2022-05-02

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F3 · derivative.exercise_date: The option is exercisable to the extent of 500 shares on each of May 3, 2013, May 3, 2014 and May 3, 2015, became exercisable to the extent of 1,000 shares based on the satisfaction of certain conditions and is exercisable to the extent of 3,000 shares subject to the satisfaction of certain conditions.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:26 UTC
Silva FranciscoVP of Research and Development
GrantStock Option · Derivative 2,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007667 · doc1.xml · derivative · entry 10

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2022-02-09

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F2 · derivative.exercise_date: The option is exercisable to the extent of 1,000 shares on each of February 10, 2012 and February 10, 2013.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:26 UTC
Silva FranciscoVP of Research and Development
Disposition to issuerStock Option · Derivative 2,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001567619-19-007667 · doc1.xml · derivative · entry 9

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2022-02-09

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F2 · derivative.exercise_date: The option is exercisable to the extent of 1,000 shares on each of February 10, 2012 and February 10, 2013.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:26 UTC
Silva FranciscoVP of Research and Development
GrantStock Option · Derivative 1,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007667 · doc1.xml · derivative · entry 8

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2021-11-15

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:26 UTC
Silva FranciscoVP of Research and Development
Disposition to issuerStock Option · Derivative 1,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001567619-19-007667 · doc1.xml · derivative · entry 7

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2021-11-15

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:26 UTC
Silva FranciscoVP of Research and Development
GrantStock Option · Derivative 150 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007667 · doc1.xml · derivative · entry 6

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150

Underlying: Common Stock · 150 shares

Expires 2021-06-23

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:26 UTC
Silva FranciscoVP of Research and Development
Disposition to issuerStock Option · Derivative 150 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001567619-19-007667 · doc1.xml · derivative · entry 5

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150 shares

Expires 2021-06-23

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:26 UTC
Silva FranciscoVP of Research and Development
GrantStock Option · Derivative 4,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007667 · doc1.xml · derivative · entry 4

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2021-04-04

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F1 · derivative.exercise_date: The option is exercisable to the extent of 2,000 shares on each of April 5, 2011 and April 5, 2012.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:26 UTC
Silva FranciscoVP of Research and Development
Disposition to issuerStock Option · Derivative 4,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001567619-19-007667 · doc1.xml · derivative · entry 3

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2021-04-04

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F1 · derivative.exercise_date: The option is exercisable to the extent of 2,000 shares on each of April 5, 2011 and April 5, 2012.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:21 UTC
Weinreb MarkDirector · CEO and Chairman of the Board
GrantStock Option · Derivative 275,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007663 · doc1.xml · derivative · entry 21

Weinreb Mark · CIK 0001527212 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Common Stock · 275,000 shares

Expires 2028-10-29

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F9 · derivative.exercise_date: The option is exercisable to the extent of 91,667 shares on each of October 29, 2018 and October 29, 2019, and 91,666 shares on October 29, 2020.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:21 UTC
Weinreb MarkDirector · CEO and Chairman of the Board
Disposition to issuerStock Option · Derivative 275,000 Not disclosed Strike: $1.23 Not disclosed
Disclosure

SEC source: 0001567619-19-007663 · doc1.xml · derivative · entry 20

Weinreb Mark · CIK 0001527212 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 275,000 shares

Expires 2028-10-29

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F9 · derivative.exercise_date: The option is exercisable to the extent of 91,667 shares on each of October 29, 2018 and October 29, 2019, and 91,666 shares on October 29, 2020.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:21 UTC
Weinreb MarkDirector · CEO and Chairman of the Board
GrantStock Option · Derivative 275,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007663 · doc1.xml · derivative · entry 19

Weinreb Mark · CIK 0001527212 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Common Stock · 275,000 shares

Expires 2027-06-23

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F8 · derivative.exercise_date: The option is exercisable to the extent of 91,667 shares on each of June 23, 2017 and June 23, 2018, and 91,666 shares on June 23, 2019.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:21 UTC
Weinreb MarkDirector · CEO and Chairman of the Board
Disposition to issuerStock Option · Derivative 275,000 Not disclosed Strike: $3.35 Not disclosed
Disclosure

SEC source: 0001567619-19-007663 · doc1.xml · derivative · entry 18

Weinreb Mark · CIK 0001527212 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 275,000 shares

Expires 2027-06-23

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F8 · derivative.exercise_date: The option is exercisable to the extent of 91,667 shares on each of June 23, 2017 and June 23, 2018, and 91,666 shares on June 23, 2019.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:21 UTC
Weinreb MarkDirector · CEO and Chairman of the Board
GrantStock Option · Derivative 275,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007663 · doc1.xml · derivative · entry 17

Weinreb Mark · CIK 0001527212 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Common Stock · 275,000 shares

Expires 2026-06-10

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F7 · derivative.exercise_date: The option is exercisable to the extent of 91,667 shares on each of June 10, 2016 and June 10, 2017, and 91,666 shares on June 10, 2018.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:21 UTC
Weinreb MarkDirector · CEO and Chairman of the Board
Disposition to issuerStock Option · Derivative 275,000 Not disclosed Strike: $3.73 Not disclosed
Disclosure

SEC source: 0001567619-19-007663 · doc1.xml · derivative · entry 16

Weinreb Mark · CIK 0001527212 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 275,000 shares

Expires 2026-06-10

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F7 · derivative.exercise_date: The option is exercisable to the extent of 91,667 shares on each of June 10, 2016 and June 10, 2017, and 91,666 shares on June 10, 2018.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:21 UTC
Weinreb MarkDirector · CEO and Chairman of the Board
GrantStock Option · Derivative 208,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007663 · doc1.xml · derivative · entry 15

Weinreb Mark · CIK 0001527212 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,000

Underlying: Common Stock · 208,000 shares

Expires 2025-09-04

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F6 · derivative.exercise_date: The option is exercisable to the extent of 104,000 shares on December 22, 2015, 34,667 shares on each of September 4, 2016 and September 4, 2017, and 34,666 shares on September 4, 2018.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:21 UTC
Weinreb MarkDirector · CEO and Chairman of the Board
Disposition to issuerStock Option · Derivative 208,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001567619-19-007663 · doc1.xml · derivative · entry 14

Weinreb Mark · CIK 0001527212 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 208,000 shares

Expires 2025-09-04

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F6 · derivative.exercise_date: The option is exercisable to the extent of 104,000 shares on December 22, 2015, 34,667 shares on each of September 4, 2016 and September 4, 2017, and 34,666 shares on September 4, 2018.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:21 UTC
Weinreb MarkDirector · CEO and Chairman of the Board
GrantStock Option · Derivative 150,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007663 · doc1.xml · derivative · entry 13

Weinreb Mark · CIK 0001527212 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2024-10-23

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F5 · derivative.exercise_date: The option is exercisable to the extent of 50,000 shares on each of October 23, 2015, October 23, 2016 and October 23, 2017.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:21 UTC
Weinreb MarkDirector · CEO and Chairman of the Board
Disposition to issuerStock Option · Derivative 150,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001567619-19-007663 · doc1.xml · derivative · entry 12

Weinreb Mark · CIK 0001527212 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150,000 shares

Expires 2024-10-23

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F5 · derivative.exercise_date: The option is exercisable to the extent of 50,000 shares on each of October 23, 2015, October 23, 2016 and October 23, 2017.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:21 UTC
Weinreb MarkDirector · CEO and Chairman of the Board
GrantStock Option · Derivative 50,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007663 · doc1.xml · derivative · entry 11

Weinreb Mark · CIK 0001527212 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2024-02-18

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F4 · derivative.exercise_date: The option is exercisable to the extent of 16,667 shares on each of February 18, 2014 and February 18, 2015 and 16,666 shares on February 18, 2016.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:21 UTC
Weinreb MarkDirector · CEO and Chairman of the Board
Disposition to issuerStock Option · Derivative 50,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001567619-19-007663 · doc1.xml · derivative · entry 10

Weinreb Mark · CIK 0001527212 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2024-02-18

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F4 · derivative.exercise_date: The option is exercisable to the extent of 16,667 shares on each of February 18, 2014 and February 18, 2015 and 16,666 shares on February 18, 2016.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:21 UTC
Weinreb MarkDirector · CEO and Chairman of the Board
GrantStock Option · Derivative 12,500 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007663 · doc1.xml · derivative · entry 9

Weinreb Mark · CIK 0001527212 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2023-10-04

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F3 · derivative.exercise_date: The option is exercisable to the extent of 6,250 shares on each of October 4, 2013 and October 4, 2014.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:21 UTC
Weinreb MarkDirector · CEO and Chairman of the Board
Disposition to issuerStock Option · Derivative 12,500 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001567619-19-007663 · doc1.xml · derivative · entry 8

Weinreb Mark · CIK 0001527212 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2023-10-04

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F3 · derivative.exercise_date: The option is exercisable to the extent of 6,250 shares on each of October 4, 2013 and October 4, 2014.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:21 UTC
Weinreb MarkDirector · CEO and Chairman of the Board
GrantStock Option · Derivative 20,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007663 · doc1.xml · derivative · entry 7

Weinreb Mark · CIK 0001527212 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2022-12-07

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F2 · derivative.exercise_date: The option is exercisable to the extent of 10,000 shares on each of December 7, 2012 and December 7, 2013.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:21 UTC
Weinreb MarkDirector · CEO and Chairman of the Board
Disposition to issuerStock Option · Derivative 20,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001567619-19-007663 · doc1.xml · derivative · entry 6

Weinreb Mark · CIK 0001527212 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2022-12-07

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F2 · derivative.exercise_date: The option is exercisable to the extent of 10,000 shares on each of December 7, 2012 and December 7, 2013.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:21 UTC
Weinreb MarkDirector · CEO and Chairman of the Board
GrantStock Option · Derivative 50,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007663 · doc1.xml · derivative · entry 5

Weinreb Mark · CIK 0001527212 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2022-02-09

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F1 · derivative.exercise_date: The option is exercisable to the extent of 16,667 shares on each of February 10, 2012 and February 10, 2013 and 16,666 shares on February 10, 2014.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:21 UTC
Weinreb MarkDirector · CEO and Chairman of the Board
Disposition to issuerStock Option · Derivative 50,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001567619-19-007663 · doc1.xml · derivative · entry 4

Weinreb Mark · CIK 0001527212 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2022-02-09

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F1 · derivative.exercise_date: The option is exercisable to the extent of 16,667 shares on each of February 10, 2012 and February 10, 2013 and 16,666 shares on February 10, 2014.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:21 UTC
Weinreb MarkDirector · CEO and Chairman of the Board
GrantStock Option · Derivative 4,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007663 · doc1.xml · derivative · entry 3

Weinreb Mark · CIK 0001527212 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2020-12-14

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:21 UTC
Weinreb MarkDirector · CEO and Chairman of the Board
Disposition to issuerStock Option · Derivative 4,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001567619-19-007663 · doc1.xml · derivative · entry 2

Weinreb Mark · CIK 0001527212 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2020-12-14

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:19 UTC
ALSTODT LANCEEVP and Chief Strategy Officer
GrantStock Option · Derivative 500,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007660 · doc1.xml · derivative · entry 2

ALSTODT LANCE · CIK 0001756228 · EVP and Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2028-10-15

F2 · price: The reported transaction involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F1 · derivative.exercise_date: The option vests to the extent of 100,000 shares as of October 15, 2018, 150,000 shares upon the earlier of October 15, 2019 or the date on which the initial patient recruitment for the Company's Phase II lumbar clinical trial occurs, and 250,000 shares as of October 15, 2020.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:19 UTC
ALSTODT LANCEEVP and Chief Strategy Officer
Disposition to issuerStock Option · Derivative 500,000 Not disclosed Strike: $1.42 Not disclosed
Disclosure

SEC source: 0001567619-19-007660 · doc1.xml · derivative · entry 1

ALSTODT LANCE · CIK 0001756228 · EVP and Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500,000 shares

Expires 2028-10-15

F2 · price: The reported transaction involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F1 · derivative.exercise_date: The option vests to the extent of 100,000 shares as of October 15, 2018, 150,000 shares upon the earlier of October 15, 2019 or the date on which the initial patient recruitment for the Company's Phase II lumbar clinical trial occurs, and 250,000 shares as of October 15, 2020.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:15 UTC
Clyde Mandy D.VP of Operations
GrantStock Option · Derivative 50,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007658 · doc1.xml · derivative · entry 24

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-10-29

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F11 · derivative.exercise_date: The option is exercisable to the extent of 16,667 shares on each of October 29, 2019 and October 29, 2020, and 16,666 shares on October 29, 2021.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:15 UTC
Clyde Mandy D.VP of Operations
Disposition to issuerStock Option · Derivative 50,000 Not disclosed Strike: $1.23 Not disclosed
Disclosure

SEC source: 0001567619-19-007658 · doc1.xml · derivative · entry 23

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2028-10-29

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F11 · derivative.exercise_date: The option is exercisable to the extent of 16,667 shares on each of October 29, 2019 and October 29, 2020, and 16,666 shares on October 29, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.