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person · Reporting owner

Clyde Mandy D.

Disclosed activity across 1 company

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158836
SEC CIK
0001527239

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BioRestorative Therapies, Inc.BRTX · Entity 8277VP of OperationsMarch 25, 2019March 26, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BioRestorative Therapies, Inc.

Report date March 25, 2019 · Filed March 26, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.70 · Expires 2020-12-14Direct0 Reported balance After 2019-03-25 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-03-25 · Disposition to issuer · Disposed 4,000 · Balance 0

F12: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.75 · Expires 2020-12-14Direct4,000 Reported balance After 2019-03-25 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-03-25 · Grant · Acquired 4,000 · Balance 4,000

F12: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.70 · Expires 2021-04-20Direct0 Reported balance After 2019-03-25 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-03-25 · Disposition to issuer · Disposed 300 · Balance 0

F12: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F1: The option is exercisable to the extent of 100 shares on each of April 21, 2011, April 21, 2012 and April 21, 2013.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.75 · Expires 2021-04-20Direct300 Reported balance After 2019-03-25 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-03-25 · Grant · Acquired 300 · Balance 300

F12: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F1: The option is exercisable to the extent of 100 shares on each of April 21, 2011, April 21, 2012 and April 21, 2013.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.70 · Expires 2022-02-09Direct0 Reported balance After 2019-03-25 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-03-25 · Disposition to issuer · Disposed 1,500 · Balance 0

F12: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F2: The option is exercisable to the extent of 750 shares on each of February 10, 2012 and February 10, 2013.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.75 · Expires 2022-02-09Direct1,500 Reported balance After 2019-03-25 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-03-25 · Grant · Acquired 1,500 · Balance 1,500

F12: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F2: The option is exercisable to the extent of 750 shares on each of February 10, 2012 and February 10, 2013.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.70 · Expires 2022-12-07Direct0 Reported balance After 2019-03-25 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2019-03-25 · Disposition to issuer · Disposed 2,500 · Balance 0

F12: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F3: The option is exercisable to the extent of 1,250 shares on each of December 7, 2012 and December 7, 2013.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.75 · Expires 2022-12-07Direct2,500 Reported balance After 2019-03-25 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2019-03-25 · Grant · Acquired 2,500 · Balance 2,500

F12: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F3: The option is exercisable to the extent of 1,250 shares on each of December 7, 2012 and December 7, 2013.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.70 · Expires 2023-10-04Direct0 Reported balance After 2019-03-25 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2019-03-25 · Disposition to issuer · Disposed 4,000 · Balance 0

F12: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F4: The option is exercisable to the extent of 2,000 shares on each of October 4, 2013 and October 4, 2014.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.75 · Expires 2023-10-04Direct4,000 Reported balance After 2019-03-25 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2019-03-25 · Grant · Acquired 4,000 · Balance 4,000

F12: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F4: The option is exercisable to the extent of 2,000 shares on each of October 4, 2013 and October 4, 2014.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.70 · Expires 2024-02-18Direct0 Reported balance After 2019-03-25 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2019-03-25 · Disposition to issuer · Disposed 6,250 · Balance 0

F12: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F5: The option is exercisable to the extent of 2,084 shares on February 18, 2014, and 2,083 shares on each of February 18, 2015 and February 18, 2016.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.75 · Expires 2024-02-18Direct6,250 Reported balance After 2019-03-25 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2019-03-25 · Grant · Acquired 6,250 · Balance 6,250

F12: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F5: The option is exercisable to the extent of 2,084 shares on February 18, 2014, and 2,083 shares on each of February 18, 2015 and February 18, 2016.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.70 · Expires 2024-10-23Direct0 Reported balance After 2019-03-25 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2019-03-25 · Disposition to issuer · Disposed 10,000 · Balance 0

F12: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F6: The option is exercisable to the extent of 3,334 shares on October 23, 2015 and 3,333 shares on each of October 23, 2016 and October 23, 2017.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.75 · Expires 2024-10-23Direct10,000 Reported balance After 2019-03-25 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2019-03-25 · Grant · Acquired 10,000 · Balance 10,000

F12: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F6: The option is exercisable to the extent of 3,334 shares on October 23, 2015 and 3,333 shares on each of October 23, 2016 and October 23, 2017.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.70 · Expires 2025-09-04Direct0 Reported balance After 2019-03-25 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2019-03-25 · Disposition to issuer · Disposed 25,500 · Balance 0

F12: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F7: The option is exercisable to the extent of 8,500 shares on each of September 4, 2016, September 4, 2017 and September 4, 2018.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.75 · Expires 2025-09-04Direct25,500 Reported balance After 2019-03-25 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2019-03-25 · Grant · Acquired 25,500 · Balance 25,500

F12: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F7: The option is exercisable to the extent of 8,500 shares on each of September 4, 2016, September 4, 2017 and September 4, 2018.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.73 · Expires 2026-06-10Direct0 Reported balance After 2019-03-25 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2019-03-25 · Disposition to issuer · Disposed 40,000 · Balance 0

F12: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F8: The option is exercisable to the extent of 13,334 shares on June 10, 2017 and 13,333 shares on each of June 10, 2018 and June 10, 2019.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.75 · Expires 2026-06-10Direct40,000 Reported balance After 2019-03-25 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2019-03-25 · Grant · Acquired 40,000 · Balance 40,000

F12: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F8: The option is exercisable to the extent of 13,334 shares on June 10, 2017 and 13,333 shares on each of June 10, 2018 and June 10, 2019.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $2.80 · Expires 2027-07-12Direct0 Reported balance After 2019-03-25 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2019-03-25 · Disposition to issuer · Disposed 30,000 · Balance 0

F12: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F9: The option is exercisable to the extent of 10,000 shares on each of July 12, 2018, July 12, 2019 and July 12, 2020.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.75 · Expires 2027-07-12Direct30,000 Reported balance After 2019-03-25 transaction · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · 2019-03-25 · Grant · Acquired 30,000 · Balance 30,000

F12: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F9: The option is exercisable to the extent of 10,000 shares on each of July 12, 2018, July 12, 2019 and July 12, 2020.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.35 · Expires 2027-08-10Direct0 Reported balance After 2019-03-25 transaction · row 21 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 21 · 2019-03-25 · Disposition to issuer · Disposed 20,000 · Balance 0

F12: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F10: The option is exercisable to the extent of 6,667 shares on each of August 10, 2018 and August 10, 2019, and 6,666 shares on August 10, 2020.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.75 · Expires 2027-08-10Direct20,000 Reported balance After 2019-03-25 transaction · row 22 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 22 · 2019-03-25 · Grant · Acquired 20,000 · Balance 20,000

F12: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F10: The option is exercisable to the extent of 6,667 shares on each of August 10, 2018 and August 10, 2019, and 6,666 shares on August 10, 2020.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.23 · Expires 2028-10-29Direct0 Reported balance After 2019-03-25 transaction · row 23 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 23 · 2019-03-25 · Disposition to issuer · Disposed 50,000 · Balance 0

F12: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F11: The option is exercisable to the extent of 16,667 shares on each of October 29, 2019 and October 29, 2020, and 16,666 shares on October 29, 2021.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.75 · Expires 2028-10-29Direct50,000 Reported balance After 2019-03-25 transaction · row 24 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 24 · 2019-03-25 · Grant · Acquired 50,000 · Balance 50,000

F12: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F11: The option is exercisable to the extent of 16,667 shares on each of October 29, 2019 and October 29, 2020, and 16,666 shares on October 29, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: The option is exercisable to the extent of 100 shares on each of April 21, 2011, April 21, 2012 and April 21, 2013.

F2: The option is exercisable to the extent of 750 shares on each of February 10, 2012 and February 10, 2013.

F3: The option is exercisable to the extent of 1,250 shares on each of December 7, 2012 and December 7, 2013.

F4: The option is exercisable to the extent of 2,000 shares on each of October 4, 2013 and October 4, 2014.

F5: The option is exercisable to the extent of 2,084 shares on February 18, 2014, and 2,083 shares on each of February 18, 2015 and February 18, 2016.

F6: The option is exercisable to the extent of 3,334 shares on October 23, 2015 and 3,333 shares on each of October 23, 2016 and October 23, 2017.

F7: The option is exercisable to the extent of 8,500 shares on each of September 4, 2016, September 4, 2017 and September 4, 2018.

F8: The option is exercisable to the extent of 13,334 shares on June 10, 2017 and 13,333 shares on each of June 10, 2018 and June 10, 2019.

F9: The option is exercisable to the extent of 10,000 shares on each of July 12, 2018, July 12, 2019 and July 12, 2020.

F10: The option is exercisable to the extent of 6,667 shares on each of August 10, 2018 and August 10, 2019, and 6,666 shares on August 10, 2020.

F11: The option is exercisable to the extent of 16,667 shares on each of October 29, 2019 and October 29, 2020, and 16,666 shares on October 29, 2021.

F12: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 25, 2019 Filed Mar 26, 2019 21:15 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 GrantStock Option · Derivative 50,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007658 · doc1.xml · derivative · entry 24

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-10-29

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F11 · derivative.exercise_date: The option is exercisable to the extent of 16,667 shares on each of October 29, 2019 and October 29, 2020, and 16,666 shares on October 29, 2021.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:15 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 Disposition to issuerStock Option · Derivative 50,000 Not disclosed Strike: $1.23 Not disclosed
Disclosure

SEC source: 0001567619-19-007658 · doc1.xml · derivative · entry 23

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2028-10-29

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F11 · derivative.exercise_date: The option is exercisable to the extent of 16,667 shares on each of October 29, 2019 and October 29, 2020, and 16,666 shares on October 29, 2021.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:15 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 GrantStock Option · Derivative 20,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007658 · doc1.xml · derivative · entry 22

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2027-08-10

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F10 · derivative.exercise_date: The option is exercisable to the extent of 6,667 shares on each of August 10, 2018 and August 10, 2019, and 6,666 shares on August 10, 2020.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:15 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 Disposition to issuerStock Option · Derivative 20,000 Not disclosed Strike: $3.35 Not disclosed
Disclosure

SEC source: 0001567619-19-007658 · doc1.xml · derivative · entry 21

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2027-08-10

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F10 · derivative.exercise_date: The option is exercisable to the extent of 6,667 shares on each of August 10, 2018 and August 10, 2019, and 6,666 shares on August 10, 2020.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:15 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 GrantStock Option · Derivative 30,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007658 · doc1.xml · derivative · entry 20

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2027-07-12

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F9 · derivative.exercise_date: The option is exercisable to the extent of 10,000 shares on each of July 12, 2018, July 12, 2019 and July 12, 2020.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:15 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 Disposition to issuerStock Option · Derivative 30,000 Not disclosed Strike: $2.80 Not disclosed
Disclosure

SEC source: 0001567619-19-007658 · doc1.xml · derivative · entry 19

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2027-07-12

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F9 · derivative.exercise_date: The option is exercisable to the extent of 10,000 shares on each of July 12, 2018, July 12, 2019 and July 12, 2020.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:15 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 GrantStock Option · Derivative 40,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007658 · doc1.xml · derivative · entry 18

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2026-06-10

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F8 · derivative.exercise_date: The option is exercisable to the extent of 13,334 shares on June 10, 2017 and 13,333 shares on each of June 10, 2018 and June 10, 2019.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:15 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 Disposition to issuerStock Option · Derivative 40,000 Not disclosed Strike: $3.73 Not disclosed
Disclosure

SEC source: 0001567619-19-007658 · doc1.xml · derivative · entry 17

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2026-06-10

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F8 · derivative.exercise_date: The option is exercisable to the extent of 13,334 shares on June 10, 2017 and 13,333 shares on each of June 10, 2018 and June 10, 2019.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:15 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 GrantStock Option · Derivative 25,500 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007658 · doc1.xml · derivative · entry 16

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,500

Underlying: Common Stock · 25,500 shares

Expires 2025-09-04

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F7 · derivative.exercise_date: The option is exercisable to the extent of 8,500 shares on each of September 4, 2016, September 4, 2017 and September 4, 2018.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:15 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 Disposition to issuerStock Option · Derivative 25,500 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001567619-19-007658 · doc1.xml · derivative · entry 15

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,500 shares

Expires 2025-09-04

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F7 · derivative.exercise_date: The option is exercisable to the extent of 8,500 shares on each of September 4, 2016, September 4, 2017 and September 4, 2018.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:15 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 GrantStock Option · Derivative 10,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007658 · doc1.xml · derivative · entry 14

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2024-10-23

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F6 · derivative.exercise_date: The option is exercisable to the extent of 3,334 shares on October 23, 2015 and 3,333 shares on each of October 23, 2016 and October 23, 2017.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:15 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 Disposition to issuerStock Option · Derivative 10,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001567619-19-007658 · doc1.xml · derivative · entry 13

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2024-10-23

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F6 · derivative.exercise_date: The option is exercisable to the extent of 3,334 shares on October 23, 2015 and 3,333 shares on each of October 23, 2016 and October 23, 2017.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:15 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 GrantStock Option · Derivative 6,250 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007658 · doc1.xml · derivative · entry 12

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires 2024-02-18

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F5 · derivative.exercise_date: The option is exercisable to the extent of 2,084 shares on February 18, 2014, and 2,083 shares on each of February 18, 2015 and February 18, 2016.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:15 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 Disposition to issuerStock Option · Derivative 6,250 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001567619-19-007658 · doc1.xml · derivative · entry 11

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2024-02-18

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F5 · derivative.exercise_date: The option is exercisable to the extent of 2,084 shares on February 18, 2014, and 2,083 shares on each of February 18, 2015 and February 18, 2016.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:15 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 GrantStock Option · Derivative 4,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007658 · doc1.xml · derivative · entry 10

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2023-10-04

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F4 · derivative.exercise_date: The option is exercisable to the extent of 2,000 shares on each of October 4, 2013 and October 4, 2014.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:15 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 Disposition to issuerStock Option · Derivative 4,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001567619-19-007658 · doc1.xml · derivative · entry 9

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2023-10-04

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F4 · derivative.exercise_date: The option is exercisable to the extent of 2,000 shares on each of October 4, 2013 and October 4, 2014.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:15 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 GrantStock Option · Derivative 2,500 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007658 · doc1.xml · derivative · entry 8

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2022-12-07

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F3 · derivative.exercise_date: The option is exercisable to the extent of 1,250 shares on each of December 7, 2012 and December 7, 2013.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:15 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 Disposition to issuerStock Option · Derivative 2,500 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001567619-19-007658 · doc1.xml · derivative · entry 7

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2022-12-07

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F3 · derivative.exercise_date: The option is exercisable to the extent of 1,250 shares on each of December 7, 2012 and December 7, 2013.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:15 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 GrantStock Option · Derivative 1,500 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007658 · doc1.xml · derivative · entry 6

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires 2022-02-09

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F2 · derivative.exercise_date: The option is exercisable to the extent of 750 shares on each of February 10, 2012 and February 10, 2013.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:15 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 Disposition to issuerStock Option · Derivative 1,500 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001567619-19-007658 · doc1.xml · derivative · entry 5

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2022-02-09

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F2 · derivative.exercise_date: The option is exercisable to the extent of 750 shares on each of February 10, 2012 and February 10, 2013.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:15 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 GrantStock Option · Derivative 300 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007658 · doc1.xml · derivative · entry 4

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

Underlying: Common Stock · 300 shares

Expires 2021-04-20

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F1 · derivative.exercise_date: The option is exercisable to the extent of 100 shares on each of April 21, 2011, April 21, 2012 and April 21, 2013.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:15 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 Disposition to issuerStock Option · Derivative 300 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001567619-19-007658 · doc1.xml · derivative · entry 3

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 300 shares

Expires 2021-04-20

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F1 · derivative.exercise_date: The option is exercisable to the extent of 100 shares on each of April 21, 2011, April 21, 2012 and April 21, 2013.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:15 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 GrantStock Option · Derivative 4,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007658 · doc1.xml · derivative · entry 2

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2020-12-14

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:15 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 Disposition to issuerStock Option · Derivative 4,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001567619-19-007658 · doc1.xml · derivative · entry 1

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2020-12-14

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

Read SEC document
October 29, 2018 Filed Oct 31, 2018 20:00 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 GrantStock Option · Derivative 50,000 $0.00 Strike: $1.23 $0.00
Disclosure

SEC source: 0001567619-18-004859 · doc1.xml · derivative · entry 12

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-10-29

F11 · derivative.exercise_date: The option is exercisable to the extent of 16,667 shares on each of October 29, 2019 and October 29, 2020, and 16,666 shares on October 29, 2021.

Read SEC document
August 10, 2017 Filed Aug 11, 2017 18:19 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 GrantStock Option · Derivative 20,000 $0.00 Strike: $3.35 $0.00
Disclosure

SEC source: 0001140361-17-031342 · doc1.xml · derivative · entry 11

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2027-08-10

F10 · derivative.exercise_date: The option is exercisable to the extent of 6,667 shares on each of August 10, 2018 and August 10, 2019, and 6,666 shares on August 10, 2020.

Read SEC document
July 12, 2017 Filed Jul 13, 2017 21:39 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 GrantStock Option · Derivative 30,000 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0001140361-17-027822 · doc1.xml · derivative · entry 10

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2027-07-12

F9 · derivative.exercise_date: The option is exercisable to the extent of 10,000 shares on each of July 12, 2018, July 12, 2019 and July 12, 2020.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:48 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 GrantStock Option · Derivative 25,500 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001140361-17-007738 · doc1.xml · derivative · entry 16

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,500

Underlying: Common Stock · 25,500 shares

Expires 2025-09-04

F9 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F7 · derivative.exercise_date: The option is exercisable to the extent of 8,500 shares on each of September 4, 2016, September 4, 2017 and September 4, 2018.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:48 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 Disposition to issuerStock Option · Derivative 25,500 Not disclosed Strike: $7.00 Not disclosed
Disclosure

SEC source: 0001140361-17-007738 · doc1.xml · derivative · entry 15

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,500 shares

Expires 2025-09-04

F9 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F7 · derivative.exercise_date: The option is exercisable to the extent of 8,500 shares on each of September 4, 2016, September 4, 2017 and September 4, 2018.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:48 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 GrantStock Option · Derivative 10,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001140361-17-007738 · doc1.xml · derivative · entry 14

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2024-10-23

F9 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F6 · derivative.exercise_date: The option is exercisable to the extent of 3,334 shares on October 23, 2015 and 3,333 shares on each of October 23, 2016 and October 23, 2017.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:48 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 Disposition to issuerStock Option · Derivative 10,000 Not disclosed Strike: $6.60 Not disclosed
Disclosure

SEC source: 0001140361-17-007738 · doc1.xml · derivative · entry 13

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2024-10-23

F9 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F6 · derivative.exercise_date: The option is exercisable to the extent of 3,334 shares on October 23, 2015 and 3,333 shares on each of October 23, 2016 and October 23, 2017.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:48 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 GrantStock Option · Derivative 6,250 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001140361-17-007738 · doc1.xml · derivative · entry 12

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires 2024-02-18

F9 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F5 · derivative.exercise_date: The option is exercisable to the extent of 2,084 shares on February 18, 2014, and 2,083 shares on each of February 18, 2015 and February 18, 2016.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:48 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 Disposition to issuerStock Option · Derivative 6,250 Not disclosed Strike: $13.00 Not disclosed
Disclosure

SEC source: 0001140361-17-007738 · doc1.xml · derivative · entry 11

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2024-02-18

F9 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F5 · derivative.exercise_date: The option is exercisable to the extent of 2,084 shares on February 18, 2014, and 2,083 shares on each of February 18, 2015 and February 18, 2016.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:48 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 GrantStock Option · Derivative 4,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001140361-17-007738 · doc1.xml · derivative · entry 10

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2023-10-04

F9 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F4 · derivative.exercise_date: The option is exercisable to the extent of 2,000 shares on each of October 4, 2013 and October 4, 2014.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:48 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 Disposition to issuerStock Option · Derivative 4,000 Not disclosed Strike: $12.00 Not disclosed
Disclosure

SEC source: 0001140361-17-007738 · doc1.xml · derivative · entry 9

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2023-10-04

F9 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F4 · derivative.exercise_date: The option is exercisable to the extent of 2,000 shares on each of October 4, 2013 and October 4, 2014.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:48 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 GrantStock Option · Derivative 2,500 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001140361-17-007738 · doc1.xml · derivative · entry 8

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2022-12-07

F9 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F3 · derivative.exercise_date: The option is exercisable to the extent of 1,250 shares on each of December 7, 2012 and December 7, 2013.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:48 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 Disposition to issuerStock Option · Derivative 2,500 Not disclosed Strike: $30.00 Not disclosed
Disclosure

SEC source: 0001140361-17-007738 · doc1.xml · derivative · entry 7

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2022-12-07

F9 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F3 · derivative.exercise_date: The option is exercisable to the extent of 1,250 shares on each of December 7, 2012 and December 7, 2013.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:48 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 GrantStock Option · Derivative 1,500 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001140361-17-007738 · doc1.xml · derivative · entry 6

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires 2022-02-09

F9 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F2 · derivative.exercise_date: The option is exercisable to the extent of 750 shares on each of February 10, 2012 and February 10, 2013.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:48 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 Disposition to issuerStock Option · Derivative 1,500 Not disclosed Strike: $21.00 Not disclosed
Disclosure

SEC source: 0001140361-17-007738 · doc1.xml · derivative · entry 5

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2022-02-09

F9 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F2 · derivative.exercise_date: The option is exercisable to the extent of 750 shares on each of February 10, 2012 and February 10, 2013.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:48 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 GrantStock Option · Derivative 300 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001140361-17-007738 · doc1.xml · derivative · entry 4

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

Underlying: Common Stock · 300 shares

Expires 2021-04-20

F9 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F1 · derivative.exercise_date: The option is exercisable to the extent of 100 shares on each of April 21, 2011, April 21, 2012 and April 21, 2013.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:48 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 Disposition to issuerStock Option · Derivative 300 Not disclosed Strike: $20.00 Not disclosed
Disclosure

SEC source: 0001140361-17-007738 · doc1.xml · derivative · entry 3

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 300 shares

Expires 2021-04-20

F9 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F1 · derivative.exercise_date: The option is exercisable to the extent of 100 shares on each of April 21, 2011, April 21, 2012 and April 21, 2013.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:48 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 GrantStock Option · Derivative 4,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001140361-17-007738 · doc1.xml · derivative · entry 2

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2020-12-14

F9 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:48 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 Disposition to issuerStock Option · Derivative 4,000 Not disclosed Strike: $10.00 Not disclosed
Disclosure

SEC source: 0001140361-17-007738 · doc1.xml · derivative · entry 1

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2020-12-14

F9 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.