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ALSTODT LANCE

Disclosed activity across 1 company

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74123
SEC CIK
0001756228

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BioRestorative Therapies, Inc.BRTX · Entity 8277Director · President, CEO, COB · 10% ownerOctober 06, 2025October 20, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BioRestorative Therapies, Inc.

Report date October 06, 2025 · Filed October 20, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect187,497 Reported balance After 2025-10-06 transaction · row 1
1 source row

Row 1 · 2025-10-06 · Grant · Acquired 15,625 · Balance 187,497

WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $2.75 · Expires 2030-10-08Direct11,719 Reported balance After 2025-10-06 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2025-10-06 · Grant · Acquired 11,719 · Balance 11,719

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $5.08 · Expires 2031-08-18Direct293,479 Reported balance Holding disclosure · report date 2025-10-06 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 293,479

F1: The option is currently exercisable.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $5.08 · Expires 2031-11-04Direct42,059 Reported balance Holding disclosure · report date 2025-10-06 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 42,059

F1: The option is currently exercisable.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $2.91 · Expires 2033-02-17Direct106,762 Reported balance Holding disclosure · report date 2025-10-06 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 106,762

F2: The option vests and becomes exercisable to the extent of 53,381 shares on February 17, 2023 and 53,381 shares in eight nearly equal quarterly installments beginning February 17, 2024 and continuing every three months thereafter until fully vested.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.45 · Expires 2034-02-13Direct438,596 Reported balance Holding disclosure · report date 2025-10-06 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 438,596

F3: The option vests and becomes exercisable to the extent of 219,298 shares on February 13, 2024 and 219,298 shares in eight nearly equal quarterly installments beginning February 13, 2025 and continuing every three months thereafter until fully vested.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $2.46 · Expires 2035-02-14Direct791,885 Reported balance Holding disclosure · report date 2025-10-06 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 791,885

F4: The options vests and becomes exercisable to the extent of 395,943 shares on February 14, 2025 and 395,942 shares in eight nearly equal quarterly installments beginning February 14, 2026 and continuing every three months thereafter until fully vested.

Filing footnotes · ownership attribution and instrument terms

F1: The option is currently exercisable.

F2: The option vests and becomes exercisable to the extent of 53,381 shares on February 17, 2023 and 53,381 shares in eight nearly equal quarterly installments beginning February 17, 2024 and continuing every three months thereafter until fully vested.

F3: The option vests and becomes exercisable to the extent of 219,298 shares on February 13, 2024 and 219,298 shares in eight nearly equal quarterly installments beginning February 13, 2025 and continuing every three months thereafter until fully vested.

F4: The options vests and becomes exercisable to the extent of 395,943 shares on February 14, 2025 and 395,942 shares in eight nearly equal quarterly installments beginning February 14, 2026 and continuing every three months thereafter until fully vested.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 06, 2025 Filed Oct 20, 2025 12:02 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 GrantWarrant · Derivative 11,719 $0.00 Strike: $2.75 $0.00
Disclosure

SEC source: 0001021771-25-000140 · form4.xml · derivative · entry 7

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,719

Underlying: Common Stock · 11,719 shares

Expires 2030-10-08

Read SEC document
October 06, 2025 Filed Oct 20, 2025 12:02 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 GrantCommon Stock 15,625 $1.60 $25,000.00
Disclosure

SEC source: 0001021771-25-000140 · form4.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,497

Read SEC document
February 14, 2025 Filed Feb 19, 2025 21:22 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 GrantStock Option · Derivative 791,885 $0.00 Strike: $2.46 $0.00
Disclosure

SEC source: 0001021771-25-000036 · form4.xml · derivative · entry 6

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 791,885

Underlying: Common Stock · 791,885 shares

Expires 2035-02-14

F4 · derivative.exercise_date: The options vests and becomes exercisable to the extent of 395,943 shares on February 14, 2025 and 395,942 shares in eight nearly equal quarterly installments beginning February 14, 2026 and continuing every three months thereafter until fully vested.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 20:36 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 Tax withholdingCommon Stock 17,633 $1.39 $24,509.87
Disclosure

SEC source: 0001021771-24-000077 · form4.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,872

F1 · kind: Shares were withheld from vested stock grant to pay the associated withholding taxes.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 21:11 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 GrantStock Option · Derivative 438,596 $0.00 Strike: $1.45 $0.00
Disclosure

SEC source: 0001021771-24-000044 · form4.xml · derivative · entry 5

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 438,596

Underlying: Common Stock · 438,596 shares

Expires 2034-02-13

F5 · derivative.exercise_date: The option vests and becomes exercisable to the extent of 219,298 shares on February 13, 2024 and 219,298 shares in eight nearly equal quarterly installments beginning February 13, 2025 and continuing every three months thereafter until fully vested.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 13:17 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 2,200 $1.70 $3,740.00
Disclosure

SEC source: 0001021771-23-000096 · form4.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,505

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.66 to $1.75 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Includes 48,912 shares received pursuant to an unvested restricted stock unit grant. Such shares vest on March 18, 2024.

Read SEC document
September 13, 2023 Filed Sep 13, 2023 21:00 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 800 $1.53 $1,226.00
Disclosure

SEC source: 0001021771-23-000090 · form4.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,105

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.52 to $1.54 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Includes 48,912 shares received pursuant to an unvested restricted stock unit grant. Such shares vest on March 18, 2024.

Read SEC document
September 06, 2023 Filed Sep 6, 2023 21:53 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 2,887 $1.96 $5,658.52
Disclosure

SEC source: 0001021771-23-000088 · form4.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,305

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.93 to $2.02 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Includes 48,912 shares received pursuant to an unvested restricted stock unit grant. Such shares vest on March 18, 2024.

Read SEC document
July 25, 2023 Filed Jul 25, 2023 21:56 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 4,200 $2.44 $10,248.00
Disclosure

SEC source: 0001140361-23-036103 · form4.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,418

F1 · price: This transaction was executed in multiple trades at prices ranging from $2.41 to $2.47 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Includes 48,912 shares received pursuant to an unvested restricted stock unit grant. Such shares vest on March 18, 2024.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 20:47 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 Tax withholdingCommon Stock 6,729 $2.92 $19,648.68
Disclosure

SEC source: 0001021771-23-000026 · form4.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,218

F1 · kind: Shares were withheld from vested stock grant to pay the associated withholding taxes.

F2 · balance_after: Includes 48,912 shares received pursuant to an unvested restricted stock unit grant. Such shares vest on March 18, 2024.

Read SEC document
February 18, 2023 Filed Feb 27, 2023 22:17 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 Tax withholdingCommon Stock 374 $2.99 $1,118.26
Disclosure

SEC source: 0001567619-23-003875 · doc1.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,947

F1 · kind: Shares were withheld from vested stock grant to pay the associated withholding taxes.

F2 · balance_after: Includes 98,862 shares received pursuant to an unvested restricted stock unit grant. Such shares vest to the extent of 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

Read SEC document
February 17, 2023 Filed Feb 17, 2023 22:27 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 GrantStock Option · Derivative 106,762 $0.00 Strike: $2.91 $0.00
Disclosure

SEC source: 0001567619-23-003324 · doc1.xml · derivative · entry 4

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,762

Underlying: Common Stock · 106,762 shares

Expires 2033-02-17

F4 · derivative.exercise_date: The option vests and becomes exercisable to the extent of 53,381 shares on February 17, 2023 with the remaining 53,381 shares vesting in eight nearly-equal quarterly installments beginning on February 17, 2024 and continuing every three months thereafter until fully vested.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 19:49 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 400 $3.10 $1,241.36
Disclosure

SEC source: 0001567619-23-001697 · doc1.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,321

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.07 to $3.12 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Includes 99,899 shares received pursuant to an unvested restricted stock unit grant. Such shares vest to the extent of 1,037 shares on February 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

Read SEC document
January 27, 2023 Filed Jan 30, 2023 14:33 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 200 $3.01 $602.00
Disclosure

SEC source: 0001567619-23-001399 · doc1.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,921

F1 · balance_after: Includes 99,899 shares received pursuant to an unvested restricted stock unit grant. Such shares vest to the extent of 1,037 shares on February 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

Read SEC document
January 20, 2023 Filed Jan 24, 2023 17:27 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 100 $3.17 $317.00
Disclosure

SEC source: 0001567619-23-001186 · doc1.xml · nonDerivative · entry 2

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,721

F1 · balance_after: Includes 99,899 shares received pursuant to an unvested restricted stock unit grant. Such shares vest to the extent of 1,037 shares on February 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

Read SEC document
January 20, 2023 Filed Jan 24, 2023 17:27 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 100 $3.10 $310.00
Disclosure

SEC source: 0001567619-23-001186 · doc1.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,621

F1 · balance_after: Includes 99,899 shares received pursuant to an unvested restricted stock unit grant. Such shares vest to the extent of 1,037 shares on February 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

Read SEC document
January 18, 2023 Filed Jan 20, 2023 13:19 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 100 $3.09 $308.70
Disclosure

SEC source: 0001567619-23-001056 · doc1.xml · nonDerivative · entry 3

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,521

F1 · balance_after: Includes 99,899 shares received pursuant to an unvested restricted stock unit grant. Such shares vest to the extent of 1,037 shares on February 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

Read SEC document
January 18, 2023 Filed Jan 20, 2023 13:19 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 100 $3.10 $309.60
Disclosure

SEC source: 0001567619-23-001056 · doc1.xml · nonDerivative · entry 2

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,421

F1 · balance_after: Includes 99,899 shares received pursuant to an unvested restricted stock unit grant. Such shares vest to the extent of 1,037 shares on February 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

Read SEC document
January 18, 2023 Filed Jan 20, 2023 13:19 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 200 $3.13 $626.00
Disclosure

SEC source: 0001567619-23-001056 · doc1.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,321

F1 · balance_after: Includes 99,899 shares received pursuant to an unvested restricted stock unit grant. Such shares vest to the extent of 1,037 shares on February 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

Read SEC document
January 09, 2023 Filed Jan 10, 2023 23:06 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 100 $3.08 $308.00
Disclosure

SEC source: 0001567619-23-000770 · doc1.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,121

F1 · price: Includes 100,935 shares received pursuant to an unvested restricted stock unit grant. Such shares vest to the extent of 1,036 shares on January 18, 2023, 1,037 shares on February 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

F1 · balance_after: Includes 100,935 shares received pursuant to an unvested restricted stock unit grant. Such shares vest to the extent of 1,036 shares on January 18, 2023, 1,037 shares on February 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

Read SEC document
December 23, 2022 Filed Dec 28, 2022 13:22 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 100 $2.99 $299.00
Disclosure

SEC source: 0001567619-22-022055 · doc1.xml · nonDerivative · entry 2

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,021

F1 · balance_after: Includes 100,935 shares received pursuant to an unvested restricted stock unit grant. Such shares vest to the extent of 1,036 shares on January 18, 2023, 1,037 shares on February 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

Read SEC document
December 23, 2022 Filed Dec 28, 2022 13:22 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 200 $3.02 $604.00
Disclosure

SEC source: 0001567619-22-022055 · doc1.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,921

F1 · balance_after: Includes 100,935 shares received pursuant to an unvested restricted stock unit grant. Such shares vest to the extent of 1,036 shares on January 18, 2023, 1,037 shares on February 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

Read SEC document
December 07, 2022 Filed Dec 7, 2022 23:04 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 1,800 $2.99 $5,374.98
Disclosure

SEC source: 0001567619-22-021408 · doc1.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,721

F1 · price: This transaction was executed in multiple trades at prices ranging from $2.93 to $3.00 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Includes 101,972 shares received pursuant to an unvested restricted stock unit grant. Such shares vest to the extent of 1,037 shares on December 18, 2022 and February 18, 2023, 1,036 shares on January 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

Read SEC document
November 18, 2022 Filed Nov 21, 2022 12:49 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 1,000 $2.88 $2,876.50
Disclosure

SEC source: 0001567619-22-020651 · doc1.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,921

F1 · price: This transaction was executed in multiple trades at prices ranging from $2.80 to $2.97 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Includes 101,972 shares received pursuant to an unvested restricted stock unit grant. Such shares vest to the extent of 1,037 shares on December 18, 2022 and February 18, 2023, 1,036 shares on January 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

Read SEC document
November 03, 2022 Filed Nov 4, 2022 20:16 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 GrantStock Option · Derivative 42,059 $0.00 Strike: $5.08 $0.00
Disclosure

SEC source: 0001567619-22-019187 · doc1.xml · derivative · entry 5

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,059

Underlying: Common Stock · 42,059 shares

Expires 2031-11-04

F4 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option with a reduced exercise price.

F3 · derivative.exercise_date: The option vests and becomes exercisable to the extent of 21,030 shares on November 4, 2021 with the remaining 21,029 shares vesting quarterly in eight nearly equal installments beginning on November 4, 2022.

Read SEC document
November 03, 2022 Filed Nov 4, 2022 20:16 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 Disposition to issuerStock Option · Derivative 42,059 $0.00 Strike: $13.50 $0.00
Disclosure

SEC source: 0001567619-22-019187 · doc1.xml · derivative · entry 4

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,059 shares

Expires 2031-11-04

F4 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option with a reduced exercise price.

F3 · derivative.exercise_date: The option vests and becomes exercisable to the extent of 21,030 shares on November 4, 2021 with the remaining 21,029 shares vesting quarterly in eight nearly equal installments beginning on November 4, 2022.

Read SEC document
November 03, 2022 Filed Nov 4, 2022 20:16 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 GrantStock Option · Derivative 293,479 $0.00 Strike: $5.08 $0.00
Disclosure

SEC source: 0001567619-22-019187 · doc1.xml · derivative · entry 3

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,479

Underlying: Common Stock · 293,479 shares

Expires 2031-03-18

F4 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option with a reduced exercise price.

F2 · derivative.exercise_date: The option vests and becomes exercisable to the extent of 146,740 shares on March 18, 2021, 36,684 shares on November 4, 2021 with the remaining 110,055 shares in six nearly equal quarterly installments beginning December 18, 2021 and continuing every three months thereafter until fully vested.

Read SEC document
November 03, 2022 Filed Nov 4, 2022 20:16 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 Disposition to issuerStock Option · Derivative 293,479 $0.00 Strike: $13.50 $0.00
Disclosure

SEC source: 0001567619-22-019187 · doc1.xml · derivative · entry 2

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 293,479 shares

Expires 2031-03-18

F4 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option with a reduced exercise price.

F2 · derivative.exercise_date: The option vests and becomes exercisable to the extent of 146,740 shares on March 18, 2021, 36,684 shares on November 4, 2021 with the remaining 110,055 shares in six nearly equal quarterly installments beginning December 18, 2021 and continuing every three months thereafter until fully vested.

Read SEC document
September 22, 2022 Filed Sep 23, 2022 13:55 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 100 $2.85 $285.00
Disclosure

SEC source: 0001567619-22-017754 · doc1.xml · nonDerivative · entry 2

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,921

F1 · balance_after: Includes 104,045 shares received pursuant to unvested restricted stock unit grants. Such shares vest to the extent of 1,037 shares on October 18, 2022, December 18, 2022 and February 18, 2023, 1,036 shares on November 18, 2022 and January 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

Read SEC document
September 22, 2022 Filed Sep 23, 2022 13:55 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 100 $2.99 $299.00
Disclosure

SEC source: 0001567619-22-017754 · doc1.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,821

F1 · balance_after: Includes 104,045 shares received pursuant to unvested restricted stock unit grants. Such shares vest to the extent of 1,037 shares on October 18, 2022, December 18, 2022 and February 18, 2023, 1,036 shares on November 18, 2022 and January 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

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July 12, 2022 Filed Jul 13, 2022 12:25 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 700 $2.95 $2,065.00
Disclosure

SEC source: 0001567619-22-013928 · doc1.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,721

F1 · price: This transaction was executed in multiple trades at prices ranging from $2.90 to $2.97 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Includes 107,154 shares received pursuant to unvested restricted stock unit grants. Such shares vest to the extent of 1,037 shares on August 18, 2022, October 18, 2022, December 18, 2022 and February 18, 2023, 1,036 shares on July 18, 2022, September 18, 2022, November 18, 2022 and January 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

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June 30, 2022 Filed Jul 1, 2022 13:20 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 1,100 $3.10 $3,407.91
Disclosure

SEC source: 0001567619-22-013553 · doc1.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,021

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.03 to $3.1499 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Includes 107,154 shares received pursuant to unvested restricted stock unit grants. Such shares vest to the extent of 1,037 shares on August 18, 2022, October 18, 2022, December 18, 2022 and February 18, 2023, 1,036 shares on July 18, 2022, September 18, 2022, November 18, 2022 and January 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

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June 16, 2022 Filed Jun 17, 2022 20:02 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 600 $3.73 $2,238.00
Disclosure

SEC source: 0001567619-22-013067 · doc1.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,921

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.57 to $3.86 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Includes 108,191 shares received pursuant to unvested restricted stock unit grants. Such shares vest to the extent of 1,037 shares on June 18, 2022, August 18, 2022, October 18, 2022, December 18, 2022 and February 18, 2023, 1,036 shares on July 18, 2022, September 18, 2022, November 18, 2022 and January 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

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June 15, 2022 Filed Jun 15, 2022 21:30 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 700 $3.68 $2,577.54
Disclosure

SEC source: 0001567619-22-012910 · doc1.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,321

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.655 to $3.7167 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Includes 108,191 shares received pursuant to unvested restricted stock unit grants. Such shares vest to the extent of 1,037 shares on June 18, 2022, August 18, 2022, October 18, 2022, December 18, 2022 and February 18, 2023, 1,036 shares on July 18, 2022, September 18, 2022, November 18, 2022 and January 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

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June 14, 2022 Filed Jun 15, 2022 15:01 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 500 $3.91 $1,955.95
Disclosure

SEC source: 0001567619-22-012867 · doc1.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,621

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.8499 to $3.9699 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Includes 108,191 shares received pursuant to unvested restricted stock unit grants. Such shares vest to the extent of 1,037 shares on June 18, 2022, August 18, 2022, October 18, 2022, December 18, 2022 and February 18, 2023, 1,036 shares on July 18, 2022, September 18, 2022, November 18, 2022 and January 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

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June 13, 2022 Filed Jun 14, 2022 15:55 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 100 $3.92 $392.00
Disclosure

SEC source: 0001567619-22-012812 · doc1.xml · nonDerivative · entry 2

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,121

F1 · balance_after: Includes 108,191 shares received pursuant to unvested restricted stock unit grants. Such shares vest to the extent of 1,037 shares on June 18, 2022, August 18, 2022, October 18, 2022, December 18, 2022 and February 18, 2023, 1,036 shares on July 18, 2022, September 18, 2022, November 18, 2022 and January 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

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June 13, 2022 Filed Jun 14, 2022 15:55 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 100 $3.98 $398.00
Disclosure

SEC source: 0001567619-22-012812 · doc1.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,021

F1 · balance_after: Includes 108,191 shares received pursuant to unvested restricted stock unit grants. Such shares vest to the extent of 1,037 shares on June 18, 2022, August 18, 2022, October 18, 2022, December 18, 2022 and February 18, 2023, 1,036 shares on July 18, 2022, September 18, 2022, November 18, 2022 and January 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

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June 08, 2022 Filed Jun 9, 2022 15:41 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 100 $4.28 $428.00
Disclosure

SEC source: 0001567619-22-012581 · doc1.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,921

F1 · balance_after: Includes 108,191 shares received pursuant to unvested restricted stock unit grants. Such shares vest to the extent of 1,037 shares on June 18, 2022, August 18, 2022, October 18, 2022, December 18, 2022 and February 18, 2023, 1,036 shares on July 18, 2022, September 18, 2022, November 18, 2022 and January 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

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June 01, 2022 Filed Jun 3, 2022 10:58 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 200 $4.60 $920.00
Disclosure

SEC source: 0001567619-22-012211 · doc1.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,821

F1 · balance_after: Includes 108,191 shares received pursuant to unvested restricted stock unit grants. Such shares vest to the extent of 1,037 shares on June 18, 2022, August 18, 2022, October 18, 2022, December 18, 2022 and February 18, 2023, 1,036 shares on July 18, 2022, September 18, 2022, November 18, 2022 and January 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

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May 26, 2022 Filed May 27, 2022 14:23 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 2,700 $3.52 $9,494.01
Disclosure

SEC source: 0001567619-22-011807 · doc1.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,621

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.4347 to $3.5499 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Includes 108,191 shares received pursuant to unvested restricted stock unit grants. Such shares vest to the extent of 1,037 shares on June 18, 2022, August 18, 2022, October 18, 2022, December 18, 2022 and February 18, 2023, 1,036 shares on July 18, 2022, September 18, 2022, November 18, 2022 and January 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

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May 02, 2022 Filed May 2, 2022 21:14 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 200 $3.96 $791.80
Disclosure

SEC source: 0001567619-22-009300 · doc1.xml · nonDerivative · entry 2

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,921

F1 · balance_after: Includes 109,227 shares received pursuant to unvested restricted stock unit grants. Such shares vest to the extent of 1,037 shares beginning on May 18, 2022 and continuing monthly through September 18, 2022, 1,036 shares beginning on October 18, 2022 and continuing monthly through February 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

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May 02, 2022 Filed May 2, 2022 21:14 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 200 $3.94 $787.00
Disclosure

SEC source: 0001567619-22-009300 · doc1.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,721

F1 · balance_after: Includes 109,227 shares received pursuant to unvested restricted stock unit grants. Such shares vest to the extent of 1,037 shares beginning on May 18, 2022 and continuing monthly through September 18, 2022, 1,036 shares beginning on October 18, 2022 and continuing monthly through February 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

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March 18, 2022 Filed Mar 22, 2022 21:08 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 GrantCommon Stock 12,438 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-007347 · doc1.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,521

F1 · price: Shares received pursuant to a restricted stock unit grant. Vests in twelve nearly equal monthly installments beginning April 18, 2022.

F2 · balance_after: Includes 110,264 shares received pursuant to unvested restricted stock unit grants. Such shares vest to the extent of 1,037 shares beginning on April 18, 2022 and continuing monthly through September 18, 2022, 1,036 shares beginning on October 18, 2022 and continuing monthly through February 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

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January 24, 2022 Filed Jan 24, 2022 22:03 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 1,470 $3.40 $4,998.00
Disclosure

SEC source: 0001567619-22-001588 · doc1.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,083

F1 · balance_after: Includes 146,740 shares received pursuant to an unvested restricted stock unit grant. Such shares vest to the extent of 48,914 shares on March 18, 2022 and 48,913 shares on each of March 18, 2023 and March 18, 2024.

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January 05, 2022 Filed Jan 5, 2022 21:52 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 2,000 $3.85 $7,700.00
Disclosure

SEC source: 0001567619-22-000585 · doc1.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,613

F1 · balance_after: Includes 146,740 shares received pursuant to an unvested restricted stock unit grant. Such shares vest to the extent of 48,914 shares on March 18, 2022 and 48,913 shares on each of March 18, 2023 and March 18, 2024.

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December 01, 2021 Filed Dec 2, 2021 15:00 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 799 $5.50 $4,394.50
Disclosure

SEC source: 0001567619-21-021415 · doc1.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,613

F1 · balance_after: Includes 146,740 shares received pursuant to an unvested restricted stock unit grant. Such shares vest to the extent of 48,914 shares on March 18, 2022 and 48,913 shares on each of March 18, 2023 and March 18, 2024.

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November 23, 2021 Filed Nov 23, 2021 22:15 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 2,500 $6.00 $15,000.00
Disclosure

SEC source: 0001567619-21-021072 · doc1.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,814

F1 · balance_after: Includes 146,740 shares received pursuant to an unvested restricted stock unit grant. Such shares vest to the extent of 48,914 shares on March 18, 2022 and 48,913 shares on each of March 18, 2023 and March 18, 2024.

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November 22, 2021 Filed Nov 22, 2021 22:29 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 396 $6.31 $2,498.76
Disclosure

SEC source: 0001567619-21-020992 · doc1.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,314

F1 · balance_after: Includes 146,740 shares received pursuant to an unvested restricted stock unit grant. Such shares vest to the extent of 48,914 shares on March 18, 2022 and 48,913 shares on each of March 18, 2023 and March 18, 2024.

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November 16, 2021 Filed Nov 16, 2021 23:07 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 1,500 $6.51 $9,765.00
Disclosure

SEC source: 0001567619-21-020595 · doc1.xml · nonDerivative · entry 4

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,918

F2 · balance_after: Includes 146,740 shares received pursuant to an unvested restricted stock unit grant. Such shares vest to the extent of 48,914 shares on March 18, 2022 and 48,913 shares on each of March 18, 2023 and March 18, 2024.

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November 16, 2021 Filed Nov 16, 2021 23:07 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 200 $6.55 $1,310.00
Disclosure

SEC source: 0001567619-21-020595 · doc1.xml · nonDerivative · entry 3

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,418

F2 · balance_after: Includes 146,740 shares received pursuant to an unvested restricted stock unit grant. Such shares vest to the extent of 48,914 shares on March 18, 2022 and 48,913 shares on each of March 18, 2023 and March 18, 2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.