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Nasdaq · USD

BRTX

BioRestorative Therapies, Inc.

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SEC CIK
0001505497
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204

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 26, 2019 Filed Aug 28, 2019 20:24 UTC
Silva FranciscoVP of Research and Development
PurchaseCommon Stock 4,000 $0.25 $1,000.00
Disclosure

SEC source: 0001567619-19-017635 · doc1.xml · nonDerivative · entry 2

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,003

Read SEC document
August 26, 2019 Filed Aug 28, 2019 20:24 UTC
Silva FranciscoVP of Research and Development
PurchaseCommon Stock 3,500 $0.29 $1,015.00
Disclosure

SEC source: 0001567619-19-017635 · doc1.xml · nonDerivative · entry 1

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 12,116

Read SEC document
August 23, 2019 Filed Aug 27, 2019 21:19 UTC PurchaseCommon Stock 3,000 $0.26 $789.60
Disclosure

SEC source: 0001567619-19-017605 · doc1.xml · nonDerivative · entry 1

Radov A. Jeffrey · CIK 0001528040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,500

Read SEC document
August 22, 2019 Filed Aug 23, 2019 20:42 UTC
Silva FranciscoVP of Research and Development
PurchaseCommon Stock 8,928 $0.28 $2,499.84
Disclosure

SEC source: 0001567619-19-017530 · doc1.xml · nonDerivative · entry 2

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,003

Read SEC document
August 22, 2019 Filed Aug 23, 2019 20:42 UTC
Silva FranciscoVP of Research and Development
PurchaseCommon Stock 8,446 $0.23 $1,945.96
Disclosure

SEC source: 0001567619-19-017530 · doc1.xml · nonDerivative · entry 1

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 8,616

Read SEC document
August 22, 2019 Filed Aug 23, 2019 20:39 UTC PurchaseCommon Stock 148,317 $0.29 $42,270.35
Disclosure

SEC source: 0001567619-19-017528 · doc1.xml · nonDerivative · entry 2

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,614,529

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.26 to $0.30 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 22, 2019 Filed Aug 23, 2019 20:36 UTC
Weinreb MarkDirector · CEO and Chairman of the Board
PurchaseCommon Stock 2,000 $0.24 $480.00
Disclosure

SEC source: 0001567619-19-017526 · doc1.xml · nonDerivative · entry 3

Weinreb Mark · CIK 0001527212 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Read SEC document
August 22, 2019 Filed Aug 23, 2019 20:36 UTC
Weinreb MarkDirector · CEO and Chairman of the Board
PurchaseCommon Stock 1,300 $0.26 $339.30
Disclosure

SEC source: 0001567619-19-017526 · doc1.xml · nonDerivative · entry 2

Weinreb Mark · CIK 0001527212 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,000

Read SEC document
August 22, 2019 Filed Aug 23, 2019 20:36 UTC
Weinreb MarkDirector · CEO and Chairman of the Board
PurchaseCommon Stock 1,700 $0.29 $493.00
Disclosure

SEC source: 0001567619-19-017526 · doc1.xml · nonDerivative · entry 1

Weinreb Mark · CIK 0001527212 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,700

Read SEC document
August 22, 2019 Filed Oct 18, 2019 20:05 UTC Amendment PurchaseCommon Stock 130,120 $0.28 $37,006.13
Disclosure

SEC source: 0001567619-19-019733 · doc1.xml · nonDerivative · entry 2

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,616,332

F1 · shares: The original Form 4 filed on August 23, 2019 is amended by this Form 4 to correctly reflect the number of shares acquired and the per share price for such date.

F1 · price: The original Form 4 filed on August 23, 2019 is amended by this Form 4 to correctly reflect the number of shares acquired and the per share price for such date.

F3 · price: This transaction was executed in multiple trades at prices ranging from $0.26 to $0.30 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: Does not give effect to purchases made prior to such date and reported on Form 4 filed on October 18, 2019.

Read SEC document
August 21, 2019 Filed Aug 22, 2019 22:01 UTC
ALSTODT LANCEEVP and Chief Strategy Officer
PurchaseCommon Stock 9,900 $0.25 $2,475.00
Disclosure

SEC source: 0001567619-19-017492 · doc1.xml · nonDerivative · entry 2

ALSTODT LANCE · CIK 0001756228 · EVP and Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
August 21, 2019 Filed Aug 22, 2019 22:01 UTC
ALSTODT LANCEEVP and Chief Strategy Officer
PurchaseCommon Stock 100 $0.23 $23.00
Disclosure

SEC source: 0001567619-19-017492 · doc1.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · EVP and Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Read SEC document
August 21, 2019 Filed Aug 23, 2019 20:39 UTC PurchaseCommon Stock 26,700 $0.26 $6,893.94
Disclosure

SEC source: 0001567619-19-017528 · doc1.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,466,212

F1 · price: This transaction was executed in multiple trades at prices ranging from $0.25 to $0.26 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 21, 2019 Filed Oct 18, 2019 20:05 UTC Amendment PurchaseCommon Stock 46,700 $0.25 $11,903.83
Disclosure

SEC source: 0001567619-19-019733 · doc1.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,486,212

F1 · shares: The original Form 4 filed on August 23, 2019 is amended by this Form 4 to correctly reflect the number of shares acquired and the per share price for such date.

F1 · price: The original Form 4 filed on August 23, 2019 is amended by this Form 4 to correctly reflect the number of shares acquired and the per share price for such date.

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.23 to $0.26 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: Does not give effect to purchases made prior to such date and reported on Form 4 filed on October 18, 2019.

Read SEC document
July 30, 2019 Filed Oct 18, 2019 20:11 UTC PurchaseCommon Stock 100 $0.42 $42.00
Disclosure

SEC source: 0001567619-19-019742 · doc1.xml · nonDerivative · entry 16

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,770,608

Read SEC document
July 29, 2019 Filed Oct 18, 2019 20:11 UTC PurchaseCommon Stock 140,356 $0.35 $49,714.10
Disclosure

SEC source: 0001567619-19-019742 · doc1.xml · nonDerivative · entry 15

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,770,508

F5 · price: This transaction was executed in multiple trades at prices ranging from $0.32 to $0.40 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 13, 2019 Filed Oct 18, 2019 20:11 UTC PurchaseCommon Stock 11,000 $0.35 $3,850.00
Disclosure

SEC source: 0001567619-19-019742 · doc1.xml · nonDerivative · entry 14

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,630,152

Read SEC document
June 13, 2019 Filed Oct 18, 2019 20:11 UTC PurchaseCommon Stock 1,000 $0.42 $420.00
Disclosure

SEC source: 0001567619-19-019742 · doc1.xml · nonDerivative · entry 13

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,619,152

Read SEC document
June 12, 2019 Filed Oct 18, 2019 20:11 UTC PurchaseCommon Stock 25,400 $0.36 $9,144.00
Disclosure

SEC source: 0001567619-19-019742 · doc1.xml · nonDerivative · entry 12

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,618,152

F4 · price: This transaction was executed in multiple trades at prices ranging from $0.35 to $0.49 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 10, 2019 Filed Oct 18, 2019 20:11 UTC PurchaseCommon Stock 2,500 $0.48 $1,200.00
Disclosure

SEC source: 0001567619-19-019742 · doc1.xml · nonDerivative · entry 11

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,592,752

Read SEC document
June 06, 2019 Filed Oct 18, 2019 20:11 UTC PurchaseCommon Stock 23,000 $0.43 $9,952.10
Disclosure

SEC source: 0001567619-19-019742 · doc1.xml · nonDerivative · entry 10

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,590,252

F3 · price: This transaction was executed in multiple trades at prices ranging from $0.41 to $0.53 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 05, 2019 Filed Oct 18, 2019 20:11 UTC PurchaseCommon Stock 200 $0.42 $84.00
Disclosure

SEC source: 0001567619-19-019742 · doc1.xml · nonDerivative · entry 9

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,567,252

Read SEC document
June 05, 2019 Filed Oct 18, 2019 20:11 UTC PurchaseCommon Stock 500 $0.41 $205.00
Disclosure

SEC source: 0001567619-19-019742 · doc1.xml · nonDerivative · entry 8

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,567,052

Read SEC document
June 03, 2019 Filed Oct 18, 2019 20:11 UTC PurchaseCommon Stock 3,000 $0.37 $1,110.00
Disclosure

SEC source: 0001567619-19-019742 · doc1.xml · nonDerivative · entry 7

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,566,552

Read SEC document
June 03, 2019 Filed Oct 18, 2019 20:11 UTC PurchaseCommon Stock 5,000 $0.39 $1,950.00
Disclosure

SEC source: 0001567619-19-019742 · doc1.xml · nonDerivative · entry 6

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,563,552

Read SEC document
May 24, 2019 Filed Oct 18, 2019 20:11 UTC PurchaseCommon Stock 30,000 $0.41 $12,159.00
Disclosure

SEC source: 0001567619-19-019742 · doc1.xml · nonDerivative · entry 5

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,558,552

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.39 to $0.42 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 23, 2019 Filed Oct 18, 2019 20:11 UTC PurchaseCommon Stock 5,000 $0.54 $2,700.00
Disclosure

SEC source: 0001567619-19-019742 · doc1.xml · nonDerivative · entry 4

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,528,522

Read SEC document
May 23, 2019 Filed Oct 18, 2019 20:11 UTC PurchaseCommon Stock 1,000 $0.57 $570.00
Disclosure

SEC source: 0001567619-19-019742 · doc1.xml · nonDerivative · entry 3

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,523,522

Read SEC document
May 21, 2019 Filed Oct 18, 2019 20:11 UTC PurchaseCommon Stock 82,040 $0.39 $32,077.64
Disclosure

SEC source: 0001567619-19-019742 · doc1.xml · nonDerivative · entry 2

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,522,552

F1 · price: This transaction was executed in multiple trades at prices ranging from $0.35 to $0.51 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 09, 2019 Filed Oct 18, 2019 20:11 UTC PurchaseCommon Stock 1,000 $0.40 $400.00
Disclosure

SEC source: 0001567619-19-019742 · doc1.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,440,512

Read SEC document
May 07, 2019 Filed May 9, 2019 20:37 UTC PurchaseWarrant to acquire Common Stock · Derivative 555,555 $0.00 Strike: $0.70 $0.00
Disclosure

SEC source: 0001567619-19-010301 · doc1.xml · derivative · entry 15

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,555

Underlying: Common Stock · 555,555 shares

Expires 2020-05-07

Read SEC document
May 07, 2019 Filed May 9, 2019 20:37 UTC PurchaseWarrant to acquire Common Stock · Derivative 555,556 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001567619-19-010301 · doc1.xml · derivative · entry 14

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,556

Underlying: Common Stock · 555,556 shares

Expires 2024-05-07

Read SEC document
May 07, 2019 Filed May 9, 2019 20:37 UTC PurchaseCommon Stock 1,111,111 $0.45 $499,999.95
Disclosure

SEC source: 0001567619-19-010301 · doc1.xml · nonDerivative · entry 11

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,439,512

Read SEC document
April 25, 2019 Filed May 9, 2019 20:37 UTC PurchaseCommon Stock 20,100 $0.65 $13,065.00
Disclosure

SEC source: 0001567619-19-010301 · doc1.xml · nonDerivative · entry 10

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,328,401

F4 · price: This transaction was executed in multiple trades at prices ranging from $0.63 to $0.65. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 23, 2019 Filed May 9, 2019 20:37 UTC PurchaseCommon Stock 11,681 $0.64 $7,475.84
Disclosure

SEC source: 0001567619-19-010301 · doc1.xml · nonDerivative · entry 9

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,308,301

F3 · price: This transaction was executed in multiple trades at prices ranging from $0.64 to $0.65. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 22, 2019 Filed May 9, 2019 20:37 UTC PurchaseCommon Stock 39,985 $0.64 $25,590.40
Disclosure

SEC source: 0001567619-19-010301 · doc1.xml · nonDerivative · entry 8

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,296,620

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.63 to $0.65. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 18, 2019 Filed May 9, 2019 20:37 UTC PurchaseCommon Stock 84,474 $0.63 $53,218.62
Disclosure

SEC source: 0001567619-19-010301 · doc1.xml · nonDerivative · entry 7

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,256,635

F1 · price: This transaction was executed in multiple trades at prices ranging from $0.60 to $0.63. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 09, 2019 Filed May 9, 2019 20:37 UTC PurchaseCommon Stock 100 $0.85 $85.00
Disclosure

SEC source: 0001567619-19-010301 · doc1.xml · nonDerivative · entry 6

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,172,161

Read SEC document
April 08, 2019 Filed May 9, 2019 20:37 UTC PurchaseCommon Stock 200 $0.91 $182.00
Disclosure

SEC source: 0001567619-19-010301 · doc1.xml · nonDerivative · entry 5

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,172,061

Read SEC document
April 04, 2019 Filed Dec 10, 2019 22:30 UTC PurchaseCommon Stock 2,500 $0.80 $2,000.00
Disclosure

SEC source: 0001567619-19-022842 · doc1.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,500

F1 · ownership.nature: Owned by Fleetco, Inc. of which reporting person is sole shareholder.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 19:39 UTC GrantStock Option · Derivative 75,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007603 · doc1.xml · derivative · entry 16

Tonna Paul Jude · CIK 0001612143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2028-10-29

F8 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F7 · derivative.exercise_date: The option is exercisable to the extent of 25,000 shares on each of October 29, 2018, October 29, 2019 and October 29, 2020.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 19:39 UTC Disposition to issuerStock Option · Derivative 75,000 Not disclosed Strike: $1.23 Not disclosed
Disclosure

SEC source: 0001567619-19-007603 · doc1.xml · derivative · entry 15

Tonna Paul Jude · CIK 0001612143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2028-10-29

F8 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F7 · derivative.exercise_date: The option is exercisable to the extent of 25,000 shares on each of October 29, 2018, October 29, 2019 and October 29, 2020.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 19:39 UTC GrantStock Option · Derivative 125,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007603 · doc1.xml · derivative · entry 14

Tonna Paul Jude · CIK 0001612143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2027-06-23

F8 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F6 · derivative.exercise_date: The option is exercisable to the extent of 41,667 shares on each of June 23, 2017 and June 23, 2018, and 41,666 shares on June 23, 2019.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 19:39 UTC Disposition to issuerStock Option · Derivative 125,000 Not disclosed Strike: $3.35 Not disclosed
Disclosure

SEC source: 0001567619-19-007603 · doc1.xml · derivative · entry 13

Tonna Paul Jude · CIK 0001612143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 125,000 shares

Expires 2027-06-23

F8 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F6 · derivative.exercise_date: The option is exercisable to the extent of 41,667 shares on each of June 23, 2017 and June 23, 2018, and 41,666 shares on June 23, 2019.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 19:39 UTC GrantOption · Derivative 64,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007603 · doc1.xml · derivative · entry 11

Tonna Paul Jude · CIK 0001612143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,000

Underlying: Common Stock · 64,000 shares

Expires 2026-06-10

F8 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F5 · derivative.exercise_date: The option is exercisable to the extent of 21,334 shares on June 10, 2016, and 21,333 shares on each of June 10, 2017 and June 10, 2018.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 19:39 UTC Disposition to issuerOption · Derivative 64,000 Not disclosed Strike: $3.73 Not disclosed
Disclosure

SEC source: 0001567619-19-007603 · doc1.xml · derivative · entry 10

Tonna Paul Jude · CIK 0001612143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 64,000 shares

Expires 2026-06-10

F8 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F5 · derivative.exercise_date: The option is exercisable to the extent of 21,334 shares on June 10, 2016, and 21,333 shares on each of June 10, 2017 and June 10, 2018.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 19:39 UTC GrantOption · Derivative 60,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007603 · doc1.xml · derivative · entry 9

Tonna Paul Jude · CIK 0001612143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2025-09-04

F8 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F4 · derivative.exercise_date: The option is exercisable to the extent of 30,000 shares on December 22, 2015 and 10,000 shares on each of September 4, 2016, September 4, 2017 and September 4, 2018.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 19:39 UTC Disposition to issuerOption · Derivative 60,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001567619-19-007603 · doc1.xml · derivative · entry 8

Tonna Paul Jude · CIK 0001612143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,000 shares

Expires 2025-09-04

F8 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F4 · derivative.exercise_date: The option is exercisable to the extent of 30,000 shares on December 22, 2015 and 10,000 shares on each of September 4, 2016, September 4, 2017 and September 4, 2018.

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March 25, 2019 Filed Mar 25, 2019 19:39 UTC GrantOption · Derivative 25,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007603 · doc1.xml · derivative · entry 7

Tonna Paul Jude · CIK 0001612143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2024-10-23

F8 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F3 · derivative.exercise_date: The option is exercisable to the extent of 8,334 shares on October 23, 2015 and 8,333 shares on each of October 23, 2016 and October 23, 2017.

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March 25, 2019 Filed Mar 25, 2019 19:39 UTC Disposition to issuerOption · Derivative 25,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001567619-19-007603 · doc1.xml · derivative · entry 6

Tonna Paul Jude · CIK 0001612143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2024-10-23

F8 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F3 · derivative.exercise_date: The option is exercisable to the extent of 8,334 shares on October 23, 2015 and 8,333 shares on each of October 23, 2016 and October 23, 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.