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person · Reporting owner

Broadrick Dale

Disclosed activity across 1 company

Tapewire entity
86300
SEC CIK
0001677513

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BioRestorative Therapies, Inc.BRTX · Entity 827710% ownerOctober 28, 2024November 05, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BioRestorative Therapies, Inc.

Report date October 28, 2024 · Filed November 05, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect445,933 Reported balance After 2024-10-28 transaction · row 1
1 source row

Row 1 · 2024-10-28 · Sale · Disposed 1,112 · Balance 445,933

Common StockSEC Table I · non-derivativeIndirectSee Fotenote477,972 Reported balance Holding disclosure · report date 2024-10-28 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 477,972

F1: Owned by Fleetco, Inc. of which the reporting person is a 93% shareholder.

Filing footnotes · ownership attribution and instrument terms

F1: Owned by Fleetco, Inc. of which the reporting person is a 93% shareholder.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 28, 2024 Filed Nov 5, 2024 21:33 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 SaleCommon Stock 1,112 $1.58 $1,756.96
Disclosure

SEC source: 0001021771-24-000184 · form4.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 445,933

Read SEC document
February 09, 2024 Filed Feb 12, 2024 14:26 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 86,041 $1.32 $113,574.12
Disclosure

SEC source: 0001021771-24-000038 · form4.xml · nonDerivative · entry 2

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 477,972

F1 · ownership.nature: Owned by Fleetco, Inc. of which the reporting person is a 93% shareholder.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 13:00 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 83,626 $1.34 $112,058.84
Disclosure

SEC source: 0001021771-24-000035 · form4.xml · nonDerivative · entry 2

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 447,045

Read SEC document
February 08, 2024 Filed Feb 12, 2024 14:26 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 73,959 $1.25 $92,448.75
Disclosure

SEC source: 0001021771-24-000038 · form4.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Ssee Footnote

Disclosed balance after: 391,931

F1 · ownership.nature: Owned by Fleetco, Inc. of which the reporting person is a 93% shareholder.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 13:00 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 36,374 $1.38 $50,196.12
Disclosure

SEC source: 0001021771-24-000035 · form4.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 363,419

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:32 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 SaleCommon Stock 250 $1.88 $469.25
Disclosure

SEC source: 0001021771-23-000118 · form4.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 327,045

Read SEC document
November 27, 2023 Filed Dec 1, 2023 22:04 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 SaleCommon Stock 278 $1.89 $525.42
Disclosure

SEC source: 0001021771-23-000116 · form4.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 327,295

Read SEC document
September 15, 2023 Filed Sep 18, 2023 13:20 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 10,000 $1.66 $16,600.00
Disclosure

SEC source: 0001021771-23-000098 · form4.xml · nonDerivative · entry 2

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 327,573

Read SEC document
September 14, 2023 Filed Sep 18, 2023 13:20 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 10,000 $1.54 $15,400.00
Disclosure

SEC source: 0001021771-23-000098 · form4.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 317,573

Read SEC document
September 07, 2023 Filed Sep 14, 2023 20:08 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 1,000 $1.91 $1,910.00
Disclosure

SEC source: 0001021771-23-000092 · form4.xml · nonDerivative · entry 3

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 317,972

F1 · ownership.nature: Owned by Fleetco, Inc. of which the reporting person is a 93% shareholder.

Read SEC document
September 07, 2023 Filed Sep 14, 2023 20:08 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 1,000 $1.81 $1,810.00
Disclosure

SEC source: 0001021771-23-000092 · form4.xml · nonDerivative · entry 2

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 307,573

Read SEC document
July 28, 2023 Filed Sep 14, 2023 20:08 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 500 $2.89 $1,445.00
Disclosure

SEC source: 0001021771-23-000092 · form4.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 306,573

Read SEC document
July 27, 2023 Filed Jul 28, 2023 15:17 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 1,000 $2.80 $2,800.00
Disclosure

SEC source: 0001140361-23-036665 · form4.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 306,073

F1 · price: This transaction was executed in multiple trades at prices ranging from $2.75 to $2.85 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: The reporting person also owns 316,972 shares indirectly through Fleetco, Inc. of which the reporting person is a 93% shareholder.

Read SEC document
February 22, 2023 Filed Mar 3, 2023 21:11 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 1,000 $2.95 $2,950.00
Disclosure

SEC source: 0001567619-23-004348 · doc1.xml · nonDerivative · entry 4

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,073

Read SEC document
February 22, 2023 Filed Mar 3, 2023 21:11 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 5,000 $2.84 $14,200.00
Disclosure

SEC source: 0001567619-23-004348 · doc1.xml · nonDerivative · entry 3

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,073

Read SEC document
November 30, 2022 Filed Mar 3, 2023 21:11 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 100 $2.77 $277.00
Disclosure

SEC source: 0001567619-23-004348 · doc1.xml · nonDerivative · entry 2

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,073

Read SEC document
November 30, 2022 Filed Mar 3, 2023 21:11 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 100 $2.78 $278.00
Disclosure

SEC source: 0001567619-23-004348 · doc1.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,973

Read SEC document
September 23, 2022 Filed Sep 27, 2022 21:23 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 300 $2.83 $848.97
Disclosure

SEC source: 0001567619-22-017856 · doc1.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,873

Read SEC document
July 13, 2022 Filed Jul 15, 2022 15:46 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 200 $3.00 $600.00
Disclosure

SEC source: 0001567619-22-014051 · doc1.xml · nonDerivative · entry 3

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,573

Read SEC document
July 12, 2022 Filed Jul 15, 2022 15:46 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 900 $2.97 $2,673.00
Disclosure

SEC source: 0001567619-22-014051 · doc1.xml · nonDerivative · entry 2

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,373

F1 · price: This transaction was executed in multiple trades at prices ranging from $2.95 to $2.9799 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
July 06, 2022 Filed Jul 15, 2022 15:46 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 100 $3.38 $337.99
Disclosure

SEC source: 0001567619-22-014051 · doc1.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,473

Read SEC document
June 30, 2022 Filed Jul 5, 2022 22:10 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 1,900 $3.08 $5,849.91
Disclosure

SEC source: 0001567619-22-013688 · doc1.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,373

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.00 to $3.1499 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 19:42 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 100 $3.68 $367.96
Disclosure

SEC source: 0001567619-22-013309 · doc1.xml · nonDerivative · entry 2

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,473

Read SEC document
June 17, 2022 Filed Jun 23, 2022 19:42 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 600 $3.80 $2,281.98
Disclosure

SEC source: 0001567619-22-013309 · doc1.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,373

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.69 to $3.9375 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 16, 2022 Filed Jun 17, 2022 21:05 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 2,000 $3.81 $7,611.00
Disclosure

SEC source: 0001567619-22-013111 · doc1.xml · nonDerivative · entry 2

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,773

F2 · price: This transaction was executed in multiple trades at prices ranging from $3.5718 to $3.8999 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 21:05 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 1,200 $3.72 $4,463.88
Disclosure

SEC source: 0001567619-22-013111 · doc1.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,773

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.65 to $3.7799 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 13, 2022 Filed Jun 15, 2022 20:45 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 1,300 $3.92 $5,096.52
Disclosure

SEC source: 0001567619-22-012901 · doc1.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,573

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.8999 to $4.00 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 10, 2022 Filed Jun 13, 2022 19:33 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 600 $4.23 $2,539.98
Disclosure

SEC source: 0001567619-22-012747 · doc1.xml · nonDerivative · entry 2

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,273

F2 · price: This transaction was executed in multiple trades at prices ranging from $4.1899 to $4.2999 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 19:33 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 1,000 $4.27 $4,265.70
Disclosure

SEC source: 0001567619-22-012747 · doc1.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,673

F1 · price: This transaction was executed in multiple trades at prices ranging from $4.17 to $4.3699 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 08, 2022 Filed Jun 9, 2022 20:42 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 2,400 $4.33 $10,395.12
Disclosure

SEC source: 0001567619-22-012605 · doc1.xml · nonDerivative · entry 2

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,673

F2 · price: This transaction was executed in multiple trades at prices ranging from $4.1999 to $4.6199 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 07, 2022 Filed Jun 9, 2022 20:42 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 3,600 $4.72 $17,003.16
Disclosure

SEC source: 0001567619-22-012605 · doc1.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,273

F1 · price: This transaction was executed in multiple trades at prices ranging from $4.585 to $4.7699 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 06, 2022 Filed Jun 7, 2022 17:52 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 3,000 $4.93 $14,797.50
Disclosure

SEC source: 0001567619-22-012430 · doc1.xml · nonDerivative · entry 2

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,673

F2 · price: This transaction was executed in multiple trades at prices ranging from $4.8531 to $4.9676 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 17:52 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 1,200 $4.90 $5,879.28
Disclosure

SEC source: 0001567619-22-012430 · doc1.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,673

F1 · price: This transaction was executed in multiple trades at prices ranging from $4.80 to $4.9199 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 02, 2022 Filed Jun 6, 2022 17:35 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 1,000 $4.69 $4,687.80
Disclosure

SEC source: 0001567619-22-012367 · doc1.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,473

F1 · price: This transaction was executed in multiple trades at prices ranging from $4.48 to $4.8943 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:03 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 9,213 $4.46 $41,122.23
Disclosure

SEC source: 0001567619-22-012250 · doc1.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,473

F1 · price: This transaction was executed in multiple trades at prices ranging from $4.0659 to $4.62 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 20:30 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 10,957 $3.61 $39,592.02
Disclosure

SEC source: 0001567619-22-012010 · doc1.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,260

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.3499 to $3.7999 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
May 26, 2022 Filed May 31, 2022 21:18 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 SaleCommon Stock 2,000 $3.44 $6,875.60
Disclosure

SEC source: 0001567619-22-011949 · doc1.xml · nonDerivative · entry 2

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,303

F2 · price: This transaction was executed in multiple trades at prices ranging from $3.39 to $3.465 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
May 26, 2022 Filed May 31, 2022 21:18 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 4,950 $3.51 $17,364.11
Disclosure

SEC source: 0001567619-22-011949 · doc1.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,303

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.4787 to $3.5599 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
April 06, 2022 Filed Apr 8, 2022 20:23 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 2,500 $5.66 $14,150.00
Disclosure

SEC source: 0001567619-22-008301 · doc1.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,353

Read SEC document
April 05, 2022 Filed Apr 7, 2022 20:15 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 30,000 $5.64 $169,200.00
Disclosure

SEC source: 0001567619-22-008245 · doc1.xml · nonDerivative · entry 2

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,853

Read SEC document
April 05, 2022 Filed Apr 7, 2022 20:15 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 16,000 $5.84 $93,440.00
Disclosure

SEC source: 0001567619-22-008245 · doc1.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,853

Read SEC document
March 31, 2022 Filed Apr 1, 2022 20:54 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 700 $4.84 $3,388.00
Disclosure

SEC source: 0001567619-22-007864 · doc1.xml · nonDerivative · entry 3

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 316,972

F1 · ownership.nature: Owned by Fleetco, Inc. of which reporting person is a 93% shareholder.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 20:54 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 10,000 $4.71 $47,100.00
Disclosure

SEC source: 0001567619-22-007864 · doc1.xml · nonDerivative · entry 2

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 316,272

F1 · ownership.nature: Owned by Fleetco, Inc. of which reporting person is a 93% shareholder.

Read SEC document
March 29, 2022 Filed Apr 1, 2022 20:54 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 5,000 $5.12 $25,600.00
Disclosure

SEC source: 0001567619-22-007864 · doc1.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 306,272

F1 · ownership.nature: Owned by Fleetco, Inc. of which reporting person is a 93% shareholder.

Read SEC document
March 21, 2022 Filed Mar 29, 2022 20:52 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 10,000 $4.35 $43,500.00
Disclosure

SEC source: 0001567619-22-007664 · doc1.xml · nonDerivative · entry 8

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,853

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March 09, 2022 Filed Mar 29, 2022 20:52 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 11,875 $4.00 $47,500.00
Disclosure

SEC source: 0001567619-22-007664 · doc1.xml · nonDerivative · entry 7

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,853

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March 08, 2022 Filed Mar 29, 2022 20:52 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 8,125 $4.00 $32,500.00
Disclosure

SEC source: 0001567619-22-007664 · doc1.xml · nonDerivative · entry 6

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,978

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March 07, 2022 Filed Mar 29, 2022 20:52 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 24,392 $4.43 $108,056.56
Disclosure

SEC source: 0001567619-22-007664 · doc1.xml · nonDerivative · entry 5

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,853

F4 · price: This transaction was executed in multiple trades at prices ranging from $3.97 to $4.53 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

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March 04, 2022 Filed Mar 29, 2022 20:52 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 3,800 $5.51 $20,938.00
Disclosure

SEC source: 0001567619-22-007664 · doc1.xml · nonDerivative · entry 4

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 301,272

F1 · ownership.nature: Owned by Fleetco, Inc. of which reporting person is sole shareholder.

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March 03, 2022 Filed Mar 29, 2022 20:52 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 PurchaseCommon Stock 47,648 $5.47 $260,634.56
Disclosure

SEC source: 0001567619-22-007664 · doc1.xml · nonDerivative · entry 3

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 297,472

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.39 to $5.60 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F1 · ownership.nature: Owned by Fleetco, Inc. of which reporting person is sole shareholder.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.