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Nasdaq · USD

BRTX

BioRestorative Therapies, Inc.

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8277
SEC CIK
0001505497
Parsed reports
204

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2022 Filed Jul 1, 2022 13:20 UTC
ALSTODT LANCEDirector · President, CEO, COB
PurchaseCommon Stock 1,100 $3.10 $3,407.91
Disclosure

SEC source: 0001567619-22-013553 · doc1.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,021

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.03 to $3.1499 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Includes 107,154 shares received pursuant to unvested restricted stock unit grants. Such shares vest to the extent of 1,037 shares on August 18, 2022, October 18, 2022, December 18, 2022 and February 18, 2023, 1,036 shares on July 18, 2022, September 18, 2022, November 18, 2022 and January 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 22:10 UTC PurchaseCommon Stock 1,900 $3.08 $5,849.91
Disclosure

SEC source: 0001567619-22-013688 · doc1.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,373

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.00 to $3.1499 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

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June 21, 2022 Filed Jun 23, 2022 19:42 UTC PurchaseCommon Stock 100 $3.68 $367.96
Disclosure

SEC source: 0001567619-22-013309 · doc1.xml · nonDerivative · entry 2

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,473

Read SEC document
June 17, 2022 Filed Jun 23, 2022 19:42 UTC PurchaseCommon Stock 600 $3.80 $2,281.98
Disclosure

SEC source: 0001567619-22-013309 · doc1.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,373

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.69 to $3.9375 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 16, 2022 Filed Jun 17, 2022 21:05 UTC PurchaseCommon Stock 2,000 $3.81 $7,611.00
Disclosure

SEC source: 0001567619-22-013111 · doc1.xml · nonDerivative · entry 2

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,773

F2 · price: This transaction was executed in multiple trades at prices ranging from $3.5718 to $3.8999 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 16, 2022 Filed Jun 17, 2022 20:02 UTC
ALSTODT LANCEDirector · President, CEO, COB
PurchaseCommon Stock 600 $3.73 $2,238.00
Disclosure

SEC source: 0001567619-22-013067 · doc1.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,921

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.57 to $3.86 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Includes 108,191 shares received pursuant to unvested restricted stock unit grants. Such shares vest to the extent of 1,037 shares on June 18, 2022, August 18, 2022, October 18, 2022, December 18, 2022 and February 18, 2023, 1,036 shares on July 18, 2022, September 18, 2022, November 18, 2022 and January 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

Read SEC document
June 15, 2022 Filed Jun 15, 2022 21:50 UTC
Kristal Robert EugeneChief Financial Officer
PurchaseCommon Stock 194 $3.61 $700.34
Disclosure

SEC source: 0001567619-22-012912 · doc1.xml · nonDerivative · entry 1

Kristal Robert Eugene · CIK 0001893955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,994

Read SEC document
June 15, 2022 Filed Jun 15, 2022 21:30 UTC
ALSTODT LANCEDirector · President, CEO, COB
PurchaseCommon Stock 700 $3.68 $2,577.54
Disclosure

SEC source: 0001567619-22-012910 · doc1.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,321

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.655 to $3.7167 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Includes 108,191 shares received pursuant to unvested restricted stock unit grants. Such shares vest to the extent of 1,037 shares on June 18, 2022, August 18, 2022, October 18, 2022, December 18, 2022 and February 18, 2023, 1,036 shares on July 18, 2022, September 18, 2022, November 18, 2022 and January 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 21:05 UTC PurchaseCommon Stock 1,200 $3.72 $4,463.88
Disclosure

SEC source: 0001567619-22-013111 · doc1.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,773

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.65 to $3.7799 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 14, 2022 Filed Jun 15, 2022 18:55 UTC
Silva FranciscoDirector · VP of Research and Development
GrantCommon Stock 263 $3.78 $993.46
Disclosure

SEC source: 0001567619-22-012893 · doc1.xml · nonDerivative · entry 1

Silva Francisco · CIK 0001527241 · Director · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,114

F1 · balance_after: Includes 108,191 shares received pursuant to unvested restricted stock unit grants. Such shares vest to the extent of 1,037 shares on June 18, 2022, August 18, 2022, October 18, 2022, December 18, 2022 and February 18, 2023, 1,036 shares on July 18, 2022, September 18, 2022, November 18, 2022 and January 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

Read SEC document
June 14, 2022 Filed Jun 15, 2022 15:01 UTC
ALSTODT LANCEDirector · President, CEO, COB
PurchaseCommon Stock 500 $3.91 $1,955.95
Disclosure

SEC source: 0001567619-22-012867 · doc1.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,621

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.8499 to $3.9699 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Includes 108,191 shares received pursuant to unvested restricted stock unit grants. Such shares vest to the extent of 1,037 shares on June 18, 2022, August 18, 2022, October 18, 2022, December 18, 2022 and February 18, 2023, 1,036 shares on July 18, 2022, September 18, 2022, November 18, 2022 and January 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

Read SEC document
June 13, 2022 Filed Jun 14, 2022 15:55 UTC
ALSTODT LANCEDirector · President, CEO, COB
PurchaseCommon Stock 100 $3.92 $392.00
Disclosure

SEC source: 0001567619-22-012812 · doc1.xml · nonDerivative · entry 2

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,121

F1 · balance_after: Includes 108,191 shares received pursuant to unvested restricted stock unit grants. Such shares vest to the extent of 1,037 shares on June 18, 2022, August 18, 2022, October 18, 2022, December 18, 2022 and February 18, 2023, 1,036 shares on July 18, 2022, September 18, 2022, November 18, 2022 and January 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

Read SEC document
June 13, 2022 Filed Jun 14, 2022 15:55 UTC
ALSTODT LANCEDirector · President, CEO, COB
PurchaseCommon Stock 100 $3.98 $398.00
Disclosure

SEC source: 0001567619-22-012812 · doc1.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,021

F1 · balance_after: Includes 108,191 shares received pursuant to unvested restricted stock unit grants. Such shares vest to the extent of 1,037 shares on June 18, 2022, August 18, 2022, October 18, 2022, December 18, 2022 and February 18, 2023, 1,036 shares on July 18, 2022, September 18, 2022, November 18, 2022 and January 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

Read SEC document
June 13, 2022 Filed Jun 15, 2022 20:45 UTC PurchaseCommon Stock 1,300 $3.92 $5,096.52
Disclosure

SEC source: 0001567619-22-012901 · doc1.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,573

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.8999 to $4.00 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 10, 2022 Filed Jun 13, 2022 19:33 UTC PurchaseCommon Stock 600 $4.23 $2,539.98
Disclosure

SEC source: 0001567619-22-012747 · doc1.xml · nonDerivative · entry 2

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,273

F2 · price: This transaction was executed in multiple trades at prices ranging from $4.1899 to $4.2999 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 19:33 UTC PurchaseCommon Stock 1,000 $4.27 $4,265.70
Disclosure

SEC source: 0001567619-22-012747 · doc1.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,673

F1 · price: This transaction was executed in multiple trades at prices ranging from $4.17 to $4.3699 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 08, 2022 Filed Jun 9, 2022 20:42 UTC PurchaseCommon Stock 2,400 $4.33 $10,395.12
Disclosure

SEC source: 0001567619-22-012605 · doc1.xml · nonDerivative · entry 2

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,673

F2 · price: This transaction was executed in multiple trades at prices ranging from $4.1999 to $4.6199 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 08, 2022 Filed Jun 9, 2022 15:41 UTC
ALSTODT LANCEDirector · President, CEO, COB
PurchaseCommon Stock 100 $4.28 $428.00
Disclosure

SEC source: 0001567619-22-012581 · doc1.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,921

F1 · balance_after: Includes 108,191 shares received pursuant to unvested restricted stock unit grants. Such shares vest to the extent of 1,037 shares on June 18, 2022, August 18, 2022, October 18, 2022, December 18, 2022 and February 18, 2023, 1,036 shares on July 18, 2022, September 18, 2022, November 18, 2022 and January 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

Read SEC document
June 07, 2022 Filed Jun 7, 2022 16:22 UTC
Kristal Robert EugeneChief Financial Officer
PurchaseCommon Stock 200 $4.56 $912.00
Disclosure

SEC source: 0001567619-22-012416 · doc1.xml · nonDerivative · entry 1

Kristal Robert Eugene · CIK 0001893955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,800

Read SEC document
June 07, 2022 Filed Jun 8, 2022 13:37 UTC
Silva FranciscoDirector · VP of Research and Development
GrantCommon Stock 565 $4.65 $2,626.85
Disclosure

SEC source: 0001567619-22-012496 · doc1.xml · nonDerivative · entry 1

Silva Francisco · CIK 0001527241 · Director · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,851

F1 · price: This transaction was executed in multiple trades at prices ranging from $4.635 to $4.69 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Includes 108,191 shares received pursuant to unvested restricted stock unit grants. Such shares vest to the extent of 1,037 shares on June 18, 2022, August 18, 2022, October 18, 2022, December 18, 2022 and February 18, 2023, 1,036 shares on July 18, 2022, September 18, 2022, November 18, 2022 and January 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

Read SEC document
June 07, 2022 Filed Jun 9, 2022 20:42 UTC PurchaseCommon Stock 3,600 $4.72 $17,003.16
Disclosure

SEC source: 0001567619-22-012605 · doc1.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,273

F1 · price: This transaction was executed in multiple trades at prices ranging from $4.585 to $4.7699 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 06, 2022 Filed Jun 7, 2022 17:52 UTC PurchaseCommon Stock 3,000 $4.93 $14,797.50
Disclosure

SEC source: 0001567619-22-012430 · doc1.xml · nonDerivative · entry 2

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,673

F2 · price: This transaction was executed in multiple trades at prices ranging from $4.8531 to $4.9676 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 17:52 UTC PurchaseCommon Stock 1,200 $4.90 $5,879.28
Disclosure

SEC source: 0001567619-22-012430 · doc1.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,673

F1 · price: This transaction was executed in multiple trades at prices ranging from $4.80 to $4.9199 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 02, 2022 Filed Jun 6, 2022 17:35 UTC PurchaseCommon Stock 1,000 $4.69 $4,687.80
Disclosure

SEC source: 0001567619-22-012367 · doc1.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,473

F1 · price: This transaction was executed in multiple trades at prices ranging from $4.48 to $4.8943 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:03 UTC PurchaseCommon Stock 9,213 $4.46 $41,122.23
Disclosure

SEC source: 0001567619-22-012250 · doc1.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,473

F1 · price: This transaction was executed in multiple trades at prices ranging from $4.0659 to $4.62 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 10:58 UTC
ALSTODT LANCEDirector · President, CEO, COB
PurchaseCommon Stock 200 $4.60 $920.00
Disclosure

SEC source: 0001567619-22-012211 · doc1.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,821

F1 · balance_after: Includes 108,191 shares received pursuant to unvested restricted stock unit grants. Such shares vest to the extent of 1,037 shares on June 18, 2022, August 18, 2022, October 18, 2022, December 18, 2022 and February 18, 2023, 1,036 shares on July 18, 2022, September 18, 2022, November 18, 2022 and January 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 20:30 UTC PurchaseCommon Stock 10,957 $3.61 $39,592.02
Disclosure

SEC source: 0001567619-22-012010 · doc1.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,260

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.3499 to $3.7999 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
May 26, 2022 Filed May 27, 2022 14:23 UTC
ALSTODT LANCEDirector · President, CEO, COB
PurchaseCommon Stock 2,700 $3.52 $9,494.01
Disclosure

SEC source: 0001567619-22-011807 · doc1.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,621

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.4347 to $3.5499 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Includes 108,191 shares received pursuant to unvested restricted stock unit grants. Such shares vest to the extent of 1,037 shares on June 18, 2022, August 18, 2022, October 18, 2022, December 18, 2022 and February 18, 2023, 1,036 shares on July 18, 2022, September 18, 2022, November 18, 2022 and January 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

Read SEC document
May 26, 2022 Filed May 31, 2022 21:18 UTC SaleCommon Stock 2,000 $3.44 $6,875.60
Disclosure

SEC source: 0001567619-22-011949 · doc1.xml · nonDerivative · entry 2

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,303

F2 · price: This transaction was executed in multiple trades at prices ranging from $3.39 to $3.465 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
May 26, 2022 Filed May 31, 2022 21:18 UTC PurchaseCommon Stock 4,950 $3.51 $17,364.11
Disclosure

SEC source: 0001567619-22-011949 · doc1.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,303

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.4787 to $3.5599 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
May 02, 2022 Filed May 2, 2022 21:14 UTC
ALSTODT LANCEDirector · President, CEO, COB
PurchaseCommon Stock 200 $3.96 $791.80
Disclosure

SEC source: 0001567619-22-009300 · doc1.xml · nonDerivative · entry 2

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,921

F1 · balance_after: Includes 109,227 shares received pursuant to unvested restricted stock unit grants. Such shares vest to the extent of 1,037 shares beginning on May 18, 2022 and continuing monthly through September 18, 2022, 1,036 shares beginning on October 18, 2022 and continuing monthly through February 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

Read SEC document
May 02, 2022 Filed May 2, 2022 21:14 UTC
ALSTODT LANCEDirector · President, CEO, COB
PurchaseCommon Stock 200 $3.94 $787.00
Disclosure

SEC source: 0001567619-22-009300 · doc1.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,721

F1 · balance_after: Includes 109,227 shares received pursuant to unvested restricted stock unit grants. Such shares vest to the extent of 1,037 shares beginning on May 18, 2022 and continuing monthly through September 18, 2022, 1,036 shares beginning on October 18, 2022 and continuing monthly through February 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

Read SEC document
April 08, 2022 Filed Apr 11, 2022 14:47 UTC
Kristal Robert EugeneChief Financial Officer
PurchaseCommon Stock 7,600 $5.71 $43,396.00
Disclosure

SEC source: 0001567619-22-008332 · doc1.xml · nonDerivative · entry 1

Kristal Robert Eugene · CIK 0001893955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,600

Read SEC document
April 06, 2022 Filed Apr 8, 2022 20:23 UTC PurchaseCommon Stock 2,500 $5.66 $14,150.00
Disclosure

SEC source: 0001567619-22-008301 · doc1.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,353

Read SEC document
April 05, 2022 Filed Apr 7, 2022 20:15 UTC PurchaseCommon Stock 30,000 $5.64 $169,200.00
Disclosure

SEC source: 0001567619-22-008245 · doc1.xml · nonDerivative · entry 2

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,853

Read SEC document
April 05, 2022 Filed Apr 7, 2022 20:15 UTC PurchaseCommon Stock 16,000 $5.84 $93,440.00
Disclosure

SEC source: 0001567619-22-008245 · doc1.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,853

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March 31, 2022 Filed Apr 1, 2022 20:54 UTC PurchaseCommon Stock 700 $4.84 $3,388.00
Disclosure

SEC source: 0001567619-22-007864 · doc1.xml · nonDerivative · entry 3

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 316,972

F1 · ownership.nature: Owned by Fleetco, Inc. of which reporting person is a 93% shareholder.

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March 31, 2022 Filed Apr 1, 2022 20:54 UTC PurchaseCommon Stock 10,000 $4.71 $47,100.00
Disclosure

SEC source: 0001567619-22-007864 · doc1.xml · nonDerivative · entry 2

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 316,272

F1 · ownership.nature: Owned by Fleetco, Inc. of which reporting person is a 93% shareholder.

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March 29, 2022 Filed Apr 1, 2022 20:54 UTC PurchaseCommon Stock 5,000 $5.12 $25,600.00
Disclosure

SEC source: 0001567619-22-007864 · doc1.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 306,272

F1 · ownership.nature: Owned by Fleetco, Inc. of which reporting person is a 93% shareholder.

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March 21, 2022 Filed Mar 29, 2022 20:52 UTC PurchaseCommon Stock 10,000 $4.35 $43,500.00
Disclosure

SEC source: 0001567619-22-007664 · doc1.xml · nonDerivative · entry 8

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,853

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March 18, 2022 Filed Mar 22, 2022 21:11 UTC
Silva FranciscoDirector · VP of Research and Development
GrantCommon Stock 12,438 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-007349 · doc1.xml · nonDerivative · entry 1

Silva Francisco · CIK 0001527241 · Director · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,286

F1 · price: Shares received pursuant to a restricted stock unit grant. Vests in twelve nearly equal monthly installments beginning on April 18, 2022.

F2 · balance_after: Includes 110,264 shares received pursuant to unvested restricted stock unit grants. Such shares vest to the extent of 1,037 shares beginning on April 18, 2022 and continuing monthly through September 18, 2022, 1,036 shares beginning on October 18, 2022 and continuing monthly through February 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

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March 18, 2022 Filed Mar 22, 2022 21:08 UTC
ALSTODT LANCEDirector · President, CEO, COB
GrantCommon Stock 12,438 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-007347 · doc1.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,521

F1 · price: Shares received pursuant to a restricted stock unit grant. Vests in twelve nearly equal monthly installments beginning April 18, 2022.

F2 · balance_after: Includes 110,264 shares received pursuant to unvested restricted stock unit grants. Such shares vest to the extent of 1,037 shares beginning on April 18, 2022 and continuing monthly through September 18, 2022, 1,036 shares beginning on October 18, 2022 and continuing monthly through February 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.

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March 09, 2022 Filed Mar 29, 2022 20:52 UTC PurchaseCommon Stock 11,875 $4.00 $47,500.00
Disclosure

SEC source: 0001567619-22-007664 · doc1.xml · nonDerivative · entry 7

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,853

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March 08, 2022 Filed Mar 29, 2022 20:52 UTC PurchaseCommon Stock 8,125 $4.00 $32,500.00
Disclosure

SEC source: 0001567619-22-007664 · doc1.xml · nonDerivative · entry 6

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,978

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March 07, 2022 Filed Mar 29, 2022 20:52 UTC PurchaseCommon Stock 24,392 $4.43 $108,056.56
Disclosure

SEC source: 0001567619-22-007664 · doc1.xml · nonDerivative · entry 5

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,853

F4 · price: This transaction was executed in multiple trades at prices ranging from $3.97 to $4.53 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

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March 04, 2022 Filed Mar 29, 2022 20:52 UTC PurchaseCommon Stock 3,800 $5.51 $20,938.00
Disclosure

SEC source: 0001567619-22-007664 · doc1.xml · nonDerivative · entry 4

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 301,272

F1 · ownership.nature: Owned by Fleetco, Inc. of which reporting person is sole shareholder.

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March 03, 2022 Filed Mar 29, 2022 20:52 UTC PurchaseCommon Stock 47,648 $5.47 $260,634.56
Disclosure

SEC source: 0001567619-22-007664 · doc1.xml · nonDerivative · entry 3

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 297,472

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.39 to $5.60 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F1 · ownership.nature: Owned by Fleetco, Inc. of which reporting person is sole shareholder.

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March 02, 2022 Filed Mar 29, 2022 20:52 UTC PurchaseCommon Stock 47,840 $5.61 $268,382.40
Disclosure

SEC source: 0001567619-22-007664 · doc1.xml · nonDerivative · entry 2

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 249,824

F2 · price: This transaction was executed in multiple trades at prices ranging from $5.56 to $5.62 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F1 · ownership.nature: Owned by Fleetco, Inc. of which reporting person is sole shareholder.

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March 01, 2022 Filed Mar 29, 2022 20:52 UTC PurchaseCommon Stock 2,270 $5.55 $12,598.50
Disclosure

SEC source: 0001567619-22-007664 · doc1.xml · nonDerivative · entry 1

Broadrick Dale · CIK 0001677513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 201,984

F1 · ownership.nature: Owned by Fleetco, Inc. of which reporting person is sole shareholder.

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January 24, 2022 Filed Jan 24, 2022 22:03 UTC
ALSTODT LANCEDirector · President, CEO, COB
PurchaseCommon Stock 1,470 $3.40 $4,998.00
Disclosure

SEC source: 0001567619-22-001588 · doc1.xml · nonDerivative · entry 1

ALSTODT LANCE · CIK 0001756228 · Director · President, CEO, COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,083

F1 · balance_after: Includes 146,740 shares received pursuant to an unvested restricted stock unit grant. Such shares vest to the extent of 48,914 shares on March 18, 2022 and 48,913 shares on each of March 18, 2023 and March 18, 2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.