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BRSP

BrightSpire Capital, Inc.

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5357
SEC CIK
0001717547
Parsed reports
145

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2021 Filed Mar 16, 2021 22:00 UTC
Witt Andrew ElmoreDirector · CHIEF OPERATING OFFICER
Tax withholdingClass A Common Stock 2,171 $9.37 $20,342.27
Disclosure

SEC source: 0000899243-21-011998 · doc4.xml · nonDerivative · entry 1

Witt Andrew Elmore · CIK 0001804565 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,530

F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:00 UTC
Palame David AGENERAL COUNSEL AND SECRETARY
Tax withholdingClass A Common Stock 5,313 $9.37 $49,782.81
Disclosure

SEC source: 0000899243-21-012000 · doc4.xml · nonDerivative · entry 1

Palame David A · CIK 0001726402 · GENERAL COUNSEL AND SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,082

F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:00 UTC
Saracino Frank VSee Remarks
Tax withholdingClass A Common Stock 4,080 $9.37 $38,229.60
Disclosure

SEC source: 0000899243-21-011999 · doc4.xml · nonDerivative · entry 1

Saracino Frank V · CIK 0001369423 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,298

F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants.

Read SEC document
January 12, 2021 Filed Jan 13, 2021 23:00 UTC
Mazzei MichaelDirector · CEO and President
GrantClass A Common Stock 350,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-001872 · doc4.xml · nonDerivative · entry 1

Mazzei Michael · CIK 0001598424 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,000

F1 · shares: Represents shares of restricted Class A Common Stock granted to the reporting person by the Issuer, which vest annually in three equal installments on March 15, 2022, March 15, 2023 and March 15, 2024.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 23:00 UTC
Witt Andrew ElmoreCHIEF OPERATING OFFICER
GrantClass A Common Stock 190,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-001873 · doc4.xml · nonDerivative · entry 1

Witt Andrew Elmore · CIK 0001804565 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,701

F1 · shares: Represents shares of restricted Class A Common Stock granted to the reporting person by the Issuer, which vest annually in three equal installments on March 15, 2022, March 15, 2023 and March 15, 2024.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 23:00 UTC
Palame David AGENERAL COUNSEL AND SECRETARY
GrantClass A Common Stock 115,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-001874 · doc4.xml · nonDerivative · entry 1

Palame David A · CIK 0001726402 · GENERAL COUNSEL AND SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,395

F1 · shares: Represents shares of restricted Class A Common Stock granted to the reporting person by the Issuer, which vest annually in three equal installments on March 15, 2022, March 15, 2023 and March 15, 2024.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 23:00 UTC
Saracino Frank VSee Remarks
GrantClass A Common Stock 90,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-001870 · doc4.xml · nonDerivative · entry 1

Saracino Frank V · CIK 0001369423 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,378

F1 · shares: Represents shares of restricted Class A Common Stock granted to the reporting person by the Issuer, which vest annually in three equal installments on March 15, 2022, March 15, 2023 and March 15, 2024.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 19:30 UTC Tax withholdingClass A Common Stock 14,378 $7.27 $104,528.06
Disclosure

SEC source: 0000899243-21-000196 · doc4.xml · nonDerivative · entry 1

Hedstrom Mark M. · CIK 0001472236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,267

F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants.

Read SEC document
September 23, 2020 Filed Sep 24, 2020 12:00 UTC
Palame David AGENERAL COUNSEL AND SECRETARY
PurchaseClass A Common Stock 10,000 $4.70 $47,000.00
Disclosure

SEC source: 0000899243-20-026231 · doc4.xml · nonDerivative · entry 1

Palame David A · CIK 0001726402 · GENERAL COUNSEL AND SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,395

F1 · price: Represents a weighted average price per share. These shares were purchased in multiple transactions ranging from $4.70 to $4.70, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
September 11, 2020 Filed Sep 14, 2020 22:44 UTC
Palame David AGENERAL COUNSEL AND SECRETARY
PurchaseClass A Common Stock 10,000 $5.00 $50,000.00
Disclosure

SEC source: 0000899243-20-025024 · doc4.xml · nonDerivative · entry 1

Palame David A · CIK 0001726402 · GENERAL COUNSEL AND SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,395

F1 · price: Represents a weighted average price per share. These shares were purchased in multiple transactions ranging from $5.00 to $5.00, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
May 13, 2020 Filed Oct 3, 2020 01:16 UTC GrantClass A Common Stock 23,585 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-027024 · doc4.xml · nonDerivative · entry 1

SCHWARTZ VERNON B · CIK 0001273467 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,398

F1 · kind: The shares of Issuer's Class A common stock represent 2020 annual equity consideration in accordance with the Issuer's non-executive director compensation policy and will vest on May 13, 2021.

Read SEC document
May 13, 2020 Filed Oct 3, 2020 01:22 UTC GrantClass A Common Stock 23,585 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-027031 · doc4.xml · nonDerivative · entry 1

RICE CATHERINE · CIK 0001262668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,185

F1 · kind: The shares of Issuer's Class A common stock represent 2020 annual equity consideration in accordance with the Issuer's non-executive director compensation policy and will vest on May 13, 2021.

Read SEC document
May 13, 2020 Filed Oct 2, 2020 21:25 UTC GrantClass A Common Stock 23,585 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-027036 · doc4.xml · nonDerivative · entry 1

WILSON WINSTON W. · CIK 0001606437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,151

F1 · kind: The shares of Issuer's Class A common stock represent 2020 annual equity consideration in accordance with the Issuer's non-executive director compensation policy and will vest on May 13, 2021.

Read SEC document
May 13, 2020 Filed Oct 3, 2020 01:26 UTC GrantClass A Common Stock 23,585 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-027037 · doc4.xml · nonDerivative · entry 1

Westerfield John E · CIK 0001727636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,185

F1 · kind: The shares of Issuer's Class A common stock represent 2020 annual equity consideration in accordance with the Issuer's non-executive director compensation policy and will vest on May 13, 2021.

Read SEC document
April 20, 2020 Filed Apr 21, 2020 21:21 UTC Tax withholdingClass A Common Stock 16,764 $4.08 $68,397.12
Disclosure

SEC source: 0000899243-20-011103 · doc4.xml · nonDerivative · entry 1

Tangen Darren J. · CIK 0001472235 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 138,995

F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants.

Read SEC document
April 02, 2020 Filed Apr 3, 2020 23:15 UTC
Mazzei MichaelCEO and President
GrantClass A Common Stock 143,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-010253 · doc4.xml · nonDerivative · entry 1

Mazzei Michael · CIK 0001598424 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,000

F1 · kind: The securities vest on the one-year anniversary of the grant award date, subject to earlier vesting upon certain change of control events of the Issuer.

Read SEC document
March 16, 2020 Filed Mar 16, 2020 21:13 UTC
Saracino Frank VCHIEF ACCOUNTING OFFICER
Tax withholdingClass A Common Stock 4,079 $7.08 $28,879.32
Disclosure

SEC source: 0000899243-20-008489 · doc4.xml · nonDerivative · entry 1

Saracino Frank V · CIK 0001369423 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,378

F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 17:00 UTC Tax withholdingClass A Common Stock 65,387 $11.96 $782,028.52
Disclosure

SEC source: 0000899243-20-007755 · doc4.xml · nonDerivative · entry 1

Traenkle Kevin P. · CIK 0001472233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,490

F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants.

Read SEC document
November 13, 2019 Filed Nov 13, 2019 16:34 UTC
Traenkle Kevin P.Director · CEO AND PRESIDENT
PurchaseClass A Common Stock 50,000 $11.95 $597,500.00
Disclosure

SEC source: 0001415889-19-001300 · form4-11132019_011153.xml · nonDerivative · entry 2

Traenkle Kevin P. · CIK 0001472233 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,877

F2 · price: The price reported represents the weighted average purchase price of the shares acquired. The actual purchase prices for the transactions on November 13, 2019 ranged from$11.91 to $12.00.The reporting person has provided to the Issuer, and hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff or a security holder of the Issuer, full information regarding the number of shares acquired at each separate price.

Read SEC document
November 12, 2019 Filed Nov 12, 2019 23:43 UTC
Palame David AGENERAL COUNSEL AND SECRETARY
GrantClass A Common Stock 25,000 $12.00 $300,000.00
Disclosure

SEC source: 0001415889-19-001286 · form4-11122019_031137.xml · nonDerivative · entry 1

Palame David A · CIK 0001726402 · GENERAL COUNSEL AND SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,395

F1 · price: The price reported represents the weighted average purchase price of the shares acquired. The actual purchase prices for the transactions on November 12, 2019 ranged from$11.699 to $12.05.The reporting person has provided to the Issuer, and hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff or a security holder of the Issuer, full information regarding the number of shares acquired at each separate price.

Read SEC document
November 12, 2019 Filed Nov 12, 2019 18:43 UTC GrantClass A Common Stock 90,000 $11.72 $1,054,800.00
Disclosure

SEC source: 0001415889-19-001285 · form4-11122019_031110.xml · nonDerivative · entry 1

Tangen Darren J. · CIK 0001472235 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 155,759

F1 · price: The price reported represents the weighted average purchase price of the shares acquired. The actual purchase prices for the transactions on November 12, 2019 ranged from$11.59 to $11.85.The reporting person has provided to the Issuer, and hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff or a security holder of the Issuer, full information regarding the number of shares acquired at each separate price.

Read SEC document
November 12, 2019 Filed Nov 12, 2019 23:42 UTC
Redington NealeCHIEF FINANCIAL OFFICER
GrantClass A Common Stock 4,250 $11.64 $49,470.00
Disclosure

SEC source: 0001415889-19-001284 · form4-11122019_031141.xml · nonDerivative · entry 1

Redington Neale · CIK 0001637687 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,336

F1 · price: The price reported represents the weighted average purchase price of the shares acquired. The actual purchase prices for the transactions on November 12, 2019 ranged from$11.51 to $11.82.The reporting person has provided to the Issuer, and hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff or a security holder of the Issuer, full information regarding the number of shares acquired at each separate price.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 21:33 UTC Amendment
Palame David AGENERAL COUNSEL AND SECRETARY
PurchaseClass A Common Stock 25,000 $12.00 $300,000.00
Disclosure

SEC source: 0001415889-19-001298 · form4a-11132019_011100.xml · nonDerivative · entry 1

Palame David A · CIK 0001726402 · GENERAL COUNSEL AND SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,395

F1 · kind: The securities were acquired in open market purchases by the reporting person. The Transaction Code is amended to a "P", from the earlier stated Transaction Code "A" on the initial Form 4 filed by the reporting person.

F2 · price: The price reported represents the weighted average purchase price of the shares acquired. The actual purchase prices for the transactions on November 12, 2019 ranged from$11.699 to $12.05.The reporting person has provided to the Issuer, and hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff or a security holder of the Issuer, full information regarding the number of shares acquired at each separate price.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 16:34 UTC
Traenkle Kevin P.Director · CEO AND PRESIDENT
PurchaseClass A Common Stock 50,000 $11.91 $595,500.00
Disclosure

SEC source: 0001415889-19-001300 · form4-11132019_011153.xml · nonDerivative · entry 1

Traenkle Kevin P. · CIK 0001472233 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,877

F1 · price: The price reported represents the weighted average purchase price of the shares acquired. The actual purchase prices for the transactions on November 12, 2019 ranged from$11.84 to $12.02.The reporting person has provided to the Issuer, and hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff or a security holder of the Issuer, full information regarding the number of shares acquired at each separate price.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 16:33 UTC Amendment PurchaseClass A Common Stock 90,000 $11.72 $1,054,800.00
Disclosure

SEC source: 0001415889-19-001299 · form4a-11132019_011127.xml · nonDerivative · entry 1

Tangen Darren J. · CIK 0001472235 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 155,759

F1 · kind: The securities were acquired in open market purchases by the reporting person. The Transaction Code is amended to a "P", from the earlier stated Transaction Code "A" on the initial Form 4 filed by the reporting person.

F2 · price: The price reported represents the weighted average purchase price of the shares acquired. The actual purchase prices for the transactions on November 12, 2019 ranged from$11.59 to $11.85.The reporting person has provided to the Issuer, and hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff or a security holder of the Issuer, full information regarding the number of shares acquired at each separate price.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 21:32 UTC Amendment
Redington NealeCHIEF FINANCIAL OFFICER
PurchaseClass A Common Stock 4,250 $11.64 $49,470.00
Disclosure

SEC source: 0001415889-19-001297 · form4a-11132019_011132.xml · nonDerivative · entry 1

Redington Neale · CIK 0001637687 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,336

F1 · kind: The securities were acquired in open market purchases by the reporting person. The Transaction Code is amended to a "P", from the earlier stated Transaction Code "A" on the initial Form 4 filed by the reporting person.

F2 · price: The price reported represents the weighted average purchase price of the shares acquired. The actual purchase prices for the transactions on November 12, 2019 ranged from$11.51 to $11.82.The reporting person has provided to the Issuer, and hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff or a security holder of the Issuer, full information regarding the number of shares acquired at each separate price.

Read SEC document
August 19, 2019 Filed Aug 19, 2019 21:18 UTC
Palame David AGENERAL COUNSEL AND SECRETARY
GrantClass A Common Stock 5,000 $12.85 $64,250.00
Disclosure

SEC source: 0001415889-19-000946 · form4-08192019_020859.xml · nonDerivative · entry 1

Palame David A · CIK 0001726402 · GENERAL COUNSEL AND SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,395

Read SEC document
August 19, 2019 Filed Aug 19, 2019 17:18 UTC
Traenkle Kevin P.Director · CEO AND PRESIDENT
GrantClass A Common Stock 11,000 $12.96 $142,560.00
Disclosure

SEC source: 0001415889-19-000947 · form4-08192019_020829.xml · nonDerivative · entry 2

Traenkle Kevin P. · CIK 0001472233 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,877

F1 · price: The price reported represents the weighted average purchase price of the shares acquired. The actual purchase prices for the transactions on August 16, 2019 ranged from $13.01 to $13.08. The actual purchase prices for the transactions on August 19, 2019 ranged from $12.86 to $13.00.The reporting person has provided to the Issuer, and hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff or a security holder of the Issuer, full information regarding the number of shares acquired at each separate price.

Read SEC document
August 19, 2019 Filed Nov 13, 2019 21:32 UTC Amendment
Palame David AGENERAL COUNSEL AND SECRETARY
PurchaseClass A Common Stock 5,000 $12.85 $64,250.00
Disclosure

SEC source: 0001415889-19-001296 · form4a-11132019_011159.xml · nonDerivative · entry 1

Palame David A · CIK 0001726402 · GENERAL COUNSEL AND SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,395

F1 · kind: The securities were acquired in open market purchases by the reporting person. The Transaction Code is amended to a "P", from the earlier stated Transaction Code "A" on the initial Form 4 filed by the reporting person.

Read SEC document
August 19, 2019 Filed Nov 13, 2019 16:31 UTC Amendment
Traenkle Kevin P.Director · CEO AND PRESIDENT
PurchaseClass A Common Stock 11,000 $12.96 $142,560.00
Disclosure

SEC source: 0001415889-19-001295 · form4a-11132019_011129.xml · nonDerivative · entry 2

Traenkle Kevin P. · CIK 0001472233 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,877

F1 · kind: The securities were acquired in open market purchases by the reporting person. The Transaction Code is amended to a "P", from the earlier stated Transaction Code "A" on the initial Form 4 filed by the reporting person.

F2 · price: The price reported represents the weighted average purchase price of the shares acquired. The actual purchase prices for the transactions on August 16, 2019 ranged from $13.01 to $13.08. The actual purchase prices for the transactions on August 19, 2019 ranged from $12.86 to $13.00.The reporting person has provided to the Issuer, and hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff or a security holder of the Issuer, full information regarding the number of shares acquired at each separate price.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 17:18 UTC
Traenkle Kevin P.Director · CEO AND PRESIDENT
GrantClass A Common Stock 11,000 $13.05 $143,550.00
Disclosure

SEC source: 0001415889-19-000947 · form4-08192019_020829.xml · nonDerivative · entry 1

Traenkle Kevin P. · CIK 0001472233 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,877

F1 · price: The price reported represents the weighted average purchase price of the shares acquired. The actual purchase prices for the transactions on August 16, 2019 ranged from $13.01 to $13.08. The actual purchase prices for the transactions on August 19, 2019 ranged from $12.86 to $13.00.The reporting person has provided to the Issuer, and hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff or a security holder of the Issuer, full information regarding the number of shares acquired at each separate price.

Read SEC document
August 16, 2019 Filed Nov 13, 2019 16:31 UTC Amendment
Traenkle Kevin P.Director · CEO AND PRESIDENT
PurchaseClass A Common Stock 11,000 $13.05 $143,550.00
Disclosure

SEC source: 0001415889-19-001295 · form4a-11132019_011129.xml · nonDerivative · entry 1

Traenkle Kevin P. · CIK 0001472233 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,877

F1 · kind: The securities were acquired in open market purchases by the reporting person. The Transaction Code is amended to a "P", from the earlier stated Transaction Code "A" on the initial Form 4 filed by the reporting person.

F2 · price: The price reported represents the weighted average purchase price of the shares acquired. The actual purchase prices for the transactions on August 16, 2019 ranged from $13.01 to $13.08. The actual purchase prices for the transactions on August 19, 2019 ranged from $12.86 to $13.00.The reporting person has provided to the Issuer, and hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff or a security holder of the Issuer, full information regarding the number of shares acquired at each separate price.

Read SEC document
May 03, 2019 Filed May 6, 2019 23:00 UTC GrantClass A Common Stock 6,382 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-012311 · doc4.xml · nonDerivative · entry 1

RICE CATHERINE · CIK 0001262668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,600

F1 · kind: The shares of Issuer's Class A common stock represent annual equity consideration in accordance with the Issuer's non-executive director compensation policy and will vest on May 3, 2020.

Read SEC document
May 03, 2019 Filed May 6, 2019 23:00 UTC GrantClass A Common Stock 6,382 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-012314 · doc4.xml · nonDerivative · entry 1

SCHWARTZ VERNON B · CIK 0001273467 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,813

F1 · kind: The shares of Issuer's Class A common stock represent annual equity consideration in accordance with the Issuer's non-executive director compensation policy and will vest on May 3, 2020.

Read SEC document
May 03, 2019 Filed May 6, 2019 19:00 UTC GrantClass A Common Stock 6,382 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-012312 · doc4.xml · nonDerivative · entry 1

SALTZMAN RICHARD B · CIK 0001256831 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,511

F1 · kind: The shares of Issuer's Class A common stock represent annual equity consideration in accordance with the Issuer's non-executive director compensation policy and will vest on May 3, 2020.

Read SEC document
May 03, 2019 Filed May 6, 2019 19:02 UTC GrantClass A Common Stock 6,382 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-012315 · doc4.xml · nonDerivative · entry 1

WILSON WINSTON W. · CIK 0001606437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,566

F1 · kind: The shares of Issuer's Class A common stock represent annual equity consideration in accordance with the Issuer's non-executive director compensation policy and will vest on May 3, 2020.

Read SEC document
May 03, 2019 Filed May 6, 2019 23:00 UTC GrantClass A Common Stock 6,382 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-012313 · doc4.xml · nonDerivative · entry 1

Westerfield John E · CIK 0001727636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,600

F1 · kind: The shares of Issuer's Class A common stock represent annual equity consideration in accordance with the Issuer's non-executive director compensation policy and will vest on May 3, 2020.

Read SEC document
March 15, 2019 Filed Mar 16, 2019 01:21 UTC
Palame David AGENERAL COUNSEL AND SECRETARY
GrantClass A Common Stock 23,217 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-008034 · doc4.xml · nonDerivative · entry 2

Palame David A · CIK 0001726402 · GENERAL COUNSEL AND SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,395

F2 · kind: The shares of Issuer's Class A common stock ("Common Stock") awarded will vest ratably in three annual installments beginning on March 15, 2019. The acquisition represents the receipt of Common Stock granted by the Issuer for services provided to the Issuer and the Issuer's external manager.

Read SEC document
March 15, 2019 Filed Mar 16, 2019 01:21 UTC
Palame David AGENERAL COUNSEL AND SECRETARY
Tax withholdingClass A Common Stock 1,631 $15.51 $25,296.81
Disclosure

SEC source: 0000899243-19-008034 · doc4.xml · nonDerivative · entry 1

Palame David A · CIK 0001726402 · GENERAL COUNSEL AND SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,178

F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants.

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March 15, 2019 Filed Mar 15, 2019 21:21 UTC GrantClass A Common Stock 38,822 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-008033 · doc4.xml · nonDerivative · entry 2

Tangen Darren J. · CIK 0001472235 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 65,759

F2 · kind: The shares of Issuer's Class A common stock ("Common Stock") awarded will vest ratably in three annual installments beginning on March 15, 2019. The acquisition represents the receipt of Common Stock granted by the Issuer for services provided to the Issuer's external manager.

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March 15, 2019 Filed Mar 15, 2019 21:21 UTC Tax withholdingClass A Common Stock 4,872 $15.51 $75,564.72
Disclosure

SEC source: 0000899243-19-008033 · doc4.xml · nonDerivative · entry 1

Tangen Darren J. · CIK 0001472235 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 26,937

F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants.

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March 15, 2019 Filed Mar 16, 2019 01:24 UTC
Saracino Frank VCHIEF ACCOUNTING OFFICER
GrantClass A Common Stock 19,675 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-008038 · doc4.xml · nonDerivative · entry 2

Saracino Frank V · CIK 0001369423 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,457

F2 · kind: The shares of Issuer's Class A common stock ("Common Stock") awarded will vest ratably in three annual installments beginning on March 15, 2019. The acquisition represents the receipt of Common Stock granted by the Issuer for services provided to the Issuer and the Issuer's external manager.

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March 15, 2019 Filed Mar 16, 2019 01:24 UTC
Saracino Frank VCHIEF ACCOUNTING OFFICER
Tax withholdingClass A Common Stock 1,573 $15.51 $24,397.23
Disclosure

SEC source: 0000899243-19-008038 · doc4.xml · nonDerivative · entry 1

Saracino Frank V · CIK 0001369423 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,782

F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants.

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March 15, 2019 Filed Mar 15, 2019 21:29 UTC
Traenkle Kevin P.Director · CEO AND PRESIDENT
GrantClass A Common Stock 103,177 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-008041 · doc4.xml · nonDerivative · entry 2

Traenkle Kevin P. · CIK 0001472233 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,877

F2 · kind: The shares of Issuer's Class A common stock ("Common Stock") awarded will vest ratably in three annual installments beginning on March 15, 2019. The acquisition represents the receipt of Common Stock granted by the Issuer for services provided to the Issuer and the Issuer's external manager.

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March 15, 2019 Filed Mar 15, 2019 21:29 UTC
Traenkle Kevin P.Director · CEO AND PRESIDENT
Tax withholdingClass A Common Stock 8,989 $15.51 $139,419.39
Disclosure

SEC source: 0000899243-19-008041 · doc4.xml · nonDerivative · entry 1

Traenkle Kevin P. · CIK 0001472233 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,700

F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants.

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March 15, 2019 Filed Mar 16, 2019 01:25 UTC
Redington NealeSee Remarks
GrantClass A Common Stock 33,868 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-008039 · doc4.xml · nonDerivative · entry 2

Redington Neale · CIK 0001637687 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,086

F2 · kind: The shares of Issuer's Class A common stock ("Common Stock") awarded will vest ratably in three annual installments beginning on March 15, 2019. The acquisition represents the receipt of Common Stock granted by the Issuer for services provided to the Issuer and the Issuer's external manager.

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March 15, 2019 Filed Mar 16, 2019 01:25 UTC
Redington NealeSee Remarks
Tax withholdingClass A Common Stock 1,290 $15.51 $20,007.90
Disclosure

SEC source: 0000899243-19-008039 · doc4.xml · nonDerivative · entry 1

Redington Neale · CIK 0001637687 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,218

F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants.

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February 01, 2019 Filed Feb 5, 2019 21:28 UTC OtherClass B-3 Common Stock · Derivative 44,399,444 $0.00 $0.00
Disclosure

SEC source: 0001679688-19-000005 · wf-form4_154940210860165.xml · derivative · entry 2

Colony Capital, Inc. · CIK 0001679688 · 10% owner

Colony Capital Operating Company, LLC · CIK 0001695854 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Colony Capital Operating Company, LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 44,399,444 shares

Expires not disclosed

F1 · derivative.exercise_price: In accordance with the terms of the Class B-3 Common Stock, following the close of trading on February 1, 2019, the 44,399,444 shares of Class B-3 Common Stock held directly by Colony Capital Operating Company, LLC automatically converted into the same number of shares of Class A Common Stock.

F1 · derivative.exercise_date: In accordance with the terms of the Class B-3 Common Stock, following the close of trading on February 1, 2019, the 44,399,444 shares of Class B-3 Common Stock held directly by Colony Capital Operating Company, LLC automatically converted into the same number of shares of Class A Common Stock.

F1 · derivative.expiration_date: In accordance with the terms of the Class B-3 Common Stock, following the close of trading on February 1, 2019, the 44,399,444 shares of Class B-3 Common Stock held directly by Colony Capital Operating Company, LLC automatically converted into the same number of shares of Class A Common Stock.

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February 01, 2019 Filed Feb 5, 2019 21:28 UTC OtherClass A Common Stock 44,399,444 $0.00 $0.00
Disclosure

SEC source: 0001679688-19-000005 · wf-form4_154940210860165.xml · nonDerivative · entry 1

Colony Capital, Inc. · CIK 0001679688 · 10% owner

Colony Capital Operating Company, LLC · CIK 0001695854 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Colony Capital Operating Company, LLC

Disclosed balance after: 44,399,444

F1 · kind: In accordance with the terms of the Class B-3 Common Stock, following the close of trading on February 1, 2019, the 44,399,444 shares of Class B-3 Common Stock held directly by Colony Capital Operating Company, LLC automatically converted into the same number of shares of Class A Common Stock.

F1 · price: In accordance with the terms of the Class B-3 Common Stock, following the close of trading on February 1, 2019, the 44,399,444 shares of Class B-3 Common Stock held directly by Colony Capital Operating Company, LLC automatically converted into the same number of shares of Class A Common Stock.

F2 · ownership.nature: Colony Capital Operating Company, LLC is a direct subsidiary and the operating company of Colony Capital, Inc. Colony Capital, Inc. may be deemed to beneficially own the shares of Class A Common Stock directly owned by Colony Capital Operating Company, LLC.

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December 26, 2018 Filed Dec 26, 2018 19:43 UTC Tax withholdingClass A Common Stock 42,239 $15.60 $658,928.40
Disclosure

SEC source: 0000899243-18-031737 · doc4.xml · nonDerivative · entry 1

SALTZMAN RICHARD B · CIK 0001256831 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,129

F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of shares of Class A common stock through a prior grant, as a result of completing a release following resignation as an employee of the Issuer's external manager.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.