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Nasdaq · USD

BRFH

BARFRESH FOOD GROUP INC.

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7628
SEC CIK
0001487197
Parsed reports
110

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202602
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 05, 2024 Filed Dec 6, 2024 21:28 UTC
Delle Coste RiccardoDirector · Chief Executive Officer · 10% owner
OtherStock option · Derivative 19,231 Not disclosed Strike: $9.36 Not disclosed
Disclosure

SEC source: 0001493152-24-049077 · ownership.xml · derivative · entry 13

Delle Coste Riccardo · CIK 0001598573 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,231

Underlying: Common Stock · 19,231 shares

Expires 2026-12-31

F1 · kind: Reflects the extension of the expiration date of this stock option to 12/31/2026.

F2 · price: Originally granted as compensation.

Read SEC document
December 05, 2024 Filed Dec 6, 2024 21:28 UTC
Delle Coste RiccardoDirector · Chief Executive Officer · 10% owner
OtherStock option · Derivative 19,231 Not disclosed Strike: $9.36 Not disclosed
Disclosure

SEC source: 0001493152-24-049077 · ownership.xml · derivative · entry 12

Delle Coste Riccardo · CIK 0001598573 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,231 shares

Expires 2025-04-27

F1 · kind: Reflects the extension of the expiration date of this stock option to 12/31/2026.

F2 · price: Originally granted as compensation.

Read SEC document
December 05, 2024 Filed Dec 6, 2024 21:28 UTC
Delle Coste RiccardoDirector · Chief Executive Officer · 10% owner
OtherStock option · Derivative 19,231 Not disclosed Strike: $6.76 Not disclosed
Disclosure

SEC source: 0001493152-24-049077 · ownership.xml · derivative · entry 11

Delle Coste Riccardo · CIK 0001598573 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,231

Underlying: Common Stock · 19,231 shares

Expires 2026-12-31

F1 · kind: Reflects the extension of the expiration date of this stock option to 12/31/2026.

F2 · price: Originally granted as compensation.

Read SEC document
December 05, 2024 Filed Dec 6, 2024 21:28 UTC
Delle Coste RiccardoDirector · Chief Executive Officer · 10% owner
OtherStock option · Derivative 19,231 Not disclosed Strike: $6.76 Not disclosed
Disclosure

SEC source: 0001493152-24-049077 · ownership.xml · derivative · entry 10

Delle Coste Riccardo · CIK 0001598573 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,231 shares

Expires 2026-07-26

F1 · kind: Reflects the extension of the expiration date of this stock option to 12/31/2026.

F2 · price: Originally granted as compensation.

Read SEC document
December 05, 2024 Filed Dec 6, 2024 21:00 UTC OtherStock options · Derivative 19,231 Not disclosed Strike: $7.15 Not disclosed
Disclosure

SEC source: 0001493152-24-049050 · ownership.xml · derivative · entry 6

Cugine Joseph M. · CIK 0001557753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,231

Underlying: Common Stock · 19,231 shares

Expires 2026-12-31

F1 · kind: Reflects the extension of the expiration date of this stock option to 12/31/2026.

F2 · price: Originally granted as compensation.

Read SEC document
December 05, 2024 Filed Dec 6, 2024 21:00 UTC OtherStock options · Derivative 19,231 Not disclosed Strike: $7.15 Not disclosed
Disclosure

SEC source: 0001493152-24-049050 · ownership.xml · derivative · entry 5

Cugine Joseph M. · CIK 0001557753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,231 shares

Expires 2025-09-15

F1 · kind: Reflects the extension of the expiration date of this stock option to 12/31/2026.

F2 · price: Originally granted as compensation.

Read SEC document
December 05, 2024 Filed Dec 6, 2024 21:00 UTC OtherStock options · Derivative 19,231 Not disclosed Strike: $6.76 Not disclosed
Disclosure

SEC source: 0001493152-24-049050 · ownership.xml · derivative · entry 3

Cugine Joseph M. · CIK 0001557753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,231

Underlying: Common Stock · 19,231 shares

Expires 2026-12-31

F1 · kind: Reflects the extension of the expiration date of this stock option to 12/31/2026.

F2 · price: Originally granted as compensation.

Read SEC document
December 05, 2024 Filed Dec 6, 2024 21:00 UTC OtherStock options · Derivative 19,231 Not disclosed Strike: $6.76 Not disclosed
Disclosure

SEC source: 0001493152-24-049050 · ownership.xml · derivative · entry 2

Cugine Joseph M. · CIK 0001557753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,231 shares

Expires 2026-07-26

F1 · kind: Reflects the extension of the expiration date of this stock option to 12/31/2026.

F2 · price: Originally granted as compensation.

Read SEC document
December 05, 2024 Filed Dec 6, 2024 20:25 UTC
Lang StevenDirector · 10% owner
OtherStock option · Derivative 4,541 Not disclosed Strike: $7.80 Not disclosed
Disclosure

SEC source: 0001493152-24-049029 · ownership.xml · derivative · entry 12

Lang Steven · CIK 0001598907 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,541

Underlying: Common Stock · 4,541 shares

Expires 2026-12-31

F1 · kind: Reflects the extension of the expiration date of this stock option to 12/31/2026.

F2 · price: Originally granted as compensation.

Read SEC document
December 05, 2024 Filed Dec 6, 2024 20:25 UTC
Lang StevenDirector · 10% owner
OtherStock option · Derivative 4,541 Not disclosed Strike: $7.80 Not disclosed
Disclosure

SEC source: 0001493152-24-049029 · ownership.xml · derivative · entry 11

Lang Steven · CIK 0001598907 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,541 shares

Expires 2026-07-16

F1 · kind: Reflects the extension of the expiration date of this stock option to 12/31/2026.

F2 · price: Originally granted as compensation.

Read SEC document
December 05, 2024 Filed Dec 6, 2024 20:25 UTC
Lang StevenDirector · 10% owner
OtherStock option · Derivative 4,981 Not disclosed Strike: $6.50 Not disclosed
Disclosure

SEC source: 0001493152-24-049029 · ownership.xml · derivative · entry 10

Lang Steven · CIK 0001598907 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,981

Underlying: Common Stock · 4,981 shares

Expires 2026-12-31

F1 · kind: Reflects the extension of the expiration date of this stock option to 12/31/2026.

F2 · price: Originally granted as compensation.

Read SEC document
December 05, 2024 Filed Dec 6, 2024 20:25 UTC
Lang StevenDirector · 10% owner
OtherStock option · Derivative 4,981 Not disclosed Strike: $6.50 Not disclosed
Disclosure

SEC source: 0001493152-24-049029 · ownership.xml · derivative · entry 9

Lang Steven · CIK 0001598907 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,981 shares

Expires 2026-01-16

F1 · kind: Reflects the extension of the expiration date of this stock option to 12/31/2026.

F2 · price: Originally granted as compensation.

Read SEC document
December 05, 2024 Filed Dec 6, 2024 20:25 UTC
Lang StevenDirector · 10% owner
OtherStock option · Derivative 3,102 Not disclosed Strike: $10.01 Not disclosed
Disclosure

SEC source: 0001493152-24-049029 · ownership.xml · derivative · entry 8

Lang Steven · CIK 0001598907 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,102

Underlying: Common Stock · 3,102 shares

Expires 2026-12-31

F1 · kind: Reflects the extension of the expiration date of this stock option to 12/31/2026.

F2 · price: Originally granted as compensation.

Read SEC document
December 05, 2024 Filed Dec 6, 2024 20:25 UTC
Lang StevenDirector · 10% owner
OtherStock option · Derivative 3,102 Not disclosed Strike: $10.01 Not disclosed
Disclosure

SEC source: 0001493152-24-049029 · ownership.xml · derivative · entry 7

Lang Steven · CIK 0001598907 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,102 shares

Expires 2025-01-17

F1 · kind: Reflects the extension of the expiration date of this stock option to 12/31/2026.

F2 · price: Originally granted as compensation.

Read SEC document
December 05, 2024 Filed Dec 6, 2024 20:25 UTC
Lang StevenDirector · 10% owner
OtherStock option · Derivative 12,821 Not disclosed Strike: $9.62 Not disclosed
Disclosure

SEC source: 0001493152-24-049029 · ownership.xml · derivative · entry 6

Lang Steven · CIK 0001598907 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,821

Underlying: Common Stock · 12,821 shares

Expires 2026-12-31

F1 · kind: Reflects the extension of the expiration date of this stock option to 12/31/2026.

F2 · price: Originally granted as compensation.

Read SEC document
December 05, 2024 Filed Dec 6, 2024 20:25 UTC
Lang StevenDirector · 10% owner
OtherStock option · Derivative 12,821 Not disclosed Strike: $9.62 Not disclosed
Disclosure

SEC source: 0001493152-24-049029 · ownership.xml · derivative · entry 5

Lang Steven · CIK 0001598907 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,821 shares

Expires 2024-12-19

F1 · kind: Reflects the extension of the expiration date of this stock option to 12/31/2026.

F2 · price: Originally granted as compensation.

Read SEC document
July 12, 2024 Filed Jul 16, 2024 17:17 UTC GrantStock option · Derivative 6,710 Not disclosed Strike: $4.37 Not disclosed
Disclosure

SEC source: 0001493152-24-028040 · ownership.xml · derivative · entry 1

Ortiz-Cochet Isabelle · CIK 0001692794 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,710

Underlying: Common Stock · 6,710 shares

Expires 2032-07-12

F1 · price: Stock option granted as non-employee director board compensation.

Read SEC document
July 12, 2024 Filed Jul 16, 2024 21:17 UTC
TINTER ARNOLDDirector · Secretary
GrantCommon Stock 5,721 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-028041 · ownership.xml · nonDerivative · entry 1

TINTER ARNOLD · CIK 0001383538 · Director · Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By Corporate Finance Group

Disclosed balance after: 56,295

F1 · price: Represents director's compensation granted in stock pursuant to the Issuer's compensation plan for non-employee directors.

Read SEC document
July 12, 2024 Filed Jul 16, 2024 21:16 UTC GrantCommon Stock 5,103 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-028038 · ownership.xml · nonDerivative · entry 1

Cugine Joseph M. · CIK 0001557753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,766

F1 · price: Represents director's compensation granted in stock pursuant to the Issuer's compensation plan for non-employee directors.

Read SEC document
July 12, 2024 Filed Jul 16, 2024 21:16 UTC
Lang StevenDirector · 10% owner
GrantCommon Stock 5,721 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-028039 · ownership.xml · nonDerivative · entry 1

Lang Steven · CIK 0001598907 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,101

F1 · price: Represents director's compensation granted in stock pursuant to the Issuer's compensation plan for non-employee directors.

Read SEC document
July 12, 2024 Filed Jul 16, 2024 21:16 UTC GrantCommon Stock 5,721 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-028042 · ownership.xml · nonDerivative · entry 1

WARE ALEXANDER H · CIK 0001212143 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 117,569

F1 · price: Represents director's compensation granted in stock pursuant to the Issuer's compensation plan for non-employee directors.

F2 · ownership.nature: Reporting person exercises voting and dispositive power as trustee of Alexander Ware Revocable Trust u/a/d 12/29/04.

Read SEC document
June 13, 2024 Filed Jun 15, 2024 00:49 UTC
Roger LisaChief Financial Officer
GrantStock Option (right to buy) · Derivative 150,000 Not disclosed Strike: $2.19 Not disclosed
Disclosure

SEC source: 0001493152-24-024000 · ownership.xml · derivative · entry 2

Roger Lisa · CIK 0001905960 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2032-06-13

F2 · price: Option granted as compensation. One-third of the options vests June 13, 2026, one-third vests June 13, 2027, and the remaining third vests June 13, 2028.

F2 · derivative.exercise_date: Option granted as compensation. One-third of the options vests June 13, 2026, one-third vests June 13, 2027, and the remaining third vests June 13, 2028.

Read SEC document
June 13, 2024 Filed Jun 15, 2024 00:49 UTC
Roger LisaChief Financial Officer
GrantCommon Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-024000 · ownership.xml · nonDerivative · entry 1

Roger Lisa · CIK 0001905960 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,628

F1 · price: Issued as incentive compensation. One-third of the shares vests June 13, 2026, one-third vests June 13, 2027, and the remaining third vests June 13, 2028.

Read SEC document
May 15, 2024 Filed May 16, 2024 13:00 UTC
Roger LisaChief Financial Officer
GrantCommon Stock 3,736 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-020140 · ownership.xml · nonDerivative · entry 1

Roger Lisa · CIK 0001905960 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,628

F1 · price: Represents the settlement of performance units in stock.

Read SEC document
April 29, 2024 Filed May 1, 2024 21:19 UTC
Delle Coste RiccardoDirector · Chief Executive Officer · 10% owner
GrantStock option · Derivative 19,231 Not disclosed Strike: $1.57 Not disclosed
Disclosure

SEC source: 0001493152-24-017454 · ownership.xml · derivative · entry 4

Delle Coste Riccardo · CIK 0001598573 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,231

Underlying: Common Stock · 19,231 shares

Expires 2032-04-29

F1 · price: Granted pursuant to employment agreement. Options vest in equal amounts annually over three years beginning on the first anniversary of the grant date.

Read SEC document
April 24, 2024 Filed Apr 30, 2024 01:56 UTC
Delle Coste RiccardoDirector · Chief Executive Officer · 10% owner
OtherCommon Stock 140,142 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-017113 · ownership.xml · nonDerivative · entry 3

Delle Coste Riccardo · CIK 0001598573 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · RD Capital Holdings Pty Ltd

Disclosed balance after: 1,642,022

F1 · price: Represents the transfer of shares from Mr. Delle Coste into his personal holding company.

Read SEC document
April 24, 2024 Filed Apr 30, 2024 01:56 UTC
Delle Coste RiccardoDirector · Chief Executive Officer · 10% owner
OtherCommon Stock 140,142 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-017113 · ownership.xml · nonDerivative · entry 2

Delle Coste Riccardo · CIK 0001598573 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,591

F1 · price: Represents the transfer of shares from Mr. Delle Coste into his personal holding company.

Read SEC document
March 27, 2024 Filed Mar 28, 2024 23:35 UTC
Delle Coste RiccardoDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 46,485 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-011826 · ownership.xml · nonDerivative · entry 4

Delle Coste Riccardo · CIK 0001598573 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,733

F2 · price: Represents the settlement of accrued salary and vacation pay in stock.

Read SEC document
March 27, 2024 Filed Mar 28, 2024 23:35 UTC
Delle Coste RiccardoDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 20,380 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-011826 · ownership.xml · nonDerivative · entry 3

Delle Coste Riccardo · CIK 0001598573 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,248

F1 · price: Represents the settlement of performance units in stock.

Read SEC document
March 27, 2024 Filed Mar 28, 2024 23:13 UTC
Roger LisaChief Financial Officer
GrantCommon Stock 8,114 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-011824 · ownership.xml · nonDerivative · entry 2

Roger Lisa · CIK 0001905960 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,892

F2 · price: Represents the settlement of accrued vacation pay in stock.

Read SEC document
March 27, 2024 Filed Mar 28, 2024 23:13 UTC
Roger LisaChief Financial Officer
GrantCommon Stock 11,209 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-011824 · ownership.xml · nonDerivative · entry 1

Roger Lisa · CIK 0001905960 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,778

F1 · price: Represents the settlement of performance units in stock.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:05 UTC
Delle Coste RiccardoDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 14,858 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-007970 · ownership.xml · nonDerivative · entry 3

Delle Coste Riccardo · CIK 0001598573 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,868

F1 · price: Represents the settlement of performance units in stock, net of 5,142 shares withheld to cover the related tax liability.

Read SEC document
January 17, 2024 Filed Jan 19, 2024 21:05 UTC
Roger LisaChief Financial Officer
Tax withholdingCommon Stock 1,577 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-003059 · ownership.xml · nonDerivative · entry 1

Roger Lisa · CIK 0001905960 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,569

F1 · price: The Form 3 filed on January 27, 2022 reported the granting of 7,693 shares, half of which were to vest January 17, 2024 and the remaining half to vest January 17, 2025. Of the 3,847 shares that vested on January 17, 2024, 1,577 were withheld to cover the related tax liability. Of the 28,569 shares, 3,846 remain subject to vesting requirements.

Read SEC document
January 12, 2024 Filed Jan 16, 2024 16:05 UTC GrantStock option · Derivative 20,886 Not disclosed Strike: $1.45 Not disclosed
Disclosure

SEC source: 0001493152-24-002430 · ownership.xml · derivative · entry 1

Ortiz-Cochet Isabelle · CIK 0001692794 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,886

Underlying: Common Stock · 20,886 shares

Expires 2032-01-12

F1 · price: Stock option granted as non-employee director board compensation.

Read SEC document
January 12, 2024 Filed Jan 16, 2024 21:11 UTC GrantCommon Stock 17,241 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-002434 · ownership.xml · nonDerivative · entry 1

WARE ALEXANDER H · CIK 0001212143 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 111,848

F1 · price: Represents director's compensation granted in stock pursuant to the Issuer's compensation plan for non-employee directors.

F2 · ownership.nature: Reporting person exercises voting and dispositive power as trustee of Alexander Ware Revocable Trust u/a/d 12/29/04.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 21:05 UTC
Lang StevenDirector · 10% owner
GrantStock option · Derivative 20,886 Not disclosed Strike: $1.45 Not disclosed
Disclosure

SEC source: 0001493152-24-002703 · ownership.xml · derivative · entry 4

Lang Steven · CIK 0001598907 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,886

Underlying: Common Stock · 20,886 shares

Expires 2032-01-12

F1 · price: Stock option granted as non-employee director board compensation.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 21:13 UTC
TINTER ARNOLDDirector · Secretary
GrantCommon Stock 17,241 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-002712 · ownership.xml · nonDerivative · entry 1

TINTER ARNOLD · CIK 0001383538 · Director · Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By Corporate Finance Group

Disclosed balance after: 50,574

F1 · price: Represents director's compensation granted in stock.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 21:10 UTC GrantCommon Stock 17,241 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-002709 · ownership.xml · nonDerivative · entry 1

Cugine Joseph M. · CIK 0001557753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,663

F1 · price: Represents director's compensation granted in stock pursuant to the Issuer's compensation plan for non-employee directors.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 21:05 UTC
Roger LisaChief Financial Officer
GrantCommon Stock 11,804 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-002058 · ownership.xml · nonDerivative · entry 1

Roger Lisa · CIK 0001905960 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,146

F1 · price: Represents bonus compensation granted in stock. Issued shares are net of 8,196 withheld to cover employee tax obligations.

Read SEC document
September 23, 2023 Filed Sep 26, 2023 21:51 UTC
Lang StevenDirector · 10% owner
GrantCommon Stock 33,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-033795 · ownership.xml · nonDerivative · entry 1

Lang Steven · CIK 0001598907 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,380

F1 · price: Represents director's compensation granted in stock.

Read SEC document
September 23, 2023 Filed Sep 26, 2023 16:52 UTC
TINTER ARNOLDDirector · Secretary
GrantCommon Stock 33,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-033702 · ownership.xml · nonDerivative · entry 1

TINTER ARNOLD · CIK 0001383538 · Director · Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By Corporate Finance Group

Disclosed balance after: 33,333

F1 · price: Represents director's compensation granted in stock.

Read SEC document
July 17, 2023 Filed Jul 18, 2023 20:42 UTC GrantCommon Stock 16,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-024842 · ownership.xml · nonDerivative · entry 1

WARE ALEXANDER H · CIK 0001212143 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 94,607

F1 · price: Represents director's compensation granted in stock pursuant to the Issuer's compensation plan for non-employee directors.

F2 · ownership.nature: Reporting person exercises voting and dispositive power as trustee of Alexander Ware Revocable Trust u/a/d 12/29/04.

Read SEC document
July 17, 2023 Filed Jul 18, 2023 20:41 UTC GrantCommon Stock 16,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-024841 · ownership.xml · nonDerivative · entry 1

Cugine Joseph M. · CIK 0001557753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,422

F1 · price: Represents director's compensation granted in stock pursuant to the Issuer's compensation plan for non-employee directors.

Read SEC document
July 17, 2023 Filed Jul 19, 2023 11:37 UTC GrantStock option · Derivative 19,577 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001493152-23-024897 · ownership.xml · derivative · entry 1

Ortiz-Cochet Isabelle · CIK 0001692794 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,577

Underlying: Common Stock · 19,577 shares

Expires 2031-07-17

F1 · price: Stock option granted as non-employee director board compensation.

Read SEC document
April 27, 2023 Filed Apr 28, 2023 20:05 UTC
Delle Coste RiccardoDirector · Chief Executive Officer · 10% owner
GrantStock option · Derivative 19,231 Not disclosed Strike: $1.33 Not disclosed
Disclosure

SEC source: 0001493152-23-014685 · ownership.xml · derivative · entry 4

Delle Coste Riccardo · CIK 0001598573 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,231

Underlying: Common Stock · 19,231 shares

Expires 2031-04-27

F1 · price: Granted pursuant to employment agreement. Options vest in equal amounts annually over three years beginning on the first anniversary of the grant date.

Read SEC document
April 27, 2023 Filed Feb 27, 2024 21:05 UTC
Delle Coste RiccardoDirector · Chief Executive Officer · 10% owner
GrantStock option · Derivative 19,231 Not disclosed Strike: $1.33 Not disclosed
Disclosure

SEC source: 0001493152-24-007970 · ownership.xml · derivative · entry 4

Delle Coste Riccardo · CIK 0001598573 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,231

Underlying: Common Stock · 19,231 shares

Expires 2031-04-27

F1 · price: Represents the settlement of performance units in stock, net of 5,142 shares withheld to cover the related tax liability.

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March 09, 2023 Filed Mar 10, 2023 21:05 UTC
Delle Coste RiccardoDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 500 $1.14 $571.50
Disclosure

SEC source: 0001493152-23-007236 · ownership.xml · nonDerivative · entry 10

Delle Coste Riccardo · CIK 0001598573 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,010

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March 09, 2023 Filed Mar 10, 2023 21:05 UTC
Delle Coste RiccardoDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 1,500 $1.15 $1,724.85
Disclosure

SEC source: 0001493152-23-007236 · ownership.xml · nonDerivative · entry 9

Delle Coste Riccardo · CIK 0001598573 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,510

Read SEC document
March 09, 2023 Filed Mar 10, 2023 21:05 UTC
Delle Coste RiccardoDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 1,000 $1.15 $1,147.50
Disclosure

SEC source: 0001493152-23-007236 · ownership.xml · nonDerivative · entry 8

Delle Coste Riccardo · CIK 0001598573 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,010

Read SEC document
March 09, 2023 Filed Mar 10, 2023 21:05 UTC
Delle Coste RiccardoDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 1,989 $1.15 $2,287.35
Disclosure

SEC source: 0001493152-23-007236 · ownership.xml · nonDerivative · entry 7

Delle Coste Riccardo · CIK 0001598573 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,010

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.