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NYSE · USD

BRBS

BLUE RIDGE BANKSHARES, INC.

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5786
SEC CIK
0000842717
Parsed reports
305

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 28, 2024 Filed Jul 3, 2024 00:46 UTC ConversionSeries B Preferred Stock · Derivative 56.84 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-081021 · ownership.xml · derivative · entry 3

Montano Trevor · CIK 0002019441 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 227,369.24 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

F1 · derivative.exercise_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

F3 · derivative.expiration_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, is perpetual and therefore has no expiration date.

Read SEC document
June 28, 2024 Filed Jul 3, 2024 00:46 UTC ConversionCommon Stock 244,630.76 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081021 · ownership.xml · nonDerivative · entry 2

Montano Trevor · CIK 0002019441 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By managed account

Disclosed balance after: 260,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest in the securities.

Read SEC document
June 28, 2024 Filed Jul 3, 2024 00:46 UTC ConversionCommon Stock 227,369.24 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081021 · ownership.xml · nonDerivative · entry 1

Montano Trevor · CIK 0002019441 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:22 UTC
BEALE G WILLIAMDirector · President & CEO
ConversionSeries B Preferred Stock · Derivative 100 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-080758 · ownership.xml · derivative · entry 3

BEALE G WILLIAM · CIK 0001207949 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · G. William Beale Revocable Living Trust

Disclosed balance after: 0

Underlying: Common Stock · 400,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

F1 · derivative.exercise_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

F2 · derivative.expiration_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, is perpetual and therefore has no expiration date.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:22 UTC
BEALE G WILLIAMDirector · President & CEO
ConversionCommon Stock 400,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-080758 · ownership.xml · nonDerivative · entry 1

BEALE G WILLIAM · CIK 0001207949 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · G. William Beale Revocable Living Trust

Disclosed balance after: 400,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:21 UTC
Gavant Judy CarolEVP & Chief Financial Officer
ConversionSeries B Preferred Stock · Derivative 25 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-080756 · ownership.xml · derivative · entry 3

Gavant Judy Carol · CIK 0001499901 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

F1 · derivative.exercise_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

F2 · derivative.expiration_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, is perpetual and therefore has no expiration date.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:21 UTC
Gavant Judy CarolEVP & Chief Financial Officer
ConversionCommon Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-080756 · ownership.xml · nonDerivative · entry 1

Gavant Judy Carol · CIK 0001499901 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:20 UTC ConversionSeries B Preferred Stock · Derivative 25 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-080753 · ownership.xml · derivative · entry 4

Dean Mensel D · CIK 0001372927 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Mensel D. Dean, Jr. Revocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

F1 · derivative.exercise_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

F2 · derivative.expiration_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, is perpetual and therefore has no expiration date.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:20 UTC ConversionCommon Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-080753 · ownership.xml · nonDerivative · entry 1

Dean Mensel D · CIK 0001372927 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Mensel D. Dean, Jr. Revocable Trust

Disclosed balance after: 199,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:19 UTC ConversionSeries B Preferred Stock · Derivative 25 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-080744 · ownership.xml · derivative · entry 4

Bost Hunter H. · CIK 0001796975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

F1 · derivative.exercise_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

F2 · derivative.expiration_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, is perpetual and therefore has no expiration date.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:19 UTC ConversionCommon Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-080744 · ownership.xml · nonDerivative · entry 1

Bost Hunter H. · CIK 0001796975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,916.0349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:19 UTC ConversionSeries B Preferred Stock · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-080742 · ownership.xml · derivative · entry 3

Woodruff Carolyn J. · CIK 0001796408 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

F1 · derivative.exercise_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

F2 · derivative.expiration_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, is perpetual and therefore has no expiration date.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:19 UTC ConversionCommon Stock 60,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-080742 · ownership.xml · nonDerivative · entry 1

Woodruff Carolyn J. · CIK 0001796408 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,407.5013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:17 UTC ConversionSeries B Preferred Stock · Derivative 20 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-080729 · ownership.xml · derivative · entry 2

Stokes William W. · CIK 0001796973 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 80,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

F1 · derivative.exercise_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

F2 · derivative.expiration_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, is perpetual and therefore has no expiration date.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:17 UTC ConversionCommon Stock 80,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-080729 · ownership.xml · nonDerivative · entry 1

Stokes William W. · CIK 0001796973 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:17 UTC ConversionSeries B Preferred Stock · Derivative 25 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-080726 · ownership.xml · derivative · entry 2

Spilman Vance H · CIK 0001754471 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

F1 · derivative.exercise_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

F2 · derivative.expiration_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, is perpetual and therefore has no expiration date.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:17 UTC ConversionCommon Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-080726 · ownership.xml · nonDerivative · entry 1

Spilman Vance H · CIK 0001754471 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:16 UTC ConversionSeries B Preferred Stock · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-080720 · ownership.xml · derivative · entry 2

Reynolds Randolph N Jr · CIK 0001771170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

F1 · derivative.exercise_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

F2 · derivative.expiration_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, is perpetual and therefore has no expiration date.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:16 UTC ConversionCommon Stock 8,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-080720 · ownership.xml · nonDerivative · entry 1

Reynolds Randolph N Jr · CIK 0001771170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:16 UTC ConversionSeries B Preferred Stock · Derivative 10 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-080714 · ownership.xml · derivative · entry 3

Patterson Julien G · CIK 0001461661 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Julien G. Patterson, Revocable Trust, dated 2/14/2003

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

F1 · derivative.exercise_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

F2 · derivative.expiration_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, is perpetual and therefore has no expiration date.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:16 UTC ConversionCommon Stock 40,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-080714 · ownership.xml · nonDerivative · entry 1

Patterson Julien G · CIK 0001461661 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Julien G. Patterson, Revocable Trust, dated 2/14/2023

Disclosed balance after: 40,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:15 UTC
Jones OtisDirector
ConversionSeries B Preferred Stock · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-080711 · ownership.xml · derivative · entry 2

Jones Otis · CIK 0001981412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

F1 · derivative.exercise_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

F2 · derivative.expiration_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, is perpetual and therefore has no expiration date.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:15 UTC
Jones OtisDirector
ConversionCommon Stock 8,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-080711 · ownership.xml · nonDerivative · entry 1

Jones Otis · CIK 0001981412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:15 UTC ConversionSeries B Preferred Stock · Derivative 10 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-080705 · ownership.xml · derivative · entry 3

Janney Robert S. · CIK 0001796476 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

F1 · derivative.exercise_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

F2 · derivative.expiration_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, is perpetual and therefore has no expiration date.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:15 UTC ConversionCommon Stock 40,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-080705 · ownership.xml · nonDerivative · entry 1

Janney Robert S. · CIK 0001796476 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:14 UTC ConversionSeries B Preferred Stock · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-080700 · ownership.xml · derivative · entry 2

Crowther Elizabeth Hinton · CIK 0001557779 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

F1 · derivative.exercise_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

F2 · derivative.expiration_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, is perpetual and therefore has no expiration date.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:14 UTC ConversionCommon Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-080700 · ownership.xml · nonDerivative · entry 1

Crowther Elizabeth Hinton · CIK 0001557779 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:11 UTC ConversionSeries B Preferred Stock · Derivative 10 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-080684 · ownership.xml · derivative · entry 2

Cozart Heather · CIK 0001981592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

F1 · derivative.exercise_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

F2 · derivative.expiration_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, is perpetual and therefore has no expiration date.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:11 UTC ConversionCommon Stock 40,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-080684 · ownership.xml · nonDerivative · entry 1

Cozart Heather · CIK 0001981592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

Read SEC document
June 28, 2024 Filed Jul 8, 2024 22:35 UTC ConversionSeries B Preferred Stock · Derivative 4,703 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-022325 · rdgdoc.xml · derivative · entry 2

LEHMAN KENNETH R · CIK 0001170549 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,812,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

F1 · derivative.exercise_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

F1 · derivative.expiration_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

Read SEC document
June 28, 2024 Filed Jul 8, 2024 22:35 UTC ConversionCOMMON STOCK 18,812,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-022325 · rdgdoc.xml · nonDerivative · entry 1

LEHMAN KENNETH R · CIK 0001170549 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,998,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

Read SEC document
June 28, 2024 Filed Jul 17, 2024 13:42 UTC GiftWarrant (right to buy) · Derivative 80,374 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-084072 · ownership.xml · derivative · entry 3

Montano Trevor · CIK 0002019441 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,766

Underlying: Common Stock · 80,374 shares

Expires 2029-04-03

F2 · derivative.exercise_price: The warrant is exercisable to purchase shares of common stock at a price of $2.50 per share, subject to certain adjustments.

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June 28, 2024 Filed Jul 17, 2024 13:42 UTC GiftCommon Stock 160,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-084072 · ownership.xml · nonDerivative · entry 1

Montano Trevor · CIK 0002019441 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 401,654

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April 03, 2024 Filed Apr 5, 2024 20:46 UTC PurchaseSeries B Preferred Stock · Derivative 25 $10,000.00 Strike: $2.50 $250,000.00
Disclosure

SEC source: 0000950170-24-042324 · ownership.xml · derivative · entry 1

Spilman Vance H · CIK 0001754471 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, becomes convertible into shares of common stock upon a Mandatory Conversion or Partial Conversion (as such terms are defined in the Articles of Amendment to the Company's Articles of Incorporation creating and authorizing the shares of Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B).

F2 · derivative.expiration_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, is perpetual and therefore has no expiration date.

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April 03, 2024 Filed Apr 5, 2024 20:46 UTC PurchaseSeries B Preferred Stock · Derivative 20 $10,000.00 Strike: $2.50 $200,000.00
Disclosure

SEC source: 0000950170-24-042327 · ownership.xml · derivative · entry 1

Stokes William W. · CIK 0001796973 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20

Underlying: Common Stock · 80,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, becomes convertible into shares of common stock upon a Mandatory Conversion or Partial Conversion (as such terms are defined in the Articles of Amendment to the Company's Articles of Incorporation creating and authorizing the shares of Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B).

F2 · derivative.expiration_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, is perpetual and therefore has no expiration date.

Read SEC document
April 03, 2024 Filed Apr 5, 2024 20:45 UTC PurchaseSeries B Preferred Stock · Derivative 10 $10,000.00 Strike: $2.50 $100,000.00
Disclosure

SEC source: 0000950170-24-042323 · ownership.xml · derivative · entry 1

Cozart Heather · CIK 0001981592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10

Underlying: Common Stock · 40,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, becomes convertible into shares of common stock upon a Mandatory Conversion or Partial Conversion (as such terms are defined in the Articles of Amendment to the Company's Articles of Incorporation creating and authorizing the shares of Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B).

F2 · derivative.expiration_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, is perpetual and therefore has no expiration date.

Read SEC document
April 03, 2024 Filed Apr 5, 2024 20:46 UTC PurchaseSeries B Preferred Stock · Derivative 25 $10,000.00 Strike: $2.50 $250,000.00
Disclosure

SEC source: 0000950170-24-042326 · ownership.xml · derivative · entry 1

Bost Hunter H. · CIK 0001796975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, becomes convertible into shares of common stock upon a Mandatory Conversion or Partial Conversion (as such terms are defined in the Articles of Amendment to the Company's Articles of Incorporation creating and authorizing the shares of Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B).

F2 · derivative.expiration_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, is perpetual and therefore has no expiration date.

Read SEC document
April 03, 2024 Filed Apr 5, 2024 20:45 UTC
Jones OtisDirector
PurchaseSeries B Preferred Stock · Derivative 2 $10,000.00 Strike: $2.50 $20,000.00
Disclosure

SEC source: 0000950170-24-042321 · ownership.xml · derivative · entry 1

Jones Otis · CIK 0001981412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2

Underlying: Common Stock · 8,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, becomes convertible into shares of common stock upon a Mandatory Conversion or Partial Conversion (as such terms are defined in the Articles of Amendment to the Company's Articles of Incorporation creating and authorizing the shares of Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B).

F2 · derivative.expiration_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, is perpetual and therefore has no expiration date.

Read SEC document
April 03, 2024 Filed Apr 5, 2024 20:45 UTC PurchaseSeries B Preferred Stock · Derivative 1 $10,000.00 Strike: $2.50 $10,000.00
Disclosure

SEC source: 0000950170-24-042320 · ownership.xml · derivative · entry 1

Crowther Elizabeth Hinton · CIK 0001557779 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1

Underlying: Common Stock · 4,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, becomes convertible into shares of common stock upon a Mandatory Conversion or Partial Conversion (as such terms are defined in the Articles of Amendment to the Company's Articles of Incorporation creating and authorizing the shares of Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B).

F2 · derivative.expiration_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, is perpetual and therefore has no expiration date.

Read SEC document
April 03, 2024 Filed Apr 5, 2024 20:44 UTC
Gavant Judy CarolEVP & Chief Financial Officer
PurchaseSeries B Preferred Stock · Derivative 25 $10,000.00 Strike: $2.50 $250,000.00
Disclosure

SEC source: 0000950170-24-042316 · ownership.xml · derivative · entry 1

Gavant Judy Carol · CIK 0001499901 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, becomes convertible into shares of common stock upon a Mandatory Conversion or Partial Conversion (as such terms are defined in the Articles of Amendment to the Company's Articles of Incorporation creating and authorizing the shares of Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B).

F2 · derivative.expiration_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, is perpetual and therefore has no expiration date.

Read SEC document
April 03, 2024 Filed Apr 5, 2024 20:44 UTC PurchaseSeries B Preferred Stock · Derivative 15 $10,000.00 Strike: $2.50 $150,000.00
Disclosure

SEC source: 0000950170-24-042318 · ownership.xml · derivative · entry 1

Woodruff Carolyn J. · CIK 0001796408 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15

Underlying: Common Stock · 60,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, becomes convertible into shares of common stock upon a Mandatory Conversion or Partial Conversion (as such terms are defined in the Articles of Amendment to the Company's Articles of Incorporation creating and authorizing the shares of Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B).

F2 · derivative.expiration_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, is perpetual and therefore has no expiration date.

Read SEC document
April 03, 2024 Filed Apr 5, 2024 20:42 UTC PurchaseSeries B Preferred Stock · Derivative 2 $10,000.00 Strike: $2.50 $20,000.00
Disclosure

SEC source: 0000950170-24-042310 · ownership.xml · derivative · entry 1

Reynolds Randolph N Jr · CIK 0001771170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2

Underlying: Common Stock · 8,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, becomes convertible into shares of common stock upon a Mandatory Conversion or Partial Conversion (as such terms are defined in the Articles of Amendment to the Company's Articles of Incorporation creating and authorizing the shares of Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B).

F2 · derivative.expiration_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, is perpetual and therefore has no expiration date.

Read SEC document
April 03, 2024 Filed Apr 5, 2024 20:40 UTC
BEALE G WILLIAMDirector · President & CEO
PurchaseSeries B Preferred Stock · Derivative 100 $10,000.00 Strike: $2.50 $1,000,000.00
Disclosure

SEC source: 0000950170-24-042303 · ownership.xml · derivative · entry 1

BEALE G WILLIAM · CIK 0001207949 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · G. William Beale Revocable Living Trust

Disclosed balance after: 100

Underlying: Common Stock · 400,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, becomes convertible into shares of common stock upon a Mandatory Conversion or Partial Conversion (as such terms are defined in the Articles of Amendment to the Company's Articles of Incorporation creating and authorizing the shares of Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B).

F2 · derivative.expiration_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, is perpetual and therefore has no expiration date.

Read SEC document
April 03, 2024 Filed Apr 5, 2024 20:40 UTC PurchaseSeries B Preferred Stock · Derivative 10 $10,000.00 Strike: $2.50 $100,000.00
Disclosure

SEC source: 0000950170-24-042304 · ownership.xml · derivative · entry 1

Janney Robert S. · CIK 0001796476 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10

Underlying: Common Stock · 40,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, becomes convertible into shares of common stock upon a Mandatory Conversion or Partial Conversion (as such terms are defined in the Articles of Amendment to the Company's Articles of Incorporation creating and authorizing the shares of Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B).

F2 · derivative.expiration_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, is perpetual and therefore has no expiration date.

Read SEC document
April 03, 2024 Filed Apr 5, 2024 20:38 UTC PurchaseSeries B Preferred Stock · Derivative 25 $10,000.00 Strike: $2.50 $250,000.00
Disclosure

SEC source: 0000950170-24-042300 · ownership.xml · derivative · entry 1

Dean Mensel D · CIK 0001372927 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Mensel D. Dean, Jr. Revocable Trust

Disclosed balance after: 25

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, becomes convertible into shares of common stock upon a Mandatory Conversion or Partial Conversion (as such terms are defined in the Articles of Amendment to the Company's Articles of Incorporation creating and authorizing the shares of Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B).

F2 · derivative.expiration_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, is perpetual and therefore has no expiration date.

Read SEC document
April 03, 2024 Filed Apr 5, 2024 20:39 UTC PurchaseSeries B Preferred Stock · Derivative 10 $10,000.00 Strike: $2.50 $100,000.00
Disclosure

SEC source: 0000950170-24-042301 · ownership.xml · derivative · entry 1

Patterson Julien G · CIK 0001461661 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Julien G. Patterson, Revocable Trust, dated 2/14/2003

Disclosed balance after: 10

Underlying: Common Stock · 40,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, becomes convertible into shares of common stock upon a Mandatory Conversion or Partial Conversion (as such terms are defined in the Articles of Amendment to the Company's Articles of Incorporation creating and authorizing the shares of Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B).

F2 · derivative.expiration_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, is perpetual and therefore has no expiration date.

Read SEC document
March 01, 2024 Filed Mar 8, 2024 18:25 UTC
BEALE G WILLIAMDirector · President & CEO
GrantCommon Stock 170,122 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-028505 · ownership.xml · nonDerivative · entry 1

BEALE G WILLIAM · CIK 0001207949 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226,477

F1 · shares: Award of time-based restricted stock subject to a vesting schedule

Read SEC document
March 01, 2024 Filed Mar 8, 2024 17:44 UTC
Gavant Judy CarolEVP & Chief Financial Officer
GrantCommon Stock 62,693 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-028482 · ownership.xml · nonDerivative · entry 1

Gavant Judy Carol · CIK 0001499901 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,882

F1 · shares: Award of time-based restricted stock subject to a vesting schedule

Read SEC document
July 01, 2023 Filed Jul 6, 2023 18:27 UTC GrantCommon Stock 7,383 $8.85 $65,339.55
Disclosure

SEC source: 0001002105-23-000104 · form4.xml · nonDerivative · entry 1

Spilman Vance H · CIK 0001754471 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,875

F1 · kind: Stock received in lieu of cash compensation.

F2 · shares: Restricted stock subject to a vesting schedule.

Read SEC document
July 01, 2023 Filed Jul 6, 2023 18:31 UTC GrantCommon Stock 10,735 $8.85 $95,004.75
Disclosure

SEC source: 0001002105-23-000108 · form4.xml · nonDerivative · entry 1

Woodruff Carolyn J. · CIK 0001796408 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,407.5013

F1 · kind: Stock received in lieu of cash compensation.

F2 · shares: Restricted stock subject to a vesting schedule.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.