Last 12 months
Inside the activity.
1 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 17, 2020 Filed Sep 18, 2020 10:31 UTC |
DALY RICHARD JDirector · Executive Chairman
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 35,246 | $0.00 Strike: $67.32 | $0.00 |
DisclosureSEC source: 0001225208-20-011667 · doc4.xml · derivative · entry 7 DALY RICHARD J · CIK 0001198860 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,747 Underlying: Common Stock · 35,246 shares Expires 2027-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on August 14, 2020. Read SEC document |
| September 17, 2020 Filed Sep 18, 2020 10:31 UTC |
DALY RICHARD JDirector · Executive Chairman
|
SaleCommon Stock | 30,416 | $132.86 | $4,041,109.30 |
DisclosureSEC source: 0001225208-20-011667 · doc4.xml · nonDerivative · entry 2 DALY RICHARD J · CIK 0001198860 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,115.9949 F2 · kind: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on August 14, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.98 - $133.64, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| September 17, 2020 Filed Sep 18, 2020 10:31 UTC |
DALY RICHARD JDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 35,246 | $67.32 | $2,372,760.72 |
DisclosureSEC source: 0001225208-20-011667 · doc4.xml · nonDerivative · entry 1 DALY RICHARD J · CIK 0001198860 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,531.9949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on August 14, 2020. Read SEC document |
| September 16, 2020 Filed Sep 17, 2020 14:50 UTC |
DALY RICHARD JDirector · Executive Chairman
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 7,500 | $0.00 Strike: $67.32 | $0.00 |
DisclosureSEC source: 0001225208-20-011636 · doc4.xml · derivative · entry 12 DALY RICHARD J · CIK 0001198860 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,993 Underlying: Common Stock · 7,500 shares Expires 2027-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on August 14, 2020. Read SEC document |
| September 16, 2020 Filed Sep 17, 2020 14:50 UTC |
DALY RICHARD JDirector · Executive Chairman
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 46,560 | $0.00 Strike: $51.95 | $0.00 |
DisclosureSEC source: 0001225208-20-011636 · doc4.xml · derivative · entry 11 DALY RICHARD J · CIK 0001198860 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 46,560 shares Expires 2026-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on August 14, 2020. Read SEC document |
| September 16, 2020 Filed Sep 17, 2020 14:50 UTC |
DALY RICHARD JDirector · Executive Chairman
|
SaleCommon Stock | 39,100 | $136.35 | $5,331,402.30 |
DisclosureSEC source: 0001225208-20-011636 · doc4.xml · nonDerivative · entry 6 DALY RICHARD J · CIK 0001198860 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,285.9949 F1 · kind: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on August 14, 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.01 - $137.64, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. Read SEC document |
| September 16, 2020 Filed Sep 17, 2020 14:50 UTC |
DALY RICHARD JDirector · Executive Chairman
|
SaleCommon Stock | 8,965 | $136.37 | $1,222,550.77 |
DisclosureSEC source: 0001225208-20-011636 · doc4.xml · nonDerivative · entry 5 DALY RICHARD J · CIK 0001198860 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,385.9949 F1 · kind: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on August 14, 2020. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.07 - $137.57, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) to this Form 4. Read SEC document |
| September 16, 2020 Filed Sep 17, 2020 14:50 UTC |
DALY RICHARD JDirector · Executive Chairman
|
SaleCommon Stock | 6,484 | $136.35 | $884,112.85 |
DisclosureSEC source: 0001225208-20-011636 · doc4.xml · nonDerivative · entry 4 DALY RICHARD J · CIK 0001198860 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,350.9949 F1 · kind: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on August 14, 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.01 - $137.64, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. Read SEC document |
| September 16, 2020 Filed Sep 17, 2020 14:50 UTC |
DALY RICHARD JDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 7,500 | $67.32 | $504,900.00 |
DisclosureSEC source: 0001225208-20-011636 · doc4.xml · nonDerivative · entry 3 DALY RICHARD J · CIK 0001198860 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,834.9949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on August 14, 2020. Read SEC document |
| September 16, 2020 Filed Sep 17, 2020 14:50 UTC |
DALY RICHARD JDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 46,560 | $51.95 | $2,418,792.00 |
DisclosureSEC source: 0001225208-20-011636 · doc4.xml · nonDerivative · entry 2 DALY RICHARD J · CIK 0001198860 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,334.9949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on August 14, 2020. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 14:50 UTC |
DALY RICHARD JDirector · Executive Chairman
|
SaleCommon Stock | 60,494 | $135.98 | $8,225,786.59 |
DisclosureSEC source: 0001225208-20-011636 · doc4.xml · nonDerivative · entry 1 DALY RICHARD J · CIK 0001198860 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,774.9949 F1 · kind: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on August 14, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.08 - $137.06, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| September 11, 2020 Filed Aug 6, 2021 15:58 UTC |
Liberatore MichaelVP, ICS - Mutual Funds
|
PurchaseCommon Stock | 40 | $134.44 | $5,377.43 |
DisclosureSEC source: 0001225208-21-011278 · doc5.xml · nonDerivative · entry 3 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 40 Read SEC document |
| September 11, 2020 Filed Aug 6, 2021 15:58 UTC |
Liberatore MichaelVP, ICS - Mutual Funds
|
PurchaseCommon Stock | 25 | $134.52 | $3,363.03 |
DisclosureSEC source: 0001225208-21-011278 · doc5.xml · nonDerivative · entry 1 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,684.91 Read SEC document |
| September 02, 2020 Filed Sep 2, 2020 19:03 UTC |
SCHIFELLITE ROBERTCorporate SVP
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 18,759 | $0.00 Strike: $36.97 | $0.00 |
DisclosureSEC source: 0001225208-20-011169 · doc4.xml · derivative · entry 3 SCHIFELLITE ROBERT · CIK 0001391090 · Corporate SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,759 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2020 Filed Sep 2, 2020 19:03 UTC |
SCHIFELLITE ROBERTCorporate SVP
|
SaleCommon Stock | 15,241 | $140.72 | $2,144,699.80 |
DisclosureSEC source: 0001225208-20-011169 · doc4.xml · nonDerivative · entry 2 SCHIFELLITE ROBERT · CIK 0001391090 · Corporate SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,157.6729 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.51 - $141.09, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| September 02, 2020 Filed Sep 2, 2020 19:03 UTC |
SCHIFELLITE ROBERTCorporate SVP
|
Exercise / conversionCommon Stock | 18,759 | $36.97 | $693,520.23 |
DisclosureSEC source: 0001225208-20-011169 · doc4.xml · nonDerivative · entry 1 SCHIFELLITE ROBERT · CIK 0001391090 · Corporate SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,398.6729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 20:39 UTC |
Connor Matthew JInterim CFO
|
GrantRestricted Stock Unit · Derivative | 3,934 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-20-011277 · doc4.xml · derivative · entry 1 Connor Matthew J · CIK 0001822707 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,934 Underlying: Common Stock · 3,934 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on September 1, 2022. F1 · shares: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on September 1, 2022. F1 · price: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on September 1, 2022. F1 · derivative.exercise_date: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on September 1, 2022. F1 · derivative.expiration_date: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on September 1, 2022. Read SEC document |
| August 25, 2020 Filed Aug 25, 2020 20:54 UTC |
KALENKA ROBERT FCorporate Vice President
|
GiftCommon Stock | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-010994 · doc4.xml · nonDerivative · entry 1 KALENKA ROBERT F · CIK 0001391091 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,062.4097 F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 19:46 UTC | Exercise / conversionStock Option (Right to Buy) · Derivative | 61,997 | $0.00 Strike: $24.25 | $0.00 |
DisclosureSEC source: 0001225208-20-010699 · doc4.xml · derivative · entry 4 Gokey Timothy C · CIK 0001296187 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 61,997 shares Expires 2022-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on June 5, 2020. Read SEC document |
|
| August 17, 2020 Filed Aug 18, 2020 19:46 UTC | SaleCommon Stock | 48,944 | $138.85 | $6,795,732.46 |
DisclosureSEC source: 0001225208-20-010699 · doc4.xml · nonDerivative · entry 3 Gokey Timothy C · CIK 0001296187 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,591.0271 F2 · kind: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on June 5, 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.73 - $140.23, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. Read SEC document |
|
| August 17, 2020 Filed Aug 18, 2020 19:46 UTC | SaleCommon Stock | 12,500 | $138.97 | $1,737,170.00 |
DisclosureSEC source: 0001225208-20-010699 · doc4.xml · nonDerivative · entry 2 Gokey Timothy C · CIK 0001296187 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,535.0271 F2 · kind: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on June 5, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.69 - $140.32, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
|
| August 17, 2020 Filed Aug 18, 2020 19:46 UTC | Exercise / conversionCommon Stock | 61,997 | $24.25 | $1,503,427.25 |
DisclosureSEC source: 0001225208-20-010699 · doc4.xml · nonDerivative · entry 1 Gokey Timothy C · CIK 0001296187 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,035.0271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on June 5, 2020. Read SEC document |
|
| August 17, 2020 Filed Aug 18, 2020 18:48 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 4,179 | $0.00 Strike: $93.88 | $0.00 |
DisclosureSEC source: 0001225208-20-010697 · doc4.xml · derivative · entry 13 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,357 Underlying: Common Stock · 4,179 shares Expires 2028-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 18:48 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,154 | $0.00 Strike: $98.31 | $0.00 |
DisclosureSEC source: 0001225208-20-010697 · doc4.xml · derivative · entry 12 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,463 Underlying: Common Stock · 5,154 shares Expires 2029-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 18:48 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,399 | $0.00 Strike: $67.32 | $0.00 |
DisclosureSEC source: 0001225208-20-010697 · doc4.xml · derivative · entry 11 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,400 Underlying: Common Stock · 5,399 shares Expires 2027-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 18:48 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 6,573 | $0.00 Strike: $51.95 | $0.00 |
DisclosureSEC source: 0001225208-20-010697 · doc4.xml · derivative · entry 10 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,573 shares Expires 2026-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 18:48 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
SaleCommon Stock | 8,000 | $138.37 | $1,106,971.20 |
DisclosureSEC source: 0001225208-20-010697 · doc4.xml · nonDerivative · entry 9 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000.3989 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.9750 - $139.3800, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 18:48 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
SaleCommon Stock | 5,619 | $138.37 | $777,508.90 |
DisclosureSEC source: 0001225208-20-010697 · doc4.xml · nonDerivative · entry 8 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000.3989 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.9750 - $139.3800, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 18:48 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
SaleCommon Stock | 4,814 | $138.37 | $666,119.92 |
DisclosureSEC source: 0001225208-20-010697 · doc4.xml · nonDerivative · entry 7 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,619.3989 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.9750 - $139.3800, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 18:48 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
SaleCommon Stock | 4,757 | $138.37 | $658,232.75 |
DisclosureSEC source: 0001225208-20-010697 · doc4.xml · nonDerivative · entry 6 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,433.3989 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.9750 - $139.3800, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 18:48 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
SaleCommon Stock | 3,872 | $138.37 | $535,774.06 |
DisclosureSEC source: 0001225208-20-010697 · doc4.xml · nonDerivative · entry 5 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,190.3989 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.9750 - $139.3800, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 18:48 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
Exercise / conversionCommon Stock | 4,179 | $93.88 | $392,324.52 |
DisclosureSEC source: 0001225208-20-010697 · doc4.xml · nonDerivative · entry 4 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,062.3989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 18:48 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
Exercise / conversionCommon Stock | 5,154 | $98.31 | $506,689.74 |
DisclosureSEC source: 0001225208-20-010697 · doc4.xml · nonDerivative · entry 3 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,883.3989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 18:48 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
Exercise / conversionCommon Stock | 5,399 | $67.32 | $363,460.68 |
DisclosureSEC source: 0001225208-20-010697 · doc4.xml · nonDerivative · entry 2 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,729.3989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 18:48 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
Exercise / conversionCommon Stock | 6,573 | $51.95 | $341,467.35 |
DisclosureSEC source: 0001225208-20-010697 · doc4.xml · nonDerivative · entry 1 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,330.3989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2020 Filed Aug 13, 2020 21:16 UTC |
Carey Thomas PCorporate VP
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 9,879 | $36.97 Strike: $36.97 | $365,226.63 |
DisclosureSEC source: 0001225208-20-010582 · doc4.xml · derivative · entry 5 Carey Thomas P · CIK 0001731499 · Corporate VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,879 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2020 Filed Aug 13, 2020 21:16 UTC |
Carey Thomas PCorporate VP
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,246 | $36.97 Strike: $36.97 | $46,064.62 |
DisclosureSEC source: 0001225208-20-010582 · doc4.xml · derivative · entry 4 Carey Thomas P · CIK 0001731499 · Corporate VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,246 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2020 Filed Aug 13, 2020 21:16 UTC |
Carey Thomas PCorporate VP
|
SaleCommon Stock | 8,974 | $138.57 | $1,243,505.64 |
DisclosureSEC source: 0001225208-20-010582 · doc4.xml · nonDerivative · entry 3 Carey Thomas P · CIK 0001731499 · Corporate VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,961 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.5600 - $138.6500, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| August 13, 2020 Filed Aug 13, 2020 21:16 UTC |
Carey Thomas PCorporate VP
|
Exercise / conversionCommon Stock | 1,246 | $36.97 | $46,064.62 |
DisclosureSEC source: 0001225208-20-010582 · doc4.xml · nonDerivative · entry 2 Carey Thomas P · CIK 0001731499 · Corporate VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,935 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2020 Filed Aug 13, 2020 21:16 UTC |
Carey Thomas PCorporate VP
|
Exercise / conversionCommon Stock | 9,879 | $36.97 | $365,226.63 |
DisclosureSEC source: 0001225208-20-010582 · doc4.xml · nonDerivative · entry 1 Carey Thomas P · CIK 0001731499 · Corporate VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,689 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2020 Filed Aug 13, 2020 21:17 UTC |
DESCHUTTER DOUGLAS RICHARDCorporate Vice President
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 25,719 | $22.27 Strike: $22.27 | $572,762.13 |
DisclosureSEC source: 0001225208-20-010584 · doc4.xml · derivative · entry 5 DESCHUTTER DOUGLAS RICHARD · CIK 0001391093 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,719 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2020 Filed Aug 13, 2020 21:17 UTC |
DESCHUTTER DOUGLAS RICHARDCorporate Vice President
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,899 | $24.25 Strike: $24.25 | $70,300.75 |
DisclosureSEC source: 0001225208-20-010584 · doc4.xml · derivative · entry 4 DESCHUTTER DOUGLAS RICHARD · CIK 0001391093 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,899 shares Expires 2022-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2020 Filed Aug 13, 2020 21:17 UTC |
DESCHUTTER DOUGLAS RICHARDCorporate Vice President
|
SaleCommon Stock | 22,517 | $139.14 | $3,132,956.84 |
DisclosureSEC source: 0001225208-20-010584 · doc4.xml · nonDerivative · entry 3 DESCHUTTER DOUGLAS RICHARD · CIK 0001391093 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,603.8948 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.8000 - $139.6500, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| August 13, 2020 Filed Aug 13, 2020 21:17 UTC |
DESCHUTTER DOUGLAS RICHARDCorporate Vice President
|
Exercise / conversionCommon Stock | 2,899 | $24.25 | $70,300.75 |
DisclosureSEC source: 0001225208-20-010584 · doc4.xml · nonDerivative · entry 2 DESCHUTTER DOUGLAS RICHARD · CIK 0001391093 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,120.8948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2020 Filed Aug 13, 2020 21:17 UTC |
DESCHUTTER DOUGLAS RICHARDCorporate Vice President
|
Exercise / conversionCommon Stock | 25,719 | $22.27 | $572,762.13 |
DisclosureSEC source: 0001225208-20-010584 · doc4.xml · nonDerivative · entry 1 DESCHUTTER DOUGLAS RICHARD · CIK 0001391093 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,221.8948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2020 Filed Aug 14, 2020 16:40 UTC |
KALENKA ROBERT FCorporate Vice President
|
GrantRestricted Stock Unit · Derivative | 983 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-20-010616 · doc4.xml · derivative · entry 1 KALENKA ROBERT F · CIK 0001391091 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 983 Underlying: Common Stock · 983 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on August 13, 2022. F1 · shares: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on August 13, 2022. F1 · price: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on August 13, 2022. F1 · derivative.exercise_date: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on August 13, 2022. F1 · derivative.expiration_date: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on August 13, 2022. Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 18:42 UTC |
Young James MCorporate SVP and CFO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 19,699 | $0.00 Strike: $93.88 | $0.00 |
DisclosureSEC source: 0001225208-20-010679 · doc4.xml · derivative · entry 7 Young James M · CIK 0001610934 · Corporate SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,699 Underlying: Common Stock · 19,699 shares Expires 2028-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 18:42 UTC |
Young James MCorporate SVP and CFO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 10,245 | $0.00 Strike: $98.31 | $0.00 |
DisclosureSEC source: 0001225208-20-010679 · doc4.xml · derivative · entry 6 Young James M · CIK 0001610934 · Corporate SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,738 Underlying: Common Stock · 10,245 shares Expires 2029-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 18:42 UTC |
Young James MCorporate SVP and CFO
|
SaleCommon Stock | 18,171 | $138.91 | $2,524,133.61 |
DisclosureSEC source: 0001225208-20-010679 · doc4.xml · nonDerivative · entry 5 Young James M · CIK 0001610934 · Corporate SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,598 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.20 - $139.973, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 18:42 UTC |
Young James MCorporate SVP and CFO
|
SaleCommon Stock | 15,000 | $138.91 | $2,083,650.00 |
DisclosureSEC source: 0001225208-20-010679 · doc4.xml · nonDerivative · entry 4 Young James M · CIK 0001610934 · Corporate SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,769 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.20 - $139.973, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.