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BPOP

POPULAR, INC.

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1363
SEC CIK
0000763901
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1,048

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202601
Feb 202601
Mar 202600
Apr 202601
May 202602
Jun 202600
Jul 202602
Aug 202604
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2019 Filed Feb 26, 2019 17:29 UTC
VAZQUEZ CARLOS JExecutive Vice President & CFO
Tax withholdingCommon Stock Par Value $0.01 per share 345 $56.82 $19,602.90
Disclosure

SEC source: 0001209191-19-013344 · doc4.xml · nonDerivative · entry 1

VAZQUEZ CARLOS J · CIK 0001217333 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,643.687

Read SEC document
February 23, 2019 Filed Feb 26, 2019 17:24 UTC
CHINEA MANUELExecutive Vice President
Tax withholdingCommon Stock Par Value $0.01 per share 302 $56.82 $17,159.64
Disclosure

SEC source: 0001209191-19-013342 · doc4.xml · nonDerivative · entry 1

CHINEA MANUEL · CIK 0001662985 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,801.536

Read SEC document
February 23, 2019 Filed Feb 26, 2019 17:22 UTC
CARRION RICHARD LDirector · Executive Chairman
Tax withholdingCommon Stock Par Value $0.01 per share 840 $56.82 $47,728.80
Disclosure

SEC source: 0001209191-19-013339 · doc4.xml · nonDerivative · entry 1

CARRION RICHARD L · CIK 0001187725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,952.792

Read SEC document
February 23, 2019 Filed Feb 26, 2019 17:18 UTC
FERRER JAVIER D.Executive VP & General Counsel
Tax withholdingCommon Stock Par Value $0.01 per share 281 $56.82 $15,966.42
Disclosure

SEC source: 0001209191-19-013335 · doc4.xml · nonDerivative · entry 1

FERRER JAVIER D. · CIK 0001621853 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,025.33

Read SEC document
February 23, 2019 Filed Feb 26, 2019 17:16 UTC
Burckhart CamilleExecutive Vice President
Tax withholdingCommon Stock Par Value $0.01 per share 179 $56.82 $10,170.78
Disclosure

SEC source: 0001209191-19-013332 · doc4.xml · nonDerivative · entry 1

Burckhart Camille · CIK 0001647743 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,536.222

Read SEC document
February 21, 2019 Filed Feb 22, 2019 15:04 UTC SaleCommon Stock Par Value $0.01 per share 3,046 $56.43 $171,888.83
Disclosure

SEC source: 0001209191-19-012397 · doc4.xml · nonDerivative · entry 1

Ferre Maria Luisa · CIK 0001289698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,223.928

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $56.411 to $56.435, inclusive. The reporting person undertakes to provide the Corporation, any security holder of the Corporation, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:06 UTC
Garcia Jorge J.Senior VP & Comptroller
GrantCommon Stock Par Value $0.01 per share 2,118 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-011182 · doc4.xml · nonDerivative · entry 1

Garcia Jorge J. · CIK 0001543970 · Senior VP & Comptroller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,785.06

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s Omnibus Incentive Plan. Eighty percent (80%) of the award vests in equal annual installments on each of February 23, 2020, 2021, 2022 and 2023, and twenty percent (20%) of the award vests upon termination of the executive's employment after attaining (x) age 55 with 10 years of service or (y) age 60 with 5 years of service.

F2 · balance_after: Includes 43.960 shares acquired since Mr. Garcia's last Form 5, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:04 UTC
CHINEA MANUELExecutive Vice President
GrantCommon Stock Par Value $0.01 per share 4,115 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-011171 · doc4.xml · nonDerivative · entry 1

CHINEA MANUEL · CIK 0001662985 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,103.536

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s Omnibus Incentive Plan. Eighty percent (80%) of the award vests in equal annual installments on each of February 23, 2020, 2021, 2022 and 2023, and twenty percent (20%) of the award vests upon termination of the executive's employment after attaining (x) age 55 with 10 years of service or (y) age 60 with 5 years of service.

F2 · balance_after: Includes 101.852 shares acquired since Mr. Chinea's last Form 5, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act; and 13.526 shares acquired under the Popular, Inc. USA 401(K) Savings and Investment Plan which are exempt under Section 16 of the Securities Exchange Act.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 20:35 UTC
Castellvi BeatrizEVP & Chief Security Officer
GrantCommon Stock Par Value $0.01 per share 2,743 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-011017 · doc4.xml · nonDerivative · entry 1

Castellvi Beatriz · CIK 0001738504 · EVP & Chief Security Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,863.023

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s Omnibus Incentive Plan. Eighty percent (80%) of the award vests in equal annual installments on each of February 23, 2020, 2021, 2022 and 2023, and twenty percent (20%) of the award vests upon termination of the executive's employment after attaining (x) age 55 with 10 years of service or (y) age 60 with 5 years of service.

F2 · balance_after: Includes 69.651 shares acquired since Ms. Castellvi's last Form 5, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 20:34 UTC
CESTERO LUIS E.Executive Vice President
GrantCommon Stock Par Value $0.01 per share 2,798 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-011016 · doc4.xml · nonDerivative · entry 1

CESTERO LUIS E. · CIK 0001711255 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,918.668

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s Omnibus Incentive Plan. Eighty percent (80%) of the award vests in equal annual installments on each of February 23, 2020, 2021, 2022 and 2023, and twenty percent (20%) of the award vests upon termination of the executive's employment after attaining (x) age 55 with 10 years of service or (y) age 60 with 5 years of service.

F2 · balance_after: Includes 66.035 shares acquired since Mr. Cestero's last Form 5, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act; and 0.633 share acquired under Popular, Inc. Puerto Rico Savings and Investment Plan in exempt transactions pursuant to Rule 16(b)(3).

Read SEC document
February 14, 2019 Filed Feb 19, 2019 20:33 UTC GrantCommon Stock Par Value $0.01 per share 4,197 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-011015 · doc4.xml · nonDerivative · entry 1

SEPULVEDA ELI · CIK 0001485577 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,205.22

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s Omnibus Incentive Plan. Eighty percent (80%) of the award vests in equal annual installments on each of February 23, 2020, 2021, 2022 and 2023, and twenty percent (20%) of the award vests upon termination of the executive's employment after attaining (x) age 55 with 10 years of service or (y) age 60 with 5 years of service.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 20:32 UTC
FERRER JAVIER D.Executive VP & General Counsel
GrantCommon Stock Par Value $0.01 per share 5,129 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-011014 · doc4.xml · nonDerivative · entry 1

FERRER JAVIER D. · CIK 0001621853 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,306.33

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s Omnibus Incentive Plan. Eighty percent (80%) of the award vests in equal annual installments on each of February 23, 2020, 2021, 2022 and 2023, and twenty percent (20%) of the award vests upon termination of the executive's employment after attaining (x) age 55 with 10 years of service or (y) age 60 with 5 years of service.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 20:30 UTC
Soriano LidioExecutive Vice President
GrantCommon Stock Par Value $0.01 per share 4,663 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-011013 · doc4.xml · nonDerivative · entry 1

Soriano Lidio · CIK 0001337297 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,901.581

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s Omnibus Incentive Plan. Eighty percent (80%) of the award vests in equal annual installments on each of February 23, 2020, 2021, 2022 and 2023, and twenty percent (20%) of the award vests upon termination of the executive's employment after attaining (x) age 55 with 10 years of service or (y) age 60 with 5 years of service.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 20:29 UTC
MONZON GILBERTOEXECUTIVE VICE PRESIDENT
GrantCommon Stock Par Value $0.01 per share 3,497 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-011011 · doc4.xml · nonDerivative · entry 1

MONZON GILBERTO · CIK 0001503166 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,085.272

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s Omnibus Incentive Plan. Eighty percent (80%) of the award vests in equal annual installments on each of February 23, 2020, 2021, 2022 and 2023, and twenty percent (20%) of the award vests upon termination of the executive's employment after attaining (x) age 55 with 10 years of service or (y) age 60 with 5 years of service.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 20:27 UTC
GUERRERO JUANExecutive Vice President
GrantCommon Stock Par Value $0.01 per share 3,731 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-011006 · doc4.xml · nonDerivative · entry 1

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,626.542

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s Omnibus Incentive Plan. Eighty percent (80%) of the award vests in equal annual installments on each of February 23, 2020, 2021, 2022 and 2023, and twenty percent (20%) of the award vests upon termination of the executive's employment after attaining (x) age 55 with 10 years of service or (y) age 60 with 5 years of service.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 20:26 UTC
NEGRON EDUARDO J.Executive Vice President
GrantCommon Stock Par Value $0.01 per share 4,115 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-011005 · doc4.xml · nonDerivative · entry 1

NEGRON EDUARDO J. · CIK 0001413241 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,499.89

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s Omnibus Incentive Plan. Eighty percent (80%) of the award vests in equal annual installments on each of February 23, 2020, 2021, 2022 and 2023, and twenty percent (20%) of the award vests upon termination of the executive's employment after attaining (x) age 55 with 10 years of service or (y) age 60 with 5 years of service.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 20:25 UTC
CARRION RICHARD LDirector · Executive Chairman
GrantCommon Stock Par Value $0.01 per share 11,658 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-011004 · doc4.xml · nonDerivative · entry 1

CARRION RICHARD L · CIK 0001187725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,792.792

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s Omnibus Incentive Plan. Eighty percent (80%) of the award vests in equal annual installments on each of February 23, 2020, 2021, 2022 and 2023, and twenty percent (20%) of the award vests upon termination of the executive's employment after attaining (x) age 55 with 10 years of service or (y) age 60 with 5 years of service.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 20:24 UTC
VAZQUEZ CARLOS JExecutive Vice President & CFO
GrantCommon Stock Par Value $0.01 per share 6,295 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-011002 · doc4.xml · nonDerivative · entry 1

VAZQUEZ CARLOS J · CIK 0001217333 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,988.687

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s Omnibus Incentive Plan. Eighty percent (80%) of the award vests in equal annual installments on each of February 23, 2020, 2021, 2022 and 2023, and twenty percent (20%) of the award vests upon termination of the executive's employment after attaining (x) age 55 with 10 years of service or (y) age 60 with 5 years of service.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 20:23 UTC
Burckhart CamilleExecutive Vice President
GrantCommon Stock Par Value $0.01 per share 4,389 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-011001 · doc4.xml · nonDerivative · entry 1

Burckhart Camille · CIK 0001647743 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,715.222

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s Omnibus Incentive Plan. Eighty percent (80%) of the award vests in equal annual installments on each of February 23, 2020, 2021, 2022 and 2023, and twenty percent (20%) of the award vests upon termination of the executive's employment after attaining (x) age 55 with 10 years of service or (y) age 60 with 5 years of service.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 20:22 UTC
ALVAREZ IGNACIODirector · CEO & PRESIDENT
GrantCommon Stock Par Value $0.01 per share 25,142 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-011000 · doc4.xml · nonDerivative · entry 1

ALVAREZ IGNACIO · CIK 0001495232 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,471.241

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s Omnibus Incentive Plan. Eighty percent (80%) of the award vests in equal annual installments on each of February 23, 2020, 2021, 2022 and 2023, and twenty percent (20%) of the award vests upon termination of the executive's employment after attaining (x) age 55 with 10 years of service or (y) age 60 with 5 years of service.

Read SEC document
February 06, 2019 Filed Feb 6, 2019 17:05 UTC
MONZON GILBERTOEXECUTIVE VICE PRESIDENT
SaleCommon Stock Par Value $0.01 per share 4,000 $54.13 $216,512.00
Disclosure

SEC source: 0001209191-19-007650 · doc4.xml · nonDerivative · entry 1

MONZON GILBERTO · CIK 0001503166 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,588.272

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $54.1287 to $54.1289, inclusive. The reporting person undertakes to provide the Corporation, any security holder of the Corporation, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 15:49 UTC SaleCommon Stock Par Value $0.01 per share 5,000 $55.60 $278,000.00
Disclosure

SEC source: 0001209191-19-006337 · doc4.xml · nonDerivative · entry 1

SEPULVEDA ELI · CIK 0001485577 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,008.22

Read SEC document
January 27, 2019 Filed Jan 30, 2019 00:56 UTC
Soriano LidioExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 6,531 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-005959 · doc4.xml · derivative · entry 5

Soriano Lidio · CIK 0001337297 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock Par Value $0.01 per share · 6,531 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into an equivalent number of shares of Common Stock.

F5 · derivative.exercise_date: On January 25, 2019, 6,531 performance share units granted to the reporting person on January 27, 2016 were converted into restricted stock units upon their performance-based vesting. The restricted stock units remained subject to continued time-based vesting conditions through January 27, 2019

F5 · derivative.expiration_date: On January 25, 2019, 6,531 performance share units granted to the reporting person on January 27, 2016 were converted into restricted stock units upon their performance-based vesting. The restricted stock units remained subject to continued time-based vesting conditions through January 27, 2019

Read SEC document
January 27, 2019 Filed Jan 30, 2019 00:56 UTC
Soriano LidioExecutive Vice President
Tax withholdingCommon Stock Par Value $0.01 per share 508 $53.48 $27,167.84
Disclosure

SEC source: 0001209191-19-005959 · doc4.xml · nonDerivative · entry 3

Soriano Lidio · CIK 0001337297 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,238.581

Read SEC document
January 27, 2019 Filed Jan 30, 2019 00:56 UTC
Soriano LidioExecutive Vice President
Tax withholdingCommon Stock Par Value $0.01 per share 1,787 $53.48 $95,568.76
Disclosure

SEC source: 0001209191-19-005959 · doc4.xml · nonDerivative · entry 2

Soriano Lidio · CIK 0001337297 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,746.581

Read SEC document
January 27, 2019 Filed Jan 30, 2019 00:56 UTC
Soriano LidioExecutive Vice President
Exercise / conversionCommon Stock Par Value $0.01 per share 6,531 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-005959 · doc4.xml · nonDerivative · entry 1

Soriano Lidio · CIK 0001337297 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,533.581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into an equivalent number of shares of Common Stock.

F2 · balance_after: Includes 1,137.459 shares acquired since Mr. Soriano's last Form 4, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

Read SEC document
January 27, 2019 Filed Jan 30, 2019 00:50 UTC Exercise / conversionRestricted Stock Units · Derivative 5,486 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-005955 · doc4.xml · derivative · entry 5

SEPULVEDA ELI · CIK 0001485577 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock Par Value $0.01 per share · 5,486 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into an equivalent number of shares of Common Stock.

F5 · derivative.exercise_date: On January 25, 2019, 5,486 performance share units granted to the reporting person on January 27, 2016 were converted into restricted stock units upon their performance-based vesting. The restricted stock units remained subject to continued time-based vesting conditions through January 27, 2019.

F5 · derivative.expiration_date: On January 25, 2019, 5,486 performance share units granted to the reporting person on January 27, 2016 were converted into restricted stock units upon their performance-based vesting. The restricted stock units remained subject to continued time-based vesting conditions through January 27, 2019.

Read SEC document
January 27, 2019 Filed Jan 30, 2019 00:50 UTC Tax withholdingCommon Stock Par Value $0.01 per share 427 $53.48 $22,835.96
Disclosure

SEC source: 0001209191-19-005955 · doc4.xml · nonDerivative · entry 3

SEPULVEDA ELI · CIK 0001485577 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,008.22

Read SEC document
January 27, 2019 Filed Jan 30, 2019 00:50 UTC Tax withholdingCommon Stock Par Value $0.01 per share 1,501 $53.48 $80,273.48
Disclosure

SEC source: 0001209191-19-005955 · doc4.xml · nonDerivative · entry 2

SEPULVEDA ELI · CIK 0001485577 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,435.22

Read SEC document
January 27, 2019 Filed Jan 30, 2019 00:50 UTC Exercise / conversionCommon Stock Par Value $0.01 per share 5,486 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-005955 · doc4.xml · nonDerivative · entry 1

SEPULVEDA ELI · CIK 0001485577 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,936.22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into an equivalent number of shares of Common Stock.

F2 · balance_after: Includes 144.4720 shares acquired since Mr. Sepulveda's last Form 4, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

Read SEC document
January 27, 2019 Filed Jan 29, 2019 17:53 UTC
VAZQUEZ CARLOS JExecutive Vice President & CFO
Exercise / conversionRestricted Stock Units · Derivative 8,817 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-005711 · doc4.xml · derivative · entry 6

VAZQUEZ CARLOS J · CIK 0001217333 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock Par Value $0.01 per share · 8,817 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into an equivalent number of shares of Common Stock.

F6 · derivative.exercise_date: On January 25, 2019, 8,817 performance share units granted to the reporting person on January 27, 2016 were converted into restricted stock units upon their performance-based vesting. The restricted stock units remained subject to continued time-based vesting conditions through January 27, 2019.

F6 · derivative.expiration_date: On January 25, 2019, 8,817 performance share units granted to the reporting person on January 27, 2016 were converted into restricted stock units upon their performance-based vesting. The restricted stock units remained subject to continued time-based vesting conditions through January 27, 2019.

Read SEC document
January 27, 2019 Filed Jan 29, 2019 17:53 UTC
VAZQUEZ CARLOS JExecutive Vice President & CFO
Tax withholdingCommon Stock Par Value $0.01 per share 686 $53.48 $36,687.28
Disclosure

SEC source: 0001209191-19-005711 · doc4.xml · nonDerivative · entry 3

VAZQUEZ CARLOS J · CIK 0001217333 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,693.687

Read SEC document
January 27, 2019 Filed Jan 29, 2019 17:53 UTC
VAZQUEZ CARLOS JExecutive Vice President & CFO
Tax withholdingCommon Stock Par Value $0.01 per share 2,412 $53.48 $128,993.76
Disclosure

SEC source: 0001209191-19-005711 · doc4.xml · nonDerivative · entry 2

VAZQUEZ CARLOS J · CIK 0001217333 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,379.687

Read SEC document
January 27, 2019 Filed Jan 29, 2019 17:53 UTC
VAZQUEZ CARLOS JExecutive Vice President & CFO
Exercise / conversionCommon Stock Par Value $0.01 per share 8,817 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-005711 · doc4.xml · nonDerivative · entry 1

VAZQUEZ CARLOS J · CIK 0001217333 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,791.687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into an equivalent number of shares of Common Stock.

F2 · balance_after: Includes 506.007 shares acquired since Mr. Vazquez's last Form 4, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

Read SEC document
January 27, 2019 Filed Jan 30, 2019 00:42 UTC
CARRION RICHARD LDirector · Executive Chairman
Exercise / conversionRestricted Stock Units · Derivative 36,572 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-005946 · doc4.xml · derivative · entry 8

CARRION RICHARD L · CIK 0001187725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock Par Value $0.01 per share · 36,572 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into an equivalent number of shares of Common Stock.

F10 · derivative.exercise_date: On January 25, 2019, 36,572 performance share units granted to the reporting person on January 27, 2016 were converted into restricted stock units upon their performance-based vesting. The restricted stock units remained subject to continued time-based vesting conditions through January 27, 2019.

F10 · derivative.expiration_date: On January 25, 2019, 36,572 performance share units granted to the reporting person on January 27, 2016 were converted into restricted stock units upon their performance-based vesting. The restricted stock units remained subject to continued time-based vesting conditions through January 27, 2019.

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January 27, 2019 Filed Jan 30, 2019 00:42 UTC
CARRION RICHARD LDirector · Executive Chairman
Tax withholdingCommon Stock Par Value $0.01 per share 3,755 $53.48 $200,817.40
Disclosure

SEC source: 0001209191-19-005946 · doc4.xml · nonDerivative · entry 3

CARRION RICHARD L · CIK 0001187725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,134.792

Read SEC document
January 27, 2019 Filed Jan 30, 2019 00:42 UTC
CARRION RICHARD LDirector · Executive Chairman
Tax withholdingCommon Stock Par Value $0.01 per share 12,929 $53.48 $691,442.92
Disclosure

SEC source: 0001209191-19-005946 · doc4.xml · nonDerivative · entry 2

CARRION RICHARD L · CIK 0001187725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,889.792

Read SEC document
January 27, 2019 Filed Jan 30, 2019 00:42 UTC
CARRION RICHARD LDirector · Executive Chairman
Exercise / conversionCommon Stock Par Value $0.01 per share 36,572 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-005946 · doc4.xml · nonDerivative · entry 1

CARRION RICHARD L · CIK 0001187725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,818.792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into an equivalent number of shares of Common Stock.

F2 · balance_after: Includes 1,744.039 shares acquired since Mr. Carrion's last Form 4, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

F3 · balance_after: Includes 8,261 shares previously held through Junior Investment which were distributed to the reporting person as a stock dividend on January 28, 2019 and are now owned directly. This distribution represents only a change in the form of the reporting person's beneficial ownership, which is a transaction exempt from Section 16 of the Securities Exchange Act by virtue of Rule 16a-13.

F4 · balance_after: Includes 113.984 shares acquired under Popular Inc. Puerto Rico Savings and Investment Plan in exempt transactions pursuant to Rule 16 of the Securities Exchange Act.

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January 27, 2019 Filed Jan 29, 2019 17:50 UTC
FERRER JAVIER D.Executive VP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 7,185 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-005709 · doc4.xml · derivative · entry 6

FERRER JAVIER D. · CIK 0001621853 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock Par Value $0.01 per share · 7,185 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into an equivalent number of shares of Common Stock.

F6 · derivative.exercise_date: On January 25, 2019, 7,185 performance share units granted to the reporting person on January 27, 2016 were converted into restricted stock units upon their performance-based vesting. The restricted stock units remained subject to continued time-based vesting conditions through January 27, 2019.

F6 · derivative.expiration_date: On January 25, 2019, 7,185 performance share units granted to the reporting person on January 27, 2016 were converted into restricted stock units upon their performance-based vesting. The restricted stock units remained subject to continued time-based vesting conditions through January 27, 2019.

Read SEC document
January 27, 2019 Filed Jan 29, 2019 17:50 UTC
FERRER JAVIER D.Executive VP & General Counsel
Tax withholdingCommon Stock Par Value $0.01 per share 559 $53.48 $29,895.32
Disclosure

SEC source: 0001209191-19-005709 · doc4.xml · nonDerivative · entry 3

FERRER JAVIER D. · CIK 0001621853 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,177.33

Read SEC document
January 27, 2019 Filed Jan 29, 2019 17:50 UTC
FERRER JAVIER D.Executive VP & General Counsel
Tax withholdingCommon Stock Par Value $0.01 per share 1,966 $53.48 $105,141.68
Disclosure

SEC source: 0001209191-19-005709 · doc4.xml · nonDerivative · entry 2

FERRER JAVIER D. · CIK 0001621853 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,736.33

Read SEC document
January 27, 2019 Filed Jan 29, 2019 17:50 UTC
FERRER JAVIER D.Executive VP & General Counsel
Exercise / conversionCommon Stock Par Value $0.01 per share 7,185 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-005709 · doc4.xml · nonDerivative · entry 1

FERRER JAVIER D. · CIK 0001621853 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,702.33

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into an equivalent number of shares of Common Stock.

F2 · balance_after: Includes 584.528 shares acquired since Mr. Ferrer's last Form 4, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

Read SEC document
January 27, 2019 Filed Jan 29, 2019 17:45 UTC
Burckhart CamilleExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,592 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-005706 · doc4.xml · derivative · entry 5

Burckhart Camille · CIK 0001647743 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock Par Value $0.01 per share · 3,592 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into an equivalent number of shares of Common Stock.

F5 · derivative.exercise_date: On January 25, 2019, 3,592 performance share units granted to the reporting person on January 27, 2016 were converted into restricted stock units upon their performance-based vesting. The restricted stock units remained subject to continued time-based vesting conditions through January 27, 2019.

F5 · derivative.expiration_date: On January 25, 2019, 3,592 performance share units granted to the reporting person on January 27, 2016 were converted into restricted stock units upon their performance-based vesting. The restricted stock units remained subject to continued time-based vesting conditions through January 27, 2019.

Read SEC document
January 27, 2019 Filed Jan 29, 2019 17:45 UTC
Burckhart CamilleExecutive Vice President
Tax withholdingCommon Stock Par Value $0.01 per share 280 $53.48 $14,974.40
Disclosure

SEC source: 0001209191-19-005706 · doc4.xml · nonDerivative · entry 3

Burckhart Camille · CIK 0001647743 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,326.222

Read SEC document
January 27, 2019 Filed Jan 29, 2019 17:45 UTC
Burckhart CamilleExecutive Vice President
Tax withholdingCommon Stock Par Value $0.01 per share 983 $53.48 $52,570.84
Disclosure

SEC source: 0001209191-19-005706 · doc4.xml · nonDerivative · entry 2

Burckhart Camille · CIK 0001647743 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,606.222

Read SEC document
January 27, 2019 Filed Jan 29, 2019 17:45 UTC
Burckhart CamilleExecutive Vice President
Exercise / conversionCommon Stock Par Value $0.01 per share 3,592 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-005706 · doc4.xml · nonDerivative · entry 1

Burckhart Camille · CIK 0001647743 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,589.222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into an equivalent number of shares of Common Stock.

F2 · balance_after: Includes 158.554 shares acquired since Ms. Burckhart's last Form 4, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

Read SEC document
January 27, 2019 Filed Jan 29, 2019 17:43 UTC
NEGRON EDUARDO J.Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,029 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-005704 · doc4.xml · derivative · entry 5

NEGRON EDUARDO J. · CIK 0001413241 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock Par Value $0.01 per share · 5,029 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into an equivalent number of shares of Common Stock.

F5 · derivative.exercise_date: On January 25, 2019, 5,029 performance share units granted to the reporting person on January 27, 2016 were converted into restricted stock units upon their performance-based vesting. The restricted stock units remained subject to continued time-based vesting conditions through January 27, 2019.

F5 · derivative.expiration_date: On January 25, 2019, 5,029 performance share units granted to the reporting person on January 27, 2016 were converted into restricted stock units upon their performance-based vesting. The restricted stock units remained subject to continued time-based vesting conditions through January 27, 2019.

Read SEC document
January 27, 2019 Filed Jan 29, 2019 17:43 UTC
NEGRON EDUARDO J.Executive Vice President
Tax withholdingCommon Stock Par Value $0.01 per share 392 $53.48 $20,964.16
Disclosure

SEC source: 0001209191-19-005704 · doc4.xml · nonDerivative · entry 3

NEGRON EDUARDO J. · CIK 0001413241 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,384.89

Read SEC document
January 27, 2019 Filed Jan 29, 2019 17:43 UTC
NEGRON EDUARDO J.Executive Vice President
Tax withholdingCommon Stock Par Value $0.01 per share 1,376 $53.48 $73,588.48
Disclosure

SEC source: 0001209191-19-005704 · doc4.xml · nonDerivative · entry 2

NEGRON EDUARDO J. · CIK 0001413241 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,776.89

Read SEC document
January 27, 2019 Filed Jan 29, 2019 17:43 UTC
NEGRON EDUARDO J.Executive Vice President
Exercise / conversionCommon Stock Par Value $0.01 per share 5,029 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-005704 · doc4.xml · nonDerivative · entry 1

NEGRON EDUARDO J. · CIK 0001413241 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,152.89

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into an equivalent number of shares of Common Stock.

F2 · balance_after: Includes 302.193 shares acquired since Mr. Negron's last Form 4, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.