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BOX

BOX INC

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Tapewire entity
3932
SEC CIK
0001372612
Parsed reports
558

Last 12 months

Inside the activity.

0 purchase rows · 40 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202505
Jan 202602
Feb 202601
Mar 202604
Apr 202604
May 202605
Jun 202607
Jul 202603
Aug 202602
Sep 202603
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 30, 2018 Filed Dec 5, 2018 01:03 UTC SaleClass A Common Stock 30,000 $18.90 $567,000.00
Disclosure

SEC source: 0001209191-18-061088 · doc4.xml · nonDerivative · entry 1

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 288,600

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 10, 2017.

F2 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

Read SEC document
October 18, 2018 Filed Oct 22, 2018 20:35 UTC GrantEmployee Stock Option (right to buy) · Derivative 19,972 $0.00 Strike: $18.99 $0.00
Disclosure

SEC source: 0001209191-18-055864 · doc4.xml · derivative · entry 2

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,972

Underlying: Class A Common Stock · 19,972 shares

Expires 2028-10-18

F3 · shares: 1/36 of the shares subject to the option vest on November 18, 2018, and 1/36 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date

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October 18, 2018 Filed Oct 22, 2018 20:35 UTC GrantClass A Common Stock 9,986 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-055864 · doc4.xml · nonDerivative · entry 1

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,986

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F2 · shares: 1/3 of the RSUs will vest on October 18, 2019. The remaining RSUs will vest annually thereafter over the following two years, subject to the Reporting Person's continued service through each vesting date.

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October 15, 2018 Filed Oct 18, 2018 12:54 UTC SaleClass A Common Stock 30,000 $18.90 $567,000.00
Disclosure

SEC source: 0001209191-18-055487 · doc4.xml · nonDerivative · entry 1

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 318,600

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 10, 2017.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $18.90 to $19.12 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

Read SEC document
October 10, 2018 Filed Mar 16, 2019 00:00 UTC
Levie AaronDirector · Chief Executive Officer
GiftClass A Common Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019868 · doc5.xml · nonDerivative · entry 4

Levie Aaron · CIK 0001606525 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,589,722

F1 · kind: This transaction represents a charitable donation by the reporting person. No shares were sold.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 00:03 UTC
EVAN DANA LDirector
SaleClass A Common Stock 6,000 $23.96 $143,760.00
Disclosure

SEC source: 0001209191-18-052373 · doc4.xml · nonDerivative · entry 2

EVAN DANA L · CIK 0001204818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,251

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $23.95 to $23.99 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 17:18 UTC OtherClass A Common Stock 404,472 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-052473 · doc4.xml · nonDerivative · entry 1

O'Driscoll Rory · CIK 0001366969 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 107,890

F1 · kind: Scale Venture Partners III, L.P. distributed these shares to its partners on a pro rata basis, for no consideration.

F2 · ownership.nature: The shares are held of record by Scale Venture Partners III, L.P. ("SVP III"). Scale Venture Management III, LLC ("SVM III"), the general partner of SVP III, has sole voting and dispositive power with respect to the shares held by SVP III. Stacey Bishop, Kate Mitchell, Rory O'Driscoll and Andy Vitus, the managers of SVM III, share voting and dispositive power with respect to the shares held by SVP III. The reporting person disclaims beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 24, 2018 Filed Sep 27, 2018 00:03 UTC
EVAN DANA LDirector
SaleClass A Common Stock 6,000 $23.81 $142,860.00
Disclosure

SEC source: 0001209191-18-052373 · doc4.xml · nonDerivative · entry 1

EVAN DANA L · CIK 0001204818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,251

F1 · price: This sale price represents the weighted average sale price of the shares sold ranging from $23.80 to $23.825 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
September 20, 2018 Filed Sep 24, 2018 20:02 UTC
Carullo StephanieChief Operating Officer
Tax withholdingClass A Common Stock 19,204 $23.92 $459,359.68
Disclosure

SEC source: 0001209191-18-052089 · doc4.xml · nonDerivative · entry 1

Carullo Stephanie · CIK 0001712760 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,796

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person.

Read SEC document
September 20, 2018 Filed Sep 25, 2018 00:03 UTC
Mannie JeffVP Controller & Chief Acct Ofr
Tax withholdingClass A Common Stock 1,224 $23.92 $29,278.08
Disclosure

SEC source: 0001209191-18-052091 · doc4.xml · nonDerivative · entry 1

Mannie Jeff · CIK 0001606411 · VP Controller & Chief Acct Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,704

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person.

Read SEC document
September 17, 2018 Filed Sep 20, 2018 00:06 UTC SaleClass A Common Stock 300 $24.80 $7,440.00
Disclosure

SEC source: 0001209191-18-051714 · doc4.xml · nonDerivative · entry 2

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 348,600

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 10, 2017.

F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $ $24.71 to $24.84 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

Read SEC document
September 17, 2018 Filed Sep 20, 2018 00:06 UTC SaleClass A Common Stock 69,700 $24.00 $1,672,800.00
Disclosure

SEC source: 0001209191-18-051714 · doc4.xml · nonDerivative · entry 1

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 348,900

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 10, 2017.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $23.685 to $24.68 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

Read SEC document
September 14, 2018 Filed Mar 16, 2019 00:00 UTC
Levie AaronDirector · Chief Executive Officer
GiftClass A Common Stock 2,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019868 · doc5.xml · nonDerivative · entry 3

Levie Aaron · CIK 0001606525 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,592,222

F1 · kind: This transaction represents a charitable donation by the reporting person. No shares were sold.

Read SEC document
September 10, 2018 Filed Sep 13, 2018 00:18 UTC
Smith Dylan CDirector · Chief Financial Officer
SaleClass A Common Stock 15,000 $24.71 $370,650.00
Disclosure

SEC source: 0001209191-18-050733 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,169,274

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2018.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $24.54 to $24.95 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 23:54 UTC SaleClass A Common Stock 80,000 $24.22 $1,937,600.00
Disclosure

SEC source: 0001209191-18-049681 · doc4.xml · nonDerivative · entry 1

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 418,600

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 10, 2017.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $23.67 to $24.48 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

Read SEC document
August 10, 2018 Filed Aug 14, 2018 23:56 UTC
Smith Dylan CDirector · Chief Financial Officer
SaleClass A Common Stock 15,000 $25.85 $387,750.00
Disclosure

SEC source: 0001209191-18-046698 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,184,274

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2018.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $25.69 to $25.995 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Includes 3,729 shares acquired previously by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan

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July 24, 2018 Filed Mar 16, 2019 00:00 UTC
Levie AaronDirector · Chief Executive Officer
GiftClass A Common Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019868 · doc5.xml · nonDerivative · entry 2

Levie Aaron · CIK 0001606525 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,594,522

F1 · kind: This transaction represents a charitable donation by the reporting person. No shares were sold.

Read SEC document
July 16, 2018 Filed Jul 18, 2018 23:46 UTC SaleClass A Common Stock 80,000 $26.22 $2,097,600.00
Disclosure

SEC source: 0001209191-18-043170 · doc4.xml · nonDerivative · entry 1

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 498,600

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 10, 2017.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $26.02 to $26.41 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

Read SEC document
July 10, 2018 Filed Jul 11, 2018 19:01 UTC SaleClass A Common Stock 500,000 $26.35 $13,175,000.00
Disclosure

SEC source: 0001209191-18-042397 · doc4.xml · nonDerivative · entry 1

O'Driscoll Rory · CIK 0001366969 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 512,362

F1 · price: The shares were sold at prices ranging from $26.35 to $26.49. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: The shares are held of record by Scale Venture Partners III, L.P. ("SVP III"). Scale Venture Management III, LLC ("SVM III"), the general partner of SVP III, has sole voting and dispositive power with respect to the shares held by SVP III. Stacey Bishop, Kate Mitchell, Rory O'Driscoll and Andy Vitus, the managing members of SVM III, share voting and dispositive power with respect to the shares held by SVP III. The reporting person disclaims beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 23:50 UTC
Smith Dylan CDirector · Chief Financial Officer
SaleClass A Common Stock 15,000 $26.42 $396,300.00
Disclosure

SEC source: 0001209191-18-042494 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,195,545

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2018.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $26.31 to $26.56 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
July 06, 2018 Filed Jul 10, 2018 23:39 UTC
EVAN DANA LDirector
SaleClass A Common Stock 15,000 $26.11 $391,650.00
Disclosure

SEC source: 0001209191-18-042248 · doc4.xml · nonDerivative · entry 1

EVAN DANA L · CIK 0001204818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,251

F1 · price: This sale price represents the weighted average sale price of the shares sold ranging from $26.03 to $26.23 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 25, 2018 Filed Jun 27, 2018 19:47 UTC SaleClass A Common Stock 14,284 $25.16 $359,385.44
Disclosure

SEC source: 0001209191-18-039723 · doc4.xml · nonDerivative · entry 1

KRAUSZ STEVEN M · CIK 0001190636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,081

F1 · price: This sale price represents the weighted average sale price of the shares sold ranging from $25.06 to $25.26 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 23:58 UTC
EVAN DANA LDirector
GrantDirector Stock Option (right to buy) · Derivative 7,398 $0.00 Strike: $29.01 $0.00
Disclosure

SEC source: 0001209191-18-039328 · doc4.xml · derivative · entry 2

EVAN DANA L · CIK 0001204818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,398

Underlying: Class A Common Stock · 7,398 shares

Expires 2028-06-20

F2 · derivative.exercise_date: Represents an automatic annual stock option award pursuant to the Issuer's Outside Director Compensation Policy. 100% of the shares subject to the option vest on the earlier of June 20, 2019 or the Issuer's next annual meeting of stockholders.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 23:58 UTC
EVAN DANA LDirector
GrantClass A Common Stock 3,699 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039328 · doc4.xml · nonDerivative · entry 1

EVAN DANA L · CIK 0001204818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,251

F1 · shares: Represents an automatic annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 20, 2019 or the Issuer's next annual meeting of stockholders.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 20:01 UTC GrantDirector Stock Option (right to buy) · Derivative 7,398 $0.00 Strike: $29.01 $0.00
Disclosure

SEC source: 0001209191-18-039330 · doc4.xml · derivative · entry 2

KRAUSZ STEVEN M · CIK 0001190636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,398

Underlying: Class A Common Stock · 7,398 shares

Expires 2028-06-20

F2 · derivative.exercise_date: Represents an automatic annual stock option award pursuant to the Issuer's Outside Director Compensation Policy. 100% of the shares subject to the option vest on the earlier of June 20, 2019 or the Issuer's next annual meeting of stockholders.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 20:01 UTC GrantClass A Common Stock 3,699 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039330 · doc4.xml · nonDerivative · entry 1

KRAUSZ STEVEN M · CIK 0001190636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,365

F1 · shares: Represents an automatic annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 20, 2019 or the Issuer's next annual meeting of stockholders.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 16:52 UTC GrantStock Option (Right to Buy) · Derivative 7,398 $0.00 Strike: $29.01 $0.00
Disclosure

SEC source: 0001209191-18-039262 · doc4.xml · derivative · entry 4

O'Driscoll Rory · CIK 0001366969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,398

Underlying: Class A Common Stock · 7,398 shares

Expires 2028-06-19

F5 · kind: On June 14, 2018, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F6 · derivative.exercise_date: Represents an automatic annual stock option award pursuant to the issuer's Outside Director Compensation Policy. 100% of the shares subject to the option vest on the earlier of June 20, 2019 or the next annual meeting of the stockholders of the issuer.

F7 · balance_after: Pursuant to the policies of Scale Partners, Scale Management III and Scale Management, the Reporting Person is deemed to hold the reported option for the benefit of Scale Management,and must exercise the option solely at the direction of Scale Partners and Scale Management III. Scale Management may be deemed the indirect beneficial owner of the option. The Reporting Person disclaims beneficial ownership of the option except to the extent of his pecuniary interest therein.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 16:52 UTC GrantClass A Common Stock 3,699 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039262 · doc4.xml · nonDerivative · entry 1

O'Driscoll Rory · CIK 0001366969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,081

F1 · shares: Represents an automatic annual restricted stock unit (RSU) award pursuant to the issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 20, 2019 or the next annual meeting of the stockholders of the issuer.

F2 · balance_after: Pursuant to the policies of Scale Venture Partners III, LP ("Scale Partners") and Scale Management III, LLC ("Scale Management III") and Scale Management the Reporting Person is deemed to hold the reported security for the benefit of Scale Management. Scale Management may be deemed the indirect beneficial owner of the security. The Reporting Person disclaims beneficial ownership of the security except to the extent of his pecuniary interest therein.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 23:59 UTC
Stein JoshDirector
GrantDirector Stock Option (right to buy) · Derivative 7,398 $0.00 Strike: $29.01 $0.00
Disclosure

SEC source: 0001209191-18-039329 · doc4.xml · derivative · entry 3

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,398

Underlying: Class A Common Stock · 7,398 shares

Expires 2028-06-20

F3 · derivative.exercise_date: Represents an automatic annual stock option award pursuant to the Issuer's Outside Director Compensation Policy. 100% of the shares subject to the option vest on the earlier of June 20, 2019 or the Issuer's next annual meeting of stockholders.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 23:59 UTC
Stein JoshDirector
GrantClass A Common Stock 3,699 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039329 · doc4.xml · nonDerivative · entry 1

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,081

F1 · shares: Represents an automatic annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 20, 2019 or the Issuer's next annual meeting of stockholders.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 23:58 UTC
Mannie JeffVP Controller & Chief Acct Ofr
Tax withholdingClass A Common Stock 1,223 $29.01 $35,479.23
Disclosure

SEC source: 0001209191-18-039327 · doc4.xml · nonDerivative · entry 1

Mannie Jeff · CIK 0001606411 · VP Controller & Chief Acct Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,928

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 00:20 UTC SaleClass A Common Stock 1,656 $26.86 $44,480.16
Disclosure

SEC source: 0001209191-18-038434 · doc4.xml · nonDerivative · entry 3

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 578,600

F3 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 10, 2017.

F5 · price: This sale price represents the weighted average sale price of the shares sold ranging from $26.85 to $26.87 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 00:20 UTC SaleClass A Common Stock 78,344 $26.55 $2,080,033.20
Disclosure

SEC source: 0001209191-18-038434 · doc4.xml · nonDerivative · entry 2

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 580,256

F3 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 10, 2017.

F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $25.85 to $26.845 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

Read SEC document
June 14, 2018 Filed Jun 19, 2018 00:20 UTC OtherEmployee Stock Option (right to buy) · Derivative 188,499 $0.00 Strike: $14.05 $0.00
Disclosure

SEC source: 0001209191-18-038434 · doc4.xml · derivative · entry 13

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,499

Underlying: Class A Common Stock · 188,499 shares

Expires 2025-01-01

F6 · kind: In connection with the automatic conversion described in footnote (1) above, outstanding Class B Common Stock restricted stock units and options that were issued under the Issuer's 2011 Equity Incentive Plan and 2006 Stock Incentive Plan remain unchanged, except that the underlying shares are now Class A Common Stock.

F10 · derivative.exercise_date: 1/4 of the shares subject to the option vest on March 20, 2016, and 1/48 of the shares vest monthly thereafter.

Read SEC document
June 14, 2018 Filed Jun 19, 2018 00:20 UTC OtherEmployee Stock Option (right to buy) · Derivative 188,499 $0.00 Strike: $14.05 $0.00
Disclosure

SEC source: 0001209191-18-038434 · doc4.xml · derivative · entry 12

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 188,499 shares

Expires 2025-01-01

F6 · kind: In connection with the automatic conversion described in footnote (1) above, outstanding Class B Common Stock restricted stock units and options that were issued under the Issuer's 2011 Equity Incentive Plan and 2006 Stock Incentive Plan remain unchanged, except that the underlying shares are now Class A Common Stock.

F10 · derivative.exercise_date: 1/4 of the shares subject to the option vest on March 20, 2016, and 1/48 of the shares vest monthly thereafter.

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June 14, 2018 Filed Jun 19, 2018 00:20 UTC OtherEmployee Stock Option (right to buy) · Derivative 300,000 $0.00 Strike: $17.85 $0.00
Disclosure

SEC source: 0001209191-18-038434 · doc4.xml · derivative · entry 11

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Class A Common Stock · 300,000 shares

Expires 2024-04-02

F6 · kind: In connection with the automatic conversion described in footnote (1) above, outstanding Class B Common Stock restricted stock units and options that were issued under the Issuer's 2011 Equity Incentive Plan and 2006 Stock Incentive Plan remain unchanged, except that the underlying shares are now Class A Common Stock.

F9 · derivative.exercise_date: 1/4 of the shares subject to the option vest on February 1, 2015, and 1/48 of the shares vest monthly thereafter.

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June 14, 2018 Filed Jun 19, 2018 00:20 UTC OtherEmployee Stock Option (right to buy) · Derivative 300,000 $0.00 Strike: $17.85 $0.00
Disclosure

SEC source: 0001209191-18-038434 · doc4.xml · derivative · entry 10

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 300,000 shares

Expires 2024-04-02

F6 · kind: In connection with the automatic conversion described in footnote (1) above, outstanding Class B Common Stock restricted stock units and options that were issued under the Issuer's 2011 Equity Incentive Plan and 2006 Stock Incentive Plan remain unchanged, except that the underlying shares are now Class A Common Stock.

F9 · derivative.exercise_date: 1/4 of the shares subject to the option vest on February 1, 2015, and 1/48 of the shares vest monthly thereafter.

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June 14, 2018 Filed Jun 19, 2018 00:20 UTC OtherEmployee Stock Option (right to buy) · Derivative 300,000 $0.00 Strike: $4.63 $0.00
Disclosure

SEC source: 0001209191-18-038434 · doc4.xml · derivative · entry 9

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Class A Common Stock · 300,000 shares

Expires 2023-04-18

F6 · kind: In connection with the automatic conversion described in footnote (1) above, outstanding Class B Common Stock restricted stock units and options that were issued under the Issuer's 2011 Equity Incentive Plan and 2006 Stock Incentive Plan remain unchanged, except that the underlying shares are now Class A Common Stock.

F8 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

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June 14, 2018 Filed Jun 19, 2018 00:20 UTC OtherEmployee Stock Option (right to buy) · Derivative 300,000 $0.00 Strike: $4.63 $0.00
Disclosure

SEC source: 0001209191-18-038434 · doc4.xml · derivative · entry 8

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 300,000 shares

Expires 2023-04-18

F6 · kind: In connection with the automatic conversion described in footnote (1) above, outstanding Class B Common Stock restricted stock units and options that were issued under the Issuer's 2011 Equity Incentive Plan and 2006 Stock Incentive Plan remain unchanged, except that the underlying shares are now Class A Common Stock.

F8 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

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June 14, 2018 Filed Jun 19, 2018 00:20 UTC OtherEmployee Stock Option (right to buy) · Derivative 300,000 $0.00 Strike: $4.63 $0.00
Disclosure

SEC source: 0001209191-18-038434 · doc4.xml · derivative · entry 7

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Class A Common Stock · 300,000 shares

Expires 2023-04-18

F6 · kind: In connection with the automatic conversion described in footnote (1) above, outstanding Class B Common Stock restricted stock units and options that were issued under the Issuer's 2011 Equity Incentive Plan and 2006 Stock Incentive Plan remain unchanged, except that the underlying shares are now Class A Common Stock.

F7 · derivative.exercise_date: 1/96 of the shares subject to the option vest monthly over two years beginning on March 1, 2013, and 1/32 of the shares vest monthly thereafter.

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June 14, 2018 Filed Jun 19, 2018 00:20 UTC OtherEmployee Stock Option (right to buy) · Derivative 300,000 $0.00 Strike: $4.63 $0.00
Disclosure

SEC source: 0001209191-18-038434 · doc4.xml · derivative · entry 6

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 300,000 shares

Expires 2023-04-18

F6 · kind: In connection with the automatic conversion described in footnote (1) above, outstanding Class B Common Stock restricted stock units and options that were issued under the Issuer's 2011 Equity Incentive Plan and 2006 Stock Incentive Plan remain unchanged, except that the underlying shares are now Class A Common Stock.

F7 · derivative.exercise_date: 1/96 of the shares subject to the option vest monthly over two years beginning on March 1, 2013, and 1/32 of the shares vest monthly thereafter.

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June 14, 2018 Filed Jun 19, 2018 00:20 UTC ConversionClass B Common Stock · Derivative 658,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-038434 · doc4.xml · derivative · entry 5

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 658,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: This does not represent a sale or purchase of Issuer's common stock; rather, it represents the automatic conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock, which occurred when outstanding Class B Common Stock no longer represented at least 5% of the Issuer's total outstanding common stock, as set forth in the Issuer's Amended and Restated Certificate of Incorporation.

F1 · derivative.exercise_date: This does not represent a sale or purchase of Issuer's common stock; rather, it represents the automatic conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock, which occurred when outstanding Class B Common Stock no longer represented at least 5% of the Issuer's total outstanding common stock, as set forth in the Issuer's Amended and Restated Certificate of Incorporation.

F1 · derivative.expiration_date: This does not represent a sale or purchase of Issuer's common stock; rather, it represents the automatic conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock, which occurred when outstanding Class B Common Stock no longer represented at least 5% of the Issuer's total outstanding common stock, as set forth in the Issuer's Amended and Restated Certificate of Incorporation.

F2 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

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June 14, 2018 Filed Jun 19, 2018 00:20 UTC ConversionClass A Common Stock 658,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-038434 · doc4.xml · nonDerivative · entry 1

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 658,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This does not represent a sale or purchase of Issuer's common stock; rather, it represents the automatic conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock, which occurred when outstanding Class B Common Stock no longer represented at least 5% of the Issuer's total outstanding common stock, as set forth in the Issuer's Amended and Restated Certificate of Incorporation.

F2 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

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June 14, 2018 Filed Jun 19, 2018 00:19 UTC
EVAN DANA LDirector
ConversionClass B Common Stock · Derivative 120,653 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-038433 · doc4.xml · derivative · entry 2

EVAN DANA L · CIK 0001204818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 120,653 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: This does not represent a sale or purchase of Issuer's common stock; rather, it represents the automatic conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock, which occurred when outstanding Class B Common Stock no longer represented at least 5% of the Issuer's total outstanding common stock, as set forth in the Issuer's Amended and Restated Certificate of Incorporation.

F1 · derivative.exercise_date: This does not represent a sale or purchase of Issuer's common stock; rather, it represents the automatic conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock, which occurred when outstanding Class B Common Stock no longer represented at least 5% of the Issuer's total outstanding common stock, as set forth in the Issuer's Amended and Restated Certificate of Incorporation.

F1 · derivative.expiration_date: This does not represent a sale or purchase of Issuer's common stock; rather, it represents the automatic conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock, which occurred when outstanding Class B Common Stock no longer represented at least 5% of the Issuer's total outstanding common stock, as set forth in the Issuer's Amended and Restated Certificate of Incorporation.

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June 14, 2018 Filed Jun 19, 2018 00:19 UTC
EVAN DANA LDirector
ConversionClass A Common Stock 120,653 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-038433 · doc4.xml · nonDerivative · entry 1

EVAN DANA L · CIK 0001204818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This does not represent a sale or purchase of Issuer's common stock; rather, it represents the automatic conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock, which occurred when outstanding Class B Common Stock no longer represented at least 5% of the Issuer's total outstanding common stock, as set forth in the Issuer's Amended and Restated Certificate of Incorporation.

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June 14, 2018 Filed Jun 18, 2018 17:17 UTC ConversionClass B Common Stock · Derivative 1,012,362 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-038369 · doc4.xml · derivative · entry 4

O'Driscoll Rory · CIK 0001366969 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,012,362 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock and has no expiration date.

F1 · kind: On June 14, 2018, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock and has no expiration date.

F3 · ownership.nature: The shares are held of record by Scale Venture Partners III, L.P. ("SVP III"). Scale Venture Management III, LLC ("SVM III"), the general partner of SVP III, has sole voting and dispositive power with respect to the shares held by SVP III. Stacey Bishop, Kate Mitchell, Rory O'Driscoll and Andy Vitus, the managing members of SVM III, share voting and dispositive power with respect to the shares held by SVP III. The reporting person disclaims beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

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June 14, 2018 Filed Jun 18, 2018 17:17 UTC ConversionClass A Common Stock 1,012,362 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-038369 · doc4.xml · nonDerivative · entry 1

O'Driscoll Rory · CIK 0001366969 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,012,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On June 14, 2018, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock and has no expiration date.

F3 · ownership.nature: The shares are held of record by Scale Venture Partners III, L.P. ("SVP III"). Scale Venture Management III, LLC ("SVM III"), the general partner of SVP III, has sole voting and dispositive power with respect to the shares held by SVP III. Stacey Bishop, Kate Mitchell, Rory O'Driscoll and Andy Vitus, the managing members of SVM III, share voting and dispositive power with respect to the shares held by SVP III. The reporting person disclaims beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

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June 14, 2018 Filed Jun 19, 2018 00:31 UTC
Smith Dylan CDirector · Chief Financial Officer · 10% owner
OtherEmployee Stock Option (right to buy) · Derivative 120,000 $0.00 Strike: $14.05 $0.00
Disclosure

SEC source: 0001209191-18-038437 · doc4.xml · derivative · entry 16

Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Class A Common Stock · 120,000 shares

Expires 2025-01-01

F3 · kind: In connection with the automatic conversion described in footnote (1) above, outstanding Class B Common Stock restricted stock units and options that were issued under the Issuer's 2011 Equity Incentive Plan and 2006 Stock Incentive Plan remain unchanged, except that the underlying shares are now Class A Common Stock.

F7 · derivative.exercise_date: 1/4 of the shares subject to the option vest on March 20, 2016, and 1/48 of the shares vest monthly thereafter.

Read SEC document
June 14, 2018 Filed Jun 19, 2018 00:31 UTC
Smith Dylan CDirector · Chief Financial Officer · 10% owner
OtherEmployee Stock Option (right to buy) · Derivative 120,000 $0.00 Strike: $14.05 $0.00
Disclosure

SEC source: 0001209191-18-038437 · doc4.xml · derivative · entry 15

Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 120,000 shares

Expires 2025-01-01

F3 · kind: In connection with the automatic conversion described in footnote (1) above, outstanding Class B Common Stock restricted stock units and options that were issued under the Issuer's 2011 Equity Incentive Plan and 2006 Stock Incentive Plan remain unchanged, except that the underlying shares are now Class A Common Stock.

F7 · derivative.exercise_date: 1/4 of the shares subject to the option vest on March 20, 2016, and 1/48 of the shares vest monthly thereafter.

Read SEC document
June 14, 2018 Filed Jun 19, 2018 00:31 UTC
Smith Dylan CDirector · Chief Financial Officer · 10% owner
OtherEmployee Stock Option (right to buy) · Derivative 140,000 $0.00 Strike: $17.85 $0.00
Disclosure

SEC source: 0001209191-18-038437 · doc4.xml · derivative · entry 14

Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Class A Common Stock · 140,000 shares

Expires 2024-04-02

F3 · kind: In connection with the automatic conversion described in footnote (1) above, outstanding Class B Common Stock restricted stock units and options that were issued under the Issuer's 2011 Equity Incentive Plan and 2006 Stock Incentive Plan remain unchanged, except that the underlying shares are now Class A Common Stock.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.