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Stein Josh

Disclosed activity across 2 companies

Tapewire entity
133826
SEC CIK
0001606417

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BOX INCBOX · Entity 3932DirectorJune 19, 2019June 21, 2019
Doximity, Inc.DOCS · Entity 157010% ownerNovember 02, 2021November 04, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BOX INC

Report date June 19, 2019 · Filed June 21, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect9,015 Reported balance After 2019-06-19 transaction · row 1
1 source row

Row 1 · 2019-06-19 · Grant · Acquired 5,316 · Balance 9,015

F1: Represents an automatic annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 19, 2020 or the Issuer's next annual meeting of stockholders.

Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.38 · Expires 2029-06-19Direct10,632 Reported balance After 2019-06-19 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-06-19 · Grant · Acquired 10,632 · Balance 10,632

F3: Represents an automatic annual stock option award pursuant to the Issuer's Outside Director Compensation Policy. 100% of the shares subject to the option vest on the earlier of June 19, 2020 or the Issuer's next annual meeting of stockholders.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote189,887 Reported balance Holding disclosure · report date 2019-06-19 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 189,887

F2: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an automatic annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 19, 2020 or the Issuer's next annual meeting of stockholders.

F2: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

F3: Represents an automatic annual stock option award pursuant to the Issuer's Outside Director Compensation Policy. 100% of the shares subject to the option vest on the earlier of June 19, 2020 or the Issuer's next annual meeting of stockholders.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect4,667,276 Reported balance After 2021-11-02 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-11-02 · Conversion · Acquired 4,667,276 · Balance 4,667,276

F1: Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock"), converted into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at the option of the holder.

F2: These shares are directly held by Threshold Ventures I, L.P. ("Threshold I"). Threshold Ventures I General Partner, LLC ("Threshold I GP") is the general partner of Threshold I and may be deemed to have sole voting, investment and dispositive power over the shares held by Threshold I. Threshold I GP may be deemed to have sole voting, investment and dispositive power over the shares held by Threshold I GP. Josh Stein and Andreas Stavropoulos, the managing members of Threshold I GP, may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Threshold Ventures I Partners Fund, LLC518,586 Reported balance After 2021-11-02 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2021-11-02 · Conversion · Acquired 518,586 · Balance 518,586

F1: Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock"), converted into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at the option of the holder.

F3: These shares are directly held by Threshold Ventures I Partners Fund, LLC ("Threshold I Partners"). Josh Stein and Andreas Stavropoulos, the voting members of Threshold I Partners, may be deemed to have shared voting, investment and dispositive power over the shares held by Threshold I Partners. Such individuals disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-11-02 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-11-02 · Conversion · Disposed 4,667,276 · Balance 0

F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at any time at the option of the holder. Each share of Class B Common Stock held by each Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation; (2) the death or incapacity of such Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the tenth anniversary of the effectiveness of the registration statement in connection with the IPO; or (b) the date specified by a vote of the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, voting as a single class.

F1: Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock"), converted into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at the option of the holder.

F2: These shares are directly held by Threshold Ventures I, L.P. ("Threshold I"). Threshold Ventures I General Partner, LLC ("Threshold I GP") is the general partner of Threshold I and may be deemed to have sole voting, investment and dispositive power over the shares held by Threshold I. Threshold I GP may be deemed to have sole voting, investment and dispositive power over the shares held by Threshold I GP. Josh Stein and Andreas Stavropoulos, the managing members of Threshold I GP, may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Threshold Ventures I Partners Fund, LLC0 Reported balance After 2021-11-02 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-11-02 · Conversion · Disposed 518,586 · Balance 0

F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at any time at the option of the holder. Each share of Class B Common Stock held by each Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation; (2) the death or incapacity of such Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the tenth anniversary of the effectiveness of the registration statement in connection with the IPO; or (b) the date specified by a vote of the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, voting as a single class.

F1: Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock"), converted into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at the option of the holder.

F3: These shares are directly held by Threshold Ventures I Partners Fund, LLC ("Threshold I Partners"). Josh Stein and Andreas Stavropoulos, the voting members of Threshold I Partners, may be deemed to have shared voting, investment and dispositive power over the shares held by Threshold I Partners. Such individuals disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock"), converted into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at the option of the holder.

F2: These shares are directly held by Threshold Ventures I, L.P. ("Threshold I"). Threshold Ventures I General Partner, LLC ("Threshold I GP") is the general partner of Threshold I and may be deemed to have sole voting, investment and dispositive power over the shares held by Threshold I. Threshold I GP may be deemed to have sole voting, investment and dispositive power over the shares held by Threshold I GP. Josh Stein and Andreas Stavropoulos, the managing members of Threshold I GP, may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.

F3: These shares are directly held by Threshold Ventures I Partners Fund, LLC ("Threshold I Partners"). Josh Stein and Andreas Stavropoulos, the voting members of Threshold I Partners, may be deemed to have shared voting, investment and dispositive power over the shares held by Threshold I Partners. Such individuals disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.

F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at any time at the option of the holder. Each share of Class B Common Stock held by each Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation; (2) the death or incapacity of such Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the tenth anniversary of the effectiveness of the registration statement in connection with the IPO; or (b) the date specified by a vote of the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, voting as a single class.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 02, 2021 Filed Nov 4, 2021 15:39 UTC Doximity, Inc. DOCS · Entity 1570 ConversionClass B Common Stock · Derivative 518,586 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-134152 · tm2131928-1_4.xml · derivative · entry 4

Threshold Ventures I, L.P. · CIK 0001598990 · 10% owner

Threshold Ventures I Partners Fund, LLC · CIK 0001598991 · 10% owner

Threshold Ventures I General Partner, LLC · CIK 0001598987 · 10% owner

Stein Josh · CIK 0001606417 · 10% owner

Stavropoulos Andreas · CIK 0001613908 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Threshold Ventures I Partners Fund, LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 518,586 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at any time at the option of the holder. Each share of Class B Common Stock held by each Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation; (2) the death or incapacity of such Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the tenth anniversary of the effectiveness of the registration statement in connection with the IPO; or (b) the date specified by a vote of the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, voting as a single class.

F1 · kind: Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock"), converted into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at the option of the holder.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at any time at the option of the holder. Each share of Class B Common Stock held by each Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation; (2) the death or incapacity of such Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the tenth anniversary of the effectiveness of the registration statement in connection with the IPO; or (b) the date specified by a vote of the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, voting as a single class.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at any time at the option of the holder. Each share of Class B Common Stock held by each Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation; (2) the death or incapacity of such Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the tenth anniversary of the effectiveness of the registration statement in connection with the IPO; or (b) the date specified by a vote of the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, voting as a single class.

F3 · ownership.direct: These shares are directly held by Threshold Ventures I Partners Fund, LLC ("Threshold I Partners"). Josh Stein and Andreas Stavropoulos, the voting members of Threshold I Partners, may be deemed to have shared voting, investment and dispositive power over the shares held by Threshold I Partners. Such individuals disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.

F3 · ownership.nature: These shares are directly held by Threshold Ventures I Partners Fund, LLC ("Threshold I Partners"). Josh Stein and Andreas Stavropoulos, the voting members of Threshold I Partners, may be deemed to have shared voting, investment and dispositive power over the shares held by Threshold I Partners. Such individuals disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 15:39 UTC Doximity, Inc. DOCS · Entity 1570 ConversionClass B Common Stock · Derivative 4,667,276 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-134152 · tm2131928-1_4.xml · derivative · entry 3

Threshold Ventures I, L.P. · CIK 0001598990 · 10% owner

Threshold Ventures I Partners Fund, LLC · CIK 0001598991 · 10% owner

Threshold Ventures I General Partner, LLC · CIK 0001598987 · 10% owner

Stein Josh · CIK 0001606417 · 10% owner

Stavropoulos Andreas · CIK 0001613908 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,667,276 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at any time at the option of the holder. Each share of Class B Common Stock held by each Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation; (2) the death or incapacity of such Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the tenth anniversary of the effectiveness of the registration statement in connection with the IPO; or (b) the date specified by a vote of the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, voting as a single class.

F1 · kind: Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock"), converted into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at the option of the holder.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at any time at the option of the holder. Each share of Class B Common Stock held by each Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation; (2) the death or incapacity of such Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the tenth anniversary of the effectiveness of the registration statement in connection with the IPO; or (b) the date specified by a vote of the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, voting as a single class.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at any time at the option of the holder. Each share of Class B Common Stock held by each Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation; (2) the death or incapacity of such Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the tenth anniversary of the effectiveness of the registration statement in connection with the IPO; or (b) the date specified by a vote of the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, voting as a single class.

F2 · ownership.direct: These shares are directly held by Threshold Ventures I, L.P. ("Threshold I"). Threshold Ventures I General Partner, LLC ("Threshold I GP") is the general partner of Threshold I and may be deemed to have sole voting, investment and dispositive power over the shares held by Threshold I. Threshold I GP may be deemed to have sole voting, investment and dispositive power over the shares held by Threshold I GP. Josh Stein and Andreas Stavropoulos, the managing members of Threshold I GP, may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 15:39 UTC Doximity, Inc. DOCS · Entity 1570 ConversionClass A Common Stock 518,586 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-134152 · tm2131928-1_4.xml · nonDerivative · entry 2

Threshold Ventures I, L.P. · CIK 0001598990 · 10% owner

Threshold Ventures I Partners Fund, LLC · CIK 0001598991 · 10% owner

Threshold Ventures I General Partner, LLC · CIK 0001598987 · 10% owner

Stein Josh · CIK 0001606417 · 10% owner

Stavropoulos Andreas · CIK 0001613908 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Threshold Ventures I Partners Fund, LLC

Disclosed balance after: 518,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock"), converted into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at the option of the holder.

F1 · price: Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock"), converted into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at the option of the holder.

F3 · ownership.direct: These shares are directly held by Threshold Ventures I Partners Fund, LLC ("Threshold I Partners"). Josh Stein and Andreas Stavropoulos, the voting members of Threshold I Partners, may be deemed to have shared voting, investment and dispositive power over the shares held by Threshold I Partners. Such individuals disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.

F3 · ownership.nature: These shares are directly held by Threshold Ventures I Partners Fund, LLC ("Threshold I Partners"). Josh Stein and Andreas Stavropoulos, the voting members of Threshold I Partners, may be deemed to have shared voting, investment and dispositive power over the shares held by Threshold I Partners. Such individuals disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 15:39 UTC Doximity, Inc. DOCS · Entity 1570 ConversionClass A Common Stock 4,667,276 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-134152 · tm2131928-1_4.xml · nonDerivative · entry 1

Threshold Ventures I, L.P. · CIK 0001598990 · 10% owner

Threshold Ventures I Partners Fund, LLC · CIK 0001598991 · 10% owner

Threshold Ventures I General Partner, LLC · CIK 0001598987 · 10% owner

Stein Josh · CIK 0001606417 · 10% owner

Stavropoulos Andreas · CIK 0001613908 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,667,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock"), converted into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at the option of the holder.

F1 · price: Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock"), converted into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at the option of the holder.

F2 · ownership.direct: These shares are directly held by Threshold Ventures I, L.P. ("Threshold I"). Threshold Ventures I General Partner, LLC ("Threshold I GP") is the general partner of Threshold I and may be deemed to have sole voting, investment and dispositive power over the shares held by Threshold I. Threshold I GP may be deemed to have sole voting, investment and dispositive power over the shares held by Threshold I GP. Josh Stein and Andreas Stavropoulos, the managing members of Threshold I GP, may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.

Read SEC document
June 28, 2021 Filed Jun 28, 2021 22:54 UTC Doximity, Inc. DOCS · Entity 1570 ConversionClass B Common Stock · Derivative 518,586 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-013079 · wf-form4_162492083209097.xml · derivative · entry 4

Threshold Ventures I, L.P. · CIK 0001598990 · 10% owner

Threshold Ventures I Partners Fund, LLC · CIK 0001598991 · 10% owner

Threshold Ventures I General Partner, LLC · CIK 0001598987 · 10% owner

Stein Josh · CIK 0001606417 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Threshold Ventures I Partners Fund, LLC

Disclosed balance after: 518,586

Underlying: Class A Common Stock · 518,586 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at any time at the option of the holder. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation; (2) the death or incapacity of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the tenth anniversary of the effectiveness of the registration statement in connection with the IPO; or (b) the date specified by a vote of the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, voting as a single class.

F1 · kind: Each share of Series C Preferred Stock automatically converted into one share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock"), on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering ("IPO"). The shares of Series C Preferred Stock have no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at any time at the option of the holder. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation; (2) the death or incapacity of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the tenth anniversary of the effectiveness of the registration statement in connection with the IPO; or (b) the date specified by a vote of the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, voting as a single class.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at any time at the option of the holder. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation; (2) the death or incapacity of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the tenth anniversary of the effectiveness of the registration statement in connection with the IPO; or (b) the date specified by a vote of the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, voting as a single class.

F4 · ownership.direct: These shares are directly held by Threshold Ventures I Partners Fund, LLC ("Threshold I Partners"). Josh Stein and Andreas Stavropoulos, the voting members of Threshold I Partners, may be deemed to have shared voting, investment and dispositive power over the shares held by Threshold I Partners. Such individuals disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: These shares are directly held by Threshold Ventures I Partners Fund, LLC ("Threshold I Partners"). Josh Stein and Andreas Stavropoulos, the voting members of Threshold I Partners, may be deemed to have shared voting, investment and dispositive power over the shares held by Threshold I Partners. Such individuals disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.

Read SEC document
June 28, 2021 Filed Jun 28, 2021 22:54 UTC Doximity, Inc. DOCS · Entity 1570 ConversionClass B Common Stock · Derivative 4,667,276 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-013079 · wf-form4_162492083209097.xml · derivative · entry 3

Threshold Ventures I, L.P. · CIK 0001598990 · 10% owner

Threshold Ventures I Partners Fund, LLC · CIK 0001598991 · 10% owner

Threshold Ventures I General Partner, LLC · CIK 0001598987 · 10% owner

Stein Josh · CIK 0001606417 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,667,276

Underlying: Class A Common Stock · 4,667,276 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at any time at the option of the holder. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation; (2) the death or incapacity of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the tenth anniversary of the effectiveness of the registration statement in connection with the IPO; or (b) the date specified by a vote of the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, voting as a single class.

F1 · kind: Each share of Series C Preferred Stock automatically converted into one share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock"), on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering ("IPO"). The shares of Series C Preferred Stock have no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at any time at the option of the holder. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation; (2) the death or incapacity of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the tenth anniversary of the effectiveness of the registration statement in connection with the IPO; or (b) the date specified by a vote of the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, voting as a single class.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at any time at the option of the holder. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation; (2) the death or incapacity of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the tenth anniversary of the effectiveness of the registration statement in connection with the IPO; or (b) the date specified by a vote of the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, voting as a single class.

F3 · ownership.direct: These shares are directly held by Threshold Ventures I, L.P. ("Threshold I"). Threshold Ventures I General Partner, LLC ("Threshold I GP") is the general partner of Threshold I and may be deemed to have sole voting, investment and dispositive power over the shares held by Threshold I. Threshold I GP may be deemed to have sole voting, investment and dispositive power over the shares held by Threshold I GP. Josh Stein and Andreas Stavropoulos, the managing members of Threshold I GP, may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.

Read SEC document
June 28, 2021 Filed Jun 28, 2021 22:54 UTC Doximity, Inc. DOCS · Entity 1570 ConversionSeries C Preferred Stock · Derivative 518,586 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-013079 · wf-form4_162492083209097.xml · derivative · entry 2

Threshold Ventures I, L.P. · CIK 0001598990 · 10% owner

Threshold Ventures I Partners Fund, LLC · CIK 0001598991 · 10% owner

Threshold Ventures I General Partner, LLC · CIK 0001598987 · 10% owner

Stein Josh · CIK 0001606417 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Threshold Ventures I Partners Fund, LLC

Disclosed balance after: 0

Underlying: Class B Common Stock · 518,586 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series C Preferred Stock automatically converted into one share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock"), on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering ("IPO"). The shares of Series C Preferred Stock have no expiration date.

F1 · derivative.exercise_date: Each share of Series C Preferred Stock automatically converted into one share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock"), on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering ("IPO"). The shares of Series C Preferred Stock have no expiration date.

F1 · derivative.expiration_date: Each share of Series C Preferred Stock automatically converted into one share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock"), on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering ("IPO"). The shares of Series C Preferred Stock have no expiration date.

F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at any time at the option of the holder. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation; (2) the death or incapacity of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the tenth anniversary of the effectiveness of the registration statement in connection with the IPO; or (b) the date specified by a vote of the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, voting as a single class.

F4 · ownership.direct: These shares are directly held by Threshold Ventures I Partners Fund, LLC ("Threshold I Partners"). Josh Stein and Andreas Stavropoulos, the voting members of Threshold I Partners, may be deemed to have shared voting, investment and dispositive power over the shares held by Threshold I Partners. Such individuals disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: These shares are directly held by Threshold Ventures I Partners Fund, LLC ("Threshold I Partners"). Josh Stein and Andreas Stavropoulos, the voting members of Threshold I Partners, may be deemed to have shared voting, investment and dispositive power over the shares held by Threshold I Partners. Such individuals disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.

Read SEC document
June 28, 2021 Filed Jun 28, 2021 22:54 UTC Doximity, Inc. DOCS · Entity 1570 ConversionSeries C Preferred Stock · Derivative 4,667,276 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-013079 · wf-form4_162492083209097.xml · derivative · entry 1

Threshold Ventures I, L.P. · CIK 0001598990 · 10% owner

Threshold Ventures I Partners Fund, LLC · CIK 0001598991 · 10% owner

Threshold Ventures I General Partner, LLC · CIK 0001598987 · 10% owner

Stein Josh · CIK 0001606417 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 4,667,276 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series C Preferred Stock automatically converted into one share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock"), on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering ("IPO"). The shares of Series C Preferred Stock have no expiration date.

F1 · derivative.exercise_date: Each share of Series C Preferred Stock automatically converted into one share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock"), on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering ("IPO"). The shares of Series C Preferred Stock have no expiration date.

F1 · derivative.expiration_date: Each share of Series C Preferred Stock automatically converted into one share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock"), on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering ("IPO"). The shares of Series C Preferred Stock have no expiration date.

F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at any time at the option of the holder. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation; (2) the death or incapacity of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the tenth anniversary of the effectiveness of the registration statement in connection with the IPO; or (b) the date specified by a vote of the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, voting as a single class.

F3 · ownership.direct: These shares are directly held by Threshold Ventures I, L.P. ("Threshold I"). Threshold Ventures I General Partner, LLC ("Threshold I GP") is the general partner of Threshold I and may be deemed to have sole voting, investment and dispositive power over the shares held by Threshold I. Threshold I GP may be deemed to have sole voting, investment and dispositive power over the shares held by Threshold I GP. Josh Stein and Andreas Stavropoulos, the managing members of Threshold I GP, may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 22:40 UTC BOX INC BOX · Entity 3932 GrantDirector Stock Option (right to buy) · Derivative 10,632 $0.00 Strike: $18.38 $0.00
Disclosure

SEC source: 0001209191-19-038641 · doc4.xml · derivative · entry 3

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,632

Underlying: Class A Common Stock · 10,632 shares

Expires 2029-06-19

F3 · derivative.exercise_date: Represents an automatic annual stock option award pursuant to the Issuer's Outside Director Compensation Policy. 100% of the shares subject to the option vest on the earlier of June 19, 2020 or the Issuer's next annual meeting of stockholders.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 22:40 UTC BOX INC BOX · Entity 3932 GrantClass A Common Stock 5,316 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-038641 · doc4.xml · nonDerivative · entry 1

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,015

F1 · shares: Represents an automatic annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 19, 2020 or the Issuer's next annual meeting of stockholders.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 23:41 UTC BOX INC BOX · Entity 3932 SaleClass A Common Stock 20,000 $18.19 $363,800.00
Disclosure

SEC source: 0001209191-19-038156 · doc4.xml · nonDerivative · entry 1

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 189,887

F1 · price: This sale price represents the weighted average sale price of the shares sold ranging from $18.16 to $18.25 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

Read SEC document
December 07, 2018 Filed Dec 12, 2018 00:58 UTC BOX INC BOX · Entity 3932 OtherClass A Common Stock 5,382 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062128 · doc4.xml · nonDerivative · entry 1

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,699

F1 · kind: Represents the transfer of shares to DFJ FUND VIII MGMT CO, as mandated by Draper Fisher Jurvetson policy. The transfer did not represent a discretionary trade by the Reporting Person.

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June 20, 2018 Filed Jun 22, 2018 23:59 UTC BOX INC BOX · Entity 3932 GrantDirector Stock Option (right to buy) · Derivative 7,398 $0.00 Strike: $29.01 $0.00
Disclosure

SEC source: 0001209191-18-039329 · doc4.xml · derivative · entry 3

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,398

Underlying: Class A Common Stock · 7,398 shares

Expires 2028-06-20

F3 · derivative.exercise_date: Represents an automatic annual stock option award pursuant to the Issuer's Outside Director Compensation Policy. 100% of the shares subject to the option vest on the earlier of June 20, 2019 or the Issuer's next annual meeting of stockholders.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 23:59 UTC BOX INC BOX · Entity 3932 GrantClass A Common Stock 3,699 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039329 · doc4.xml · nonDerivative · entry 1

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,081

F1 · shares: Represents an automatic annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 20, 2019 or the Issuer's next annual meeting of stockholders.

Read SEC document
May 10, 2018 Filed May 14, 2018 20:26 UTC BOX INC BOX · Entity 3932 OtherClass A Common Stock 1,579 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-029843 · doc4.xml · nonDerivative · entry 1

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 209,887

F1 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Growth Fund 2006 Partners, L.P.

F1 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Growth Fund 2006 Partners, L.P.

F2 · ownership.nature: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

Read SEC document
May 03, 2018 Filed May 7, 2018 20:32 UTC BOX INC BOX · Entity 3932 OtherClass A Common Stock 6,505 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-028336 · doc4.xml · nonDerivative · entry 3

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 208,308

F4 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund IX Partners, L.P.

F4 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund IX Partners, L.P.

F2 · ownership.nature: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

Read SEC document
May 03, 2018 Filed May 7, 2018 20:32 UTC BOX INC BOX · Entity 3932 OtherClass A Common Stock 17,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-028336 · doc4.xml · nonDerivative · entry 2

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 201,803

F3 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P.

F3 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P.

F2 · ownership.nature: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

Read SEC document
May 03, 2018 Filed May 7, 2018 20:32 UTC BOX INC BOX · Entity 3932 OtherClass A Common Stock 201 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-028336 · doc4.xml · nonDerivative · entry 1

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 184,660

F1 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Partners IX, LLC.

F1 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Partners IX, LLC.

F2 · ownership.nature: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

Read SEC document
January 08, 2018 Filed Jan 11, 2018 01:19 UTC BOX INC BOX · Entity 3932 OtherClass A Common Stock 6,636 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-003204 · doc4.xml · nonDerivative · entry 3

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 184,459

F4 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund IX Partners, L.P.

F4 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund IX Partners, L.P.

F2 · ownership.nature: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

Read SEC document
January 08, 2018 Filed Jan 11, 2018 01:19 UTC BOX INC BOX · Entity 3932 OtherClass A Common Stock 17,626 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-003204 · doc4.xml · nonDerivative · entry 2

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 177,823

F3 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P.

F3 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P.

F2 · ownership.nature: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

Read SEC document
January 08, 2018 Filed Jan 11, 2018 01:19 UTC BOX INC BOX · Entity 3932 OtherClass A Common Stock 201 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-003204 · doc4.xml · nonDerivative · entry 1

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 160,197

F1 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Partners IX, LLC.

F1 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Partners IX, LLC.

F2 · ownership.nature: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

Read SEC document
December 11, 2017 Filed Dec 14, 2017 01:05 UTC BOX INC BOX · Entity 3932 SaleClass A Common Stock 25,000 $20.73 $518,125.00
Disclosure

SEC source: 0001209191-17-065519 · doc4.xml · nonDerivative · entry 1

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 159,996

F1 · price: This sale price represents the weighted average sale price of the shares sold ranging from $20.66 to $20.94 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

Read SEC document
November 02, 2017 Filed Nov 4, 2017 01:04 UTC BOX INC BOX · Entity 3932 OtherClass A Common Stock 6,891 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-059340 · doc4.xml · nonDerivative · entry 3

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 184,996

F4 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund IX Partners, L.P.

F4 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund IX Partners, L.P.

F2 · ownership.nature: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

Read SEC document
November 02, 2017 Filed Nov 4, 2017 01:04 UTC BOX INC BOX · Entity 3932 OtherClass A Common Stock 17,825 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-059340 · doc4.xml · nonDerivative · entry 2

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 178,105

F3 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P.

F3 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P.

F2 · ownership.nature: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

Read SEC document
November 02, 2017 Filed Nov 4, 2017 01:04 UTC BOX INC BOX · Entity 3932 OtherClass A Common Stock 201 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-059340 · doc4.xml · nonDerivative · entry 1

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 160,280

F1 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Partners IX, LLC.

F1 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Partners IX, LLC.

F2 · ownership.nature: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

Read SEC document
October 20, 2017 Filed Oct 25, 2017 01:03 UTC BOX INC BOX · Entity 3932 OtherClass A Common Stock 238 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-057906 · doc4.xml · nonDerivative · entry 1

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 160,079

F1 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Growth Fund 2006 Partners, L.P.

F1 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Growth Fund 2006 Partners, L.P.

F2 · ownership.nature: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

Read SEC document
October 13, 2017 Filed Oct 17, 2017 22:17 UTC BOX INC BOX · Entity 3932 OtherClass A Common Stock 6,799 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-057203 · doc4.xml · nonDerivative · entry 4

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 159,841

F4 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund IX Partners, L.P.

F4 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund IX Partners, L.P.

F5 · balance_after: Reflects 421 shares of Class A Common Stock of the Issuer received by virtue of a pro rata in-kind distribution by Draper Fisher Jurvetson Fund VIII Management Company, LLC. ("Management VIII").

F1 · ownership.nature: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

Read SEC document
October 13, 2017 Filed Oct 17, 2017 22:17 UTC BOX INC BOX · Entity 3932 OtherClass A Common Stock 17,668 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-057203 · doc4.xml · nonDerivative · entry 3

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 152,621

F3 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P.

F3 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P.

F1 · ownership.nature: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

Read SEC document
October 13, 2017 Filed Oct 17, 2017 22:17 UTC BOX INC BOX · Entity 3932 OtherClass A Common Stock 201 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-057203 · doc4.xml · nonDerivative · entry 2

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 134,953

F2 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Partners IX, LLC.

F2 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Partners IX, LLC.

F1 · ownership.nature: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

Read SEC document
October 10, 2017 Filed Oct 17, 2017 22:17 UTC BOX INC BOX · Entity 3932 GiftClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057203 · doc4.xml · nonDerivative · entry 1

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 134,752

F1 · ownership.nature: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

Read SEC document
September 01, 2017 Filed Sep 6, 2017 20:11 UTC BOX INC BOX · Entity 3932 OtherClass A Common Stock 1,828 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-051600 · doc4.xml · nonDerivative · entry 3

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 159,752

F4 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund IX Partners, L.P.

F4 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund IX Partners, L.P.

F2 · ownership.nature: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

Read SEC document
September 01, 2017 Filed Sep 6, 2017 20:11 UTC BOX INC BOX · Entity 3932 OtherClass A Common Stock 17,626 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-051600 · doc4.xml · nonDerivative · entry 2

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 157,924

F3 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P.

F3 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P.

F2 · ownership.nature: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

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September 01, 2017 Filed Sep 6, 2017 20:11 UTC BOX INC BOX · Entity 3932 OtherClass A Common Stock 201 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-051600 · doc4.xml · nonDerivative · entry 1

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 140,298

F1 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Partners IX, LLC.

F1 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Partners IX, LLC.

F2 · ownership.nature: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

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June 21, 2017 Filed Jun 24, 2017 01:19 UTC BOX INC BOX · Entity 3932 GrantDirector Stock Option (right to buy) · Derivative 10,764 $0.00 Strike: $18.79 $0.00
Disclosure

SEC source: 0001209191-17-041784 · doc4.xml · derivative · entry 3

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,764

Underlying: Class A Common Stock · 10,764 shares

Expires 2027-06-21

F3 · derivative.exercise_date: Represents an automatic annual stock option award pursuant to the Issuer's Outside Director Compensation Policy. 100% of the shares subject to the option vest on the earlier of June 21, 2018 or the Issuer's next annual meeting of stockholders.

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June 21, 2017 Filed Jun 24, 2017 01:19 UTC BOX INC BOX · Entity 3932 GrantClass A Common Stock 5,382 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041784 · doc4.xml · nonDerivative · entry 1

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,899

F1 · shares: Represents an automatic annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 21, 2018 or the Issuer's next annual meeting of stockholders.

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May 05, 2017 Filed May 10, 2017 00:31 UTC BOX INC BOX · Entity 3932 OtherClass A Common Stock 5,485 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-031116 · doc4.xml · nonDerivative · entry 3

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 140,097

F4 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund IX Partners, L.P.

F4 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund IX Partners, L.P.

F2 · ownership.nature: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

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May 05, 2017 Filed May 10, 2017 00:31 UTC BOX INC BOX · Entity 3932 OtherClass A Common Stock 17,718 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-031116 · doc4.xml · nonDerivative · entry 2

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 134,612

F3 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P.

F3 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P.

F2 · ownership.nature: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

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May 05, 2017 Filed May 10, 2017 00:31 UTC BOX INC BOX · Entity 3932 OtherClass A Common Stock 201 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-031116 · doc4.xml · nonDerivative · entry 1

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 116,894

F1 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Partners IX, LLC.

F1 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Partners IX, LLC.

F2 · ownership.nature: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

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April 05, 2017 Filed Apr 7, 2017 20:19 UTC BOX INC BOX · Entity 3932 OtherClass A Common Stock 7,241 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-026250 · doc4.xml · nonDerivative · entry 3

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 116,693

F4 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund IX Partners, L.P.

F4 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund IX Partners, L.P.

F2 · ownership.nature: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

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April 05, 2017 Filed Apr 7, 2017 20:19 UTC BOX INC BOX · Entity 3932 OtherClass A Common Stock 17,671 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-026250 · doc4.xml · nonDerivative · entry 2

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 109,452

F3 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P.

F3 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P.

F2 · ownership.nature: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

Read SEC document
April 05, 2017 Filed Apr 7, 2017 20:19 UTC BOX INC BOX · Entity 3932 OtherClass A Common Stock 201 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-026250 · doc4.xml · nonDerivative · entry 1

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 91,781

F1 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Partners IX, LLC.

F1 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Partners IX, LLC.

F2 · ownership.nature: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 20:23 UTC BOX INC BOX · Entity 3932 OtherClass A Common Stock 303 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-021380 · doc4.xml · nonDerivative · entry 3

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 91,580

F4 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund IX Partners, L.P.

F4 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund IX Partners, L.P.

F5 · balance_after: Reflects 285 shares of Class A Common Stock of the Issuer received by virtue of a pro rata in-kind distribution by Draper Fisher Jurvetson Fund VIII Management Company, LLC. ("Management VIII").

F2 · ownership.nature: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

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March 16, 2017 Filed Mar 17, 2017 20:23 UTC BOX INC BOX · Entity 3932 OtherClass A Common Stock 18,029 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-021380 · doc4.xml · nonDerivative · entry 2

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 90,992

F3 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P.

F3 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P.

F2 · ownership.nature: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 20:23 UTC BOX INC BOX · Entity 3932 OtherClass A Common Stock 201 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-021380 · doc4.xml · nonDerivative · entry 1

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 72,963

F1 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Partners IX, LLC.

F1 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Partners IX, LLC.

F2 · ownership.nature: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

Read SEC document
December 05, 2016 Filed Dec 7, 2016 00:35 UTC BOX INC BOX · Entity 3932 OtherClass A Common Stock 8,866 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-153754 · doc4.xml · nonDerivative · entry 3

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 72,762

F4 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund IX Partners, L.P.

F4 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund IX Partners, L.P.

F2 · ownership.nature: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

Read SEC document
December 05, 2016 Filed Dec 7, 2016 00:35 UTC BOX INC BOX · Entity 3932 OtherClass A Common Stock 17,781 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-153754 · doc4.xml · nonDerivative · entry 2

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 63,896

F3 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P.

F3 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P.

F2 · ownership.nature: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

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December 02, 2016 Filed Dec 7, 2016 00:35 UTC BOX INC BOX · Entity 3932 OtherClass A Common Stock 402 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-153754 · doc4.xml · nonDerivative · entry 1

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 46,115

F1 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Partners IX, LLC.

F1 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Partners IX, LLC.

F2 · ownership.nature: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.