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BOX

BOX INC

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3932
SEC CIK
0001372612
Parsed reports
558

Last 12 months

Inside the activity.

0 purchase rows · 40 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202505
Jan 202602
Feb 202601
Mar 202604
Apr 202604
May 202605
Jun 202607
Jul 202603
Aug 202602
Sep 202603
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 20, 2019 Filed Jun 21, 2019 18:41 UTC
Carullo StephanieChief Operating Officer
Tax withholdingClass A Common Stock 4,323 $18.38 $79,456.74
Disclosure

SEC source: 0001209191-19-038643 · doc4.xml · nonDerivative · entry 1

Carullo Stephanie · CIK 0001712760 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,138

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 22:42 UTC
Mannie JeffVP Controller & Chief Acct Ofr
Tax withholdingClass A Common Stock 2,467 $18.38 $45,343.46
Disclosure

SEC source: 0001209191-19-038644 · doc4.xml · nonDerivative · entry 1

Mannie Jeff · CIK 0001606411 · VP Controller & Chief Acct Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,260

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 22:35 UTC
Leav PeterDirector
GrantEmployee Stock Option (right to buy) · Derivative 23,922 $0.00 Strike: $18.38 $0.00
Disclosure

SEC source: 0001209191-19-038635 · doc4.xml · derivative · entry 2

Leav Peter · CIK 0001455181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,922

Underlying: Class A Common Stock · 23,922 shares

Expires 2029-06-19

F3 · shares: 1/36 of the shares subject to the option vest on July 19, 2019, and 1/36 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date

Read SEC document
June 19, 2019 Filed Jun 21, 2019 22:35 UTC
Leav PeterDirector
GrantClass A Common Stock 11,961 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-038635 · doc4.xml · nonDerivative · entry 1

Leav Peter · CIK 0001455181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,961

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F2 · shares: 1/3 of the RSUs will vest on June 19, 2020. The remaining RSUs will vest annually thereafter over the following two years, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 22:39 UTC GrantDirector Stock Option (right to buy) · Derivative 10,632 $0.00 Strike: $18.38 $0.00
Disclosure

SEC source: 0001209191-19-038639 · doc4.xml · derivative · entry 3

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,632

Underlying: Class A Common Stock · 10,632 shares

Expires 2029-06-19

F3 · derivative.exercise_date: Represents an automatic annual stock option award pursuant to the Issuer's Outside Director Compensation Policy. 100% of the shares subject to the option vest on the earlier of June 19, 2020 or the Issuer's next annual meeting of stockholders.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 22:39 UTC GrantClass A Common Stock 5,316 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-038639 · doc4.xml · nonDerivative · entry 1

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,106

F1 · shares: Represents an automatic annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 19, 2020 or the Issuer's next annual meeting of stockholders.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 22:37 UTC
EVAN DANA LDirector
GrantDirector Stock Option (right to buy) · Derivative 10,632 $0.00 Strike: $18.38 $0.00
Disclosure

SEC source: 0001209191-19-038638 · doc4.xml · derivative · entry 2

EVAN DANA L · CIK 0001204818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,632

Underlying: Class A Common Stock · 10,632 shares

Expires 2029-06-19

F2 · derivative.exercise_date: Represents an automatic annual stock option award pursuant to the Issuer's Outside Director Compensation Policy. 100% of the shares subject to the option vest on the earlier of June 19, 2020 or the Issuer's next annual meeting of stockholders.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 22:37 UTC
EVAN DANA LDirector
GrantClass A Common Stock 5,316 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-038638 · doc4.xml · nonDerivative · entry 1

EVAN DANA L · CIK 0001204818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,567

F1 · shares: Represents an automatic annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 19, 2020 or the Issuer's next annual meeting of stockholders.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 22:40 UTC
Stein JoshDirector
GrantDirector Stock Option (right to buy) · Derivative 10,632 $0.00 Strike: $18.38 $0.00
Disclosure

SEC source: 0001209191-19-038641 · doc4.xml · derivative · entry 3

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,632

Underlying: Class A Common Stock · 10,632 shares

Expires 2029-06-19

F3 · derivative.exercise_date: Represents an automatic annual stock option award pursuant to the Issuer's Outside Director Compensation Policy. 100% of the shares subject to the option vest on the earlier of June 19, 2020 or the Issuer's next annual meeting of stockholders.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 22:40 UTC
Stein JoshDirector
GrantClass A Common Stock 5,316 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-038641 · doc4.xml · nonDerivative · entry 1

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,015

F1 · shares: Represents an automatic annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 19, 2020 or the Issuer's next annual meeting of stockholders.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 18:39 UTC GrantStock Option (Right to Buy) · Derivative 10,632 $0.00 Strike: $18.38 $0.00
Disclosure

SEC source: 0001209191-19-038640 · doc4.xml · derivative · entry 3

O'Driscoll Rory · CIK 0001366969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,632

Underlying: Class A Common Stock · 10,632 shares

Expires 2029-06-19

F3 · derivative.exercise_date: Represents an automatic annual stock option award pursuant to the issuer's Outside Director Compensation Policy. 100% of the shares subject to the option vest on the earlier of June 19, 2020 or the next annual meeting of the stockholders of the issuer.

F4 · balance_after: Pursuant to the policies of Scale Partners, Scale Management III and Scale Management, the Reporting Person is deemed to hold the reported option for the benefit of Scale Management,and must exercise the option solely at the direction of Scale Partners and Scale Management III. Scale Management may be deemed the indirect beneficial owner of the option. The Reporting Person disclaims beneficial ownership of the option except to the extent of his pecuniary interest therein.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 18:39 UTC GrantClass A Common Stock 5,316 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-038640 · doc4.xml · nonDerivative · entry 1

O'Driscoll Rory · CIK 0001366969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,060

F1 · shares: Represents an automatic annual restricted stock unit (RSU) award pursuant to the issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 19, 2020 or the next annual meeting of the stockholders of the issuer.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 22:37 UTC GrantDirector Stock Option (right to buy) · Derivative 10,632 $0.00 Strike: $18.38 $0.00
Disclosure

SEC source: 0001209191-19-038637 · doc4.xml · derivative · entry 2

Barsamian Sue · CIK 0001742302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,632

Underlying: Class A Common Stock · 10,632 shares

Expires 2029-06-19

F2 · derivative.exercise_date: Represents an automatic annual stock option award pursuant to the Issuer's Outside Director Compensation Policy. 100% of the shares subject to the option vest on the earlier of June 19, 2020 or the Issuer's next annual meeting of stockholders.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 22:37 UTC GrantClass A Common Stock 5,316 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-038637 · doc4.xml · nonDerivative · entry 1

Barsamian Sue · CIK 0001742302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,363

F1 · shares: Represents an automatic annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 19, 2020 or the Issuer's next annual meeting of stockholders.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 23:41 UTC
Stein JoshDirector
SaleClass A Common Stock 20,000 $18.19 $363,800.00
Disclosure

SEC source: 0001209191-19-038156 · doc4.xml · nonDerivative · entry 1

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 189,887

F1 · price: This sale price represents the weighted average sale price of the shares sold ranging from $18.16 to $18.25 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

Read SEC document
June 10, 2019 Filed Jun 13, 2019 00:03 UTC
Smith Dylan CDirector · Chief Financial Officer
SaleClass A Common Stock 15,000 $18.02 $270,300.00
Disclosure

SEC source: 0001209191-19-036555 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,084,280

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 9, 2019.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $18.00 to $18.07 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
May 10, 2019 Filed May 14, 2019 23:43 UTC
Smith Dylan CDirector · Chief Financial Officer
SaleClass A Common Stock 15,000 $20.10 $301,500.00
Disclosure

SEC source: 0001209191-19-029807 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,099,280

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 9, 2019.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $19.92 to $20.35 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
April 10, 2019 Filed Apr 12, 2019 22:26 UTC
Smith Dylan CDirector · Chief Financial Officer
SaleClass A Common Stock 15,000 $19.53 $292,950.00
Disclosure

SEC source: 0001209191-19-024524 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,114,280

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 9, 2019.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $19.47 to $19.59 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
April 09, 2019 Filed Mar 13, 2020 01:03 UTC
Smith Dylan CDirector · Chief Financial Officer
GiftClass A Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018659 · doc5.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,077,119

F1 · kind: This transaction represents a charitable donation by the reporting person. No shares were sold.

F2 · balance_after: Includes 2,839 shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
April 03, 2019 Filed Apr 5, 2019 18:10 UTC
Carullo StephanieChief Operating Officer
GrantPerformance-based Employee Stock Option (right to buy) · Derivative 200,000 $0.00 Strike: $20.12 $0.00
Disclosure

SEC source: 0001209191-19-023877 · doc4.xml · derivative · entry 3

Carullo Stephanie · CIK 0001712760 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Class A Common Stock · 200,000 shares

Expires 2029-04-03

F3 · derivative.exercise_date: 1/4 of the shares subject to the option vest on March 20, 2020, and 1/48 of the shares vest monthly thereafter, subject to both (a) continued service to Box through each applicable vesting date, and (b) the closing stock price of the Company's Class A stock must have closed at a level 25% higher than the 30 trading day trailing average prior to April 3, 2019, for 30 consecutive trading days prior to April 4, 2023. If the performance condition in clause (b) is not met prior to April 4, 2023, then no options will vest and all will be forfeited. The performance condition in clause (b) need only be met one time prior to April 4, 2023 in order for it to be satisfied. If the performance condition is achieved, the options will expire on the 10th anniversary of the grant date.

Read SEC document
April 03, 2019 Filed Apr 5, 2019 18:10 UTC
Carullo StephanieChief Operating Officer
Tax withholdingClass A Common Stock 2,287 $19.59 $44,802.33
Disclosure

SEC source: 0001209191-19-023877 · doc4.xml · nonDerivative · entry 2

Carullo Stephanie · CIK 0001712760 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,461

F2 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs and does not represent a sale by the Reporting Person.

Read SEC document
April 03, 2019 Filed Apr 5, 2019 18:10 UTC
Carullo StephanieChief Operating Officer
GrantClass A Common Stock 6,613 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023877 · doc4.xml · nonDerivative · entry 1

Carullo Stephanie · CIK 0001712760 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,748

F1 · shares: Represents Restricted Stock Units ("RSUs") that were granted as a bonus payment earned under the Company's FY19 Executive Bonus Plan. These RSUs were deemed 100% vested immediately following their grant.

Read SEC document
April 03, 2019 Filed Apr 5, 2019 22:12 UTC
Mannie JeffVP Controller & Chief Acct Ofr
SaleClass A Common Stock 10,000 $19.74 $197,400.00
Disclosure

SEC source: 0001209191-19-023878 · doc4.xml · nonDerivative · entry 4

Mannie Jeff · CIK 0001606411 · VP Controller & Chief Acct Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,727

Read SEC document
April 03, 2019 Filed Apr 5, 2019 22:12 UTC
Mannie JeffVP Controller & Chief Acct Ofr
Tax withholdingClass A Common Stock 869 $19.59 $17,023.71
Disclosure

SEC source: 0001209191-19-023878 · doc4.xml · nonDerivative · entry 3

Mannie Jeff · CIK 0001606411 · VP Controller & Chief Acct Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,727

F3 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs and does not represent a sale by the Reporting Person.

Read SEC document
April 03, 2019 Filed Apr 5, 2019 22:12 UTC
Mannie JeffVP Controller & Chief Acct Ofr
GrantClass A Common Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023878 · doc4.xml · nonDerivative · entry 2

Mannie Jeff · CIK 0001606411 · VP Controller & Chief Acct Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,596

F2 · shares: Represents RSUs. 1/16th of the RSUs shall vest after each 3 full months thereafter for the next 48 months, subject to continuous service through each such date.

Read SEC document
April 03, 2019 Filed Apr 5, 2019 22:12 UTC
Mannie JeffVP Controller & Chief Acct Ofr
GrantClass A Common Stock 2,512 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023878 · doc4.xml · nonDerivative · entry 1

Mannie Jeff · CIK 0001606411 · VP Controller & Chief Acct Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,596

F1 · shares: Represents Restricted Stock Units ("RSUs") that were granted as a bonus payment earned under the Company's FY19 Executive Bonus Plan. These RSUs were deemed 100% vested immediately following their grant.

Read SEC document
April 03, 2019 Filed Apr 5, 2019 22:09 UTC
Smith Dylan CDirector · Chief Financial Officer
GrantPerformance-based Employee Stock Option (right to buy) · Derivative 300,000 $0.00 Strike: $20.12 $0.00
Disclosure

SEC source: 0001209191-19-023874 · doc4.xml · derivative · entry 4

Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Class A Common Stock · 300,000 shares

Expires 2029-04-03

F5 · derivative.exercise_date: 1/4 of the shares subject to the option vest on March 20, 2020, and 1/48 of the shares vest monthly thereafter, subject to both (a) continued service to Box through each applicable vesting date, and (b) the closing stock price of the Company's Class A stock must have closed at a level 25% higher than the 30 trading day trailing average prior to April 3, 2019, for 30 consecutive trading days prior to April 4, 2023. If the performance condition in clause (b) is not met prior to April 4, 2023, then no options will vest and all will be forfeited. The performance condition in clause (b) need only be met one time prior to April 4, 2023 in order for it to be satisfied. If the performance condition is achieved, the options will expire on the 10th anniversary of the grant date.

Read SEC document
April 03, 2019 Filed Apr 5, 2019 22:09 UTC
Smith Dylan CDirector · Chief Financial Officer
Tax withholdingClass A Common Stock 2,271 $19.59 $44,488.89
Disclosure

SEC source: 0001209191-19-023874 · doc4.xml · nonDerivative · entry 2

Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,129,280

F3 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs and does not represent a sale by the Reporting Person.

Read SEC document
April 03, 2019 Filed Apr 5, 2019 22:09 UTC
Smith Dylan CDirector · Chief Financial Officer
GrantClass A Common Stock 6,241 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023874 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,131,551

F1 · shares: Represents Restricted Stock Units ("RSUs") that were granted as a bonus payment earned under the Company's FY19 Executive Bonus Plan. These RSUs were deemed 100% vested immediately following their grant.

F2 · balance_after: Includes 1,036 shares acquired on March 15, 2019 by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
April 01, 2019 Filed Mar 13, 2020 01:04 UTC
Levie AaronDirector · Chief Executive Officer
GiftClass A Common Stock 2,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018661 · doc5.xml · nonDerivative · entry 5

Levie Aaron · CIK 0001606525 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,575,322

F1 · kind: This transaction represents a charitable donation by the reporting person. No shares were sold.

Read SEC document
April 01, 2019 Filed Mar 13, 2020 01:04 UTC
Levie AaronDirector · Chief Executive Officer
GiftClass A Common Stock 2,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018661 · doc5.xml · nonDerivative · entry 4

Levie Aaron · CIK 0001606525 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,577,922

F1 · kind: This transaction represents a charitable donation by the reporting person. No shares were sold.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 17:36 UTC
Carullo StephanieChief Operating Officer
Tax withholdingClass A Common Stock 4,463 $20.00 $89,260.00
Disclosure

SEC source: 0001209191-19-021058 · doc4.xml · nonDerivative · entry 1

Carullo Stephanie · CIK 0001712760 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,135

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 21:37 UTC
Mannie JeffVP Controller & Chief Acct Ofr
Tax withholdingClass A Common Stock 3,569 $20.00 $71,380.00
Disclosure

SEC source: 0001209191-19-021060 · doc4.xml · nonDerivative · entry 1

Mannie Jeff · CIK 0001606411 · VP Controller & Chief Acct Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,084

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person.

F2 · balance_after: Includes 1,173 shares acquired on March 15, 2019 by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 20, 2019 Filed Mar 13, 2020 01:04 UTC
Levie AaronDirector · Chief Executive Officer
GiftClass A Common Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018661 · doc5.xml · nonDerivative · entry 3

Levie Aaron · CIK 0001606525 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,580,522

F1 · kind: This transaction represents a charitable donation by the reporting person. No shares were sold.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 23:59 UTC SaleClass A Common Stock 30,000 $19.77 $593,100.00
Disclosure

SEC source: 0001209191-19-020505 · doc4.xml · nonDerivative · entry 1

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 128,600

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 10, 2017.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $19.64 to $19.88 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

Read SEC document
March 06, 2019 Filed Mar 13, 2020 01:04 UTC
Levie AaronDirector · Chief Executive Officer
GiftClass A Common Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018661 · doc5.xml · nonDerivative · entry 2

Levie Aaron · CIK 0001606525 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,583,022

F1 · kind: This transaction represents a charitable donation by the reporting person. No shares were sold.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 01:00 UTC SaleClass A Common Stock 700 $20.62 $14,434.00
Disclosure

SEC source: 0001209191-19-017119 · doc4.xml · nonDerivative · entry 2

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 158,600

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 10, 2017.

F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $20.54 to $20.72 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 01:00 UTC SaleClass A Common Stock 29,300 $19.86 $581,898.00
Disclosure

SEC source: 0001209191-19-017119 · doc4.xml · nonDerivative · entry 1

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 159,300

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 10, 2017.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $19.42 to $20.38 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

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February 25, 2019 Filed Mar 13, 2020 01:04 UTC
Levie AaronDirector · Chief Executive Officer
GiftClass A Common Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018661 · doc5.xml · nonDerivative · entry 1

Levie Aaron · CIK 0001606525 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,584,522

F1 · kind: This transaction represents a charitable donation by the reporting person. No shares were sold.

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February 11, 2019 Filed Feb 14, 2019 00:45 UTC
Smith Dylan CDirector · Chief Financial Officer
SaleClass A Common Stock 45,000 $23.57 $1,060,650.00
Disclosure

SEC source: 0001209191-19-009899 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,124,274

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2018.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $23.20 to $23.80 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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February 05, 2019 Filed Feb 7, 2019 02:06 UTC SaleClass A Common Stock 40,000 $22.63 $905,200.00
Disclosure

SEC source: 0001209191-19-007928 · doc4.xml · nonDerivative · entry 1

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 188,600

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 10, 2017.

F2 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

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January 15, 2019 Filed Jan 18, 2019 00:58 UTC SaleClass A Common Stock 30,000 $19.08 $572,400.00
Disclosure

SEC source: 0001209191-19-004416 · doc4.xml · nonDerivative · entry 1

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 228,600

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 10, 2017.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $18.91 to $19.20 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

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January 07, 2019 Filed Jan 10, 2019 00:57 UTC SaleClass A Common Stock 30,000 $18.90 $567,000.00
Disclosure

SEC source: 0001209191-19-003167 · doc4.xml · nonDerivative · entry 1

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 258,600

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 10, 2017.

F2 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

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December 24, 2018 Filed Mar 16, 2019 00:00 UTC
Levie AaronDirector · Chief Executive Officer
GiftClass A Common Stock 2,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019868 · doc5.xml · nonDerivative · entry 6

Levie Aaron · CIK 0001606525 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,586,022

F1 · kind: This transaction represents a charitable donation by the reporting person. No shares were sold.

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December 20, 2018 Filed Dec 21, 2018 19:57 UTC
Carullo StephanieChief Operating Officer
Tax withholdingClass A Common Stock 6,198 $18.02 $111,687.96
Disclosure

SEC source: 0001209191-18-064017 · doc4.xml · nonDerivative · entry 1

Carullo Stephanie · CIK 0001712760 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,598

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person.

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December 20, 2018 Filed Dec 22, 2018 01:02 UTC
Mannie JeffVP Controller & Chief Acct Ofr
Tax withholdingClass A Common Stock 1,224 $18.02 $22,056.48
Disclosure

SEC source: 0001209191-18-064019 · doc4.xml · nonDerivative · entry 1

Mannie Jeff · CIK 0001606411 · VP Controller & Chief Acct Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,480

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person.

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December 07, 2018 Filed Dec 12, 2018 00:58 UTC
Stein JoshDirector
OtherClass A Common Stock 5,382 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062128 · doc4.xml · nonDerivative · entry 1

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,699

F1 · kind: Represents the transfer of shares to DFJ FUND VIII MGMT CO, as mandated by Draper Fisher Jurvetson policy. The transfer did not represent a discretionary trade by the Reporting Person.

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December 06, 2018 Filed Mar 16, 2019 00:00 UTC
Levie AaronDirector · Chief Executive Officer
GiftClass A Common Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019868 · doc5.xml · nonDerivative · entry 5

Levie Aaron · CIK 0001606525 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,588,722

F1 · kind: This transaction represents a charitable donation by the reporting person. No shares were sold.

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December 03, 2018 Filed Dec 6, 2018 16:34 UTC OtherClass A Common Stock 26,045 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-061279 · doc4.xml · nonDerivative · entry 2

O'Driscoll Rory · CIK 0001366969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,126

F3 · shares: Represents the number of shares of stock the reporting person received in connection with a pro rata distribution from Scale Venture Management III, LLC.

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December 03, 2018 Filed Dec 6, 2018 16:34 UTC OtherClass A Common Stock 107,890 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-061279 · doc4.xml · nonDerivative · entry 1

O'Driscoll Rory · CIK 0001366969 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,284

F1 · kind: Scale Venture Management III, LLC distributed these shares to its members on a pro rata basis, for no consideration.

F2 · ownership.nature: The shares are held of record by Scale Management, LLC ("Scale Management"). Stacey Bishop, Ariel Tseitlin, Rory O'Driscoll and Andy Vitus, the managers of Scale Management, share voting and dispositive power with respect to the shares held by Scale Management. The reporting person disclaims beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.